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. 2021 Dec 21;14(1):12. doi: 10.3390/nu14010012

Table 2.

Description of methods and results of microbial diversity and richness assessment.

Study ID (Author, Year) Comparison Groups 1 Alpha Diversity Method 2 Alpha Diversity and Richness 1,2 Beta Diversity Method Beta Diversity
Andoh 2016 [17] O vs. L Shannon index Significantly lower in O (2.40 ± 0.17) vs. L (2.80 ± 0.14)
p < 0.01
PCA 3 PCA 3 at phylum level showed different distribution of O and L peoples
Beaumont 2016 [37] High vs. Low BMI Shannon index Significantly lower in high vs. low BMI (p = 0.0001)
Borges 2018 [38]
Borgo 2018 [18] O vs. NW Shannon index, observed species and Faith’s PD Significantly lower α-diversity (PD) in O vs. n (p < 0.01).
Shannon index and observed species are not reported by BMI group
Weighted and unweighted UniFrac 4 metrics and PCoA 5 Bray–Curtis distances No separation was obtained between O and NW subjects (p > 0.05). Significant separation in LAM 7 samples between NW and O was observed
Chavez-Carbajal 2019 [19] O vs. OMS vs. NW Shannon index, Simpson index, Chao1, observed species. Shannon index: no significant difference between groups
O: 6.61 ± 0.36
OMS: 6.56 ± 0.38
NW: 6.32 ± 0.46
O vs. NW (p = 0.17)
OMS vs. NW (p = 0.09)
Simpson index: no significant difference between groups
O: 0.97 ± 0.01
OMS: 0.97 ± 0.01
NW: 0.97 ± 0.02
O vs. NW (p = 0.28)
OMS vs. NW (p = 0.52)
Chao1 index: significantly higher in O vs. NW
O: 787.1 ± 137.8
OMS: 769.4 ± 101.7
NW: 583.5 ± 87.8
OMS vs. NW (p = 0.003)
O vs. NW (p = 0.002)
Unweighted UniFrac 4 analysis, PCoA 5 For the unweighted, PCoA 4 analysis clearly grouped the O and OMS separating them from the NW (ANOSIM 8; p = 0.01). Weighted analysis showed a similar result (ANOSIM 8, p = 0.01)
Chen 2016 [20] Shannon index NR by BMI groups unweighted and weighted UniFrac 4 distances NR by BMI groups
Davis 2016 [40] O vs. OW vs. NW Simpson’s Index of Diversity, Chao1, Shannon index Effective Number of Species Shannon index Effective Number of Species: No significant differences reported
O: 228.2 ± 134.1
OW: 218.1 ± 134.2
NW: 179.9 ± 103.1
p = not reported
Chao1 and Simpson’s Index NR
Davis 2020 [39] High FMI vs. Low FMI Shannon index, Fishers index, Chao 1, Observed species The alpha diversity and richness indices were lower in the high versus low FMI 1 group:
Shannon index: no significant differences (data not shown)
Fisher index: no significant differences (MD −6.2, 95%CI −12.7, 0.4; p = 0.065).
Chao1 index: significantly lower in high vs. low FMI (MD −46.1, 95%CI −90.2, −2.0; p = 0.040);
Observed species: significantly lower in high vs. low FMI (MD −46.1, 95%CI −86.5, −5.7; p = 0.026)
De la Cuesta-Zuluaga 2018 [41,42] O vs. OW vs. L Shannon index and number of observed OTUs Shannon index: significant differences (lower in O/OW vs. L)
O: 3.1 ± 0.7
OW: 3.0 ± 0.7
L: 3.2 ± 0.7
p = 0.04
# observed OTUs: significant differences (lower in O/OW vs. L)
O: 142.5 ± 36.4
OW: 138.6 ± 35.6
L: 153.5 ±38.8
p = 0.002
Weighted and unweighted UniFrac 4 matrices (PERMANOVA 6) NR by BMI groups
Fei 2019 [43] O vs. OW vs. L Shannon index, Chao1 diversity, observed OTUs NR by BMI groups Beta diversity (PERMANOVA 6) NR by BMI groups
Finucane 2014 [44] O vs. L Shannon index, observed OTUs Shannon index: No differences in O vs. L
Richness (total number of OTUs): No difference in O vs. L
Gallè 2020 [45] O/OW vs. NW/UW Shannon index No significant differences in O/OW (2.5 ± 0.2) vs. NW/UW (2.5 ± 0.2)
p = 0.77
PCoA 5 using the METAGEN assist platform ANOSIM 8 test yielded no significant dissimilarity for the BMI groups (R = −0.011, p = 0.5)
Gao 2018 [46] O vs. NW Shannon, Simpson, Number of observed OTUs Shannon index: Significantly lower in O vs. NW (p < 0.01)
Simpson index: Significantly lower in O vs. NW (p < 0.001)
# observed OTUs: No significant difference in O vs. NW
PCoA 5 of samples by weighted and unweighted UniFrac 4 distance Fecal microbial communities of the four BMI groups were not distinct from each other, indicating low among-group dissimilarities
Harakeh 2020 [47] O vs. OW vs. NW vs. UW Shannon index No difference between UW, NW, OW and O individuals
Kaplan 2019 [48] NW vs. OW vs. O (class I, II, III) Shannon index Significantly lower in O Class III vs. NW: Beta (95% CI)
NW Ref.
OW −0.01 (−0.08, 0.10)
O Class I −0.08 (−0.18, 0.01)
O Class II −0.09 (−0.21, 0.03)
O Class III −0.19 (−0.35, −0.03)
Bray-Curtis distances NR by BMI groups
Kasai 2015 [21] O vs. L Shannon index Significantly higher in O vs. L
p < 0.05
PCA 3 L subjects formed a cluster distinct from O subjects
Loftfield 2020 [49] O vs. OW vs. NW Shannon index, Faith phylogenetic diversity index (PD), and number of observed sequence variants Shannon index, PD and number of observed sequence variants: No significant differences across groups. Bray–Curtis and unweighted UniFrac 4; PCoA 5 Being O compared with normal BMI at age 46 was statistically significantly associated with Bray–Curtis, unweighted Uni-Frac, and weighted UniFrac distances (all p values ≤ 0.001); whereas OW BMI and BMI history were not statistically significantly associated with the beta diversity matrices
Oduaran 2020 [34] O vs. L Shannon index, Chao1 Shannon diversity in Bushbuckridge: No significant differences in O (4.56 ± 0.39) vs.
L (4.49 ± 0.53 (4.56 ± 0.41 after exclusion of an outlier))
p = 0.85
Chao 1: Significantly higher in O vs. L (p = 0.001)
Shannon diversity in Soweto: No significant differences in
O (4.30 ± 0.56) vs. L (4.49 ± 0.34)
p = 0.45
Chao 1: No significant differences in O vs. L (p = 0.33)
Bray-Curtis distances, PcoA 4,5 Beta diversity measurements showed statistically significant differences between the lean and obese groups in Bushbuckridge with calculated Bray-Curtis distances using the permutational analysis of variance (PERMANOVA 6) test (p = 0.02 for Bushbuckridge and p = 0.84 for Soweto)
Org 2017 [50] Pielou’s index (evenness), and Fisher’s alpha (diversity) NR by BMI groups Bray–Curtis distance NR by BMI groups
Osborne 2020 [51] Tertile 1: 12.9–19.1 kg/m2;
Tertile 2: 19.1–23.4 kg/m2; Tertile 3: 23.4–38.9 kg/m2
Shannon index, Chao1, number of observed OTUs Shannon index: Significant decrease across BMI tertiles
tertile 1: 4.6 ± 0.5
tertile 2: 4.5 ± 0.5
tertile 3: 4.4 ± 0.5
p < 0.01
Chao1: Significant decrease across BMI tertiles
tertile 1: 10,848 ± 3916
tertile 2: 9761 ± 3006
tertile 3: 9162 ± 3590
p = 0.02
# observed OTUs: Non-significant decrease across BMI tertiles
tertile 1: 3613 ± 1462
tertile 2: 3160 ± 999
tertile 3: 3093 ± 1317
p = 0.07
Unweighted UniFrac 4, weighted UniFrac 4, and Bray-Curtis distances NR by BMI groups
Ozato 2019 [32] High VFA vs. Low VFA Shannon index Significantly lower in High vs. Low VFA in men (p = 0.053)
Non-significantly higher in High vs. Low VFA in women (p >0.05)
Patil 2012 [52] O vs. NW Shannon index and Simpson index Shannon index: No significant differences reported
O: 2.89 ± 0.56
NW: 2.84 ± 0.75
p = not reported
Simpson index: No significant differences reported
O: 0.11 ± 0.08
NW: 0.14 ± 0.18
p = not reported
UniFrac 4 analysis Library cluster analysis clearly demonstrates clustering of lean and normal libraries except L3 (which has an unusually high Bacteroides genus counts). Interestingly, libraries O1 and O2 cluster in the normal/lean clade
Peters 2018 [33] O vs. NW Shannon index, Richness, and Evenness Shannon index: Non-significantly lower in O vs. NW (beta = −0.11, p = 0.11, pHolm = 0.22)
Evenness: Non-significantly lower in O vs. NW (beta = −0.01, p = 0.22, pHolm = 0.44).
Richness (i.e., number of OTUs): Significantly lower in O vs. NW (beta = −9.87, p = 0.04, pHolm = 0.08);
Significantly lower richness in O vs. NW in women (p = 0.03), but not in men (p = 0.47)
Weighted UniFrac4 distance, PCoA 5 Partial constrained analysis of PCoA 4 of the weighted UniFrac distance revealed separation of obese from both healthy-weight and OW participants on the main axis, with OW separated from healthy-weight participants on the secondary axis, although PCoA 4 did not reveal clustering by BMI category. In PERMANOVA 6 analysis of the weighted UniFrac distance, BMI category was not associated globally with overall microbiome composition (p = 0.14). In pairwise comparisons, overall microbiome composition differed between O and HW participants (p = 0.04, pHolm = 0.07), while OW and HW participants did not differ significantly (p = 0.64, pHolm = 0.64)
Rahat-Rozenbloom 2014 [53] OW vs. L Shannon index No significant difference in OW (4.66) vs. L (4.92)
p = 0.18
Weighted UniFrac 4 distances PCoA 5 plots failed to reveal any difference in between the L and OW groups (data not shown)
Salah 2019 [54] O vs. OD vs. NW Shannon index, Number of OTUs Shannon index: Significantly lower in O vs. NW (p < 0.01)
Significantly higher in OD vs. NW (p < 0.05)-
Number of OTUs: NR
PCoA 5 unweighted and weighted UniFrac 4 distance matrix PCoA 5 plot based on unweighted Uni-Frac was built and showed significant BMI and diabetes-dependent clustering of samples (PERMANOVA 6; p = 0.001)
Thingholm 2019 [55] O vs. L PD calculated using the phylogenetic tree built on the aligned OTU sequences PD significantly lower in O vs. L (p = 3.20310−11 by robust regression). Function betadisper from the R package vegan with default settings to evaluate dispersion between groups Composition (beta-diversity) of taxonomic and functional profiles (adonis q < 0.1), and taxonomic evaluation of dispersion (genera, betadisper q < 0.1) significantly lower in O vs. L, although not for functional features (betadispersion q > 0.1)
Verdam 2013 [56] O vs. NO Simpson’s reciprocal index of diversity (1/D) Significantly lower in O (128.7 ± 33.2) vs.
NO (174.6 ± 37.3)
p = 0.002
Vieira-Silva 2020 [57] Observed richness was calculated using phyloseq NR by BMI groups PCoA 5 using Bray–Curtis dissimilarity with Hellinger transformation NR by BMI groups
Whisner 2018 [58] PD metrics calculated by QIIME via Faith’s PD NR by BMI groups PCoA 5 using weighted and unweighted UniFrac 4 distances NR by BMI groups
Wilkins 2019 [59] Weighted UniFrac 4 beta-diversity NR by BMI groups
Yasir 2015 [35] O vs. NW Shannon Index
Chao Index
Number of OTUs
Shannon Index, Chao Index, and Number of OTUs reported at OTU cutoffs of 3, 6 and 9 distance units
France
O significantly lower diversity and richness than NW at all the OTU cutoffs (p < 0.05).
Saudi Arabia
No significant difference in diversity and richness between O and NW at all the OTU cutoffs
PCoA 5 calculated in QIIME by choosing Bray–Curtis distance methods at the genus level PCoA 5 showed that O and NW individuals clustered independently.
NW individuals from France and Saudi Arabia clustered together, but O Saudis clustered independently from obese French
Yun 2017 [60] O vs. OW vs. NW PD metrics calculated by QIIME 9 Significantly lower diversity (PD) in O vs. NW (p < 0.01) and OW vs. NW (p < 0.01) PCoA5 of weighted UniFrac 4 Weighted UniFrac 4 PCoA 5 identified significant differences between groups (ANOSIM 8; R = 0.020, p = 0.001)

1 L: Lean; NO: non-obese; NW: Normal weight; OW: Overweight; O: Obese; OD: obese diabetic; OMS: Obese and metabolic syndrome; UW: underweight; VFA: visceral fat area; FMI: fat mass index; 2 PD: phylogenetic distance; OTUs: operational taxonomic units; 3 PCA: Principal component analysis; 4 UniFrac: unique fraction metric; 5 PCoA: Principal Coordinates analysis; 6 PERMANOVA: permutational multivariate analysis of variance 7 LAM: lumen-associated microbiota; 8 ANOSIM: Analysis of Similarities; 9 QIIME: Quantitative Insights Into Microbial Ecology. NR: not reported.