Table 3.
Analysis of selected studies.
| Author, publication date | Neurogenic disease | Number of patients/sex | Associated Evaluation | FEES steps | Tested consistencies (food/utensil) | Volumes | FEES results in swallowing function |
|---|---|---|---|---|---|---|---|
| Warnecke et al., 2009 29 | Acute stroke | 153 (80 women) | Dzeiwas protocol performed by neurologist and speech therapist | 1. Structural evaluation initially with endoscopy | a. Pasty | a. Teaspoon of puree | 6-point scale to determine the severity of dysphagia, where 1 = no laryngeal penetration or laryngotracheal aspiration with soft solid (no change) and 6 = penetration or aspiration with saliva (severe) |
| b. Liquid | |||||||
| c. Soft-solid | b. Teaspoon of water with food contrast | ||||||
| FEES 24 h after hospital admission | 2. Evaluation of secretion management | ||||||
| 3. Functional evaluation of swallowing | c. Small piece of white bread | ||||||
| Note: Quantity and number of offers not specified | |||||||
| Warnecke et al., 2010 26 | PSP | 18/11 men | Levodopa-test; FEES with monitoring by ENT doctor and speech therapist | 1. FEES in the “off” state of levodopa; | a. Pudding (gelatin) | a. 3 × 8 mL pudding | Posteriorleakage of food or liquid; |
| PD | 15/11 men | b. Liquid (water) | b. 3 × 5 mL liquid | ||||
| 2. 200 mg dose of levodopa administered | c. Soft solid (white bread) | c. 3× pieces of bread (3 cm/3 cm/0.5 cm) | Penetration and/or aspiration events; | ||||
| 3. New FEES was performed after 60 min | Note: All foods colored blue or green | Presence or absence of waste | |||||
| Mandysova et al., 2011 21 | Stroke | 87/ND | Brief Bedside Dysphagia Screening Test | 1. Physical assessment – motor function of muscles and reflexes involved in swallowing; | a. Thick liquid | a. Four teaspoons | Penetration-aspiration scale by Rosenbek et al. |
| MG | |||||||
| PD | |||||||
| ALS | FEES with ENT doctor and nurse monitoring | b. Thin liquid (spoon) | b. Four teaspoons | ||||
| ENT | |||||||
| 2. Functional assessment of swallowing | c. Thin liquid (glass) | c. 60 mL in the glass | |||||
| d. Assessment of patient voice after swallowing | Note: If the patient coughs, chokes, has a wet voice or leaks from the mouth in <1 min, the test was interrupted. | ||||||
| Note: Not specified if the food was colored during the exams | |||||||
| D’Ottaviano et al., 201331 | ALS | 11 (6 men) | Protocol described in the study, monitored by ENT doctor and speech therapist | 1. Swallowing self-assessment questionnaire | a. Pasty (water plus two tablespoons of the thickener Resource Thicken Up - Nestlé® | a. 5 and 10 mL | Posteriorleakage |
| b. 5 and 10 mL | Food residue | ||||||
| 2. Assessment of tongue mobility and fasciculations | c. Half of salt and water cracker | Laryngeal penetration | |||||
| Tracheal aspiration | |||||||
| 3. Functional assessment of swallowing | b. Liquid (water) | Timing until tracheal aspiration occurs | |||||
| c. Solid (cracker) | |||||||
| Note: All foods colored blue. | Response to tracheal aspiration | ||||||
| Pilz et al., 201436 | DM1 Controls | 45 DM1 (28 men) | Langmore Protocol2 Functional Oral Intake Scale (FOIS) Monitored by ENT doctor and speech therapist. | 1. Seated patient | a. Thin liquid (water) | a. 10 mL (3 offers) | FOIS scale and visual perception of variables during FEES: |
| 10 controls (7 women) | 2. Evaluation of functionality and morphology of oropharyngeal structures | b. Thick liquid (applesauce) | b. 10 mL (3 offers) | ||||
| c. Solid (cracker) | c. 1 piece of solid | Multiple swallows | |||||
| Note: All foods colored blue. | Latency at the beginning of the pharyngeal reflex | ||||||
| 3. Food bolus or liquid inserted into the oral cavity using a syringe | Valecule residue after swallowing | ||||||
| Residue on piriform sinuses after swallowing | |||||||
| Laryngeal penetration or tracheal aspiration | |||||||
| Somasundaram et al., 201437 | Middle cerebral artery acute stroke | 67 (all men) | Initial visit – complete medical history; | FEES performed by an experienced speech therapist and neurologist; Langmore Protocol 2; | 1. Thickened liquid | a. 3× thickened water | Assessment of dysarthria, dysphonia, volitional cough, and gag reflex; |
| 2. Semi-solid | b. 3× pudding | ||||||
| Physical examination; EAT-10 before FEES; | 3. Liquid | c. 3× water | |||||
| 1. Structural evaluation | 4. Solid | d. 3× white bread | Penetration-aspiration scale | ||||
| Cynical Assessment of Swallowing – local protocol; FEES; | 2. Observation of secretion or saliva accumulation | Note: All consistencies were stained with blue food coloring. | Note: Quantities not specified. | In the presence of pharyngeal residue, the patient was observed for 2 min to identify voluntary swallowing afterwards, for oral cleaning; | |||
| Note: stroke unit patients screened by doctors and evaluated by a speech therapist 24 h after admission. | 3. Functional assessment of swallowing | ||||||
| Leder et al., 201622 | Hospitalized elderly | 961 (524 men) | Yale Swallow Protocol FEES – with modified Langmore Standard Protocol, as a complementary assessment for some patients; Monitored by ENT doctor and speech therapist | 1. Visualization of the most patent nostril for passing an endoscope without anesthesia; | a. Pasty (pudding) | 5 to 10 mL for each consistency | Presence or absence of tracheal aspiration; |
| b. Liquid (skim milk) | |||||||
| c. Solid (cracker) | |||||||
| 2. Morphological evaluation of oropharyngeal structures; | Note: Not specified if food was colored during the exams | Functional swallowing defined with absence of aspiration; | |||||
| 3. Functional assessment of swallowing | Non-functional swallowing with the presence of aspiration in any of the consistencies tested during FEES. | ||||||
| Marian et al., 201732 | Stroke | 50 (25 each sex) | Screening for swallowing with water, in the presence of predictive symptoms of dysphagia, referral to FEES; Langmore Protocol with modifications; 6-point scale for stroke; Clinical monitoring by neurologist and speech therapist. | 1. Patients evaluated in bed with elevated headboard in a stroke unit | a. Pasty (pudding) | 3 × 3 mL for each consistency | Penetration-aspiration Scale – FEEDS scale – 6-point dysphagia severity scale in endoscopic evaluation (1 = the best performance and 6 = the worst performance) |
| b. Liquid (not specified) | |||||||
| c. Soft solid (white bread) | |||||||
| 2. Endoscope was passed through the most patent nostril with application of local anesthetic | Note: All foods colored blue | ||||||
| 3. Secretion accumulation in the oropharyngeal region evaluated according to the severity scale | |||||||
| 4. Functional assessment of swallowing | |||||||
| de Lima Alvarenga et al., 201823 | Elderly >60 years | 100 elderly (58 women) | Initial interview Modified Langmore Protocol Medical monitoring. | Self-administered by the participant: | a. Strawberry pudding | a. 10 mL | Evaluated as outcomes: |
| 1. Assessment of swallowing function | b. Skim milk | b. 50 mL in a glass | 1. Saliva stasis in the pharynx | ||||
| c. Cracker | c. 1 cracker | 2. Pharyngeal residue | |||||
| Note: Foods colored green with food coloring. | 3. Laryngeal penetration | ||||||
| 4. Laryngotracheal aspiration | |||||||
| 5. Laryngeal sensitivity. | |||||||
| Nienstedt et al., 201827 | PD | 119 PD | FEES with ENT doctor monitoring; | 1. Lidocaine application | a. Liquid | a. 90 mL water | Penetration-aspiration scale, Murray scale short version |
| 32 Control | b. Solid | ||||||
| Assessments: MDS-UPDRS; H&Y scale; NMS-Quest; MOCA DSFS | 2. Functional assessment of swallowing | c. Soft solid | b. Cracker (91 mm and 20 g) | ||||
| c. Half a bread with butter (94 × 90 × 9 mm, 28 g) | |||||||
| Pflug et al., 201828 | PD | 119 PD | FEES with ENT doctors blinded to disease stages; MDS-UPDRS Evaluation H&Y scale NMS-Quest MOCA Assessment of depression – Beck questionnaire, German version | 1. Initial evaluation by ENT doctor with a request to: cough or throat clearing after eating or drinking; history of aspiration or pneumonia; | a. Liquid | a. Teaspoon for water | Scale of swallowing restrictions – SSR |
| 32 Control | b. Solid | ||||||
| c. Soft solid | |||||||
| b. 90 mL water with straw | Penetration-aspiration scale | ||||||
| c. 1 cracker (91 mm, 20 g) | |||||||
| 2. Functional assessment of swallowing | d. Half a piece of bread with butter (95 × 90 × 9, 28 g) | Premature leakage and waste. | |||||
| Umay et al., 201840 | MG | 36 MG (20 women) | FEES | 1. Without anesthesia | a. Liquid | a. Water (90 mL) | A score of 1−6 was used for the degree of dysphagia (1 = normal swallowing and 2–6 = dysphagia – from mild to severe. |
| Manometry | 2. Dzeiwas protocol | b. Semi-solid | b. Yogurt | ||||
| 25 Control (14 women) | EAT-10 | c. Solid | c. Cracker | ||||
| Surface electromyography | |||||||
| VFD | |||||||
| Braun et al., 201924 | Post-stroke elderly | 152 (94 men) | GUSS | 1. Nasal decongestant application (Xylometazoline) and local anesthesia (2% lidocaine gel) | a. Pasty | a. 3× water with thickener | Rosenbek penetration-aspiration scale. |
| FEES considering Langmore standard protocol for signs and symptoms of dysphagia | b. Liquid | b. 3× thin water | |||||
| c. Solid | c. 3× solid (unspecified) | ||||||
| Outcomes: FOIS, FEDSS | |||||||
| 2. Observation of anatomical structures, mobility of structures and saliva management | Note: Offer in teaspoon; soup spoon; and sip from glass. | ||||||
| 3. Functional assessment of swallowing | |||||||
| Farneti et al., 201941 | Different etiologies: PD, vascular dementia, stroke, TBI. | 16 adults (11 men) | Own protocol with consistencies based on the global initiative FEES associated with penetration-aspiration scale, FOIS, and DOSS | 1. Functional assessment of swallowing | a. Pasty | a. 5cc puree | Videos evaluated by 2 independent and experienced FEES evaluators. |
| b. Solid | b. 1∕4 cracker (salt and water) | ||||||
| c. Liquid | |||||||
| c. 5cc liquid | |||||||
| Swallowing performance assessed using: Penetration-aspiration scale, FOIS, and DOSS. | |||||||
| Outcome: average time for cleaning residues / consistency. | |||||||
| Imaizumi et al., 201934 | Elderly people with different comorbidities: cerebrovascular disease, dementia, PD | 106 (76 women): | FEES performed on patients at risk for dysphagia based on responses to two questionnaires such as EAT-10 Screening with FEES | 1. FEES performed by ENT doctor | a. Degree of saliva accumulation in the vallecula and piriform sinuses; | Saliva | FEES associated with the Penetration-Aspiration Scale |
| G1 – detectable swallowing alteration; | 2. Food-free assessment based on a system developed by Hyodo et al. | b. Glottic closure reflex with touch of endoscope in epiglottis or arytenoid | Level of care required | ||||
| Without food – to identify the severity of swallowing changes | Consciousness level | ||||||
| G2 – swallowing change not detectable | Ability to eat orally | ||||||
| c. Reflex of onset of swallowing based on white-out time | Skills in activities of daily living | ||||||
| d. Pharyngeal cleaning and clearance after swallowing 3 mL of colored water | |||||||
| Suntrup-Krueger et al., 201925 | Acute stroke, recently extubated | 133 | FEES performed 48 h after extubation monitored by a speech therapist and neurologist. | 1- Evaluation of secretion management | a. Pasty | Volumes not specified for each consistency | Sensitivity (intact, reduced, or absent) |
| b. Liquid | |||||||
| c. Soft solid | |||||||
| 2- Observation of spontaneous swallowing per minute | |||||||
| FEDSS >1 considered as dysphagia | |||||||
| Extubation Assessments: | 3- Assessment of laryngeal sensitivity by touching pharyngolaryngeal structures | 3-ounce water swallow test performed 72 h after extubation and 24 h after FEES | |||||
| Glasgow coma scale; Body temperature; Heart beats; Systolic pressure; Spontaneous breathing in volume; Positive exhalation pressure; Rapid shallow breathing index | |||||||
| 4- FEES protocol validated for post-stroke patients | |||||||
| Schröder et al., 201935 | PD | Cohort of 105 patients, 20 selected patients: | Langmore Protocol | 1. Functional assessment of swallowing | a. Pasty | a. Green jelly | Premature leakage |
| b. Liquid | Penetration-aspiration events | ||||||
| c. Soft solid | b. Blue colored water | ||||||
| c. White bread (3 × 3×0.5 cm) | Residues assessed using dysphagia severity scale of 0–3, where 0 = no swallowing changes and 3 = severe dysphagia (penetration-aspiration with 2–3 consistencies). | ||||||
| G1 – 10 without signs of dysphagia; | |||||||
| G2 – 10 with signs of pharyngeal dysphagia | |||||||
| Substance P from saliva was collected in G1 and G2 | |||||||
| Shapira-Galitz et al., 201930 | Stroke | 136 (25 from Kaplan Medical Center and 111 from Sheba Medical Center) | Langmore Protocol with minor modifications | 1. Small amount of local anesthesia (2% Lidocaine hydrochloride gel) | a. Pasty | a. Applesauce with green dye (with spoon) | Penetration-aspiration scale |
| TBI | b. Solid | ||||||
| Degenerative neuromuscular diseases | c. Liquid | ||||||
| b. Whole meal bread (two pieces with crust and one without crust) | Residues determined as 0 if absent in all consistencies and as 1 for residue presented in each consistency, with a maximum score of 3 if present in the three consistencies | ||||||
| 51 control | 2. Functional assessment of swallowing | c. 3% fat milk with green dye (with straw and straight from the glass) | |||||
| Note: 3 offers of each consistency, with approximately 5cc of volume each bolus | |||||||
| Souza et al., 201938 | DM 1 | 1 (male, 66 years) | Clinical swallowing evaluation | 1. FEES by ENT doctor and speech therapist | a. Pasty | a. Peach flavored dietary juice | Laryngeal sensitivity |
| FEES performed by doctor. | b. Thickened liquid | Premature oral leakage | |||||
| 2. Assessment of laryngeal sensitivity | Note: Consistencies according to IDDSI | b. Juice with instant thickener | |||||
| Pharyngeal waste | |||||||
| 3. Functional assessment of swallowing | Note: All consistencies were stained with blue food coloring. | Laryngotracheal penetration and aspiration | |||||
| Consistencies offered in 3, 5 and 10 mL using disposable spoons | |||||||
| Souza et al., 201939 | Stroke | G1: 10 (stroke – 8 men); | FEES performed by physician | 1. FEES performed without anesthesia | a. Pasty | Note: All consistencies stained with blue food coloring (5 mL offered), without description of the number of offers and which foods for each consistency. | Pharyngeal waste scale based on the YPRSSRS scale |
| ALS | b. Thickened liquid | ||||||
| PD | G2: 10 (ALS – 5 men); | 2. Functional assessment of swallowing with institutional protocol | |||||
| G3: 10 (PD – 5 men) | Note: Consistencies according to IDDSI | ||||||
| Institutional protocol for functional swallowing assessment | 2. Laryngeal sensitivity was assessed by touch with nasofibroscope on the aryepiglottic and arytenoid folds | 20 (13 men) | FEES performed by ENT doctor and speech therapist concomitantly | 1. Structures observed in motion, initially with emission of the vowel ∕ i ∕ | a. Pasty | Note: Without details of the quantity offered in each consistency | Posteriororal leakage; |
| b. Thickened liquid | |||||||
| c. Liquid | Pharyngeal residue; | ||||||
| Note: Consistencies according to IDDSI | Laryngeal penetration; | ||||||
| 3. Functional assessment of swallowing | |||||||
| Laryngotracheal aspiration |
FEES, fiberoptic endoscopic evaluation of swallowing; ENT doctor, otorhinolaryngologist; PSP, progressive supranuclear palsy; PD, Parkinson's disease; MG, myasthenia gravis; ALS, amyotrophic lateral sclerosis; ND, no data; DM 1, Muscular Dystrophy type 1; FOIS, Functional Oral Intake Scale; FEEDS, Functional Evaluation of Eating Difficulties Scale; MDS-UPDRS, Movement Disorder Society’s Unified Parkinson’s Disease Rating Scale; H&Y, Hoehn & Yahr scale; NMS-Quest, Non-Motor Symptoms Assessed by Non-Motor Symptoms Questionnaire; MOCA, Montreal Cognitive Assessment; DSFS, Drooling Severity and Frequency Scale; mL, milliliter; mm, millimeter; mg, milligrams; cc, cubic centimeter; SSR, Sympathetic Skin Responses; VFD, Videofluoroscopy of Deglutition; GUSS, Gugging Swallowing Screening; DOSS, Dysphagia Outcome and Severity Scale; IDDSI, International Dysphagia Diet Standardization Initiative; YPRSSRS, Yale Pharyngeal Residue Severity Rating Scale.