Abstract
The synthesis of terpenes is a large field of research that is woven deeply into the history of chemistry. Terpene biosynthesis is a case-study of how the logic of a modular design can lead to diverse structures with unparalleled efficiency. This work mimics Nature by leveraging modern Ni-catalyzed electrochemical sp2–sp3 decarboxylative coupling reactions—enabled by Ag-nanoparticle modified electrodes—to intuitively assemble terpene natural products and complex polyenes using simple modular building blocks. The step-change in efficiency of this approach is exemplified through the scalable preparation of 13 complex terpenes, which minimized protecting group manipulations, functional group interconversions, and redox fluctuations. The mechanistic aspects of the essential functionalized electrodes are studied in depth through a variety of spectroscopic and analytical techniques.
One Sentence Summary:
A scalable platform reliant on Ag-nanoparticle functionalized electrode and Ni-catalysis enables practitioners to mimic the way Nature modularly assembles terpenes.
The study of terpene synthesis holds a special place in the annals of organic synthesis, with the formalization of the stereoelectronic effect, conformational analysis, rules for pericyclic reactions, and even retrosynthetic analysis stemming from this field.(1) Beyond synthesis, the pivotal role that terpenes play in nature and medicine has inspired practitioners from a wide spectrum of the scientific community.(2, 3) As medicines, they exhibit broad activity ranging from modulation of human physiology (e.g., steroid hormones, cannabinoids) to amelioration of disease (e.g., Taxol®, artemisinin).(2) Terpenes also pervade the fine chemicals industry and are found in commercial fragrances and food additives.(4) Not surprisingly, this class of natural isolates has inspired numerous total syntheses, a legendary example being Johnson’s synthesis of progesterone in 1971 (Figure 1A).(5) As one of the first biomimetic terpene syntheses, it validated the Stork-Eschenmoser hypothesis by stitching together the polycyclic steroid core through a bold cation-olefin cyclization.(6) This tactic subsequently shaped the landscape of future chemical approaches to such molecules through its ability to generate polycyclic ring-systems and multiple stereocenters from prochiral alkenes. Polyene cyclization is still an active area of research in the modern era, as evidenced by the steady development of new polycyclization reactions and enantioselective variants.(7) Although the power of cation-olefin cyclization is undisputed, the construction of polyunsaturated precursors remains oddly challenging. Retrosynthetic strategies to forge such entities are still plagued with a non-intuitive logic where building blocks used do not clearly map onto the product into which they are ultimately incorporated. Specifically, these approaches are non-modular and individually target each polyolefin cyclization precursor synthesized. Furthermore, they often lack complete control of olefin geometry (a critical feature controlling the resulting sp3 stereochemistry), and require multiple functional group interconversions (FGIs).(8) The current barrier to rapid, modular, and controlled polyene construction therefore limits the effectiveness of what is arguably one of the most powerful complexity-inducing chemical transformations known. Meanwhile, steady advancement in the development of methodology for creating sp2–sp3 linkages has pointed towards a simpler approach to polyene synthesis (Figure 1B).(9, 10) The cyclase phase of natural terpene assembly points to inherent advantages of a modular approach as a simple building block like isopentenyl pyrophosphate (IPP) can be intuitively mapped onto the final polyene product.(11) The goal of this study was to mimic this strategy for modular terpene synthesis by focusing on disconnecting sp2–sp3 bonds directly to arrive at simple carboxylic acid precursors (Figure 1C). By combining the learnings of decarboxylative C─C bond formation and electrochemical cross-electrophile coupling with a new application of in situ electrode functionalization we show how halo-acid modules can be iteratively coupled resulting in more logical retrosynthetic analyses that reduce step-counts and reliance on pyrophoric reagents while removing non-ideal manipulations.(12, 13) The scalable access to 13 terpene natural products exemplifies the strategic power of this logic. Furthermore, the mechanistic interplay between the Ag-embedded heterogeneous interface and the homogenous Ni-catalyst exemplifies the untapped potential of functionalized electrodes in synthetic organic electrochemistry.
Fig. 1.
The synthesis of polyene cyclization precursors remains a challenge to chemists. Taking inspiration from chemical and natural precedent, this work developed a modular platform constructing sp2–sp3 bonds using an electrochemical reaction and functionalized electrodes. (A) Retrosynthetic analysis of Johnson’s classic total synthesis of progesterone. (B) The advantages of a prototypical sp2–sp3 disconnection and the biosynthesis of geraniol pyrophosphate. Adenosine triphosphate (ATP) activation of an alcohol generates the reactive chemical feedstocks necessary for terpene synthesis. (C) Combining the advantages of the sp2–sp3 disconnection and the modular and selective activation characteristics of the biosynthesis required development of a mild reaction using nickel electrocatalysis and Ag-nanoparticle functionalized electrodes.
[Rationale]
The execution of the plan outlined above would require a departure from many of the (alkenyl)-sp2–sp3 disconnection strategies previously used that combine alkyl organometallic reagents or boronates with vinyl halides (Figure 1B).(9, 10) The functional group compatibility needed (tolerating free carboxylic acids, for example) and a desire to minimize functional group interconversions (e.g. R–X to R–BR2) was vividly illustrated in our initial forays (Figure 2). Here we enlisted the recently disclosed decarboxylative alkenylation with organozincs (prepared through lithium halogen exchange).(14) In the coupling with redox-active ester (RAE) 2, more than three equivalents of 1 and six equivalents of t-BuLi under cryogenic conditions were required to generate the organometallic. Deprotection and oxidation of the resulting product 3 set the stage for the ensuing coupling. Although conceptually attractive, this approach fell short of the modular and mild aspirations of the initial plan (see SM for discussion). The seminal work of Périchon and Nédélec on electrochemical reductive cross-coupling was inspirational as it demonstrated the coupling of vinyl halides with electronically biased alkyl halides in a simple undivided cell.(15) Additionally, reports adapting this reactivity to aryl-alkyl cross-coupling using alkyl RAEs as alternatives to alkyl halides have emerged.(16) Inspired by these precedents, initial conditions were developed that enabled a more functional group tolerant reductive coupling of pre-generated RAEs with vinyl iodides. Unfortunately, after initial optimization efforts (see SM Tables S31-36) the use of free acid 5 in this milder coupling only provided trace quantities of 6 using an in situ protocol for the conversion of 4 to the corresponding RAE. An extensive series of optimization experiments were performed in hope of overcoming this apparently intractable problem. Many of the traditional experimental variables associated with the optimization of electrochemical reactions such as electrolyte and electrode were re-evaluated to no avail. Modification of the properties of the Ni-based electrocatalytic system were also re-explored by screening ligands, Ni-sources, and other metals known to promote reductive coupling. Finally, given the heterogeneous nature of electrochemistry, efforts to modify the surface of the electrode were pursued since the deposition of metals onto electrode materials has been used to improve the performance of reductive electrochemical transformations.(17) Two metals that are known to readily and reproducibly plate onto carbon electrodes, Cu and Ag, were explored with the latter providing a stunning increase in reaction efficiency and functional group compatibility.(18) Thus, addition of 0.30 equiv. AgNO3 relative to the redox active ester starting material to the standard reductive coupling conditions [NiCl2•6H2O (10 mol%), 2,2’-bpy (10 mol%), DMF, room temperature (r.t.)] resulted in 50% isolated yield of 6. The precise nature of this electrode modification was studied in detail (vide infra) and supported the notion that Ag-based nanoparticles were present and responsible, at least in part, for this enhanced outcome. Before applying these newly developed conditions, a number of control studies were undertaken as illustrated at the bottom of Figure 2. Using coupling partners 5 and 7 as model substrates that give measurable yields without AgNO3, several experiments confirmed that the Ag ion was the essential additive (entries 1-3). Entries 4-6 corroborate the role of Ag-based nanoparticles as the use of pure Ag electrodes or Ag-plated electrodes did not work well whereas Ag-nanoparticles, deposited on RVC electrodes, could be recycled without the need for added Ag. Finally, the critical role of electrochemistry in this process was confirmed (entries 7-10) by running the reaction in the absence of current or by employing stoichiometric chemical (Mg) reductants, although, addition of Ag to those non-electrochemical processes did lead to notable improvements. Importantly, previously developed C(sp3)-C(sp2) decarboxylative cross coupling conditions were unamenable to the desired decarboxylative alkenylation employing electrophiles such as 7 (See SM, Table S44) (19-21) In the final optimized manifestation, a free carboxylic acid (1.0 equiv.) could be converted to the NHPI-RAE (N,N’-diisopropylcarbodiimide, N-hydroxyphthalimide, 1-3 h) in a minimal amount of THF (max. 1 mmol/0.75 mL of THF) followed by direct addition of vinyl iodide (1.5 equiv.) and Ni catalyst in DMF (0.07-0.25M); the solution was then added to a commercial electrochemical cell fitted with a sacrificial Mg-anode and RVC-cathode containing AgNO3 (0.3 equiv.). Then, the reaction was electrolyzed (ca. 2.5 F/mol, 2.5 h) at ambient temperature.
Fig. 2.
The discovery and optimization of the electrocatalytic methodology is described. The published decarboxylative alkenylation is a prototypical example of literature methods to construct sp2–sp3 bonds requiring harsh reagents, cryogenic temperatures, protecting groups and functional group interconversions (FGIs). Initial electrochemical conditions were insufficient to accomplish the envisioned plan to cross-couple in situ activated acids and halo-acid modules. The addition of AgNO3 (0.3 equiv.) to the reaction was a breakthrough. Control experimentation suggests that nanosilver on the cathode is responsible for the improved yield and that electrochemistry offers a unique advantage over other systems.
[Results]
With a viable method in hand for chemoselective and modular C–C coupling, execution of the blueprint outlined in Figure 1 could be explored. Rather than pursue a tabular listing of coupling partners to illustrate functional group tolerance and geometric control (all stereoretentive), the value of the methodology was exemplified through the total or formal synthesis of 13 terpene natural products (Figure 3). A range of functional groups is tolerated, including epoxides, alkynes, alcohols, free carboxylic acids on the vinyl iodide, esters, ethers, ketones, enones, aldehydes, electron-rich (hetero)aromatics, β-keto esters, and skipped dienes. The simplification enabled by this method is apparent in three polyene cyclization precursors prepared en route to complex terpene natural products: progesterone (8), celastrol (9), and isosteviol (10). A protecting group free synthesis of progesterone precursor 8 begins with the electrochemical cross-coupling of two simple acids 4 (in situ activated) and 5 (prepared in two steps via carboiodination and oxidation). The product acid 6 was next in situ activated and coupled to a vinyl iodide bearing a free alcohol (11). Alcohol 12 was converted to the bromide (13) via Appel conditions and coupled to 2-iodo-3-methylcyclopentenone using an electrochemical reaction inspired by Hansen’s electrochemical conditions (See SM Tables S3-6) to deliver the desired polyene endpoint (8) directly.(22) In contrast, similar reported couplings have employed Suzuki conditions which required three steps to prepare a suitable trifluoroborate-containing coupling partner.(23) This modular and intuitive approach takes place in six steps (longest linear sequence, LLS) relying on a single FGI and oxidation step without resorting to any protecting groups. In contrast, Johnson’s synthesis of progesterone arrived at the target polyene in 8 steps (LLS) with two FGI’s and two PG-related steps.(5) In 2016, Dudley and coworkers published a 10-step total synthesis of progesterone which also prepares polyene 8 in six steps LLS with one FGI and one oxidation.(23)
Fig. 3.
The utility and scalability of the developed electrocatalytic methodology is showcased through the formal or total synthesis of 13 natural products. (A) Three polyene cyclization precursors and five natural products are synthesized through iterative electrochemical cross-electrophile couplings showing a functional group tolerance inclusive of alkynes, alcohols, acids, esters, ketones, enones, aldehydes, ethers, epoxides, electron-rich heteroaromatics and skipped dienes. (B) A unified and scalable synthesis of the four nerolidol isomers is described. A recirculating flow system was used to conduct a 100g-scale electrochemical cross-coupling. The large image showcases the complete flow system consisting of a frame cell, power source, peristaltic pump, round bottom flask reservoir, and a mechanical stirrer. On right: (top) reaction reservoir, (middle) pure product after column chromatography, (bottom) SEM image of the Ag-nanoparticle embedded carbon felt cathode post-reaction.
Siegel’s elegant approach to 9 leveraged a unique polyene cyclization precursor bearing a tetra-substituted alkene and an electron rich arene.(24) Cleverly, inherent symmetry was exploited to arrive at the polyene in 9 steps, using one FGI and one oxidation. The use of an HWE reaction led to a 6:1 mixture of E/Z isomers, highlighting the challenges associated with approaches that construct polyolefin cyclization precursors through Wittig-like transforms. In contrast, the modular assembly approach breaks bonds adjacent to the olefins and programs the alkene geometry at the outset. The synthesis commences with in situ activation of acid 14 and electrochemical coupling with the same vinyl iodide 5 used in the synthesis of 8. The product acid 15 was subsequently activated and coupled with tetra-substituted vinyl iodide 16 bearing a reactive aldehyde to complete the formal synthesis endpoint of celastrol (9) in 5 steps.
Snider’s impressive synthesis of isosteviol relied on pioneering oxidative radical cascade methodology from polyene 10—prepared in 10-steps (LLS) with 2 FGI’s and 3 redox manipulations.(25) Our initial attempts using more traditional organometallic cross-coupling chemistry (Figure 2) yielded no success in the first coupling (see SM, Figure S9). Using vinyl organolithium reagents led to a retro-lithium ene reaction to expel allyl lithium, and treating the allyl vinyl iodide 17 with organometallic reagents led to recovery of vinyl iodide. The only conditions identified capable of forging the desired bond between the acid 18 and skipped diene 17 were the developed electrochemical conditions, which gratifyingly gave the desired product acid 19 in 53% isolated yield on gram-scale. The resulting acid 19 was activated and coupled to vinyl iodide 20 bearing the reactive β-ketoester functionality (a testament to the functional group compatibility of the developed conditions) providing more than a gram of polyene 10 in 6 steps LLS.
To further test the capabilities of the developed methodology, a broad range of terpenes was targeted. The diterpene, ambliol A, first isolated from the marine sponge Dysidea amblia by Faulkner in 1981 off of the Pacific coast (La Jolla) was chosen as an attractive target to synthesize for its antibiotic activity and unique functionality.(26, 27) Only recently (2015) was an enantioselective synthesis of (+)-ambliol A accomplished by Serra and Lissoni using an enzymatic resolution in 16 steps LLS.(28) That synthesis led to a revision of the original enantiomeric assignment. In contrast, a convergent synthesis of (–)-ambliol A utilizing the developed electrochemical conditions was achieved in just five steps LLS by coupling the enantiopure epoxyacid 21 (confirmed via x-ray crystallography: See SM, Figure S112) with furan 22 in 47% yield followed by reductive epoxide opening (LiEt3BH) thus unambiguously confirming its stereochemical revision and enabling the first synthetic access to the natural enantiomer.
The sesquiterpenes (E)-α- and β-bisabolenes (23 and 24), which function in nature as pheromone molecules for a number of insects, were an opportunity to test the electrochemical cross-coupling on secondary acids.(29) Targeting the central sp2–sp3 junction for disconnection, syntheses of 23 and 24 diverged from secondary acid 25 and enlisted vinyl iodide 26 or 27 to furnish 23 and 24 in 72% and 64% yield, respectively. The more stabilized secondary radical generated from the acid coupled efficiently under the standard reaction conditions providing access to both natural products in three steps LLS.
The California red scale sex pheromone, produced by an invasive citrus pest, was originally identified in 1977 by Gieselmann and co-workers and is used by the females to attract males.(30) Its synthesis has applications in the agricultural industry as a replacement for virgin female traps in monitoring the pest’s population. Strategically, a synthesis was envisioned that leveraged a β-iodo-enoate as a lynchpin fragment capable of forging 3 key C─C bonds off the central two carbon linker. This concept was realized by first cross-coupling 4-pentenoic acid with methyl (E)-3-iodoacrylate in 54% yield, followed by a conjugate addition and saponification in 80% and 86% respectively to provide acid 28. The synthesis could be completed by coupling 28 and acetate 29; however, upon generation of the primary radical under the reaction conditions, it underwent a 5-exo-trig cyclization before cross-coupling of the vinyl iodide could take place. This problem was obviated by increasing the nickel catalyst loading to 40 mol% to provide California red scale pheromone in 56% yield and six steps LLS.(31)
The importance of the homologated terpene (E,E)-homofarnesol (30) stems from its use as a cyclization precursor to the vital terpene Ambrox ® (ambroxide)—a molecule with a storied history dating back to the 15th century.(32) Many of the reported syntheses of 30 rely on [2,3] rearrangements of the nerolidols that lead to mixtures of E/Z isomers which, if not carefully separated, give complex mixtures of cyclization products that harm its fragrant properties.(33) In contrast, acid 31 (readily prepared from geranyl bromide and diethyl malonate) was in situ activated and coupled with vinyl iodide 32 bearing a free alcohol to arrive directly at (E,E)-homofarnesol (>4 grams prepared in single pass).
The diterpene geranyl linalool was synthesized through two sequential cross-couplings of common fragments: one of which was employed in the synthesis of progesterone and celastrol and the other two of which were used to access nerolidols (Figure 3B). This mix-and-match strategy for opportunistically accessing naturally occurring terpenes highlights the advantage of using the modular logic also employed in the biosynthetic cyclase phase.
Notwithstanding the value of the disclosed methods to the academic pursuit of complex terpene total synthesis, nowhere is the study and utilization of linear terpenes more apparent than in the fragrance and flavor industry (>$30-billion-dollar per annum).(4) Given the sensitivity of human olfactory receptors, single terpene isomers of high purity are desired to ensure precise flavor and fragrance profiles because small changes in structure can create very different properties.(34, 35) One class of terpene targets, nerolidol, seemed particularly relevant in this context. A unified, controllable synthesis of the linear terpenes (E)- and (Z)-nerolidol, produced naturally as a mixture of four isomers derived from nerol and geraniol, has remained an unanswered synthetic challenge for over four decades. Whereas their synthesis and separation have been explored, preparative methods of separation or synthesis are expensive and laborious.(36) Indeed, the extreme price disparity between the racemic mixture of isomers (ca. $0.09/gram Sigma-Aldrich), and the geometrically pure racemate (trans: $610/g, Sigma-Aldrich; cis: $343-2460/gram, various suppliers) is cost-prohibitive and the enantiopure natural products are not commercially available. Despite the difficulty in purification, nerolidol is estimated to be used per annum in quantities between 10 to 100 metric tons and appears in products like shampoos, perfumes, detergents and as a flavor additive.(37) The need for a selective and programmable synthesis of these four isomers stems from their differing fragrance profiles.
To synthesize (E)- and (Z)- nerolidols, we imagined these isomers could arise from two geometrically differentiated vinyl iodides (E-33 and Z-33, respectively) and enantiomeric RAEs derived from (R)- and (S)-linalool, respectively (R-34, S-34). A simple mix-and-match union of the modules resulted in the controlled synthesis of 35–38 in 44%-60% yield after deprotection. As a proof-of-concept for the scalability of the method, 35 was arbitrarily chosen and the electrochemical coupling was performed on 100g scale (at Asymchem, see inset photos). Of note, analysis of the electrodes in this large-scale flow run confirmed that Ag-nanoparticles were present at a surface coverage of Ag analogous to small scale reactions requiring only 0.07 equiv. of Ag (see SM, Figures S47-48).
[Mechanistic Studies]
Although the observations from the above syntheses suggested that the homogenous Ni-catalysis behaved according to literature precedent for radical cross-coupling(31), the impact of electrode surface functionalization on this methodology warranted further study as existing C(sp3)-C(sp2) decarboxylative coupling conditions failed to match the efficiency of the developed protocol (Figure 4 and SM Table S44). An induction period was observed that corresponded in duration to the amount of AgNO3 added, suggesting that silver reduction preceded the cross-coupling reaction (see SM, Figure S19-20). Despite the use of nanoparticulate silver in heterogenous catalysis, we have not found prior examples in which it supports and/or improves homogenous catalysis in organic synthesis.(38) In contrast, the field of electroanalytical sensors routinely uses electrode functionalization to engender selectivity for a specific analyte, even in the presence of species with nearly identical reduction potentials on unmodified electrode surfaces.(39, 40) This selectivity arises from to the ability of the Ag-nanoparticles to lower the overpotential(41) required to reduce or oxidize an analyte of interest.(42) Additionally, selectivity can manifest as a change in the reduction potential (potential shift to less driving potentials of the voltametric wave) through metal particle-analyte interactions.(43-47) Many analyte-specific sensors have been developed using Ag-nanoparticle decorated electrodes.(43-46) Preparations of Ag modified electrodes for sensor applications include drop casting a suspension of pre-formed Ag-nanoparticles onto a surface and drying, or cathodic reduction of a solution of silver(I), with the latter being strikingly similar to the procedure used in this developed cross coupling reaction.(48) To better understand the interplay between the electrode surface modification by silver and homogenous nickel catalysis, several experiments were conducted.
Fig. 4.
The presence of silver nanoparticles on the electrode surface is confirmed and the specific roles of the silver nanoparticle layer are posited. (A). A mechanism is proposed with Roman numerals indicating points of interaction with the Ag-nanoparticle layer. The silver layer slows catalyst decomposition (I), decreases overpotential so that the electrode potential falls below the decomposition potential (II), limits diffusion and mass transport of the RAE to the electrode surface (III), and adsorbs the acid-bearing vinyl iodide to the electrode surface (IV). (B) Control studies and S/TEM imaging identify that the reaction conditions produce Ag-nanoparticles on the electrode surface, a halide source is required, and photodecomposition of the silver-halide solution before electrolysis prevents nanoparticulate formation and diminishes the reaction yield. (C) Rotating disk electrode (RDE) voltammetry provides supporting evidence for the differences between the Ag-nanoparticle functionalized and unfunctionalized glassy carbon electrodes. [I] RDE voltammetric profiles (at 1600 rpm) of the Ni(bpy) catalyst at bare and Ag-NP modified glassy carbon electrodes. [II] Regeneration of activity, time evolution of cathode potential and product yields under various electrolysis conditions. [III] Levich plots (I vs ω−1/2) for NiCl2(bpy) catalyst and RAE 7. [IV] RDE voltammetric profiles of vinyl iodides 5 (right) and 40 (left) at bare glassy carbon electrodes exhibiting ECcat kinetics (note the two reduction waves). RDE voltammetric profile of reaction components (top) (1mM NiCl2(bpy), 10 mM RAE 7, 15 mM vinyl iodide (40, red trace; 5, blue trace). Second reduction wave at present −1.48 V vs Ag/AgCl with 5, but not with 40.
First, modified electrode surfaces were characterized using Scanning Electron Microscopy (SEM) imaging, Transmission Electron Microscopy (TEM) and Energy-Dispersive x-ray Spectroscopy (EDS)(Figure 4B). When AgNO3 alone was electrodeposited prior to the start of the reaction, the glassy carbon electrodes were coated with a gray film. The use of these modified electrodes yielded only 24% of product 39 between RAE 7 and vinyl iodide 5. SEM imaging showed that while large silver crystals formed (1-5 μm in diameter), there were very low levels of nanoparticulate silver on the electrode surface. However, addition of LiCl to this pre-reaction electrodeposition produced electrodes with improved reaction performance (41% NMR yield). SEM and TEM analyses of these electrode surfaces revealed the presence of nanoparticulate silver in sizes ranging 10 to 100 nm in diameter (See SM, Figures S36-40). Controls verified the need for a halide source but LiCl was not required in the coupling reactions since NiCl2 could serve as the halide donor in the preparative reactions. The reaction of AgNO3 and halides in solution produces photosensitive silver halide salts that readily decompose. Electrodes modified using a AgNO3 and LiCl solution that had been allowed to stir for several minutes before electrolysis were evaluated in the coupling reaction. In such cases, only a 17% yield of 39 was obtained and very little nanoparticulate silver was observed in microscopic characterization (See SM, Figure S44-45). Collectively, these results suggest that nanoparticulate silver electrodeposited before the cross-coupling reaction is present and responsible, at least in part, for the improved performance.
Seeking to compare reactivity of these nanoparticle-coated electrodes in the cross-coupling with known reactivity of similarly functionalized electrodes, glassy carbon disk electrodes were also functionalized. Nanoparticle deposition on this disk electrode was validated by anodic stripping voltammetry (Figure 4B) and S/TEM imaging (See SM, Figure S50-51).(43) The reduction potential of benzyl chloride is known to shift 500 mV more positive on a silver-nanoparticle decorated electrode and such behavior was observed on our nanoparticle-coated disk.(46) Cyclic voltametric studies of reductively labile components of the cross coupling, NiCl2(bpy) and RAE 7, revealed no significant differences in the onset of reduction of these two species at the functionalized electrode in comparison to glassy carbon surfaces (See SM, Figures S54-76).
The kinetic behavior of the modified electrode was then studied using rotating disk electrode (RDE) voltammetry.(49) In the case of NiCl2(bpy), a diminished current response in consecutive cycles at an unmodified glassy carbon RDE was observed. The decrease in the current with cycling is mitigated if the potential range is limited to a smaller (less negative) reductive window (lower potential cutoff of −1.6 V vs. Ag/AgCl, Figure S83). Additionally, when the same measurements were performed with the silver-nanoparticle modified RDE, the peak current response of the Ni(II)/Ni(0) redox couple was slightly lower and its current also decreased with continuous cycling, but at a notably slower rate (Figure 4C-I). The initial current response could be restored to the glassy carbon electrode by a potential excursion to +1.5 V vs. Ag/AgCl, indicating that passivation is likely occurring through over-reduction and deposition of the catalyst on the electrode surface. Supporting this hypothesis, the cathode potential (at constant current) of the reaction revealed a significant difference between the reactions with and without AgNO3. The potential of the reaction in the presence of AgNO3 (Ecathode = −1.15 V vs. Ag/AgCl) was 510 mV more positive than the reaction without silver (Ecathode = −1.66 V vs. Ag/AgCl). This shift in potential (effectively a lower overpotential) could prevent the over-reduction of the catalyst which we believe to be responsible for the passivation of the electrode. To test this hypothesis (Figure 4C-II), the reaction was run with doubled catalyst loading [NiCl2•6H2O (20 mol%), 2,2’-bpy (20 mol%] which resulted in a modest 13% increase in yield in the absence of the silver salt. Next, the cross-coupling reaction was run at a constant potential of −1.15 V vs. Ag/AgCl with standard catalyst loading without a silver salt. These conditions resulted in a 10% increase in the yield of 39. Furthermore, a reaction conducted with intermittent potential excursions to +1.5 V (70 s at +1.5 V vs. Ag/AgCl for every 11.5 mins of −6 mA), resulted in an 11% increase in the yield of 39, consistent with the results of the RDE experiments and further providing evidence for catalyst over-reduction, and electrode passivation, at more forcing potentials—a deleterious process partially obviated by the silver layer.
A comparison of the Levich (I vs ω−1/2) analysis (Figure 4C-III) of the catalyst and the RAE 7 showed that diffusion of NiCl2(bpy) was not significantly impacted by the silver nanoparticle layer (the calculated diffusion coefficient decreased by a factor of 2).(45) However, 7 showed a significant change in its diffusion behavior on the silver nanoparticle functionalized RDE. While at slow rates of rotation the currents at the bare and Ag modified electrodes were comparable, at faster rates of rotations there was a clear divergence. Moreover, upon extrapolation to zero rotation, the intercept is clearly non-zero, suggesting possible adsorptive effects. To investigate if the reduction is occurring at the Ag nanoparticles or at the surface of the carbon electrode, the CVs of the RAE and the Ni catalyst at a Ag electrode and a glassy carbon electrode were compared to that of a Ag nanoparticle modified glassy carbon electrode (Figure S93). The Ag modified electrode exhibited the same features as the glassy carbon electrode, while not those of the Ag electrode, suggesting that the majority of the reductive events likely occur at the glassy carbon surface and require the redox active species to diffuse through the Ag NP film to be reduced. Taken collectively with the results of reaction progress over time (See SM, Figure S19-20), these results suggest that a decrease in direct reduction of RAE at the cathode is likely responsible, at least in part, for the improved reaction yield.
Investigations of the vinyl iodides 5 and 40 revealed that while direct reduction does not occur, significant differences in behavior exist between these two model vinyl iodides when NiCl2(bpy) and RAE are present (Figure 4C-IV). When RDE voltammetry was conducted using NiCl2(bpy) and 40, a catalytic current response was observed at the Ni(0)/Ni(II) redox couple (resulting from the oxidative addition of the vinyl iodide) consistent with ECcat kinetics and the previously mentioned electrode passivation. Furthermore, in the presence of RAE 7, this passivation behavior disappeared when using the methyl ester vinyl iodide 40. Interestingly, use of halo-acid 5 in these measurements generated a catalytic current without significant electrode passivation even in the absence of RAE. Surprisingly, after addition of RAE 7 to halo-acid 5 and NiCl2(bpy), the second reduction wave was still observed at −1.48 V vs Ag/AgCl potential. We propose this wave is the electrochemical reduction of a nickel (II/III) alkenyl to a nickel (I) alkenyl intermediate. (46,47) This profound difference in behavior when using halo-acid 5 instead of methyl ester 40 has significant implications on the detrimental behavior of carboxylic acids on reaction yield in the absence of AgNO3. Recent evidence has emerged suggesting the deactivation of nickel (I) intermediates through dimerization or aggregation. (48) One can also imagine how this reduced species could accelerate the consumption of RAE in the homogeneous environment. (49). Comparing the onset of these two reduction waves to the cathode potential of the reaction without AgNO3 (Ecathode = −1.66 V vs. Ag/AgCl) and with AgNO3 (Ecathode = −1.15 V vs. Ag/AgCl) is particularly informative. This finding implied that the Ag-NP layer decreases overpotential to the point immediately prior to the second reduction wave whereas with the use of bare glassy carbon electrodes, more reducing potentials beyond the second wave under standard reaction conditions (constant current) are applied.
In summary, it appears that the silver-nanoparticle layer on the electrode has several effects on the reaction components. First, the silver-NP layer lowers the overpotential preventing catalyst over-reduction and electrode passivation. Second, the lower overpotential also inhibits the formation of Ni(I)-alkenyl intermediates which appear to form even in the presence of RAEs when using vinyl iodides bearing carboxylic acids. Third, this layer slows mass transport and reduction of RAEs at the electrode surface likely from complications arising with adsorptive behavior, while diffusion of the catalyst is only minorly affected. Though no singular result explains the role of the silver-nanoparticle layer, we hypothesize that the overall benefit observed is likely the result of the findings discussed above working together in concert. Further interdisciplinary studies between synthetic, electroanalytical, and materials specialists will likely provide deeper insights into this unique discovery.
Outlook.
This study of terpene synthesis has provided an efficient platform for the modular construction of polyunsaturated molecules with precise geometrical control.(50) Its implementation required methodological advancement thereby revealing a relationship between productive catalysis and materials science. Electrochemistry offers chemists enabling opportunities through variables that are uniquely available to it. Electrode modification offers new possibilities for synthetic chemists to optimize difficult reactions—analytical chemists and physical chemists have long embraced this concept to overcome their own chemical challenges. The potential of these unique parameters to enable useful chemical reactivity is an attractive area for further study.
Supplementary Material
Acknowledgments
We thank D.-H. H. and L. P. for assistance with NMR spectroscopy; J. Chen, B Sanchez, and E. Sturgell for (Scripps Automated Synthesis Facility) for assistance with HPLC, HRMS, and LCMS; A. Rheingold, M. Gembicky, and E. Samolova, (University of California, San Diego) for assistance with x-ray crystallography; we are grateful to University of Utah shared facilities of the Micron Technology Foundation Inc.; We thank J. Vantourout, Kawamata, Y., S. Gnaim., Y.Y. See, J. Edwards, K. McClymont, C. Bi and B. Smith for insightful discussions; K. X. Rodriguez, J. Gu, A. L. Rerick, and C. R. Pitts, for their use of this chemistry in other systems, and K. Eberle, G. Laudadio, A. Garrido-Castro, and M. Condakes for assistance in the preparation of the manuscript.
Funding:
Financial support for this work was provided by the NIH (MIRA GM-118176), NSF Center for Synthetic Organic Electrochemistry (CHE-2002158) and the Microscopy Suite sponsored by the College of Engineering, Health Sciences Center, Office of the Vice President for Research, the Utah Science Technology and Research (USTAR) initiative of the State of Utah and, in part, by the MRSEC Program of the NSF under Award No. DMR-1121252. S.J.H. thanks the Fletcher-Jones Foundation for fellowship funding. M.D.P. thanks Richard and Nicola Lerner for the Endowed Fellowship.
Footnotes
Competing interests: The authors declare no competing interests.
Data and Materials Availability: Experimental and analytical procedures and full spectral data are available in the supplementary materials. X-ray data and models are available at the Cambridge Crystallographic Data Centre under accession numbers CCDC-2033224 (S12) and CCDC-2109535 (NiCl3(PtBu3) • HPtBu3).
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