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PLOS ONE logoLink to PLOS ONE
. 2022 Aug 23;17(8):e0269823. doi: 10.1371/journal.pone.0269823

Squalene in oil-based adjuvant improves the immunogenicity of SARS-CoV-2 RBD and confirms safety in animal models

Ricardo Choque-Guevara 1, Astrid Poma-Acevedo 1, Ricardo Montesinos-Millán 1, Dora Rios-Matos 1, Kristel Gutiérrez-Manchay 1, Angela Montalvan-Avalos 1, Stefany Quiñones-Garcia 1,2, Maria de Grecia Cauti-Mendoza 1,2, Andres Agurto-Arteaga 1, Ingrid Ramirez-Ortiz 1, Manuel Criollo-Orozco 1, Edison Huaccachi-Gonzales 1, Yomara K Romero 2, Norma Perez-Martinez 1, Gisela Isasi-Rivas 1, Yacory Sernaque-Aguilar 1, Doris Villanueva-Pérez 1, Freddy Ygnacio 1, Katherine Vallejos-Sánchez 2, Manolo Fernández-Sánchez 1, Luis A Guevara-Sarmiento 1, Manolo Fernández-Díaz 1, Mirko Zimic 1,2,*; for the COVID-19 Working Group in Perú
Editor: Paulo Lee Ho3
PMCID: PMC9397949  PMID: 35998134

Abstract

COVID-19 pandemic has accelerated the development of vaccines against its etiologic agent, SARS-CoV-2. However, the emergence of new variants of the virus lead to the generation of new alternatives to improve the current sub-unit vaccines in development. In the present report, the immunogenicity of the Spike RBD of SARS-CoV-2 formulated with an oil-in-water emulsion and a water-in-oil emulsion with squalene was evaluated in mice and hamsters. The RBD protein was expressed in insect cells and purified by chromatography until >95% purity. The protein was shown to have the appropriate folding as determined by ELISA and flow cytometry binding assays to its receptor, as well as by its detection by hamster immune anti-S1 sera under non-reducing conditions. In immunization assays, although the cellular immune response elicited by both adjuvants were similar, the formulation based in water-in-oil emulsion and squalene generated an earlier humoral response as determined by ELISA. Similarly, this formulation was able to stimulate neutralizing antibodies in hamsters. The vaccine candidate was shown to be safe, as demonstrated by the histopathological analysis in lungs, liver and kidney. These results have shown the potential of this formulation vaccine to be evaluated in a challenge against SARS-CoV-2 and determine its ability to confer protection.

Introduction

In December 2019, a phylogenetically related SARS-CoV virus, later identified as SARS-CoV-2, caused an outbreak of atypical pneumonia in Wuhan. This virus is associated with a high rate of transmission, the appearance of symptoms such as fever and respiratory difficulties leads later to pulmonary and systemic failure with an exacerbated inflammatory condition that can lead to death [1]. The high transmission and mortality, coupled with the lack of effective treatment, justify the urgent for development of vaccine candidates.

SARS-CoV-2 recognizes the Angiotensin Converting Enzyme-2 (ACE-2), which belongs to the surface of several types of human cells. The glycosylated Spike (S) protein gives the virus the ability to bind to the cell membrane and then fuse for the entry of viral RNA. The Spike protein has the S1 domain, and at its most distal end has a receptor binding sub-domain (RBD) [2]. The RBD is responsible for the binding of the virus to the ACE-2 receptor of host cells [3, 4]. The amino acid sequences of RBD protein are being subjected to a positive selective pressure, which is conferring greater affinity to the receptor, this is due to the change in the structural conformation of the ACE-2 binding motif [5]. An important mechanism of neutralization is the blockade of ACE-2 binding to the virus, so candidate vaccines based on the RBD domain induce a strong immune response, generating a remarkable humoral and cellular immunity [68].

Several vaccine candidates use the baculovirus expression system. This system is used widely due to its easy manipulation and the ability to produce complex proteins with suitable glycosylation patterns [9]. Currently, several human and veterinary vaccines manufactured in this system are commercialized [10] and produced in large-scale for clinical trials [11, 12]. However, these vaccines require an appropriate adjuvant to stimulate a strong immune response.

There are several types of adjuvants on the market, which have an immunogenic effect when inoculated in animals and humans: those that are based on Alum [13], as well as emulsions based on mineral or non-mineral oils [14], which are the most widely used and approved for use in humans [15]. Alum-based adjuvants are not highly effective in stimulating the cellular immune response of either Th1 or Th2 [16]. These adjuvants require improvements in their concentration and the type of aluminum used to generate a cellular-type immune response; however, these could cause necrosis or tissue damage in the inoculation area [17]. This has led to the use of emulsions based on squalene-in-water, which come in formulations according to the interface where they are prepared: oil-in-water (O/W), which are microdroplets of oil in the aqueous phase together with the antigen; and water-in-oil (W/O), microdroplets of water containing the antigen, in an oily phase [18].

In the present study, a commercial O/W adjuvant and a proprietary W/O adjuvant were mixed with a purified RBD and administered through intramuscular route to evaluate its immunogenicity and safety in mice and hamsters.

Materials and methods

Animals

This study used thirty-five female albino mice (Mus musculus) strain BALB/c of 5–8 weeks-old and 5 female Golden Syrian hamsters (Mesocricetus auratus) of 8–10 weeks-old obtained from the Universidad peruana Cayetano Heredia (UPCH) and the Instituto Nacional de Salud (INS-Perú), respectively. This study was carried out in strict accordance with the recommendations described for use and animals care of the INS-Perú [19].

Adjuvants

An oil-in-water (ESSAI 1849101) hereinafter defined as A1, and a modified adjuvant resulting from a mix of water-in-oil adjuvant and squalene (Industrial secret—FARVET company) hereinafter defined as A3 were used.

Ethics statement

The use of animals was aligned to ethical protocols approved by the Bioethics Committee of the Universidad Nacional Hermilio Valdizán and the animal’s ethical Committee at the Universidad Peruana Cayetano Heredia, registered as approval certificates of Research Project No. 1, 2, and 10 and E011-06-20, respectively. Animal immunizations and procedures were performed by qualified personnel following the ARRIVE guidelines [20]. The animals were euthanized by trained veterinary personnel following the guideline stablished by the American Veterinary Medical Association (AVMA) [21]. Briefly, mice were euthanized by anesthetic overdose, inoculating 200 μL of a ketamine (100 mg/mL), xylazine (20 mg/mL) and atropine (1 mg/mL) solution using a hypodermic needle by intramuscular route. The procedure was performed rapid in order to minimize the suffering. The animal was kept in a quiet place until the effects of anesthesia began to manifest.

Recombinant RBD expression in Sf9 cells

Recombinant baculovirus generation

The amino acid sequence of the SARS-CoV-2 spike protein was obtained from the SARS-CoV-2 reference genome Wuhan-Hu-1 (Genbank accession number: NC_045512.2). For the design of RBD construct, the Pro330-Ser530 region was selected. The sequence was optimized for expression in insect cells, the gp67 secretion signal peptide was added at the N-terminal and a 6xHis-tag in the C-terminal region. The resulting sequence was chemically synthesized by GenScript Laboratories and cloned at the EcoRI/HindIII sites of pFastBac1 (Thermo Fisher Scientific, USA) under the control of the polyhedrin promoter and upstream of the SV40 polyadenylation sequence. Transformation of competent DH10BAC cells and transfection of Sf9 cells were performed with the Bac-to-Bac technology following the manufacturer’s instructions (Thermo Fisher Scientific, USA).

Propagation of baculovirus and expression of RBD in Sf9 insect cells culture

The recombinant baculovirus was amplified in Sf9 cells (Thermo Fisher Scientific, USA) to a density of 2 x 106 cells/mL in ExCell 420 medium (Sigma Aldrich, USA) supplemented with 5% fetal bovine serum (Gibco, USA). Cultures were infected at a multiplicity of infection (MOI) of 0.4. At 48 hours post infection (hpi), cultures were centrifuged at 4500 rpm for 15 minutes. The supernatants were collected and titrated by plaque assay. Viral stocks were stored at 4°C until use.

For protein production, 7 L of Sf9 cell culture at a density of 2 x 106 cells/mL were infected with the baculovirus at a MOI of 3 using a Biostat B plus bioreactor (Sartorius, Germany). The following conditions were maintained during the culture period: temperature at 28°C, pH at 6.2, 50% dissolved oxygen (DO) with an oxygen flow rate of 0.1 vvm via micro sparger and agitation at 150 rpm. At 48 hours post-infection, the cultures were centrifuged at 4500 rpm for 15 minutes and the supernatant was filtered through a 0.22 μm membrane.

Recombinant RBD purification

Tangential filtering

Tangential filtration was conducted on a Hydrosart cassette (Sartorius, Germany) with 5 kDa of nominal molecular weight cutoff (MWCO) on a SARTOFLOW Advanced (Sartorius, Germany) tangential flow system. The supernatant was retained and concentrated to a volume of 2 L. Subsequently, the retentate was diafiltered into a saline phosphate buffer (PBS) at pH 6.3 and concentrated again to a volume of 1 L, filtered through 0.22 μM membrane and stored at 4°C until use.

Affinity chromatography

As a first step, an immobilized metal affinity chromatography (IMAC) was performed using a HisTrap Excel column (1.6 x 2.5 cm) on an AKTA Pure 25 L system (Cytiva, Sweden). Desalting and buffer exchange were performed on a Hiprep 26/10 desalting column (Cytiva, Sweden) using PBS pH 7.4 throughout the elution phase. The desalted protein was concentrated on an Amicon 10,000 MWCO (Merck, Germany) and filtered through a 0.22 μM membrane.

Size exclusion chromatography

As a second step, a size exclusion chromatography was performed on a Superdex 200 increase 10/300 GL column (Cytiva, Sweden) using PBS pH 7.4 during the entire process. Protein fractions were collected and analyzed by SDS-PAGE under reducing conditions and Western blot using a commercial anti-His monoclonal antibody. The pool of selected fractions was concentrated using an Amicon 10,000 MWCO (Merck, Germany) and filtered through a 0.22 μM membrane. The concentration of purified RBD was determined using the Bradford assay (Merck, Germany), following the manufacturer’s instructions.

Recombinant RBD characterization in vitro

RBD binding to human ACE-2

A 96-well plate was coated overnight at 4ºC with 100 μL of a recombinant human ACE-2 fused to a Fc fragment (GenScript Laboratories, USA) at 1 μg/mL in carbonate buffer (pH 9.6). The plate was blocked with 3% skimmed milk for 1 hour at room temperature (RT) and then washed five times with PBS 0.05% Tween 20 (PBS-T). Serial dilutions (1:2) of purified RBD were performed in PBS, starting from 2 μg/mL and ending to 1.9 ng/mL. Dilutions were added to the wells and incubated for 2 hours at 37ºC. Five washing steps with PBS-T were performed and then, 100 μL of rabbit IgG polyclonal anti-spike antibody (SinoBiological, China) was added to the wells (1:5000) in 1% skimmed milk and incubated for 1 hour at 37ºC. The plate was washed five times with PBS-T. Then, 100 μL of anti-rabbit IgG HRP conjugated (GenScript Laboratories, USA) (1:30,000) in 1% skimmed milk was added to the wells. The plates were incubated at 37ºC for 1 hour. Finally, the plates were washed with PBS-T five times, and 100 μL of TMB (Sigma Aldrich, USA) were added to the wells and incubated for 15 minutes at RT. The reaction was stopped with 50 μL of 2N sulfuric acid and the absorbance at 450 nm was read with an Epoch 2 microplate reader (Biotek, USA).

RBD binding to Vero-E6 cells

Vero-E6 cells (Cod. CRL-1586, ATCC®, USA), which were previously cultured in DMEM/F12 (HyClone, USA) + 10% fetal bovine serum (FBS) (HyClone, USA), were harvested and washed with DPBS with 5% FBS (FACS buffer). Approximately 106 cells were blocked with FACS buffer and 5% of normal mouse serum (Abcam, USA) for 30 min at 37°C. Then, the cells were incubated with the purified RBD (8 μg/mL) for 2 h at 37°C. To remove the excess of RBD not attached to Vero E6, the cells were washed with FACS buffer twice. After that, the mix was marked with rabbit monoclonal antibody anti-SARS-CoV-2 S1 (1:200) (Sino Biological, China) as the primary antibody for 1 h at 37°C, followed by the addition of the secondary goat anti-rabbit IgG antibody conjugated with Alexa Fluor 488 (1:200) (Abcam, USA). Finally, cells were acquired by the BD FACSCanto II flow cytometer (BD Biosciences, USA). The data was analyzed using the software FlowJo v.10.6 (BD Biosciences, USA), and the graphics were generated with GraphPad Prism 8.0.1. For the interpretation of results, the percentage of positive cells indicates the binding of RBD to Vero E6 cells.

RBD recognition by immunized sera

Purified RBD was loaded at 0.2 μg/well and electrophoretically separated by SDS-PAGE under non-reducing conditions and transferred to nitrocellulose membranes using an e-blot device (GenScript Laboratories, USA). The membranes were blocked with 5% (w/v) non-fat milk in PBS with 0.1% of Tween 20 at pH 7.4 and incubated overnight at RT. Then, membranes were washed three times for 5 minutes each with Tris-buffered saline containing 0.1% (v/v) Tween 20 (TBS-T) and incubated for two hours at RT with serum of a hamster immunized with a Newcastle disease virus expressing the S1 sub-unit of SARS-CoV-2 [22] (1:250) in 5% non-fat milk. After three washes with TBS-T, anti-Hamster IgG antibody conjugated to HRP (Abcam, USA) was added to the membrane at 1:5000 dilution in 5% non-fat milk and incubated for two hours at RT. Finally, the membranes were washed three times with TBST-0.1%, incubated with luminol (Azure Biosystems, USA) as a substrate and revealed with a CCD camera (Azure Biosystems, USA).

Sodium dodecyl sulfate polyacrylamide gel electrophoresis (SDS-PAGE)

Protein samples were mixed with Laemmli 5x sample buffer in either reducing or non-reducing conditions and heated at 95°C for 5 minutes. Then, 20 μL of the sample were loaded to a 4–20% polyacrylamide gel (GensCript Laboratories, USA) and separated by electrophoresis at 100 V. Finally, gels were stained with Coomassie blue overnight at RT and unstained with a acetic acid:methanol:water (1:3:6) solution.

RBD detection by Western blot

Supernatants of cells culture infected with the baculovirus expressing the RBD or a wild type baculovirus were electrophoretically separated in a 4–20% polyacrylamide gel under reducing conditions. Then, the proteins were transferred to a 0.22 μM nitrocellulose membrane using an E-blot L1 device (GenScript Laboratories, USA). The membranes were blocked with 5% (w/v) non-fat milk in PBS with 0.1% of Tween 20 for 1 hour at RT and washed three times with TBS-T for 5 minutes. Then, an anti His monoclonal antibody (GenScript Laboratorioes, USA) or an anti-spike polyclonal antibody (SinoBiological, China) were added, both at a 2:5000 concentration in 5% (w/v) non-fat milk. After three washes steps, secondary antibodies anti-Mouse IgG antibody (1:5000) or anti-Rabbit IgG antibody (2:5000) conjugated to HRP were added. Finally, the membranes were washed three times with TBST-0.1%, incubated with luminol (Azure Biosystems, USA) as a substrate and revealed with a CCD camera (Azure Biosystems, USA)

Immunization and samples collection in mice

Female BALB/c mice (18–25 g) were immunized intramuscularly (i.m.) with 20 or 50 μg/mice of purified RBD mixed with 50 μL of A1 or A3 (1:1, 100 μL final volume). Two boosters were administered at 15 and 30 days post-immunization (DPI) with the same dose (Fig 1). As a control, mice were immunized with PBS mixed with A1 or A3, an unvaccinated group was maintained during the experiment. Serum of each animal was collected on 0, 15, 30 and 45 DPI by low-speed centrifugation of blood at 2500 rpm for 5 minutes. All animals were euthanized at 45 DPI and organs (lung, liver and kidney) were collected for histopathological analysis.

Fig 1. Mice immunization flow chart.

Fig 1

Mice were immunized by the intramuscular route using a prime-boost regimen with a booster on days 15 and 30. Seven groups of mice were included: group 1 (20 μg RBD/A1, n = 5), group 2 (50 μg RBD/A1, n = 5), group 3 (20 μg RBD/A3, n = 5), group 4 (50 μg RBD/A3, n = 5), group 5 (only A1 n = 5), group 6 (only A3, n = 5) and group 7 (no immunization).

Immunization and samples collection in hamsters

Five Golden Syrian hamsters were immunized intramuscularly, each one with 30 μg of purified RBD mixed with oil adjuvant A3 (1:1) (which was the best adjuvant tested in mice) in a final volume of 100 μL (Fig 2). Five animals received only adjuvant A3 and were considered as the control group. At 15 DPI, all groups received a booster at the same dose. Hamsters were bled at 0, 15 and 30 DPI to evaluate the specific and neutralizing antibody (nAbs) titers. Serum from each sample was obtained by centrifugation of blood at 2500 rpm for 5 min.

Fig 2. Hamster immunization flow chart.

Fig 2

Hamsters were immunized by the intramuscular route with 30 μg of purified RBD in adjuvant A3 using a prime-boost regimen with a booster on day 15.

Evaluation of humoral immunity

Detection of specific antibodies by ELISA

Nunc MaxiSorp 96-well flat bottom plates (Sigma-Aldrich, USA) were coated with 100 μL of SARS-CoV-2 RBD (1 μg/mL) (GenScript Laboratories, USA) in carbonate bicarbonate buffer (pH 9.6) and incubated at 4°C overnight. The next day, the wells were washed six times with PBS containing 0.05% (v/v) Tween-20 (PBS-T) and blocked with 3% (w/v) skim milk (BD Biosciences, USA) in PBS-T for 2 hours in agitation at RT. The plates were then washed six times with PBS-T. Then, 100 μL of each collected serum sample diluted 1:100 with 1% (w/v) skim milk was added to each plate for 1 hour at 37°C. The wells were washed six times with PBS-T and incubated with 100 μL (1:10000) of Goat Anti Mouse IgG (Genscript Laboratories, USA) or Anti Hamster IgG (Abcam, USA) conjugated to HRP diluted in skim milk in PBS-T for 1 hour at 37°C. The plates were washed six times and were incubated with 100 μL of TMB for 15 min at RT. Finally, the reaction was stopped by adding 50 μL per well of 2 N H2SO4, and the plates were read at 450 nm using an Epoch 2 microplate reader (Biotek, USA). The negative control was obtained from serum samples of the control group.

Detection of neutralizing antibodies

Hamster serum samples were processed to assess neutralizing antibodies (nAbs) against SARS-CoV-2 at 0, 15, and 30 days post immunization. All Neutralization assays were performed with the surrogate virus neutralization test (sVNT) (GenScript Laboratories, USA), following the manufacturer’s instructions. Plates were read for absorbance at 450 nm using an Epoch 2 microplate reader (Biotek, USA). The optical density results were converted into percentage of inhibition, by the formula provided by the manufacturer. The positive and negative cut-off points for the detection of SARS-CoV-2 nAbs were set as follows: positive, if percentage of inhibition ≥ 30% (neutralizing antibody detected) and negative, if percentage of inhibition <30% (neutralizing antibody not detectable).

Evaluation of cellular immunity

Extraction of mononuclear cells from mouse spleen

The mice vaccinated with the purified RBD and the control group (adjuvant only) were euthanized at 45 days post immunization, and spleens were removed. The organs were transferred to Petri dishes with 5 mL cold RPMI medium (Sigma Aldrich, USA) and two pieces of 41 μm nylon net (Merck, USA), where the organ was disrupted using a 3 mL syringe plunger. The cell suspension was filtered and placed in a centrifuge tube containing 2 mL of Histopaque® 1077 (Sigma Aldrich, USA). The samples were centrifuged at 300 x g for 30 min without brake. The buffy coat containing mononuclear cells was removed, placed in cold RPMI medium, and washed twice. Cells were resuspended in 1 mL of complete RPMI medium and counted by hemocytometer. Cells were resuspended in fetal bovine serum (HyClone, USA) with 10% dimethyl sulfoxide (Sigma Aldrich, USA) and frozen in liquid nitrogen until use.

ELISPOT for IFN-γ secretion in spleen mononuclear cells

Mononuclear cells were cultured in 96-well plates with a PVDF membrane, previously coated with anti-mouse IFN-γ (clone RMMG-1, Merck, USA) and blocked with 1% bovine serum albumin (BSA) (Sigma Aldrich, USA). Cells were stimulated with the purified RBD (4 μg/mL) for 24 hours at 37°C at 5% CO2. Concanavalin A (Sigma Aldrich, USA) was used as a positive control. The cells were removed by successive washes with water and PBS with 0.1% Tween. The wells were incubated with biotinylated anti-mouse IFN-γ (clone R4-6A2, Biolegend, USA) for 16 hours at 4°C. After washing, the wells were incubated with streptavidin-alkaline phosphatase (SAP) (Sigma Aldrich, USA) for one hour at RT and washed again. Then, the chromogen-substrate, NBT/BCIP (Abcam, USA), was added. The spots formed were counted with an AID EliSpot plate reader (Advanced Imaging Devices, v. 7.0, Germany).

Intracellular staining of cellular immune response cytokines

The mononuclear cells were stimulated with or without purified RBD (8 μg/mL) for 21 hours at 37°C at 5% CO2. In the last 5 hours of culture a protein transport inhibitor, Brefeldin A, (1μL/mL) was added (BD Biosciences, USA). Cells were fixed using the BD Cytofix/Cytoperm® kit (BD Biosciences, USA) following the manufacturer’s instructions, and then labeled with conjugated antibodies to surface antigens (PerCP-Cy®5.5 anti-mouse CD3, FITC anti-mouse CD4, APC-Cy®7 mouse anti-CD8, all from BD Biosciences, USA; LIVE/DEAD Fixable Yellow Dead Cell Stain, Invitrogen, USA) and intracellular cytokines (PE anti-mouse IFN-γ, PE-Cy®7 anti-mouse TNF-α, APC anti-mouse IL-2, all from BD Biosciences, USA). The labeled cells were acquired with the BD FACSCanto II flow cytometer and analyzed with the program FlowJo v.10.6.2 (BD Biosciences).

Immunophenotype of spleen mononuclear cells

Mononuclear cells were directly labeled with conjugated antibodies to surface antigens (PerCP-Cy®5.5 anti-mouse CD3, clone, FITC anti-mouse CD4, APC-Cy®7 anti-mouse CD8), for T lymphocyte phenotype, all from BD Biosciences, USA and LIVE/DEAD Fixable Yellow Dead Cell Stain, for cell viability (cat. No. L34959, invitrogen, USA). These cells were acquired with the BD FACSCanto II flow cytometer, and the analysis was performed with the program FlowJo v 10.6.2 (BD Biosciences).

Histopathological analysis

For safety analysis, animals were anesthetized with 100 μL of Ketamine (100 mg), Xylazine (20 mg), and Atropine Sulfate (1 mg) via intramuscular (i.m.) injection and euthanized, organs were fixed with 10% buffered formalin for 48 hours. Then, organs were reduced and placed in a container for 24 hours with buffered formalin. The containers with the organs were passed to an automatic tissue processor (Microm brand) conducting the following processes: dehydration, diaphanating, rinsing, and impregnation; within an average of 8 hours. Organs included in paraffin were sectioned to a thickness of 5 microns (Microtome Leica RM2245) and placed in a flotation solution in a water bath and then fixed on a slide sheet, dried in the stove at 37°C for 1 to 2 hours. The staining was done with the Hematoxylin and Eosin staining method (H&E). Samples were mounted in a microscope slide with Canada Balm (glue) and dryed at 37°C for 12 to 24 hours, for further labeling. The colored slides with H&E were taken and analyzed under an AxioCam MRc5 camera and AxioScope.A1 microscope (Carl Zeiss, Germany) at 20x magnification by a board-certified veterinary pathologist.

Statistical analysis

All quantitative data were analyzed using GraphPad Prism version 6.1 (GraphPad Software, San Diego, CA, USA). Student t-test was used to evaluate cellular immunity. For EC50 estimation, a regression model of four parameters logistic curve (4PL) was used. Two-way ANOVA analysis was performed to determine significant difference in ELISA results. A 5% statistical significance was considered in all cases.

Results

Recombinant SARS-CoV-2 RBD production

Recombinant RBD was expressed and secreted into the extracellular medium by infected Sf-9 cells. A double band of ~28kDa was detected by western blot using Anti-his and Anti-spike antibodies (Fig 3B). In bioreactor conditions, the highest protein expression level was observed at 68 hours post-infection and after the purification processes, a productivity level of 0.8 mg/mL of RBD was obtained at a purity level > 90% (Fig 3C).

Fig 3. RBD expression and purification.

Fig 3

(A) Design of the expression cassette integrated into the recombinant baculovirus. (B) Detection of RBD from infected culture supernatants using an anti-His (left) and anti-spike (right) antibody. Bv-WT: Wild type baculovirus; Bv-RBD: RBD expressing baculovirus. (C) SDS-PAGE of purified RBD after the affinity chromatography purification step (Lane 1) and size exclusion chromatography (Lane 2).

Recombinant SARS-CoV-2 RBD characterization

To determine the correct conformational state of RBD, ACE-2 receptor binding assays were performed. ACE-2 binding dependent on RBD concentration was observed, with a half maximal effective concentration (EC50) of 46.8 ng/mL (Fig 4A). Similarly, through flow cytometry, RBD bound to Vero E6 cell surface at different concentrations, with a 60% binding level (Fig 4C). Based on the main fluorescence intensity (MFI), the difference between the cells treated with purified RBD and those treated with FACS buffer as a negative control was significant. On the other hand, commercially available recombinant RBD expressed in insect cells (Cat No. Z03479, GenScript) was used as a positive control, although its binding was slightly higher than the RBD produced in this study (78%), the difference was not statistically significant. This trend was observed in all the concentrations evaluated.

Fig 4. RBD binding and folding characterization in vitro.

Fig 4

(A) Dose dependent curve of RBD binding to human ACE-2 by ELISA, dashed lines represent the EC50 value. Dots and error bars represent the mean value of three independent experiments and the standard deviation, respectively. (B) Disulfide bond dependent recognition of RBD by hamsters immunized serum by Western blot. Lane1: RBD under non-reducing conditions; Lane 2: RBD under reducing conditions. (C) RBD binding to Vero E6 cell surface. The binding values are represented as the percentage of cells bound to RBD (left diagram) and the Mean Fluorescence Intensity (MFI) of each group was evaluated (right diagram). Two repetitions were performed per group, except in the FACS buffer group. Student t-test was used to compare the MFI values. ns: not significant (P>0.05); **: significant (P<0.01).

The importance of disulfide bonds for the correct folding of the RBD sub-domain is known. Therefore, an additional way to verify the correct folding of the recombinant RBD was evaluating its detection under reducing and non-reducing conditions, by using a serum from a hamster immunized with a New Castle Disease virus (NDV) expressing the S1 domain (Fig 4B). In this way by Western blot, RBD could be detected by the serum only under non-reducing conditions, demonstrating that it conserves the folding of the RBD sub-domain occurring in the Spike protein.

Humoral immunity

In order to compare the capacity of both oil adjuvants to enhance the immune response, two amounts of RBD were administered with each adjuvant in mice. Specific antibodies were detected in all immunized groups, at 15 days post immunization, antibody levels of the group immunized with adjuvant 3 were higher than the group with adjuvant 1, either with the 20 μg and 50 μg dose. However, after the first booster the levels of antibodies generated with both adjuvants were similar in the two doses of RBD evaluated (Fig 5), indicating that the early generation of antibodies in A3 respect to A1 was independent of the dose of protein administered. Control groups immunized with each adjuvant and PBS had baseline reactivity throughout the evaluation time.

Fig 5. Detection of specific antibodies against RBD in mice.

Fig 5

Immunized mice were bled at 0, 15, 30 and 45 days post immunization. All sera were obtained by low-speed centrifugation. Serum samples were processed to detect specific antibodies against SARS-CoV-2 RBD protein using indirect ELISA assay. (A) Group immunized with 20 μg of RBD mixed with A1 and A3 (B) Group immunized with RBD 50 μg of RBD mixed with A1 and A4. Two-way ANOVA and post-hoc Tukey’s test were performed. *: P<0.01.

Since with adjuvant 3, a stronger immune response was obtained in less time and with a single boost, this adjuvant was used to immunize hamsters. In this way, a significant increase in specific antibody levels was observed from day 15 post-immunization until day 30 in all the individuals tested (Fig 6A). The neutralization assays using the surrogate virus neutralization test (sVNT) detected neutralizing antibodies only at day 30 post-immunization, where the sera from hamsters vaccinated showed a mean percentage of inhibition of the RBD-ACE2 union above 30%. Sera of the control group remained below 30% and did not show neutralizing antibodies (Fig 6B).

Fig 6. Detection of specific antibodies against RBD and neutralizing antibodies in hamsters.

Fig 6

(A) Immunized hamsters were bled at 0, 15 and 30 days post immunization. Serum samples were processed to detect specific antibodies against SARS-CoV-2 RBD protein using indirect ELISA assay. (B) Serum samples were processed to evaluate the neutralizing antibody titers against SARS-CoV-2 using sVNT. The cut-off for positive/negative neutralizing antibodies in the sample was 30% of inhibition of RBD binding to ACE-2. Two-way ANOVA and post-hoc Tukey’s test were performed. **: P<0.0001.

Cellular immunity

The cellular immunity stimulated with the purified RBD in mice was evaluated on day 45 after the first immunization. For adjuvant A1, the percentage of CD4+ and CD8+ T cells increased proportional to the dose of RBD administered. However, in A3 group the percentage of cells decreased when the dose of RBD was increased (Fig 7A). Regarding the production of Th1-type cytokines (Fig 7C), the number of CD8+ T cells secreting IFN-γ, TNF-α and IL-2 for A1 and A3 groups decreased with the highest dose of RBD. However, CD4+ T cells producing these Th1-type cytokines were not detected in all groups. Regarding the secretion of IFN-γ in splenocytes stimulated with purified RBD using the ELISPOT technique (Fig 7B), the adjuvant A3 stimulated a greater number of cells directly proportional to the administered dose. Although there was difference in the mean values of each group, when the statistical analysis was performed there was not significant difference between them in all the evaluations performed.

Fig 7. Evaluation of cellular immunity in mice vaccinated with purified RBD.

Fig 7

Mice were immunized with 20 and 50 μg of RBD using two different adjuvants (A1 and A3) at 0, 15 and 30 days post immunization. On day 45 post-immunization mice were euthanized and spleens were processed. (A) Percentage of CD4 and CD8 positive cells by flow cytometry, between the groups immunized (n = 3, except the adjuvant control). (B) IFN-γ ELISPOT of splenocytes between the groups immunized (n = 3, except the adjuvant control). (C) Intracellular staining of Th1 cytokines (IFN-γ, TNF-α and IL-2) of splenocytes stimulated with RBD (n = 3, except the adjuvant control). ns: not significant (P>0.05), *: P<0.05.

Safety

Histopathological analysis of the groups of mice immunized with purified RBD mixed with A1 or A3, including the unvaccinated group not showed signs of serious injury or damage. Lungs not showed clinical appearance of pneumonia and there was no evidence of kidney symptoms. Although in liver a slight vacuolar degeneration was identified, this was observed in all the groups tested, including the control group. (Fig 8).

Fig 8. Histopathological analysis of mice inoculated with purified RBD and control.

Fig 8

Organs were obtained 45 days after the first immunization and stained with hematoxylin-eosin (H&E). These images are representative slides from vaccinated mice and negative control mice. (A) Lung sections. (B) Liver sections. (C) Kidney sections. All the images are in a 200X magnification.

Discussion

SARS-CoV-2 continues to be a problem worldwide. As an immediate response to the emergence of new variants and their dissemination, the constant development and evaluation of vaccines are necessary. In the present study, the immunization of the RBD sub-domain mixed with two different oil-based adjuvants demonstrate that squalene improves the immunogenicity by eliciting an earlier humoral response in mice and hamster.

Currently, most of the approved and candidate vaccines are based on the complete spike protein. However, there are several vaccine candidates based on the single RBD antigen, ongoing pre-clinical and clinical phase [23]. Although, in some reports the complete spike has shown greater immunogenicity [24], the single RBD remains as a strong vaccine candidate because it comprises the most important epitopes to which neutralizing antibodies should target. In addition, it generates antibodies with enhanced neutralizing activity [2527] and the greater accumulation of mutations in the S1 and S2 domains can destabilize the protein, hindering its production and the yields obtained as a purified protein [28, 29]. On the other hand, RBD has demonstrated an easier production [30], and results in a more conserved antigen. Recent studies have bioengineered RBD variants with improved stability and higher immune response in mice compared to the current Wuhan-Hu-1 vaccine [31]. Likewise, a thermotolerant RBD fused to a trimerization motif has generated high neutralization titers in guinea pigs and mice, as well as protection in hamsters from viral challenge [32].

Despite that the purified RBD evaluated in this study comprised 22 amino acids less than the generally recognized RBD region (Arg319-Phe541) [33], it was structurally and functionally viable as demonstrated by the binding assays by ELISA and flow cytometry. Although a double band was observed after the purification process, they corresponded to the RBD since both were recognized by all the antibodies used. This double band could be explained to a difference in glycosylation patterns in the RBD, as this phenomenon has been reported in the expression of other proteins in insect cells [12, 34]. Apparently, this possible difference in glycosylation patterns do not alter the function or the structure of the RBD, since the final EC50 value of binding to human ACE-2 was comparable with previous reports [4]. This functionality was maintained because the expressed region comprises the residues that form the disulfide bonds that give stability to the nucleus and the key external sub-domains of the RBD [3], maintaining the integrity of the receptor binding motif, which ultimately is the main region that directly interacts with the ACE2 receptor. This was confirmed by the lack of RBD recognition of the hamster anti-S1 immune sera under reducing conditions, but the strong recognition of RBD by the immune sera under non-reducing conditions. This suggests, that the disulphide bonds are present and are favoring a correct folding and 3D structure of the RBD antigen, that may be presenting appropriate conformational epitopes, as most of the immune antibodies targets tertiary epitopes spanning the exposed sites of the RBD in the trimeric pre-fusion Spike [35].

The production level of RBD in this study, was relatively low (0.8 mg/L) compared to previous reports of expression of the same domain using the baculovirus expression system [30]. It is likely that this is due to the baculovirus type used, which is not optimized for secreted expression, or to the second purification step required to obtain a higher degree of purity. These levels could be optimized using baculoviruses lacking the v-cath and chiA genes [36] or through optimization strategies of the amino acid sequence that have been proven to improve expression levels and immunogenicity of the RBD [31, 37].

The chemical composition of an adjuvant is important because its components may interfere with organism responses. In the immunization experiments conducted in this study, adjuvant 3 (W/O + squalene) was associated to higher levels of anti-RBD antibodies than adjuvant 1 (O/W) at 15 days post immunization. However, after the second booster was administered (45 DPI), the antibody levels for both adjuvants were not significantly different. This could be explained by the fact that O/W emulsions, as an adjuvant for mice, generates higher levels of antibodies while directing the cellular immune response to the Th2 type [38]. Also, it is known that O/W emulsions stimulate a strong production of TNF-α [16, 39] and do not generate local inflammation reactions when injected subcutaneously or intramuscularly [40]. On the other hand, the W/O adjuvant formulations are not effective enough to induce strong humoral responses, as they can generate inflammatory responses and the formation of granulomas [41]. In contrast, adjuvant A3, which is a novel composition, demonstrates the stimulation of an earlier strong humoral response. Most oil-water (O/W) adjuvants that contain squalene, also have other components (Tween 80, Span 85, polyethylene glycol or derivatives), which when emulsified in an aqueous phase, generate a stable chemical structure that allows the transport of antigens for their recognition by cells such as macrophages or dendritic cells [18, 38]. We believe further studies are necessary to clarify and confirm these observations.

When adjuvant A1 was administered with the purified RBD, the formulation did not generate IFN-γ, IL-2 nor TNF-α in the evaluation by ICS. However, an increase in the percentage of CD4+ and CD8+ T cells was observed. This observation is in agreement with a previous study, where Arunachalam et al. [42] found that adjuvant A1 (Essai O/W 1849101, Seppic) added to RBD nanoparticles did not elicit a strong antibody response nor protection as expected in Rhesus monkeys. Nevertheless, when A1 was used with alpha-tocopherol it produced a stronger level of neutralizing antibodies and protection against infection with SARS-CoV-2. However, the use of this adjuvant generated an inflammatory response, associated with a high expression of TNF-α and IL-2. We found that the novel adjuvant A3 stimulated the secretion of greater IFN-γ levels in splenocytes compared to adjuvant A1, as well as IL-2 and TNF-α in CD8+ T cells. This is consistent with the possible inflammatory effect generated by adjuvants based on W/O emulsions [41].

The generation of neutralizing antibodies in hamsters was observed at 30 days post immunization. Although the surrogate test does not directly determine the neutralization of virus invasiveness in cells, it has been shown that it has a high correlation index with classic viral neutralization tests [8]. In addition, various studies have demonstrated a relationship between the development of neutralizing antibodies with the protection of re-infection in humans, as well as in challenge tests in hamsters [43, 44].

Due to limitations in space and the availability of animals, this trial was conducted with 5 individuals per group, and the heterogeneity was evident as previously reported in a similar protocol [45]. Unfortunately, it was not possible to establish clear conclusions about the tendency of the population when stimulated with the two different adjuvants, as there was no significant difference between the controls and the immunized groups. It is important to perform additional studies with a greater sample size to perform a better evaluation of cellular and humoral immunity [13, 16, 26] to 8 per group as in previous studies [46].

In conclusion, the use of squalene in an oil-based adjuvant enhanced the immunogenicity of the RBD of SARS-CoV-2, this by stimulating an earlier generation of a humoral immunity and confirming its safety in mice. However, further studies are required to evaluate protection in a challenge trial.

Supporting information

S1 Fig. Gating strategy to determine the recombinant RBD binding to Vero-E6 cells.

(TIF)

S2 Fig. Resulting plots from the incubation of Vero E6 cells with different concentrations of recombinant RBD.

Two replicates were performed for each RBD evaluated.

(TIF)

S3 Fig. Gating strategy for intracellular cytokine staining (ICS) and immunophenotype of mice spleen cells.

(TIF)

S4 Fig. Representative plots of CD4+ and CD8+ cells from each group.

Groups immunized with adjuvant 1 (A, B). Groups immunized with adjuvant 3 (C, D).

(TIF)

S1 Dataset. Raw values of ELISA and Flow cytometry results.

(ZIP)

S1 Raw images

(PDF)

Acknowledgments

We acknowledge Katherine Calderón, Aldo Rojas, Naer Chipana-Flores, Elmer Delgado, Abraham Licla, Katherine Pauyac, Luis Tataje and Julio Ticona from Laboratorios de investigación y desarrollo, FARVET SAC and Ricardo Antiparra, Manuel Ardiles, Yudith Cauna, Xiomara Chunga, Lewis De La Cruz, Nicolas Delgado, Christian Elugo, Oscar Heredia, Pedro Huerta, Grabriel Jiménez, Romina Juscamaita, Dennis Nuñez,, Adiana Ochoa, Gustavo Olivos, Erika Páucar, Jose Perez, Daniel Ramos, Angela Rios, Mario Salguedo, Patricia Sheen, Luis Soto, Anda Vargas and Renzo Villanela from Laboratorio de Bioinformática, Biología Molecular y Desarrollos Tecnológicos. Laboratorios de Investigación y Desarrollo. Facultad de Ciencias y Filosofía. Universidad Peruana Cayetano Heredia. All the names listed are members of the COVID-19 Working Group in Perú, whose author is Mirko Zimic (mirko.zimic@upch.pe).

Data Availability

All relevant data are within the article and its Supporting information files.

Funding Statement

This study was funded/ supported by Laboratorios de Investigación y Desarrollo - FARVET and partially by Fondo Nacional de Desarrollo Científico, Tecnológico y de Innovación Tecnológica - FONDECYT (https://www.fondecyt.gob.pe/) under the contract 060-2020-FONDECYT. MFD and MZ were granted by Consejo Nacional de Ciencia, Tecnología e Innovación Tecnológica (CONCYTEC). These funder supported salaries for RCG, RMM, APA, DRM, KGM, AM, SQG, MCM, AAAM, IRO, MCO, EHG, NPM, GIR, YSA and DVP and supplied materials for the study. The funders had no role in study desing, data collection and analysis, decision to publish, or preparation of manuscript.

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Decision Letter 0

Paulo Lee Ho

5 Jan 2022

PONE-D-21-36362A recombinant SARS-CoV-2 RBD antigen expressed in insect cells elicits immunogenicity and confirms safety in animal modelsPLOS ONE

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The authors describe the production, purification and immunological characterization of RBD obtained from insect cells. It is not clear in the article, how the quantification of RBD was carried out, nor the methods used to obtain the SDS-PAGE and Western blot, especially the specification of the anti-S antibodies used. Furthermore, in line 332, the authors describe the visualization of only one band around 28kDa, but on the gel (figure 3B) it is possible to visualize 2 bands corresponding to the labeling with the antibodies.

Regarding the in vivo tests, it is not clear why the hamster challenge test was not done. Even if the clinical symptoms of these animals infected with SARS CoV-2 are rapid and transient, it would be possible to obtain a proof of concept in relation to the studied formulations.

Reviewer #2: � Minor concerns:

• Authors should addressing the novelty in their work, for example (similar work, published in 2020, doi: 10.1080/22221751.2020.1821583), as the concept of using RBD or full spike have been published? Even some commercial approved subunit vaccines now in use (like: NOVAVAX).

• Why Authors didn’t test the recombinant purified RBD protein antigenicity against the convalescent COVID-19 patient?

• What is the source of RBD that used as a positive control in bounding with Vero-E6 cell?

� Some examples for sentences need careful editorial review:

Some sentences in “Abstract” are too long and containing repetition: from line 38-42 (purified RBD mentioned two times in the same sentence and also the meaning of stimulation), please rewrite in a shorter way.

• Please unify the use the abbreviation of “W/O” with or without slash; hours (completed or abbreviated); minutes; temperature; room temperature;

• Please make “space” in line 51 “atypical”, line 55 “add for after urgent”

• “°C” with or without space; missing some ending dots like in line 158 after membrane; at the end of line 503.

• Remove the “dot” after then in line 309

• Eliminate the word “aseptically” in line 265

• The word “while” is misleading in line 499

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

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Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: Yes: Reda Salem

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2022 Aug 23;17(8):e0269823. doi: 10.1371/journal.pone.0269823.r002

Author response to Decision Letter 0


19 Feb 2022

Editor Comments:

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming.

Response:

The indentation format has been included at the beginning of each paragraph as specified by the magazine's style requirements.

2. To comply with PLOS ONE submissions requirements, in your Methods section, please provide additional information on the animal research and ensure you have included details on (1) methods of sacrifice, (2) methods of anesthesia and/or analgesia, and (3) efforts to alleviate suffering.

Response:

The required information has been included in the ethical statement section in the materials and methods section, on lines 111 - 113 of the unmarked version of the modified manuscript:

"The animals were euthanized by trained veterinary personnel following the guideline established by the American Veterinary Medical Association (AVMA) [21]."

As well as in the Immunization and sample collection in mice, in lines 251 – 255:

“Briefly, mice were euthanized by anesthetic overdose, inoculating 200 µL of a ketamine (100 mg/mL), xylazine (20 mg/mL) and atropine (1 mg/mL) solution using a hypodermic needle by intramuscular route. The procedure was performed rapidly to minimize the suffering, the animal was kept in a quiet place until the effects of anesthesia began to manifest.”

3. We note that you have stated that you will provide repository information for your data at acceptance. Should your manuscript be accepted for publication, we will hold it until you provide the relevant accession numbers or DOIs necessary to access your data. If you wish to make changes to your Data Availability statement, please describe these changes in your cover letter and we will update your Data Availability statement to reflect the information you provide.

Response:

Unfortunately, we had an error during submission of the manuscript. We are willing to make our results data available as Supplementary Material in an Excel file that can be made available by the reviewers as well as for final publication upon request. We would be grateful if the change of the data availability statement to the above-mentioned mode could be made.

4. One of the noted authors is a group or consortium COVID-19 Working Group. In addition to naming the author group, please list the individual authors and affiliations within this group in the acknowledgments section of your manuscript. Please also indicate clearly a lead author for this group along with a contact email address.

Response:

The list of the COVID-19 Working Group consortium has been included, as well as the author of the group with his contact e-mail address. This can be found in the acknowledgments section on lines 592 to 602 of the modified manuscript version.

5. Your ethics statement should only appear in the Methods section of your manuscript. If your ethics statement is written in any section besides the Methods, please move it to the Methods section and delete it from any other section. Please ensure that your ethics statement is included in your manuscript, as the ethics statement entered into the online submission form will not be published alongside your manuscript.

Response:

We thank the editor for the comment. We have modified the manuscript and the ethical statement is included only in the materials and methods section, on lines 105 to 113 of the corrected version of the manuscript.

6. PLOS ONE now requires that authors provide the original uncropped and unadjusted images underlying all blot or gel results reported in a submission’s figures or Supporting Information files.

Response:

We have attached all the images in RAW format without editing, following the requirements for blot and gel submissions. You can see them in the S1_raw_images file attached along with the corrected manuscript.

Reviewers comments:

Reviewer 1

1. The authors describe the production, purification and immunological characterization of RBD obtained from insect cells. It is not clear in the article, how the quantification of RBD was carried out, nor the methods used to obtain the SDS-PAGE and Western blot, especially the specification of the anti-S antibodies used. Furthermore, in line 332, the authors describe the visualization of only one band around 28kDa, but on the gel (figure 3B) it is possible to visualize 2 bands corresponding to the labeling with the antibodies.

Response:

RBD quantification was performed by the standard estimation technique using Bradford's reagent, as described in lines 169-170 of the unmarked corrected manuscript.

“The concentration of purified RBD was determined using the Bradford assay (Merck, Germany), following the manufacturer’s instructions.”

Regarding the SDS-PAGE and Western bot methodologies, this has been added in lines 221 - 242. In addition, this section specifies the anti-S antibodies used, which can be found in lines 235 - 237 of the same document

“Then, an anti 6x-His monoclonal antibody (GenScript Laboratories, USA) or an anti-Spike polyclonal antibody (SinoBiological, China)”

Similarly, the description in the western blot results in Figure 3B has been modified. This can be found on line 379-380 of the modified manuscript.

“A double band of ~28KDa was detected by western blot using Anti-his and Anti-spike antibodies (Fig 3B).”

This result has also been described in the discussion section on lines 519 - 525, where possible reasons for the purification of RBD as a double band are discussed.

“Although a double band was observed after the purification process, they corresponded to the RBD since both were recognized by all the antibodies used. This double band could be explained by a difference in glycosylation patterns in the RBD, as this phenomenon has been reported in the expression of other proteins in insect cells [12,34]. This possible difference in glycosylation patterns does not alter the function or the structure of the RBD, since the final EC50 value of binding to human ACE-2 was comparable with previous reports [4]”

2. Regarding the in vivo tests, it is not clear why the hamster challenge test was not done. Even if the clinical symptoms of these animals infected with SARS CoV-2 are rapid and transient, it would be possible to obtain a proof of concept in relation to the studied formulations.

Response:

We understand that a challenge against the virus would have been positive for the research objectives. Unfortunately, during the execution of the study we had difficulties in obtaining facilities with the biosafety level to work with the virus, since our institution did not yet have the resources to build a biosafety level 3 (BSL3) facility. In addition, at the time of the study, our country's national health institute had not yet isolated a strain of SARS-CoV-2 for in vivo use.

Reviewer 2

1. Authors should addressing the novelty in their work, for example (similar work, published in 2020, doi: 10.1080/22221751.2020.1821583), as the concept of using RBD or full spike have been published? Even some commercial approved subunit vaccines now in use (like: NOVAVAX).

Response:

Previously published works on the use of RBD as a vaccine against SARS-CoV-2 have performed immunization using aluminum-based adjuvants and evaluating the protein for different purposes such as, immunogenic comparison with different domains of the spike protein (doi: 10.1080/22221751.2020.1821583), synthetic optimization of the RBD domain to improve its properties (https://doi.org/10.1101/2021.03.03.433558) or as a booster to improve immunity against other variants of the virus (https://doi.org/10.1186/s12985-021-01737-3). However, in our work the focus is to evaluate the immunogenicity of RBD with two oil-based adjuvants, demonstrating that squalene stimulates earlier antibody generation compared to an oil-free formulation, as mentioned in lines 31 - 33 of the modified manuscript.

“In the present report, the immunogenicity of the Spike RBD of SARS-CoV-2 formulated with an oil-in-water emulsion and a water-in-oil emulsion with squalene was evaluated in mice and hamsters.”

Similarly, the introduction to the manuscript on lines 78 - 82 mentions the reported disadvantages of using aluminum adjuvants.

“Alum-based adjuvants are not highly effective in stimulating the cellular immune response of either Th1 or Th2 [16]. These adjuvants require improvements in their concentration and the type of aluminum used to generate a cellular-type immune response; however, these could cause necrosis or tissue damage in the inoculation area [17].”

As well as in the discussion section on lines 496 - 498, this aspect is again emphasized.

“In the present study, the immunization of the RBD sub-domain mixed with two different oil-based adjuvants demonstrate that squalene improves immunogenicity by eliciting an earlier humoral response in mice and hamster.”

We understand that this approach was not clear in the first manuscript submitted, for this reason the title of the study has been modified to: "Squalene in oil-based adjuvant improves the immunogenicity of SARS-CoV-2 RBD and confirms safety in animal models". For the same purpose, the representation of Figures 5 and 7 has been modified, giving it a greater focus on the comparison of the immunogenicity of RBD mixed with the two adjuvants evaluated.

Figure 5. Detection of specific antibodies against RBD in mice. Immunized mice were bled at 0, 15, 30 and 45 days post immunization. All sera were obtained by low-speed centrifugation. Serum samples were processed to detect specific antibodies against SARS-CoV-2 RBD protein using indirect ELISA assay. (A) Group immunized with 20 µg of RBD mixed with A1 and A3 (B) Group immunized with RBD 50 µg of RBD mixed with A1 and A4. Two-way ANOVA and post-hoc Tukey’s test were performed. *: P<0.01

Figure 7. Evaluation of cellular immunity in mice vaccinated with purified RBD. Mice were immunized with 20 and 50 µg of RBD using two different adjuvants (A1 and A3) at 0, 15 and 30 days post immunization. On day 45 post-immunization mice were euthanized and spleens were processed. (A) Percentage of CD4 and CD8 positive cells by flow cytometry, between the groups immunized (n=3, except the adjuvant control). (B) IFN-γ ELISPOT of splenocytes between the groups immunized (n=3, except the adjuvant control). (C) Intracellular staining of Th1 cytokines (IFN-γ, TNF-α and IL-2) of splenocytes stimulated with RBD (n=3, except the adjuvant control). ns: not significant (P>0.05).

The modified Figures 5 and 7 have been re-submitted following the editorial guide of the journal. In addition, the description of these images has been modified in the results section on lines 422 - 431:

“In order to compare the capacity of both oil adjuvants to enhance the immune response to RBD, two amounts of RBD were administered with each adjuvant in mice. Specific antibodies were detected in both groups immunized with each adjuvant. At 15 days post immunization, antibody levels of the group immunized with adjuvant 3 were higher than the group with adjuvant 1, either with the 20 µg and 50 µg dose. However, after the first booster the levels of antibodies generated with both adjuvants were similar in the two doses of RBD evaluated (Fig 5), indicating that the early generation of antibodies in A3 concerning A1 was independent of the dose of protein administered. Control groups immunized with each adjuvant and PBS had baseline reactivities throughout the evaluation time.”

As well as in lines 457 – 469

“The cellular immunity stimulated with the purified RBD in mice was evaluated on day 45 after the first immunization. For adjuvant A1, the percentage of CD4+ and CD8+ T cells increased proportionally to the dose of RBD administered. However, in A3 group the percentage of cells decreased when the dose of RBD was increased (Fig 7A). Regarding the production of Th1-type cytokines (Fig 7C), the increase in CD8+ T cells secreting IFN-γ, TNF-α and IL-2 for A1 and A3 groups decreased according to the administered dose of RBD. However, CD4+ T cells producing these Th1-type cytokines were not detected in all groups. Regarding the secretion of IFN-γ in splenocytes stimulated with purified RBD using the ELISPOT technique (Fig 7B), the adjuvant A3 stimulated a greater number of cells directly proportional to the administered dose. Although there was a difference in the mean values of each group, when the statistical analysis was performed there was not a significant difference between them in all the evaluations performed.”

The figures 3, 4 and 6 have been modified in order to improve the disposition of the lane numbers and the molecular weight markers. The data of these figures has not been modified.

2. Why Authors didn’t test the recombinant purified RBD protein antigenicity against the convalescent COVID-19 patient?

Response:

Unfortunately, despite all the efforts made, ethical clearance for the use of convalescent human sera has not been obtained to date. This limited the use of these biological samples for the purposes of the study.

3. What is the source of RBD that used as a positive control in bounding with Vero-E6 cell?

Response:

We have included the origin of the RBD used as a positive control, the modified paragraph can be found on lines 397 - 399 of the corrected manuscript.

“On the other hand, commercially available recombinant RBD expressed in insect cells (Cat No. Z03479, GenScript) was used as a positive control.”

4. Some examples for sentences need careful editorial review: Some sentences in “Abstract” are too long and containing repetition: from line 38-42 (purified RBD mentioned two times in the same sentence and also the meaning of stimulation), please rewrite in a shorter way.

Response:

The Abstract has been modified according to the reviewer's comments and to give more emphasis to the comparison of the immunogenicity of RBD with two different oil adjuvants.

5. Please unify the use the abbreviation of “W/O” with or without slash; hours (completed or abbreviated); minutes; temperature; room temperature

Response:

All abbreviations have been unified as per the reviewer’s request.

6. Major comments:

a. Please make “space” in line 51 “atypical”, line 55 “add for after urgent”. Respuesta:

b. “°C” with or without space; missing some ending dots like in line 158 after membrane; at the end of line 503.

c. Remove the “dot” after then in line 309

d. Eliminate the word “aseptically” in line 265

e. The word “while” is misleading in line 499

Response:

We thank the reviewer for all these remarks, all of these have already been remedied in the new version of the corrected manuscript.

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Paulo Lee Ho

20 May 2022

PONE-D-21-36362R1Squalene in oil-based adjuvant improves the immunogenicity of SARS-CoV-2 RBD and confirms safety in animal modelsPLOS ONE

Dear Dr. Zimic,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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Paulo Lee Ho, Ph.D.

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: All comments have been addressed

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Yes

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: Yes

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #2: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #2: Yes

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #2: I have reviewed the manuscript "Squalene in oil-based adjuvant improves the immunogenicity of SARS-CoV-2 RBD and confirms safety in animal models" which i previously reviewed in its first version and I agree to be published in its current version. The authors have responded to all comments convincingly and have also made all the required modifications. My best regards

Reviewer #3: This is an interesting article on the use of RBD produced in insect cells and formulated in emulsions with squalene as a potential vaccine against covid-19.

The questions raised by the reviewers seem to me to have been adequately answered by the authors. However, there are two additional small issues that I would like to point out: line 121 mentions the use of a tail with 10 histidine residues in the construction of the RBD, however, in figure 3, the scheme indicates 6 residues. Please correct.

Also, please review the symbol for kilo (lowercase k) throughout the text.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #2: Yes: Reda Salem

Reviewer #3: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2022 Aug 23;17(8):e0269823. doi: 10.1371/journal.pone.0269823.r004

Author response to Decision Letter 1


23 May 2022

-Reviewer #2: I have reviewed the manuscript "Squalene in oil-based adjuvant improves the immunogenicity of SARS-CoV-2 RBD and confirms safety in animal models" which i previously reviewed in its first version and I agree to be published in its current version. The authors have responded to all comments convincingly and have also made all the required modifications. My best regards

Response:

We thank Dr. Reda Salem for the comments that made possible to improve our manuscript.

-Reviewer #3: This is an interesting article on the use of RBD produced in insect cells and formulated in emulsions with squalene as a potential vaccine against covid-19.

The questions raised by the reviewers seem to me to have been adequately answered by the authors. However, there are two additional small issues that I would like to point out: line 121 mentions the use of a tail with 10 histidine residues in the construction of the RBD, however, in figure 3, the scheme indicates 6 residues. Please correct.
Also, please review the symbol for kilo (lowercase k) throughout the text.

Response:

We are grateful with the reviewer for detecting these typos. All of them have been corrected (line 121) throughout the text.

Attachment

Submitted filename: Response to reviewers.pdf

Decision Letter 2

Paulo Lee Ho

31 May 2022

Squalene in oil-based adjuvant improves the immunogenicity of SARS-CoV-2 RBD and confirms safety in animal models

PONE-D-21-36362R2

Dear Dr. Zimic,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

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Kind regards,

Paulo Lee Ho, Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Paulo Lee Ho

12 Aug 2022

PONE-D-21-36362R2

Squalene in oil-based adjuvant improves the immunogenicity of SARS-CoV-2 RBD and confirms safety in animal models

Dear Dr. Zimic:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Paulo Lee Ho

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Gating strategy to determine the recombinant RBD binding to Vero-E6 cells.

    (TIF)

    S2 Fig. Resulting plots from the incubation of Vero E6 cells with different concentrations of recombinant RBD.

    Two replicates were performed for each RBD evaluated.

    (TIF)

    S3 Fig. Gating strategy for intracellular cytokine staining (ICS) and immunophenotype of mice spleen cells.

    (TIF)

    S4 Fig. Representative plots of CD4+ and CD8+ cells from each group.

    Groups immunized with adjuvant 1 (A, B). Groups immunized with adjuvant 3 (C, D).

    (TIF)

    S1 Dataset. Raw values of ELISA and Flow cytometry results.

    (ZIP)

    S1 Raw images

    (PDF)

    Attachment

    Submitted filename: Response to Reviewers.docx

    Attachment

    Submitted filename: Response to reviewers.pdf

    Data Availability Statement

    All relevant data are within the article and its Supporting information files.


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