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. 2022 May 18;12(5):e058158. doi: 10.1136/bmjopen-2021-058158

Table 6.

Context–mechanism–outcome configurations for implementation strategies aligning with Organisational Readiness Theory. The broad context is for individual and collective implementers of large-scale hospital interventions

Implementation strategy (ERIC wording) Context Mechanism Outcome Component of Organisational Readiness Theory Evidence from the literature on large-scale hospital projects
Baseline audit results shared with implementers
(Audit and provide feedback)
When implementers see their baseline audit results and perceive that current practice is not optimal …a tension for change is developed leading to … members being more likely to engage in the project Appropriateness
Personal valence
Support10 47
Clear evidence provided on effectiveness of intervention
(Audit and provide feedback)
When implementers see clear evidence that the intervention is effective and will improve patient care … implementers value the change … members are more likely to engage in the project Appropriateness
Personal valence
Support48
When implementers do not see clear evidence of the effectiveness of the intervention / do not see the link with improved outcomes for patients … implementers do not value the change … members are less likely to engage in the project Appropriateness
Personal valence
Limited support39 40
Sharing the positive experience of early adopters of the intervention
(Create a learning collaborative)
When implementers are told of the success of early adopters at other sites …a tension for change is developed and perceptions of feasibility at their own site will improve leading to … members being more likely to engage in the project Appropriateness
Personal valence
Support49
A lead-in period is provided when local needs are assessed
(Conduct local needs assessment)
When local needs of implementers are assessed before any proposed change … confidence in capability rises, resulting in greater levels of commitment and collaboration … resulting in more effective implementation Appropriateness
Change-specific efficacy
Support
10 31 38 50–52
When local needs are not accurately assessed (eg, time needed for new practice underestimated) … confidence in capability falls, resulting in poorer levels of commitment and collaboration … resulting in poor adoption and outcomes Not supported37
Support38
Executive and management are engaged and support the intervention
(Involve executive boards; obtain formal commitments)
Executive /management support that is visible to the implementers … increases perceptions of feasibility and organisational capacity … resulting in increased engagement Management support Support10 52–55
Commitment to support the change from executive level is communicated to implementers … increases perceptions of feasibility and organisational capacity … resulting in increased engagement Support28 48 50–52
Executive /management support is inadequate or not visible to the implementers … decreases perceptions of feasibility and value of the change … resulting in lack of engagement Support32 38
Executive /management support is inadequate or distant, but local or within team leadership is seen as strong and autonomous … does not decrease perceptions of feasibility and value of the change … and does not impact intention to commit Supported56
Executive /management support is inadequate, but local or within team leadership is seen as strong … increases perceptions of siloed change, decreasing perceptions of feasibility … resulting in lower staff buy-in and commitment Supported55
Executive /management support is inadequate, and local or within team leadership is also inadequate/ non participatory … decreases perceptions of feasibility and value of the change … resulting in lack of engagement Supported55
Support from external agencies/peak bodies for the intervention
(Develop academic partnerships; use an implementation advisor; use advisory boards and workgroups)
When external support and/or endorsement of the proposed change is present implementers may value the change more favourably or feel a greater tension for change …resulting in increased engagement and commitment Appropriateness Support10 27 48 50 53 57
Clear and consistent communication with identified/designated leaders of the intervention
(Identify and prepare champions; Recruit, designate, and train for leadership)
Consistent messages and actions from leaders, opinion leaders and champions … increase perceptions of organisational capacity … resulting in more effective engagement Management support
Appropriateness
Support50 57
Mixed or missed information from leaders, opinion leaders and champions … decrease perceptions of organisational capacity and disempowerment … resulting in poorer engagement Support38 58
Align intervention with other organisational priorities When the proposed change aligns with other organisational or national priorities … implementers may value the change more favourably and see their efforts as contributing to a larger, more significant programme … resulting in more effective engagement Personal valence Appropriateness Support48 57
When the proposed change is part of a collaborative effort across multiple sites … stakeholders’ perceptions of the value of the change may increase … resulting in greater commitment Support27 28 48 59
Align with known concerns/priorities of implementers When the proposed change aligns with the personal priorities of implementers …the change is valued more highly by implementers … resulting in more effective engagement Personal valence Support32 51
When the proposed change does not align with personal or group priorities/ do not make sense … the value of the change is discounted …resulting in poor engagement Individual and group valence Support58
Provide opportunities for formal and informal planning and knowledge exchange around the intervention
(Create a learning collaborative; Capture and share local knowledge)
When there is appropriate and timely information sharing through social interaction, and shared experience … may increase collective vision and purpose … resulting in greater engagement and persistence Support10 38 47 51 52 57
Providing appropriate education
(Develop educational materials)
Development of educational packages appropriately pitched at key implementers …… increase perceptions of feasibility and organisational capacity … members are more likely to engage in the project Change-specific efficacy Support31 47 51 57 59
Development of educational packages not tailored to specific group’s knowledge base perceived as inappropriate … decreases perceptions of capability …members are less likely to engage or commit to the project Support38
Providing appropriate implementation support
(Facilitation: Develop a formal implementation blueprint)
Provision or preparation of implementation blueprints or plans …… increase perceptions of feasibility and organisational capacity … members are more likely to engage in the project Change-specific efficacy Support31
Appealing to past successes In spite of previous successes and capabilities, if local needs and capabilities are not considered adequate by those enacting this specific change proposed …. … collective capability will be seen as deficient … levels of commitment will be poor Change-specific efficacy No evidence found

ERIC, Expert Recommendations for Implementing Change.