Table 4.
Prevalence and swallowing outcomes assessed and demonstrated by the selected studies.
| Study authorship, publication date | Swallowing outcomes | Absolute number of patients with the outcome/total of patients (affectation disease) | ||||||
|---|---|---|---|---|---|---|---|---|
| Warnecke et al., 20099 | FEDSS | Number of patients who presented each score | ||||||
| 1 | 73 | |||||||
| 2 | 25 | |||||||
| 3 | 20 | |||||||
| 4 | 15 | |||||||
| 5 | 12 | |||||||
| 6 | 8 | |||||||
| FEDSS prediction for modified ranking scale | ||||||||
| Independence (mRS 0–2) | 76 (49.7%) | |||||||
| Dependency (mRS 3–6) | 77 (50.3%) | |||||||
| Warnecke et al., 201026 | Dysphagia severity | |||||||
| Non-relevant findings | 3∕18 (PSP) | 2∕15 (PD) | ||||||
| Mild dysphagia | 7∕18 (PSP) | 5∕15 (PD) | ||||||
| Moderate dysphagia | 5∕18 (PSP) | 3∕15 (PD) | ||||||
| Severe dysphagia | 3∕18 (PSP) | 5∕15 (PD) | ||||||
| Mandysova et al., 201121 | Change in FEES × Change in BBDS | 31 (87) × 66 (87); S = 87.1%; E = 30.4% | ||||||
| Change in FEES × Change in BBDS neurological patients | 21 (72) × 57 (72); S = 95.2%; E = 27.5% | |||||||
| D’Ottaviano et al., 201331 | Changes in the swallowing phases | |||||||
| Oral preparation | 7/11 (ALS) | |||||||
| Oral and pharyngeal transit | 11/11 (ALS) | |||||||
| Pharyngeal phase | 11/11 (ALS) | |||||||
| Laryngeal penetration or tracheal aspiration | 10/11 (ALS) | |||||||
| Pilz et al., 201436 | Aspiration of thin liquid | 17/45 (DM1) | ||||||
| Aspiration of thick liquid | 02/45 (DM1) | |||||||
| Mean difference between DM1 × controls | ||||||||
| Thin liquid | 0.56 (0.17. 0.95) | |||||||
| Thick liquid | 1.27 (0.90. 1.64) | |||||||
| Solid | 1.63 (0.46. 5.87) | |||||||
| The major difference between groups is in relation to a larger piece of solid compared to the liquid. | ||||||||
| Somasundaram et al., 201437 | Clinical evaluation outcomes and FEES, n (%) | Dysphagia (n = 41) | Without dysphagia (n = 26) | |||||
| Dysarthria | 9 (22) | 10 (39) | ||||||
| Dysphonia | 4 (10) | 7 (27) | ||||||
| Altered gag reflection | 13 (32) | 2 (8) | ||||||
| Altered voluntary cough | 26 (63) | 8 (31) | ||||||
| Cough after swallowing | 25 (61) | 5 (19) | ||||||
| Vocal alteration after swallowing | 1 (3) | 1 (4) | ||||||
| Leder et al., 201622 | Patients’ oral intake status | |||||||
| Men | ||||||||
| Oral route | 392∕961 | |||||||
| Nothing by mouth | 132∕961 | |||||||
| Women | ||||||||
| Via oral | 329∕961 | |||||||
| Nothing by mouth | 105∕961 | |||||||
| Marian et al., 201732 | Dysphagia severity scale (FEEDS) | |||||||
| Grade 1 normal | 0/50 (stroke) | |||||||
| Grade 2 | 0/50 (stroke) | |||||||
| Grade 3 | 24/50 (stroke) | |||||||
| Grade 4 | 6/50 (stroke) | |||||||
| Grade 5 | 18/50 (stroke) | |||||||
| Grade 6 severe | 0/50 (stroke) | |||||||
| de Lima Alvarenga et al., 201823 | Saliva stasis | 94 (no) 6 (yes) | ||||||
| Pharyngeal residue | 61 (no) 39 (yes) | |||||||
| Laryngeal penetration | 91 (no) 9 (yes) | |||||||
| Aspiration | 98 (no) 2 (yes) | |||||||
| Laryngeal sensitivity | 8 (no) 92 (yes) | |||||||
| Nienstedt et al., 201827 | DSFS score | PD patients (119) | PAS 1–2 (80) | PAS 7–8 (28) | PD patients (119) | Controls (32) | ||
| 2 (moist lips only) | 59 (50%) | 46 (58%) | 11 (39%) | 88 (74%) | 28 (88%) | |||
| 4 | 18 (15%) | 14 (18%) | 4 (14%) | 25 (21%) | 3 (9%) | |||
| 5 | 20 (17%) | 11 (14%) | 5 (18%) | 3 (3%) | 0 (0%) | |||
| 6 | 10 (8%) | 5 (6%) | 3 (11%) | 3 (3%) | 1 (3%) | |||
| 7 | 8 (7%) | 4 (5%) | 2 (7%) | |||||
| 8 | 1 (1%) | 0 (0%) | 1 (4%) | |||||
| 9 Sialorrhea (constantly wetting clothes, hands, objects) | 3 (3%) | 0 (0%) | 2 (7%) | |||||
| Pflug et al., 201828 | Parkinson’s Disease Patients (119) | |||||||
| Presence of dysphagia, n (%) | 113 (95) | |||||||
| Laryngeal penetration or aspiration, n (%) | 66 (55) | |||||||
| Aspiration alone, n (%) | 30 (25) | |||||||
| Consistency with higher percentage of aspiration | Liquid (water) | |||||||
| PAS of patients with water aspiration, n (%) | 7–8. 28 (23.5) | |||||||
| PAS of patients with bread-and-butter aspiration, n | 7–8. 5 of the previous 28 | |||||||
| SBP 2–6, n (%) | 37 (31%) | |||||||
| Waste in general, most commonly with bread, n (%) | 111 (93%) | |||||||
| Build-up with bread | 60 (50%) | |||||||
| Build-up considered severe | 23 (19%) | |||||||
| Premature leakage (score >1) for water, n (%) | 11 (8) | |||||||
| Premature leakage (score >1) for cracker, n (%) | 21 (18) | |||||||
| Premature leakage (score >1) for bread, n (%) | 4 (3) | |||||||
| Umay et al., 201840 | Outcomes in EAT-10 and FEES | EAT-10 | FEES | |||||
| Group 1 (n = 24) without dysphagia | 9 (37.5%) | 0 | ||||||
| Group 2 (n = 12) with dysphagia | 10 (83.3%) | 11 (91.7%) | ||||||
| Group 3 (n = 25) healthy controls | 2 (8%) | 0 | ||||||
| Braun et al., 201924 | FEDSS (2–6) determining dysphagia | 110 (72.4%) | ||||||
| FOIS (diet modification) | 105 (69.1%) | |||||||
| 48 (31.6%) with oral restriction | ||||||||
| 57 (37.5%) decreased restrictions | ||||||||
| 76.6% nothing by mouth (did not change the initial outcome before and after FEES) | ||||||||
| Farneti et al., 201941 | Time – Consistency – FOIS scale: | |||||||
| Total time – pasty | −1.32 | |||||||
| Time in sec – pasty | 1.12 | |||||||
| Total time – regular (solid) | −1.92 | |||||||
| Time in sec – regular | −2.43 | |||||||
| Total time – liquid | −0.43 | |||||||
| Time in sec – liquid | −0.90 | |||||||
| Time-Consistency-DOSS scale: | ||||||||
| Total time – pasty | −0.29 | |||||||
| Time in sec – pasty | 0.02 | |||||||
| Total time – regular (solid) | −1.33 | |||||||
| Time in sec – regular | −0.93 | |||||||
| Total time – liquid | −0.48 | |||||||
| Time in sec – liquid | −0.63 | |||||||
| Imaizumi et al., 201934 | Outcomes assessed: | Swallowing disorder not detectable (n = 64) | Detectable change in swallowing (n = 42) | |||||
| FEES score | 2 | 5 | ||||||
| Laryngotracheal aspiration (number of patients) | 7 | 17 | ||||||
| Mean laryngeal penetration-aspiration score | 1 | 2 | ||||||
| Ability to eat by mouth (International Classification of Functionality) (number of patients) level 2 | ||||||||
| Suntrup-Krueger et al., 201925 | Successful extubation (101) | Reintubation (32) | ||||||
| The 3-ounce water swallow test | ||||||||
| Time after extubation, hours | 16.6 ± 15.5 | 18.1 ± 43.2 | ||||||
| Test failure, n (%) | 12 (17.6) | 13 (68.4) | ||||||
| Secretion assessment, n (%) | ||||||||
| Normal | 70 (82.4) | 6 (23.1) | ||||||
| Vallecula | 7 (8.2) | 1 (3.8) | ||||||
| Laryngeal vestibule, temporarily | 7 (8.2) | 7 (26.9) | ||||||
| Laryngeal vestibule, permanently | 1 (1.2) | 12 (46.2) | ||||||
| Murray’s Secretion Scale | 0.3 ± 0.7 | 2.0 ± 1.2 | ||||||
| Frequency of spontaneous swallowing, n (%) | ||||||||
| 0 min | 0 (0.0) | 8 (30.8) | ||||||
| 1–3 min | 32 (37.6) | 15 (57.7) | ||||||
| >3 min | 53 (62.4) | 3 (11.5) | ||||||
| Pharyngeal sensitivity, n (%) | ||||||||
| Intact | 40 (47.1) | 1 (3.8) | ||||||
| Reduced | 15 (17.6) | 12 (46.2) | ||||||
| Absent | 4 (4.7) | 7 (26.9) | ||||||
| Not specified | 26 (30.6) | 6 (23.1) | ||||||
| Pasty consistency, exposed n (%) | 73 (85.9) | 7 (26.9) | ||||||
| Penetration | 13 (15.3) | 3 (11.5) | ||||||
| Aspiration | 4 (4.7) | 3 (11.5) | ||||||
| Liquid, exposed n (%) | 77 (90.6) | 19 (73.1) | ||||||
| Penetration | 37 (43.5) | 18 (69.2) | ||||||
| Aspiration | 25 (29.4) | 15 (57.7) | ||||||
| Soft solid, exposed n (%) | 33 (38.8) | 0 (0.0) | ||||||
| Penetration | 1 (1.2) | – | ||||||
| Aspiration | 0 (0.0) | – | ||||||
| Posterior leakage | ||||||||
| Without leakage | 21 (24.7) | 0 (0.0) | ||||||
| In vallecula | 21 (24.7) | 2 (7.7) | ||||||
| In pyriform sinus | 14 (16.5) | 4 (15.4) | ||||||
| In laryngeal vestibule | 17 (20.0) | 17 (65.4) | ||||||
| Not specified | 12 (14.1) | 3 (11.5) | ||||||
| Schröder et al., 201935 | Discrete pharyngeal residues, n (%) | 10 (50%) | ||||||
| Location of these residues, valleculae | 10 (100%) | |||||||
| Location of these residues, pyriform sinuses | 3 (30%) | |||||||
| Premature leakage | 0 (0%) | |||||||
| Penetration/aspiration events | 0 (0%) | |||||||
| Concentration of substance P in saliva | ||||||||
| In patients with pharyngeal dysphagia | 9.644 pg∕mL | |||||||
| In control patients | 17.591 pg∕mL | |||||||
| Shapira-Galitz et al.,201930 | Outcomes in patients with neurological diagnoses: | 54 (39.7%) | ||||||
| EAT-10 Hebrew validation | 15.87 ± 8.98 | |||||||
| Penetration-aspiration scale | 4.43 ± 3.04 | |||||||
| FEES score | 2.56 ± 2.0 | |||||||
| FOIS – Functional Oral Intake Scale | 5.85 ± 1.42 | |||||||
| Souza et al., 201938 | First FEES | Last FEES | ||||||
| 5 mL | 10 mL | 5 mL | 10 mL | |||||
| Pasty | ||||||||
| Posterior oral leakage | 1 | 1 | 1 | NT | ||||
| Pharyngeal residues in valleculae | 2 | 2 | 3 | NT | ||||
| Pharyngeal residues in pyriform sinuses | 1 | 2 | NT | |||||
| Laryngeal penetration | 0 | 0 | 3 | NT | ||||
| Laryngotracheal aspiration | 0 | 0 | 0 | NT | ||||
| Thickened liquid | 1 | 1 | 1 | NT | ||||
| Posterior oral leakage | 1 | 2 | 2 | NT | ||||
| Pharyngeal residues in valleculae | 1 | 2 | 2 | NT | ||||
| Pharyngeal residues in pyriform sinuses | 1 | 1 | 2 | NT | ||||
| Laryngeal penetration | 3 | 3 | 5 | NT | ||||
| Laryngotracheal aspiration | 0 | 00 | NT | |||||
| Liquid | ||||||||
| Posterior oral leakage | 1 | 1 | 1 | NT | ||||
| Pharyngeal residues in valleculae | 1 | 1 | 1 | NT | ||||
| Pharyngeal residues in pyriform sinuses | 1 | 1 | 1 | NT | ||||
| Laryngeal penetration | 3 | 3 | 5 | NT | ||||
| Laryngotracheal aspiration | 0 | 0 | 7 | |||||
| Souza et al., 201939 | Total frequency of residues in pasty and liquid consistencies | Presence | Absence | |||||
| Pasty (n = 30) | 19 (63.33%) | 11 (36.67%) | ||||||
| Thickened liquid (n = 27) | 16 (59.26%) | 11 (40.74%) | ||||||
| Residues in valleculae, pasty consistency | Yale scale (0–2) | Yale scale (3–4) | ||||||
| GI | 9 (90%) | 1 (10%) | ||||||
| GII | 9 (90%) | 1 (10%) | ||||||
| GIII | 9 (90%) | 1 (10%) | ||||||
| Consistency of residues in pyriform sinuses | ||||||||
| Pasty | ||||||||
| GI | 10 (100%) | 0 (0%) | ||||||
| GII | 9 (90%) | 1 (10%) | ||||||
| GIII | 10 (100%) | 0 (0%) | ||||||
| Consistency of residues in valleculae, thickened liquid | ||||||||
| GI | 9 (100%) | 0 (0%) | ||||||
| GII | 8 (89%) | 1 (11%) | ||||||
| GIII | 9 (100%) | 0 (0%) | ||||||
| Consistency of residues in pyriform sinuses, thickened liquid | ||||||||
| GI | 9 (100%) | 0 (0%) | ||||||
| GII | 8 (89%) | 1 (11%) | ||||||
| GIII | 9 (100%) | 0 (0%) | ||||||
| Gozzer et al., 201933 | Outcomes assessed: | Liquid | Thickened liquid | Pasty | ||||
| Posterior oral leakage | 10 (55%) | 10 (52.6%) | 10 (50%) | |||||
| Pharyngeal residue | 4 (22.2%) | 8 (42.1%) | 8 (40%) | |||||
| Laryngeal penetration | 7 (38.8%) | 5 (26.3%) | 6 (30%) | |||||
| Laryngotracheal aspiration | 3 (16.6%) | 1 (5.2%) | 1 (5%) | |||||
BBDS, brief bedside dysphagia screening; S, sensitivity; E, specificity; FEEDS, Functional Evaluation of Eating Difficulties Scale; PSP, progressive supranuclear palsy; PD, Parkinson’s disease; FEES, fiberoptic endoscopic evaluation of swallowing; FEDSS, fiberoptic endoscopic dysphagia severity score; ALS, amyotrophic lateral sclerosis; DM 1, muscular dystrophy type 1; PAS, penetration-aspiration scale; EAT-10, Eating Assessment Tool; FOIS, Functional Oral Intake Scale; NT, not tested.