Abstract
Red-light responsiveness of photoswitches is a highly desired property for many important application areas such as biology or material sciences. The main approach to elicit this property uses strategic substitution of long-known photoswitch motives such as azobenzenes or diarylethenes. Only very few photoswitches possess inherent red-light absorption of their core chromophore structures. Here, we present a strategy to convert the long-known purple indirubin dye into a prolific red-light-responsive photoswitch. In a supramolecular approach, its photochromism can be changed from a negative to a positive one, while at the same time, significantly higher yields of the metastable E-isomer are obtained upon irradiation. E- to Z-photoisomerization can then also be induced by red light of longer wavelengths. Indirubin therefore represents a unique example of reversible photoswitching using entirely red light for both switching directions.
Introduction
Photoswitches have gained strong traction as a molecular basis for responsive behavior at the smallest scales. The most prominent photoswitches, stilbenes, azobenzenes, spiropyranes, and diarylethenes, have already led to countless applications and uses in fields spanning the molecular, material, or biomedical sciences. They represent fundamental switching units for synthetic molecular machines,1−10 photopharmacology,11−16 light-controlled catalysts,17−24 or materials research25−30 to name only a few examples. In their wake, a number of novel molecular photoswitch architectures have been developed,31 which bring a suite of different geometrical and electronic changes to the table, greatly expanding the toolbox of molecular engineering. Important examples are azo-BF232 and hydrazone-based switches,33,34 Stenhouse dyes,35−37 imines,9,38,39 or imidazole-based biradicals.40 Indigoid dyes41−45 and foremost hemithioindigo (HTI)46 have emerged as a very promising class of chromophores for photoswitching applications. HTI has been employed as a photopharmacological tool,47−50 for responsive supramolecular systems,51−54 catalysis,24 and advanced molecular machine building.10,56−62 The fundamental photochemistry of indigoid photoswitches has been explored in some detail, establishing rational design principles to consciously manipulate their properties.59,63−68 Different to most other photoswitch motives, indigoid core chromophores are highly colored, enabling visible-light photoswitching in both switching directions. Such low-energy absorption properties are especially important in the context of materials, biological applications, as well as generating more complex integrated molecular behavior.5,18,19,21,24 For biological applications, two aspects are crucial in this regard: selectivity for addressing only the photoswitch in the presence of a biological material, which itself absorbs up to the visible range, and penetration of the irradiating light into tissue, which is optimal at the “biooptical window” between 650 and 850 nm.11,15 In catalysis and materials research, the photoswitching capacity again has to be compatible with catalysts, reactants, products, or other components of functional materials. Red-light responsiveness is therefore a critical property in these fields and beyond if additional control via light irradiation is to be implemented.25,26,28 Despite many efforts to shift light responsiveness of established photoswitches to the low-energy red part of the electromagnetic spectrum,69−73 there is still an urgent need for simple and effective strategies enabling proficient visible and especially red-light photoswitching.
Indirubin is a constitutional isomer of indigo and has been known as a colorant for a long time. More than 150 years ago, its synthesis was described as a side product in the synthesis of indigo by Baeyer and Emmerling.74 It is a compound of deep purple color that is produced in bacterial metabolism75 and has been used in traditional Chinese medicine for hundreds of years. It possesses anticancer activity as well as antiangiogenesis and anti-inflammatory effects.76 Despite its prominence and vivid color, the possibility of photoisomerization of indirubin has to the best of our knowledge not been explored so far. In this work, we show that indirubin can be rendered into a red-light-responsive photoswitch by substituting the acidic NH protons with alkyl substituents (Figure 1).
Due to its rather moderate photochromism and particular quantum yields, isomer enrichment is however not very high in the photostationary states (pss) and reaches up to 46% E-isomer in toluene solution or 62% in CH2Cl2. The reverse photoreaction can be induced by blue light, as indirubin possesses negative photochromism. Full recovery of the thermodynamically stable Z-isomer can additionally be achieved thermally. This promising photoswitching behavior can significantly be improved with a straightforward supramolecular strategy. After commercially available Schreiner’s thiourea organocatalyst (STC)77 is added, the photoswitching capacity of indirubin under red-light illumination is significantly enhanced. Selective binding of STC to the E-isomeric indirubin state leads to a pronounced red-shift of its absorption and thus to an actual reversal of the intrinsic negative photochromism into a positive one. Now up to 84% E-isomer is formed upon 625–650 nm irradiation and the reverse E to Z photoisomerization can be induced even with 730 nm light. Taken together, this simple implementation of supramolecular photoisomerization control allows to establish efficient and red-light-only responsiveness for an easy-to-prepare and -functionalize novel photoswitch motive.
Results and Discussion
In this study, different indirubin derivatives 1–5 are investigated with respect to their photoswitching properties (Figure 2a). Their synthesis proceeds in two steps, condensation of (substituted) isatin with indoxyl acetate and subsequent alkylation of both nitrogen atoms, either concomitantly or sequentially with the first alkylation taking place at the isatin fragment. Synthesis of substituted isatins started from commercially available 5,6-difluorinated isatin, which undergoes selective nucleophilic aromatic substitution at the 6-position. Details of the synthesis are given in the Supporting Information. For differently substituted indirubins 1c, 2c, 3a, 4a, 5a, and 5b in their Z-isomeric state, single crystals suitable for X-ray structural analysis were obtained (Figure 2b,c), evidencing the molecular structures directly.
After the synthesis of indirubins 1–5 was established, their thermal behavior was investigated first. For all indirubin derivatives, the Z-isomeric state is the thermodynamically most stable one, which is exclusively populated at ambient temperatures. After Z- to E-photoisomerization has taken place for the dialkylated derivatives 1a–5a, the reverse thermal E- to Z-isomerization could be followed in the dark in either toluene(-d8) or CD2Cl2/CH2Cl2 solution using 1H NMR or UV/vis spectroscopy. The obtained Gibbs energies of activation ΔG‡ are similar for the indirubins studied and range between 20.3–22.7 kcal/mol, corresponding to half-lives τ1/2 of the metastable E-isomers of 2.6 min–2.7 h at 20 °C. Interestingly the thermal E- to Z-isomerization of indirubin 1a is significantly dependent on the concentration in solution. If the concentration is increased by a factor of about 100 (2.6 versus 0.028 mmol L–1) in toluene solution, the Gibbs energy of activation ΔG‡ is reduced by 1.4 kcal/mol. Although dilution experiments did not hint at significant aggregation, comparison with the behavior of indirubin 2a points in this direction. Indirubin 2a bears a branched alkyl chain at the isatin N-atom, which is expected to increase solubility and reduce self-aggregation. In this case, the concentration effects on the thermal E- to Z-isomerization are significantly subdued, and the Gibbs energy of activation ΔG‡ is reduced by only 0.7 kcal/mol upon a 100-fold (2.5 versus 0.025 mmol L–1) concentration increase. With these ΔG‡ values and resulting thermal stabilities of the E-configured metastable isomers, indirubins are fully addressable at ambient conditions.
The photochemistry of dialkylated indirubins 1a–5a (Figure 3) was investigated next using a combination of UV/vis absorption and NMR spectroscopy in conjunction with a comprehensive theoretical assessment. The obtained quantitative experimental data are summarized in Table 1. All derivatives show pronounced absorptions in solution with maxima close to or beyond 600 nm, which makes them appear blue to the human eye (Figure 3b). The molar absorptions at those maxima are typically in the range of ε = 10 000–15 000 L mol–1 cm–1. In more polar CH2Cl2, a red-shift of the absorption is observed by 4–7 nm with negligible effects on the molar absorption values. When comparing the absorptions of dialkylated with unsubstituted indirubin, a noticeable red-shift of 54 nm is observed for the absorption of the former. This red-shifted absorption is reproduced in the theoretical description and can be attributed to the electron donation properties of the alkyl substituents at the nitrogen atoms.
Table 1. (Photo)physical and Photochemical Properties of Dialkylated Indirubins 1a–5a as Determined by 1H NMR (#) or UV/vis Absorption Spectroscopy (*).
indirubin | solvent | STC presence | ϕZ/E/% (at irradiation nm)* | ϕE/Z/% (at irradiation nm)* | isomer yield in the pss/% (nominal LED nm) | ΔG‡ (therm.E/Z)/kcal mol–1 | half-life of pure E-isomer at 20 °C |
---|---|---|---|---|---|---|---|
1a | toluene(-d8) | no | 0.8 ± 2 (625) | 1.8 ± 2 (625) | 46% E (625 nm)# | 21.3–22.7 | 15 min–2.7 h |
83% Z (450 nm)# | |||||||
toluene(-d8) | yes | 0.7 ± 2 (625) | 0.3 ± 2 (625) | 84% E (625 nm)# | 22.4 | 1.6 h | |
61% Z (450 nm)# | |||||||
toluene(-d8) | yes | 46% Z (730 nm)* | |||||
CD2Cl2/CH2Cl2 | no | 62% E (625 nm)# | 22.5 | 1.9 h | |||
72% Z (450 nm)# | |||||||
CD2Cl2/CH2Cl2 | yes | 82% E (625 nm)# | 22.3 | 1.4 h | |||
59% Z (450 nm)# | |||||||
2a | toluene(-d8) | no | 40% E (625 nm)# | 22.1–22.4 | 1–1.6 h | ||
87% Z (450 nm)# | |||||||
toluene(-d8) | yes | 84% E (625 nm)# | 22.5 | 1.9 h | |||
72% Z (450 nm)# | |||||||
toluene(-d8) | yes | 50% Z (730 nm)* | |||||
CD2Cl2/CH2Cl2 | no | 59% E (625 nm)# | 22.3 | 1.4 h | |||
75% Z (450 nm)# | |||||||
CD2Cl2/CH2Cl2 | yes | 76% E (625 nm)# | 22.3 | 1.4 h | |||
56% Z (450 nm)# | |||||||
3a | toluene(-d8) | no | 46% E (625 nm)# | 21.9 | 42 min | ||
86% Z (450 nm)# | |||||||
toluene(-d8) | yes | 69% E (625 nm)# | 22.2 | 1.1 h | |||
86% Z (450 nm)# | |||||||
toluene(-d8) | yes | 37% Z (730 nm)* | |||||
CD2Cl2/CH2Cl2 | no | 59% E (625 nm)# | 22.6 | 2.3 h | |||
72% Z (450 nm)# | |||||||
CD2Cl2/CH2Cl2 | yes | 67% E (625 nm)# | 21.5 | 21 min | |||
79% Z (450 nm)# | |||||||
4a | toluene(-d8) | no | 40% E (625 nm)# | 21.6 | 25 min | ||
85% Z (450 nm)# | |||||||
toluene(-d8) | yes | 75% E (625 nm)# | 21.5 | 21 min | |||
88% Z (450 nm)# | |||||||
CD2Cl2/CH2Cl2 | no | 51% E (625 nm)# | 21.4 | 18 min | |||
75% Z (450 nm)# | |||||||
CD2Cl2/CH2Cl2 | yes | 67% E (625 nm)# | 21.7 | 29 min | |||
82% Z (450 nm)# | |||||||
5a | toluene(-d8) | no | 24% E (625 nm)# | 20.5 | 3.7 min | ||
90% Z (450 nm)# | |||||||
toluene(-d8) | yes | 64% E (625 nm)# | 20.3 | 2.6 min | |||
89% Z (450 nm)# | |||||||
CD2Cl2/CH2Cl2 | no | 27% E (625 nm)# | 20.5 | 3.7 min | |||
85% Z (450 nm)# | |||||||
CD2Cl2/CH2Cl2 | yes | 32% E (625 nm)# | 20.4 | 3.1 min | |||
88% Z (450 nm)# |
Upon irradiation with different wavelengths of light, no spectral changes are observed for unsubstituted indirubin 1c at ambient temperatures under continuous irradiation. This behavior resembles the behavior of unsubstituted indigo, which undergoes a very rapid excited-state proton transfer (ESPT) that outcompetes the slower photoisomerization processes.78 Upon replacement of at least one NH proton of indigo by carbon-based substituents, reversible photoswitching is observed, since no (efficient) ESPT can take place in these cases.44,45,79 In a related approach, we show here that replacement of both NH protons of indirubin by alkyl substituents (1a–5a) allows photoisomerization behavior to be elicited. If, however, only the NH proton of the isatin fragment is replaced by alkyl substituents in, for example, 1c, again no photoisomerization is observed at ambient temperatures under steady-state irradiation. This behavior strongly suggests that the NH proton of the indigo fragment is a crucial feature inhibiting productive photoswitching of indirubins.
For dialkylated indirubins 1a–5aZ- to E-photoisomerization takes place upon 625 nm irradiation, leading to a reduction of the maximum at around 600 nm and a blue-shift of the absorption (see Figure 3a and the Supporting Information). This behavior establishes negative photochromism for indirubins. At the same time, absorption increases at around 450 nm. Despite a sizable photochromism in toluene solution, photoisomerization does not lead to a very strong accumulation of the metastable E-isomer in the pss. This can be explained by the higher quantum yield for the “backwards” E- to Z-photoisomerization (ϕE/Z = 1.8%) as opposed to the opposite Z- to E-photoisomerization (ϕZ/E = 0.8%). As judged by NMR spectroscopy, between 24% (indirubin 5a) and 46% (indirubin 1a) of E-isomer is obtained upon 625 nm irradiation in toluene-d8. When changing the solvent to the more polar CH2Cl2/CD2Cl2, photochswitching is enhanced. As a result, higher E-isomer accumulations are achieved in the pss in this solvent ranging from 27% (indirubin 5a) to 62% (indirubin 1a). Because of the increased absorption at 450 nm, E- to Z-photoisomerization can be induced by blue light of this wavelength, which restores high Z-isomer content in the range of 83% (indirubin 1a) to 90% (indirubin 5a) in the pss in toluene solution. The photoswitching is highly reversible, showing only a miniscule deterioration of the performance after 10 full switching cycles (see Supporting Information). In CH2Cl2/CD2Cl2, a similar behavior is observed. In this way, reversible photoswitching using red (625 or 660 nm) and blue (450 nm) light is possible with alkylated indirubins. Quantitative reversion of the metastable E- to the Z-isomeric state is possible thermally for all derivatives.
Although dialkylated indirubins showed already sizable red-light-induced photoisomerization capacity, there was still room to improve the photoswitching especially with regard to accumulation of metastable E-isomers in the pss. Typically, substitution approaches are followed for this purpose. However, it became quickly apparent that substitution changes at the isatin fragment were not very effective, as all dialkylated derivatives 1a–5a provided a similar photoswitching capacity. We therefore tested a different approach, which relies on supramolecular interactions with an external hydrogen bond donor. A similar idea has been introduced recently to influence the thermal isomerizations of Stenhouse adduct (DASA) photoswitches,80 but to the best of our knowledge, no strongly beneficiary effects in the context of photoswitching have been shown so far (for related intramolecular hydrogen bonding effects, see, for example, refs (81−83) and for a covalently linked thiourea–Stenhouse adduct to photoswitch solubility see ref (55)). Upon addition of STC, photochromism changed significantly for dialkylated indirubins 1a–5a in solution. The reason for this effect is a stronger recognition of the metastable E-isomer as opposed to the Z-isomer as evidenced by significant induced shifts of the former’s 1H NMR signals (see Supporting Information). No significant changes for the Z-isomer signals were observed upon STC addition. As a result of this selective recognition, the absorption of the E-isomer is red-shifted such that the initial negative photochromism is now turned into a positive one with better spectral separation between the isomers’ absorption spectra in the long-wavelength region. Additionally, the quantum yields for the two photoreactions (Z- to E- and E- to Z-photoisomerizations measured at 625 nm irradiation where both isomers absorb well) are changed significantly upon STC binding. Without the presence of STC, ϕZ/E = 0.8% and ϕE/Z = 1.8%; however, after addition of STC, the former remains essentially unaffected, ϕZ/E = 0.7%, while the latter drops to ϕE/Z = 0.3%. This behavior could be explained by a stabilization of the E-isomeric state via association with STC and a resulting hampering of productive photoisomerization. In favor of this explanation is the observation that upon heating in the dark, a maximum of 2% E-isomeric indirubins 1a and 2a remains in solution in the presence of STC, while in the absence of STC, no E-isomer remains (Figure 3c). However, the kinetics of the thermal E- to Z-isomerization is not affected by addition of STC, and the same half-lives of the respective E-isomers are observed in the presence or absence of STC (see Table 1 for the exact values quantified). The indifference of the thermal E-to Z-isomerization kinetics to the presence of STC suggests also a more direct and possibly electronic influence of the thiourea on the quantum yield. As a result of mainly the quantum yield changes, highly improved E-isomer enrichment in the pss at 625 nm irradiation (where photochromism remains mediocre) is possible in the presence of STC. From the initial 24% (indirubin 5a) to 46% (indirubin 1a) of obtained E-isomers in toluene solution, an improvement to 64% (indirubin 5a) to 84% (indirubin 1a) can now be achieved. The reverse E- to Z-photoisomerization can still be affected with blue light leading up to 72% Z-isomer enrichment despite lower quantum yields for this reaction in the presence of STC. Almost complete reversal to the Z-isomer (100% for indirubins 3a–5a and at least 98% for indirubins 1a and 2a) is also still possible in all cases by a brief heating step. In CH2Cl2/CD2Cl2, the effects are lesser owing to the higher polarity of the surrounding solvent. However, sizable improvements are still observed for the photoswitching in this solvent. Because of the now positive photochromism, the reverse E- to Z-photoisomerization can also be induced with red light of longer wavelengths. For example, starting from 75% E-1a or 74% E-2a in in toluene solution irradiation with 730 nm light delivers 46% and 50% of the corresponding Z-1a and Z-2a isomers, respectively (Figure 3c). Therefore, reversible photoswitching with two shades of red is achieved, one of which resides close to the near-infrared (NIR) spectral region without the need for high-intensity two-photon processes or sensitizing. Because of the supramolecular nature of inducing such unusual light addressability, it is possible to use the recognition process as an additional control element. Without the thiourea, blue- and red-light responsiveness is obtained in a negatively photochromic system. In the presence of the thiourea, blue and red or dual red-light responsiveness is obtained in a positively photochromic system with the very same photoswitch. Also in this case, we observe high reversibility of the all-red-light photoswitching and no significant deterioration of the performance after 10 full switching cycles (see Supporting Information).
To gain deeper insights into the reason for the observed supramolecular induction of photochromism change, we conducted a theoretical study for indirubin 1 with a combination of methods, which are described in detail in the Supporting Information. First, the structures of the Z- and E-isomers of indirubin 1a were optimized on the B3LYP/6-311G(d,p) level of theory. Afterward, a preliminary screening of different supramolecular interaction geometries for the complex between E-isomeric indirubin 1a and 1 equiv of STC (other stoichiometries could not reliably be described by theory owed to the significantly increased complex size) was conducted using the MMFFs force field and the MCMM algorithm for conformational analysis implemented within the MacroModel program package of the Schroedinger suite. The variety of obtained complex structures was scrutinized for structural redundancies, and unique structures (up to 50 different conformers) were optimized first on the B3LYP-D3BJ/6-31G(d)-PCM(tol) level of theory. Afterward, again, redundant structures were discarded, and preoptimized unique structures were reoptimized with a greater basis (6-311++G(d,p)). Subsequent frequency analyses confirmed the obtained structures as minima on the potential energy hypersurface. As can be seen from Figure 4a, the supramolecular structure with lowest energy exhibits hydrogen bonding to STC via both carbonyl oxygen atoms of indirubin’s isatin fragment. Additional aromatic interactions are observed between the aromatic surface of the upper isatin fragment and one electron-deficient aromatic fragment of STC. There are also some possible dispersive interactions occurring between the n-propyl chain of 1a’s isatin fragment and the other aromatic fragment of STC.
TDDFT calculations allowed the corresponding theoretical UV/vis absorption spectra to be obtained for the isolated indirubins Z-1a (see Supporting Information) and E-1a as well as for the complex between E-1a and STC (Figure 4b). In each case, 10 states were taken into account to describe the absorption. When comparing the absorption of Z-1a and E-1a, almost no difference in the overall transition energies is observed, which is in general agreement with the experimentally observed small negative photochromism. However, a full account of negative photochromism is not found in the theoretical description of the pure indirubin structures. For both isomers, Z-1a and E-1a, the main contribution to the absorption stems from a HOMO–LUMO transition, which can roughly be described as a π–π* transition (Figure 4c). Here, the double-bond character of the central isomerizable double bond is lost upon transition to the LUMO, which is a prerequisite for indirubin photoswitching capacity. Nevertheless, there are significant contributions of lower-lying orbitals such as HOMO–2 or HOMO–3. The absorption of the complex between E-1a and STC is found to be strongly red-shifted as compared to E-1a alone, which reproduces the experimentally observed positive photochromism. When taking into account different possible binding constants for complex formation (Figure 4b), the experimentally observed spectral shifts are reproduced well for binding constants ranging between 100 and 1000 M–1. For the E-1a–STC complex, the HOMO–LUMO π–π* transition in indirubin is more dominant as a result of the hydrogen bonding interaction with STC, which explains why the photochromism now is positive (Figure 4c). Such a supramolecular influence of the environment on photoswitching is frequently used in biological systems to tune photochemical properties as most eminent for retinal photoswitching (see for example ref (84)). Different to many natural systems (e.g., in natural retinal85 or bilin86) however, the mechanism at hand does not involve a pronounced twisting of the chromophore structure by the supramolecular interaction. Instead, polarity changes and polarization play a more crucial role here.
In summary, we present indirubin as versatile red-light-responsive photoswitch together with an effective supramolecular strategy to significantly enhance its photoresponse. Alkylation of the NH protons was found to be a fundamental prerequisite to elicit photoswitching capacity and negative photochromism in the first place. Up to 62% of the metastable E-isomer was obtained for alkylated indirubins when irradiating with 625 nm red light, and up to 90% of the Z-isomer is accumulated upon 450 nm blue-light irradiation. After addition of the hydrogen bonding STC, the photochemistry of indirubin is improved significantly via supramolecular interactions. Up to 84% of the E-isomer is now obtained upon 625 nm irradiation, while at the same time, the negative photochromism is turned into a positive one. The latter makes it possible to use a different wavelength of red light, i.e., 730 nm, to induce the reverse E- to Z-photoisomerization. As a result, indirubins can be photoswitched with two shades of red light, a highly sought-after responsiveness for many applications. Conversion back to the Z-isomer is also achieved thermally in all cases. These results open up a new structural space for low-energy light-driven photoisomerization reactions of double bonds within a rigid and geometrically well-defined molecular framework. The advantage of a supramolecular approach is compatibility with a variety of different photoswitches (either the same class as shown in this work or in different classes, which we will explore in the future) without the need for additional substitution approaches on the photoswitch itself to adjust its light response. Future elaboration of the herein presented supramolecular principle by, for example, flexible covalent attachment of STC to indirubin, will allow the observed beneficiary effects to be significantly increased, which will be of importance for, for example, biological applications requiring high dilutions and competitive environments. Applications in responsive molecular and supramolecular systems are currently under investigation in our laboratory and will be reported in due course.
Acknowledgments
H. Dube thanks the Deutsche Forschungsgemeinschaft (DFG) for an Emmy Noether fellowship (DU 1414/1-2). We further thank the Deutsche Forschungsgemeinschaft (SFB 749, A12) and the Cluster of Excellence “Center for Integrated Protein Science Munich” (CIPSM) for financial support. This project has also received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation programme (PHOTOMECH, grant agreement No 101001794).
Supporting Information Available
The Supporting Information is available free of charge at https://pubs.acs.org/doi/10.1021/jacs.1c08206.
Details of synthesis, photochemical, photophysical, and thermal behavior, theoretical description, supramolecular interactions, crystal structural data. Additional theoretically obtained optimized structures on different levels of theory are available by request from the authors (PDF)
Accession Codes
CCDC 2100391–2100396 contain the supplementary crystallographic data for this paper. These data can be obtained free of charge via www.ccdc.cam.ac.uk/data_request/cif, or by emailing data_request@ccdc.cam.ac.uk, or by contacting The Cambridge Crystallographic Data Centre, 12 Union Road, Cambridge CB2 1EZ, UK; fax: +44 1223 336033.
The authors declare no competing financial interest.
Supplementary Material
References
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