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. 2022 Apr 21;65(5):1867–1893. doi: 10.1044/2022_JSLHR-21-00575

Table 2.

Psychosocial mechanisms: subcategories, characteristics, and triggers.

Author(s), year Subcategories Associated characteristics Potential triggers
Baker (2008); Baker et al. (2013, 2014) Emotion Processing Deficits Implicit, general emotional arousal (undifferentiated emotions) experienced viscerally (somatization)
Fight or flight state
Post–upper respiratory illness or surgery, organic voice disorder, phonotrauma, increased vocal load, life events, stressful situations, COSO

House & Andrews (1988)

COSO

Two requirements:
Strong commitment within the communicative scenario; individual required to respond, but they do not to avoid exacerbating the conflict
Likely no conscious awareness of the conflict

Stressful experiences

Dietrich et al. (2019); Dietrich & Verdolini Abbott (2012); Roy (2011); Roy & Bless (2000); Roy et al. (2019, 2000a, 2000b); Van Mersbergen et al. (2008)

The Dispositional Bases of Functional Dysphonia and Vocal Nodules, also known as The Trait Theory of Voice Disorders or Trait Theory

Low trait extraversion (introversion) with high trait neuroticism
Behavioral inhibition system intensified by nonspecific arousal system (tendency not to perform a behavior is increased; Gray, 1970)
Laryngeal muscle activity heightened or disorganized; passive avoidance of stimuli

Environmental signals/cues interpreted as punishment, frustrative nonreward (lack of expected reward in a scenario leads to frustration), novelty, or threat

Daniilidou et al. (2007); Deary & Miller (2011); Deary et al. (2018); Kollbrunner & Seifert (2017); Miller et al. (2014); Misono et al. (2020); O'Hara et al. (2011); Piersiala et al. (2020)

Medically Unexplained Symptoms (MUS)
Novel expanded Cognitive Behavioral Therapy model of functional dysphonia (CBT model; Deary et al.)

Predisposing, precipitating, and perpetuating factors have a feedforward/feedback relationship with physical symptoms
Presence of other MUS.
CBT Model:
Predisposing factors: Family history of dysphonia, anxiety, depression, coping style, frequency of vocal use, unhealthy/general perfectionism, high neuroticism, emotional inhibition, responsibility for others, trauma
Perpetuating factors: general fatigue, anxiety, depression, avoidance of symptoms

MUS:
Stress, loneliness, COSO, chronic somatic concerns
CBT Model:
Precipitating factors: frequency of vocal use, anxious coping style, viruses/respiratory tract infections, sense of powerlessness, life events
Misono et al. (2019)
Perceived Control

Maladaptive emotional and behavioral reactions due to low present perceived control over voice difficulties

Life events and trauma, heavy vocal demand, stressors, sensations of the voice problem, environmental irritants, reflux

Rammage et al. (1987)

Tensional symptoms (aka functional dysphonia, vocal hyperfunction, or muscular tension dysphonia)
Symbolic symptoms
Hypochondriacal symptoms
Depressive-type symptoms
Symbolic, tensional, and hypochondriacal symptoms
Combined organic and psychogenic processes

Hyperactive nervous system leads to muscle hypertonicity
Laryngeal muscular involvement unconsciously substituted for psychological conflict
Anticipation of voice problems
Suppression of the urge to cry or verbally display anger
Combination of symbolic, tensional, and hypochondriacal symptoms
Organic, psychological, and social factors predispose, precipitate, or perpetuate laryngeal symptoms

Disproportionate arousal and anxiety; personality
Psychological conflict
Physical sensations; personality traits (obsessive-compulsion, dependency, hypochondria).
Urge to cry or express anger
Symbolic, tensional, and hypochondriacal symptoms
Edema, infection, polypoidal change, neoplasia, reflux esophagitis, acid laryngitis, health or voice-related anxiety

Note. MUS = medically unexplained symptom; COSO = conflict over speaking out; CBT = cognitive behavioral therapy.