Table 5.
Theory areas associated with implementation strategies
ERIC strategy | Domain | Associated concepts (bold) and intended outcomes | Associated initial programme theories |
Develop a formal implementation blueprint | Baseline assessment and planning |
Clear implementation plan or blueprint for change
Clear aim of improving patient outcomes: Clear communication of expectations across sites; tool for planning changes. Provide support for comparison across sites implementing the intervention |
Social Cognitive Theory |
Conduct cyclical small tests of change | Ongoing assessment | Designed with adaptation to local settings in mind: Incremental changes easier than multifaceted ones. | Social Cognitive Theory |
Promote adaptability; purposely re-examine the implementation | Ongoing assessment | Designed with adaptation to local settings in mind: Negotiation, needs assessment, ownership of change. | Social Cognitive Theory |
Build a coalition; create new clinical teams | Partnering | Facilitate access to reputable advice and problem-solving assistance: Inclusion, trust, common goal, breadth of expertise. | Partnership Synergy Theory |
Develop academic partnerships; use an implementation advisor; use advisory boards and workgroups | Partnering | Facilitate access to reputable advice and problem-solving assistance: Breadth of expertise, social support. | Partnership Synergy Theory |
Align with other priorities | Social processes | Formal period of planning and needs assessment: Assess the fit with current workflow, personal and organisational goals aligned. |
Organisational Readiness Theory
Social Cognitive Theory |
Conduct local needs assessment | Baseline assessment and planning |
Formal period of planning and needs assessment: Assessing readiness; understanding implications of change on workflow and practice. Designed with adaptation to local settings in mind |
Organisational Readiness Theory |
Assess for readiness and identify barriers and facilitators | Baseline assessment and planning | Formal period of planning and needs assessment: Setting up conditions that support change. | Organisational Readiness Theory |
Change physical structure and equipment | Accessing resources | Provide or facilitate practical support in the form of resources and equipment: Aligning structure with process. | Partnership Synergy Theory |
Use data experts | Partnering | Provide data support for new or changed IT systems, baseline audits and ongoing monitoring: Partnership with experts to support change. | Partnership Synergy Theory |
Develop resource sharing agreements | Partnering | Provide or facilitate practical support in the form of resources and equipment: Working with others to effect change. | Partnership Synergy Theory |
Develop educational materials | Baseline assessment and planning | Formal period of planning and needs assessment: Setting up educational support/conditions that support change. | Organisational Readiness Theory |
Distribute educational materials | Accessing resources | Provide practical support in the form of education and skill acquisition: Knowledge and skill acquisition, increase in personal and collective competence and confidence. | Social Cognitive Theory |
Provide clinical supervision | Social processes and influences |
Provide practical support in the form of education and skill acquisition: Social support, role modelling, and practice of new behaviours. Provide social support from executive sponsorship, supervised practice, project officers, opinion leaders or champions |
Social Cognitive Theory |
Access new funding | Accessing resources | Provide practical support in the form of resources and equipment: Setting up conditions that support change. | Partnership Synergy Theory |
Create a learning collaborative | Social processes | Provide social support from executive sponsorship, supervised practice, project officers, opinion leaders or champions: Social influences supporting change and learning. |
Diffusion of innovation
Organisational Readiness Theory |
Facilitation | Social processes | Provide social support from executive sponsorship, supervised practice, project officers, opinion leaders or champions: Breadth of expertise, social support. | Diffusion of innovation |
Identify and prepare champions; inform local opinion leaders | Social processes | Provide social support from executive sponsorship, supervised practice, project officers, opinion leaders or champions: Social influence supporting change. |
Diffusion of innovation
Organisational Readiness Theory |
Involve executive boards; obtain formal commitments | Social processes | Provide social support from executive sponsorship, supervised practice, project officers, opinion leaders or champions: Trust, social support, legitimacy, accountability. |
Social Cognitive Theory
Diffusion of Innovation Organisational Readiness Theory |
Recruit, designate, and train for leadership | Social processes |
Provide social support from executive sponsorship, supervised practice, project officers, opinion leaders or champions: Social influence supporting change. Provide or facilitate practical support in the form of education and skill acquisition: |
Social Cognitive Theory
Diffusion of innovation |
Organise clinician implementation team meetings | Social processes | Provide social support from executive sponsorship, supervised practice, project officers, opinion leaders or champions: Social influence supporting change, setting common goals and expectations. |
Organisational Readiness Theory
Theory of Planned Behaviour |
Conduct local consensus discussions | Social processes |
Provide social support from executive sponsorship, supervised practice, project officers, opinion leaders or champions: Social influence supporting the setting of clear objectives, building local trust, planning. Designed with adaptation to local settings in mind |
Organisational Readiness Theory
Partnership Synergy Theory Theory of Planned Behaviour |
Audit and provide feedback | Baseline assessment and planning Ongoing assessment |
Formal period of planning and needs assessment: Setting up tension for change. Provide support for comparison across sites implementing the intervention: Standardised collection of data sets up a tension for change, diagnoses areas for individual sites to work on, and tracks progress locally and across sites. |
Organisational Readiness Theory |
Capture and share local knowledge | Social processes | Support for comparison across sites implementing the intervention: Increase the breadth of expertise, social support. | Social Cognitive Theory |
Develop and implement tools for quality monitoring | Baseline assessment and planning Ongoing assessment |
Support for implementation built into intervention: Setting up conditions that foster change and decrease participant effort. Provide support for comparison across sites implementing the intervention |
Organisational Readiness Theory |
ERIC, Expert Recommendations for Implementing Change; IT, information technology.