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. 2022 Jan 24;10(2):248. doi: 10.3390/biomedicines10020248

Table 1.

Ongoing clinical studies applying gene expression profiling in early breast cancer.

Clinical Trials (NCT#) and Study Phase GEP Assay Breast Cancer Population Clinical Endpoints Study Description
OPTIMA (ISRCTN 42400492)
Phase III
Prosigna/PAM50 HR+/HER2−, pN1–2 or pN1mi with pT ≥ 20 mm or pN0 with pT ≥ 30 mm iDFS A de-escalation clinical trial to tailor adjuvant therapy for HR+/HER2− high clinical risk breast cancer
RxPONDER (NCT01272037)
Phase III
Oncotype DX HR+/HER2−, 1–3 N+, recurrence score ≤ 25 iDFS Role of recurrent score in predicting benefit of adjuvant chemotherapy in women with LN+ disease
GERICO 11/ASTER 70s (NCT01564056)
Phase III
Genomic Grade test HR+/HER2−, N0 or N+, age ≥ 70 years, PS ≤ 2 OS Adjuvant systemic treatment for ER+/HER2− breast cancers in patients over 70 years of age according to genomic grade index: chemotherapy + endocrine therapy vs. endocrine therapy
EXET (NCT04016935)
Observational
EndoPredict HR+/HER2−, stage I–III, 0–3 N+, potential adjuvant chemotherapy, no neoadjuvant chemotherapy DRFS Extended Endocrine Trial: A prospective registry study testing the impact of EndoPredict on extended endocrine therapy decisions and patients’ outcomes
RESCUE (NCT03503799)
Observational
EndoPredict HR+/HER2−, stage I–III, 0–3 N+ DRFS Prospective assessment of disease progression in breast cancer patients undergoing EndoPredict test—a care research study
DxCARTES (NCT03819010)
Phase II
Oncotype DX HR+/HER2−, Ki67 ≥ 20, stage II-IIIb T2–T4, N0–N2, age ≥ 18, PS ≤ 1 Molecular differences on recurrence score between pre- and post-treatment Neoadjuvant letrozole + palbociclib in HR+/HER2− patients with stage II–IIIb breast cancer, and pretreatment recurrence scores: 18–25 or 26–100 by Oncotype DX testing. Analysis of recurrent score and pathological feature changes at time of surgery
PLATO (NCT03900637)
Phase II
MammaPrint HR+/HER2−, stage I–IIIA, ineligible for BCS, age ≥ 19, PS ≤ 2 Conversion rate Multicenter study to increase BCS rate with personalized neoadjuvant strategy in HR+/HER2− breast cancer for whom BCS is not feasible. Neoadjuvant chemotherapy and endocrine therapy are conducted on genomic high and low risk patients, respectively
NSABP FB-13 (NCT03628066)
Phase II
Oncotype DX HR+/HER2−, T2–T4, candidate for neoadjuvant HT, premenopausal status, PS ≤ 1, recurrence score < 26 Complete cell cycle arrest (percentage of patients with a Ki67 < 2.7%) Neoadjuvant treatment for premenopausal HR+/HER2− breast cancer patients and evaluation of the clinical and biological effects of palbociclib with ovarian suppression and letrozole
POETIC-A (NCT04584853)
Phase III
AIR-CIS HR+/HER2−, postmenopausal status, ≥1.5 cm, grade 3 and/or Ki67 level ≥ 20% Time to tumor recurrence (local or distant disease) Preoperative endocrine therapy for individualized therapy with abemaciclib

Aromatase Inhibitor Resistant-CDK4/6 Inhibitor Sensitive (AIR-CIS) test; Breast Conservative Surgery (BCS; DRFS, Distant Recurrence-free Survival; GEP, Gene Expression Profiling; Hormonal Therapy (HT); iDFS, invasive Disease-Free Survival; OS, Overall Survival.