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PLOS One logoLink to PLOS One
. 2022 Nov 9;17(11):e0274957. doi: 10.1371/journal.pone.0274957

Dehumanization and mass violence: A study of mental state language in Nazi propaganda (1927–1945)

Alexander P Landry 1,*, Ram I Orr 2, Kayla Mere 3
Editor: Rashid Mehmood4
PMCID: PMC9645591  PMID: 36350823

Abstract

Dehumanization is frequently cited as a precursor to mass violence, but quantitative support for this notion is scarce. The present work provides such support by examining the dehumanization of Jews in Nazi propaganda. Our linguistic analysis suggests that Jews were progressively denied the capacity for fundamentally human mental experiences leading up to the Holocaust. Given that the recognition of another’s mental experience promotes moral concern, these results are consistent with the theory that dehumanization facilitates violence by disengaging moral concern. However, after the onset of the Holocaust, our results suggest that Jews were attributed a greater capacity for agentic mental states. We speculate this may reflect a process of demonization in which Nazi propagandists portrayed the Jews as highly capable of planning and intentionality while nonetheless possessing a subhuman moral character. These suggestive results paint a nuanced portrait of the temporal dynamics of dehumanization during the Holocaust and provide impetus for further empirical scrutiny of dehumanization in ecologically valid contexts.

Introduction

Perpetrators of mass violence often appear to deny the humanity of their victims. Theoretical treatments of this topic suggest such dehumanization facilitates violence by disengaging moral restraints against harming fellow humans [1]. Although frequently cited in qualitative accounts of ethnic cleansing and genocide (e.g., [24]), there remains a dearth of empirical evidence linking dehumanization to such instances of mass violence. This empirical gap has opened the way to suggestions that dehumanization’s role in mass violence may be overstated [5, 6]. To evaluate competing perspectives on dehumanization’s relationship with mass violence, we examined the dehumanization of Jews in Nazi propaganda both before and during the Holocaust.

Mind denial and mass violence: Moral disengagement or limited relevance?

Dehumanization can entail the denial of various aspects of a person’s humanity, such as personality traits and emotions thought to be unique to humans [7, 8], warmth and competence [9], or their possession of fundamentally human mental capacities [10] (see [11] for review). Although these forms of dehumanization can be understood as complementary (see [12, 13]), we focus on the denial of fundamentally human mental capacities (i.e., a mind). Considerable research demonstrates that people perceive mind in terms of two primary dimensions: agency, the capacity to have complex thoughts and act intentionally, and experience, the capacity to feel sensations and emotions [14]. Agency and experience are distinct dimensions of mind but are often moderately correlated [10, 14].

Denying another’s mind, particularly their capacity for experience, undermines moral concern for them [10, 15] and has been claimed to facilitate extreme violence [9]. We refer to this claim as the moral disengagement hypothesis (see [1]). This may explain why mind denial has been implicated in colonial oppression and other acts of instrumental violence [16, 17]. However, mind denial is also pervasive in everyday life, emerging in the workplace [18], healthcare [19], and men’s sexualized perceptions of women [15].

The pervasiveness of mind denial in everyday life lends itself to critiques about whether it indeed facilitates mass violence. Such critiques suggest that perpetrators—rather than deny their victims’ minds—often inflict suffering precisely because they consider their victims to have malevolent intentions and beliefs [6, 16, 20]. Moreover, that many perpetrators derive sadistic pleasure from degrading their victims suggests they implicitly recognize their victims’ capacity to experience this mistreatment [21, 22]. We refer to critiques of mind denial’s role in mass violence as the limited relevance hypothesis.

The present research context

Proponents of mind denial’s limited relevance to mass violence can also point to the paucity of quantitative evidence linking it—and dehumanization more broadly—to the actual instances of violence it is frequently evoked to explain (e.g., [3, 4]). Therefore, we evaluated these competing perspectives on mind denial’s role in mass violence in a historical context cited as a paradigmatic instance of dehumanization by both contemporary survivors and later theorists: the Nazi genocide of European Jewry (e.g., [4, 23]). Of particular relevance to our conceptualization of dehumanization as a process of mind denial, historians of this genocide point to the tendency for perpetrators of all stripes—from high-ranking Nazi officials to grassroots killers—to conceive of their victims as insensate hordes and mindless barbarians [24, 25]. Nonetheless, other work suggests that the Nazis recognized the mental capacities of their Jewish victims because they often portrayed the Jews as insidious and cunning agents of malevolence (e.g., [6]).

Onset of the Holocaust

We define the Holocaust as the organized mass murder of individuals on the sole basis of their Jewish identity, and trace its onset to July 1941. During this time, the German occupation forces shifted from relatively circumscribed shootings to the indiscriminate murder of Jewish civilians in Belarus and Lithuania, the systematic execution of Jewish prisoners of war, and the instigation of antisemitic pogroms in occupied Poland and the Baltic states [24, 25, 34].

A note on perpetrators

Many accounts of dehumanization’s role in mass violence adopt a relatively restricted conception of “perpetrators” as only those who directly engage in killing (e.g., [26]). However, others take a broader perspective that includes ideological architects and mid-level functionaries (e.g., [2]). We employed this broader perspective by identifying as perpetrators the Nazis who produced the propaganda forming the basis of our investigation. Therefore, we assessed a specific form of dehumanization (mind denial) in the rhetoric of a specific subset of perpetrators (ideological architects). Although these genocidal architects likely influenced many other Germans [35] and dehumanized the Jews in other distinct ways (see Discussion), we refrain from generalizing to other segments of the population or forms of dehumanization.

Hypotheses

We tested the moral disengagement and limited relevance hypotheses by analyzing the prevalence of agency and experience mental state terms used when referring to Jews in Nazi propaganda published between 1927 and 1945. If mind denial facilitates violence by undermining moral concern, we would expect a negative trend in mental state terms from 1927 to the onset of the Holocaust. Conversely, if mind denial is of limited relevance to the instigation of mass violence, we would expect no consistent trend in mental state terms preceding the Holocaust. Note that neither of these hypotheses make predictions regarding the trend in dehumanization after the onset of mass violence (cf. [26]).

Exploratory analyses of additional linguistic constructs

Along with mental state terms, we investigated several other linguistic constructs thought to be of relevance to dehumanization and the historical context of our study.

Concerning dehumanization, we analyzed the expression of negative emotions in the propaganda. This was done to determine whether any trends in mental state terms we observed were driven by general negative sentiment, given concerns that dehumanization is merely an expression of negative affect [5, 6]. We also measured language reflecting a desire for social affiliation in the propaganda. This was done in order to provide convergent validity for our analysis of experience terms, because a desire for affiliation can motivate people to recognize others’ mental experiences [27]. Thus, we reasoned that affiliation terms should show similar patterns as experience terms.

Concerning the historical context—the Nazi regime—we analyzed language related to health, purity, death, and threat. We measured health and purity because conceptual metaphors equating Jews to diseases infecting Germany’s “national body” (Volkskörper) were central to Nazi antisemitism [24, 28] and may have motivated their desire to exterminate the Jews [29, 30]. Indeed, eminent Nazis promised to cleanse the world of a purported “Jewish world plague” [30]. Therefore, we expected such terms would increase leading up to the Holocaust. Likewise, given that Nazi propaganda is thought to have contributed to the Holocaust [25, 3133], we expected terms related to death to also increase during this time.

The Nazis’ conviction that Jews posed an increasing threat may have also contributed to the genocide [25, 33, 34]. Shortly before initiating the Holocaust, Germany launched a grandiose invasion expected to topple the Soviet Union in a matter of weeks [24]. However, the vastly undersupplied Wehrmacht soon met drastic setbacks that led even Hitler to question German supremacy [24]). As the wartime tenor in Germany shifted from racist arrogance to existential insecurity, it is conceivable that the Nazis saw the Jews—purported to be masterminding the Soviet war effort abroad and conspiring to “stab Germany in the back” at home [35]—as an increasing threat. This likely contributed to the Nazis’ escalation of antisemitic policies to full-fledged genocide in the months following the invasion [25, 33, 34]. Therefore, we expected threat terms to be greater in propaganda published after the onset of the Holocaust (i.e., when Germany’s war effort began to disintegrate) than before.

Methods

Mind perception dictionary and data collection

We quantified mental state terms with the Mind Perception Dictionary (MPD; [36]), a psycholinguistic tool developed for the Linguistic Inquiry Word Count software (LIWC; [37]). The MPD consists of 326 mental state terms derived from formative studies of mind perception (e.g., [10, 14]), emotional states [38], conceptually related coding schemes [39], and synonyms taken from a standard English dictionary. It classifies each term as either agency (e.g., plan, think) or experience (e.g., hurt, enjoy), and quantifies the proportion of these terms in a body of text. The MPD reliably captures mental state language in naturalistic contexts [36].

Our data comes from the German Propaganda Archive (https://research.calvin.edu/german-propaganda-archive/), which consists of digitized Nazi propaganda translated to English by a specialist in German propaganda (see [35]). Established in 1999, this voluminous archive now contains hundreds of Nazi-era posters, articles, pamphlets, books, newspapers, and transcripts of political speeches. These materials were intended for a variety of audiences, including children, the general public, and members of the Nazi party. The original German-language versions of the propaganda were collected from the German Federal Archives, university libraries, and the archivist’s personal collection used for his own research (see https://research.calvin.edu/german-propaganda-archive/faq.htm for more information on the archive).

As we were interested in the dehumanization of Jews, we established a procedure to only extract text from this archive that directly referred to Jews or could be reasonably inferred to do so. The first author began by reading the first 20 pieces of propaganda in the archive, identifying instances where it was ambiguous as to whether the text was referring to Jews. He then used this experience to draft a coding manual (available at https://osf.io/n2kym/?view_only=514019c7ac3d41f39e8fb35616fb688a) which outlined guidelines for dealing with ambiguous cases (e.g., when to infer terms such as “Bolshevist” or “international finance” were referring to Jews). Using these guidelines, the third author, blind to the research questions at this stage, read each document in the archive and extracted the relevant text. Throughout this process, ambiguous cases were discussed with the first author and data collection guidelines were updated as needed.

To identify trends in agency and experience over time, we organized the text by the month in which it was published. Since the MPD analyzes the proportion of mental state terms in a given body of text, we excluded all months with fewer than 100 total words to avoid inflated estimates. This decision was included in our preregistered analysis plan but was somewhat arbitrary, as there is no consensual minimum of text used for MPD analyses [36]. Ultimately, we aimed to be as inclusive as possible without unduly compromising internal validity. Likewise, although there were other ways we could have segmented the data (e.g., into seasonal or bimonthly components), we chose to segment it by month in order to maximize the number of observations with sufficient text for reliable estimates. Our final dataset thus consisted of 58 months spanning November 1927–April 1945, totaling 57,011 words across 140 individual pieces of propaganda (Mword count = 982.95, SD = 1646.70)—a sufficient amount of text and observations to produce valid estimates using the modeling approach we employed (described in the “Analysis plan” subsection below; [40, 41]).

This data is available at https://osf.io/n2kym/?view_only=514019c7ac3d41f39e8fb35616fb688a and a descriptive breakdown of the different types of propaganda comprising the dataset is provided in S1 Table.

Control text not referring to Jews

We sought to evaluate the possibility that our results were driven by general shifts in mental state language in the propaganda over time, rather than changes in reference to Jews specifically. Therefore, after extracting all text referring to Jews to form the primary dataset (hereby “antisemitic text”), the third author returned to each piece of propaganda that was included in this dataset and extracted the same number of words not already coded as referring to Jews to form a control text. The exception was cases where over half of the text was already extracted because it referred to Jews (n = 17). In these instances, we simply took all of the remaining text from that piece of propaganda. The control text thus consisted of 51 months spanning from November 1927 to April 1945, totaling 36,391 words across 123 total pieces of propaganda (Mword count = 713.55, SD = 1188.18).

Psycholinguistic tools for additional linguistic constructs

We quantified the prevalence of negative emotion (e.g., hate, sad), affiliation (e.g., ally, friend), death (e.g., kill, coffin), and health (e.g., clinic, flu) terms using the default LIWC2015 dictionary [42] and the prevalence of purity terms (e.g., pious, pristine) using the Moral Foundations Dictionary (MFD; [43]), another customized dictionary for LIWC that was developed in a manner similar to the Mind Perception Dictionary. The MFD has undergone extensive psychometric validation and refinement to reliably capture moral sentiments in natural language (e.g., [4346]). We assessed threat terms (e.g., attack, crisis) with the Threat Dictionary, a psycholinguistic tool containing threat terms derived from word embedding models trained on diverse corpora of text (e.g., Wikipedia entries, Twitter posts; [47]). The Threat Dictionary has shown excellent convergent validity with objective threats and shifts in cultural norms, political attitudes, and macroeconomic activity over the past century [47].

Analysis plan

Primary analyses: Mental state terms in antisemitic text

Our primary analyses were preregistered at https://aspredicted.org/GZC_7X1.

We performed two interrupted time series analyses of (1) agency and (2) experience terms in the antisemitic text. This allowed us to evaluate the moral disengagement and limited relevance hypotheses by examining the trend in these mental state terms leading up to the Holocaust. Moreover, it allowed us to determine whether the onset of the Holocaust influenced mental state terms, and to examine the trend in mental state terms as the Holocaust progressed. We divided the data into a segment of propaganda published before the onset of the Holocaust (pre-onset; all observations before July 1941; n = 30) and another segment of propaganda published after its onset (post-onset; all observations from July 1941 onward; n = 28). Although there is currently no consensus on the precise date when the Holocaust was initiated [25, 34], “selecting a point of demarcation that generally reflects when the event occurred will still allow the statistical model to assess the impact of the event on the level and trend of the series” ([40]; p. 13).

After segmenting the data, we estimated the pre- and post-onset intercepts and trends in mental state terms with segmented regressions (Eq 1; [40]).

yt=b0+b1*t+b2*eventt+b3*tafterevent+et (1)

In this equation, b0 represents the baseline level of mental state terms in November 1927 (the first observation), b1 estimates the trend in mental state terms in the months preceding the Holocaust, and t is a dummy variable denoting time (ranging from 1 to 210 to represent each month from November 1927 to our last observation in April 1945). b2 represents the immediate change in the baseline level of mental states after the onset of the Holocaust and eventt is a dummy variable denoting whether each observation occurred before or after the onset of the Holocaust (0 = pre-onset; 1 = post-onset). b3 estimates the change in trend from pre- to post-onset and t after event represents how many units after the onset of the Holocaust the observation took place (0 for pre-onset points; 1, 2, 3… for subsequent points). et represents random variation in the data.

Additional analyses

To evaluate the possibility that our primary results were driven by general shifts in mental state language, we repeated these primary analyses on the control text not referring to Jews. We then returned to the antisemitic text. For a more granular perspective on trends in mental states attributed to Jews, we examined changes in specific agency and experience terms from before to after the onset of the Holocaust by constructing Keyness plots [48]. We then examined negative emotions, affiliation, health, purity, and death terms with additional interrupted time series analyses. Finally, we conducted a two-sample t-test to determine whether threat terms were greater in the antisemitic text published after the onset of the Holocaust than before.

Because these analyses followed a set of specified hypotheses based on the constructs’ relation to dehumanization (and more specifically, mind denial) and historical accounts of Nazi propaganda, we opted not to adjust our criterion for significance to account for experiment-wide error rate—which would constrain statistical power and may inflate risks of Type-II errors [49, 50].

Limitations of our data

Of the 210 months from our first to last time point, only 58 had enough text (100 or more words) to render the proportion-based MPD analysis meaningful. The remaining months either had no propaganda published during that time in the archive (n = 102) or fewer than 100 total words (n = 50). This is problematic because large amounts of missing data can bias model estimates [40]. Moreover, the data was missing not at random, with a substantially larger proportion of data missing in the months preceding the onset of the Holocaust than after its onset (81.25% vs 44%). We encourage readers to keep these limitations in mind when evaluating our results.

Results

Data and analysis script for the following analyses are available at https://osf.io/n2kym/?view_only=514019c7ac3d41f39e8fb35616fb688a.

Agency and experience in antisemitic Nazi propaganda

The proportion of agency and experience terms in the dataset were moderately correlated, r(58) = .32, p = .014, 95% CI [.07, .54], justifying our analysis of them as separate dimensions. Following guidelines from [40], we first converted the proportion of agency and experience mental state terms from each month of propaganda into a time series. We then decomposed the agency and experience series into their trend, seasonal, and irregular components (Fig 1). To isolate any trend in the data, we removed the seasonal component by subtracting it from the raw time series data. We checked for the presence of autocorrelation in the seasonally-adjusted data by performing Ljung-Box tests. There was no autocorrelation in the experience data, χ2 = 1.85, p = .17, but there was autocorrelation in the agency data, χ2 = 10.22, p = .02. Given the presence of autocorrelation in the agency data, we compared the base regression model to an autoregressive model with an AR(1) term, which was determined as the best alternative to the base model upon examination of the ACF plot [40]. Comparing these models’ corrected Akaike information criterion (AICc), the base model was a better fit to the agency data: base AICc = 99.78, AR(1) AICc = 102.18. Moreover, a Ljung-Box test on the residuals from the fitted agency data indicated the base model accounted for all autocorrelation, χ2 = 0.05, p = .82. Nonetheless, the same pattern of results emerged when using the AR(1) instead of the base model.

Fig 1.

Fig 1

Decomposition plots of (a) agency and (b) experience data in antisemitic Nazi propaganda.

We proceeded to fit the segmented regression model to the agency and experience data (Fig 2A and 2B). Before the Holocaust, the trend in agency terms remained relatively constant, b1 = -0.002, 95% CI [-0.01, 0], SE = 0.002, t = -1.21, p = .23, while experience terms decreased significantly, b1 = -0.004, 95% CI [-0.008, -0.001], SE = 0.002, t = -2.21, p = .032. After the onset of the Holocaust, the level of agency terms significantly increased, b2 = 0.47, 95% CI [0.02, 0.91], SE = 0.22, t = 2.21, p = .04, and showed a marginally increasing change in trend from before the Holocaust to after its onset, b3 = 0.01, 95% CI [0, 0.03], SE = 0.007, t = 1.89, p = .064. The level of experience terms, on the other hand, did not significantly differ from pre-to-post onset, b2 = 0.32, 95% CI [-0.20, 0.84], SE = 0.26, t = 1.26, p = .22, nor was there a significant change in trend, b3 = 0.009, 95% CI [0, 0.02], SE = 0.008, t = 1.18, p = .24.

Fig 2. Interrupted time series analyses of agency and experience in Nazi propaganda.

Fig 2

Interrupted time series plots for (a) agency and (b) experience terms in the antisemitic text and (c) agency and (d) experience terms in the control text.

Agency and experience in control text

We next performed interrupted time series analyses of agency and experience terms in the control text that did not refer to Jews. The control text consisted of 51 observations, as compared to the 58 comprising the antisemitic text (see “Mind perception dictionary and data collection” section). While this difference may seem slight, some cycle subseries in the control text only had a single observation and as such the decomposition algorithm was unable to fit a local linear model to all of the subseries. Therefore, we imputed the seven missing values in this dataset with a linear interpolation based on a robust STL decomposition method: the “na.interp” function available through the forecast package for R software (Version 8.15; [51]).

As with the antisemitic text, we decomposed and seasonally adjusted the agency and experience data. We checked for the presence of autocorrelation in the seasonally adjusted data by performing Ljung-Box tests. There was autocorrelation in both the agency and experience data (agency: χ2 = 13.05, p < .001; experience: χ2 = 4.33, p = .037). Therefore, as with the antisemitic text, we compared the base models to autoregressive models with an AR(1) term. In both cases, the base model was a better fit (agency: base AICc = 105.18, AR(1) AICc = 105.97; experience: base AICc = 93.07, AR(1) AICc = 94.31). Moreover, a Ljung-Box test on the residuals from the fitted data indicated the base model accounted for all autocorrelation (agency: χ2 = 0.39, p = .53; experience: χ2 = 0.64, p = .42). Nonetheless, for both the agency and experience data, the same pattern of results emerged when using the AR(1) instead of the base model.

We then fit segmented regression models to the data (Fig 2C and 2D). Whereas agency terms in the antisemitic text showed no significant trend before the Holocaust, agency terms in the control text showed an increasing trend during this time, b1 = 0.01, 95% CI [0.005, 0.011], SE = 0.001, t = 4.92, p < .001. Likewise, whereas the trend in experience terms in the antisemitic text decreased before the Holocaust, the trend in experience terms in the control text increased during this time, b1 = 0.01, 95% CI [0.004, 0.011], SE = 0.002, t = 4.55, p < .001. However, after the onset of the Holocaust, the level of agency terms in the control text increased, b2 = 0.45, 95% CI [0.03, 0.87], SE = 0.21, t = 2.15, p = .036, and the level of experience terms did not change, b2 = -0.20, 95% CI [-0.67, 0.27], SE = 0.23, t = -0.86, p = .40—both of which also occurred in the antisemitic text. Nonetheless, whereas agency terms in the antisemitic text showed an increasing change in trend from before the Holocaust to after its onset, the change in trend for agency terms in the control text decreased over this period, b3 = -0.02, 95% CI [-0.03, -0.001], SE = 0.01, t = -2.75, p = .008. Likewise, whereas experience terms in the antisemitic text did not show a significant change in trend from pre- to post-onset, experience terms in the control text showed a decreasing change over this period, b3 = -0.02, 95% CI [-0.03, -0.002], SE = 0.01, t = -2.23, p = .03. These generally divergent results suggest that the findings from the antisemitic text were not driven by general shifts in mental state language over time.

Keyness plots of agency and experience in antisemitic text

We constructed Keyness plots to visualize how specific agency and experience terms differed in prevalence from before to after the onset of the Holocaust (Fig 3). These plots were derived using Chi-square tests that compared the relative frequency of a word in one subset of the text against the expected frequency based on the other subset (e.g., the experience term “hatred” appeared much more frequently in the post-onset subset of text than would be expected given its frequency in the pre-onset text, while “honor” was much less so; [48, 52]). Examining agency terms (Fig 3A), those referring to intentionality (e.g., plans, goal) and malevolence (infernal, evil) increased following the onset of the Holocaust, while those referring to benevolence (love, benevolent) decreased. Likewise, several malevolent experience terms (e.g., sadistic, hatred) increased following the onset of the Holocaust, while some benevolent experience terms (honor, concerned) decreased (Fig 3B). We speculate on these patterns in the Discussion.

Fig 3.

Fig 3

Keyness plots depicting changes in (a) agency and (b) experience terms in antisemitic propaganda from pre- to post-onset of the Holocaust.

Additional linguistic constructs

Below we provide a narrative overview of the results concerning the additional linguistic constructs. The full reporting of these results can be found in the “Additional linguistic constructs: detailed results” section of the S1 File.

We first tested whether the decline in experience terms in the antisemitic text preceding the Holocaust was driven by general negative sentiment. We found no evidence for this possibility, as there was no trend in negative emotions preceding the Holocaust. We then sought convergent support for the finding that experience terms decreased preceding the Holocaust by analyzing affiliation terms, because a desire for affiliation motivates people to recognize others’ mental experiences [27]. Consistent with the declining trend in experience, we observed a marginally significant decline in affiliation terms prior to the onset of the Holocaust.

We also observed increasing trends in health and purity terms leading up to the Holocaust—consistent with the notion that rhetoric likening Jews to infectious diseases [24, 28] motivated the Nazis’ desire to purify Germany’s “national body” (Volkskörper) by exterminating them [24, 2830]. Death terms also increased preceding the Holocaust, supporting the notion that Nazi propaganda played a role in inciting the genocide [25, 3133]. Finally, we found that antisemitic propaganda published after the onset of the Holocaust contained a greater proportion of threat terms than that published before the Holocaust. This accords with the possibility that the Nazis ramped up their genocidal policies because they perceived the Jews as an increasing threat after the war effort began to decline [25, 34].

We note that the magnitude of several statistically significant effects were small, and elaborate on this in the Discussion.

Discussion

Dehumanization is often evoked to explain instances of mass violence. Proponents of this view claim that the denial of their victims’ humanity enables perpetrators to overcome moral inhibitions against harming conspecifics (e.g., [1, 3, 4]). However, empirical evidence linking dehumanization to actual instances of mass violence is lacking. Moreover, a growing body of scholars have questioned this “moral disengagement” hypothesis by pointing out that perpetrators often inflict harm precisely because they recognize their victims’ capacity for fundamentally human mental states—concluding that dehumanization is of limited relevance to mass violence (e.g., [6, 16, 2022]).

To evaluate these competing perspectives, we examined the prevalence of fundamentally human mental state terms in Nazi antisemitic propaganda. Terms reflecting the capacity to experience sensations and emotions steadily decreased leading up to the Holocaust. Because recognizing another’s mental experiences promotes moral concern toward them [10], this progressive denial of experience preceding the Holocaust accords with the notion that dehumanization facilitates violence by disengaging moral restraints (e.g., [3]). However, after the onset of the Holocaust, we observed an increase in agentic mental state terms—specifically terms related to intentionality and malevolence (Fig 3A). Several experience terms referring to malevolence also increased following the onset of the Holocaust, as did the term “guilty”—with its clear implication of moral culpability (Fig 3B). These patterns are consistent with claims that the Jews were subject to demonization, in which their capacity for sophisticated reasoning was perceived to coexist with a subhuman moral depravity [2, 4] (see also [53, 54]). For instance, [55] describes groups perceived to be simultaneously agentic and subhuman as “…out-and-out demons—groups that manage to be both repulsively subhuman and despicably evil. This is how the Nazis saw the Jews” (p. 328).

In other words, although agency increased in antisemitic propaganda after the onset of the Holocaust, the Jews may have been dehumanized in other ways during this time. Indeed, although our conception of dehumanization as mind denial offered us a precise conceptualization of the construct [56] and a well-validated empirical tool to operationalize it (the MPD; [36]), dehumanization can take many forms other than mind denial [57]. Consistent with the possibility that the Nazis attributed the Jews agency while also ascribing them repulsively subhuman qualities, Nazi propaganda frequently equated Jews to disgusting animals and diseases [58]. Therefore, we encourage future research to examine dehumanization in genocidal contexts with broader operationalizations of the construct (see [11]).

Speculations on increasing agency and additional linguistic constructs

Nazi propogandists’ demonization of the Jews following the onset of the Holocaust may reflect a shift toward offering a palliative rationalization for the many executioners who experienced revulsion and trauma after shooting Jewish civilians [59]. For instance, given the close link between attributions of agency and moral responsibility [60], portraying the Jews as intentionally malevolent may reflect the “victim blaming” thought to enable the perpetration of inhumanities [1].

The disintegration of the Nazi war effort following their ill-fated invasion of the Soviet Union may also have catalyzed the attribution of agency to Jews [24] (see also [61]). As the wartime tenor in Germany shifted from racist arrogance to existential insecurity, it is conceivable that the Nazis saw the Jews—believed to be masterminding the Soviet war effort abroad while conspiring to “stab Germany in the back” at home [35]—as a particularly insidious threat. Indeed, threat terms were greater in antisemitic propaganda published after the onset of the Holocaust than before. When facing members of a threatening outgroup, individuals are motivated to consider their intentions and so attribute them greater agency [27, 62], which may have been reflected in the wartime propaganda of this period.

Three further findings bolster our confidence that Jews were dehumanized through the progressive denial of mental experiences leading up to the Holocaust. First, given concerns that instances of dehumanization instead merely reflect general negative sentiment toward the outgroup (e.g., [6]), it is important to note that the decline in experience terms preceding the Holocaust did not appear to be driven by general negative sentiment in the propaganda text. Second, experience terms did not show a similar decline in the control text—suggesting that the effect was not due to general shifts in language. Third, we observed a similar decrease in affiliation terms preceding the Holocaust, which we expected because a desire for affiliation motivates people to recognize others’ mental experiences [27].

We also provide support for rich qualitative accounts by historians, linguistics, social psychologists, and sociologists of several factors thought to contribute to the Holocaust. For instance, Nazi propaganda likening Jews to infectious diseases is thought to have motivated support for their attempted extermination [24, 2830]. Indeed, terms related to health and purity increased in Nazi propaganda preceding the Holocaust (see also [58]). We also bolster claims that Nazi propaganda contributed to the Holocaust by the finding that death terms in such propaganda steadily increased leading up to its onset [25, 3133]. Finally, our previously discussed finding that threat terms increased in Nazi propaganda suggests that their perception of the Jews as a dire threat may have facilitated the escalation to genocide [25, 33, 34].

Limitations

As noted previously, a crucial limitation of the present research is the large proportion of missing observations in our dataset. Although time series analyses are certainly feasible in the presence of missing data [63], large amounts of missing values can bias model estimates [40]. This problem was compounded by the fact that the data appeared to be missing not at random, with a larger proportion of values missing in the subset of data published before the onset of the Holocaust. Indeed, although the German Propaganda Archive is impressive in the volume and diversity of material it contains, it should in no way be considered representative of propaganda produced under the Nazi regime. Moreover, we used only a single coder to extract the data from the achieve, which prevented us from determining the reliability of the extraction procedure. Therefore, we consider our results suggestive rather than conclusive and encourage future research to investigate more comprehensive corpora of Nazi propaganda.

It should also be noted that many of the significant effects we observed were small in magnitude and some may have been spurious due to a lack of accounting for experiment-wise error. The small magnitude of these effects is understandable, however, as the portrayal of Jews in Nazi propaganda was influenced by a multitude of factors other than temporal distance from the Holocaust—including the codification of antisemitic legislature in Germany, the economic collapse brought on by the Great Depression, and the rise of anti-Nazi movements thought to be orchestrated by Jewish conspirators [35]. A perhaps more serious limitation of our work lies in our method of quantifying mental states. Although the MPD is a well-validated measure of mental state language, it relies on a relatively simplistic word count method that likely omits important nuance in dehumanizing rhetoric. Therefore, scholars could augment our “blunt force” word count approach with more sophisticated natural language processing (see [64]). More generally, we encourage future research to leverage recent advances in the computational social sciences toward ecologically valid studies of dehumanization (see [11]).

Conclusion

Mental state terms related to experience declined in Nazi antisemitic propaganda leading up to the Holocaust, consistent with the notion that dehumanization undermines moral restraints against violence [3]. Following the onset of the Holocaust, however, agentic mental state terms increased. This may have reflected the propagandists’ demonization of the Jews in order to provide a palliative rationalization for their mass murder, and/or focus the population on the Jews’ intentions and plans to counter the dire threat they were perceived to pose. Although the limitations of our data render our results suggestive, such possibilities should impel further empirical scrutiny of dehumanization in genocidal contexts. Although a daunting task, we maintain that psychological science can offer crucial insights into the human proclivity for mass violence and hope the present work promotes future inquiry.

Supporting information

S1 File. Supporting information.

(DOCX)

S1 Table. Information on the propaganda comprising our corpus.

a Internal sources were those produced for Nazi party members (e.g., bulletins instructing Nazi leaders on how to compose their speeches). b External sources were those produced for a public audience (e.g., widely disseminated posters).

(DOCX)

Acknowledgments

We thank Joshua Jackson for his gracious feedback, Andrew Jebb for his statistical advice, and Adam Waytz for his guidance throughout the duration of this project.

Data Availability

Our data is available in the Open Science Framework at https://osf.io/n2kym/.

Funding Statement

The author(s) received no specific funding for this work.

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Decision Letter 0

Rashid Mehmood

30 Jun 2022

PONE-D-21-38261

Dehumanization and mass violence: A study of mental state language in Nazi propaganda (1927-1945)

PLOS ONE

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Reviewer #1: In the notion that recognition of another's mental experience encourages moral concern, dehumanization facilitates violence because it disengages moral concern. In this study, Landry et al. provided evidence of the relation between dehumanization and mass violence, by examining the dehumanization of Jews in Nazi propaganda. Dehumanization can refer to the denial of a person's humanity in several ways; for example, their human characteristics and emotions, their warmth and competence, or their ability to possess fundamentally human mental faculties. Landry et al. focused only on the denial of fundamentally human mental capacities. Before the time of the Holocaust, they found from the linguistic analysis of Nazi propaganda that Jews were progressively denied the capacity for fundamentally human mental experiences.

In light of the Holocaust, their results suggest that the Jews were perceived as having a higher capacity for agentic states of mind.

This may be due to a process of dehumanization during which Nazi propagandists portrayed the Jews as highly intelligent and intentional, but subhuman morally. They claimed many hypotheses: the moral disengagement hypothesis, the limited relevance hypothesis. They tested it by analyzing the prevalence of agency and experience mental state terms used when referring to Jews in Nazi propaganda from 1927 to 1945. The main tests consisted of two interrupted time series analyses using R focusing on those terms. They divided the data into a segment of propaganda published before the onset of the Holocaust and another segment of propaganda published after its onset. They estimated the pre-and post-event intercepts and trends in mental state terms with segmented regressions. In Nazi antisemitic propaganda leading up to the Holocaust, terms related to experience declined, consistent with the notion that dehumanization weakens moral restraints against violence. During the Holocaust, propaganda displayed an increase in agentic mental state terms. In order to provide a palliative rationalization for their mass murder or (2) provide a palliative explanation for their dehumanization, propagandists may have demonized the Jews. Concentrate the population's attention on the intentions and plans of the purported Jewish Bolsheviks.

The paper is well written and follows a standard rational development, methodology, and analysis. The authors need to improve the presentation and discussion of the results.

Reviewer #2: The authors provided quantitative analysis for the notion that the dehumanization of human beings leads to mass violence. The purpose of their work is to examine the temporal dynamics of dehumanizing Jewish people in Nazi propaganda between 1927 and 1945. The dataset consisted of 58 months spanning from November 1927 to April 1945, totaling 57,011 words across 140 individual pieces of propaganda. The results shows that Jews had a greater capacity for agentic mental states.

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- The authors should explain what is the use of this work today?

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PLoS One. 2022 Nov 9;17(11):e0274957. doi: 10.1371/journal.pone.0274957.r002

Author response to Decision Letter 0


27 Jul 2022

Below I will respond to the reviewer and editor comments raised in the decision letter. However, I also wrote this response in a Word document included in the revised submission package, which may be easier to read as it included clearer subheadings and hyperlinked text.

To whom it may concern:

My colleagues and I would first like to sincerely thank the editor and four anonymous reviewers for their careful consideration of the initial draft our manuscript, entitled “Dehumanization and mass violence: A study of mental state language in Nazi propaganda (1927-1945)” (Manuscript ID: PONE-D-21-38261). We respectfully request your reconsideration.

We received gracious feedback from the reviewers on July 20, 2022. In total, they offered 14 distinct actionable suggestions to improve our manuscript. We took each piece of advice into careful consideration, and I hope this is reflected in an improved manuscript. In the following, I will respond to each distinct point raised by the reviewers, noting our revisions, in the order they appeared in the original decision letter.

Firstly, we note that Reviewers 1 and 2 each made several general suggestions that we believe we address in our revisions based on the more targeted suggestions of Reviewers 3 and 4. Namely, Reviewer 1 asked us to “improve the presentation and discussion of the results”, while Reviewer 2 suggested we discuss the procedure for data collection, methodology, and results in more detail.

Contemporary relevance of our research. Given that our study was focused on a specific historical context (Nazi propaganda published from 1927-1945) Reviewer #2 asked us to elaborate on the relevance of our work today. We first note that throughout the introduction and conclusion, we place theoretical emphasis on a current tension in the dehumanization literature of interest to many contemporary social psychologists—that is, differing perspectives on dehumanization’s role in mass violence. As discussed in the main text (see especially the subsection of the introduction titled “Mind denial and mass violence: moral disengagement or limited relevance?”; lines 56-87), it was long assumed that dehumanization facilitates violence by disengaging moral restraints against harming conspecifics (e.g., Kelman, 1973). However, recent prominent critiques have questioned this hypothesis on both conceptual and empirical grounds (e.g., Bloom, 2017; Enock, 2022; Lang, 2020; Over, 2021). Our study offers an ecologically valid test of these competing perspectives that we believe to be of interest for contemporary social psychologists, and say as much in our Discussion (lines 566-580).

Moreover, we discuss how this work has implications for future research. Namely, we suggest that our study lays a foundation for further empirical scrutiny of dehumanization—and other social-psychological constructs—in ecologically valid contexts, particularly by leveraging recent advances in computational social science (e.g., Mendelsohn et al., 2020; see Abstract and lines 708-711, 718-722).

Revised Figure 2. Reviewer #2 noted the low quality of our figures. In light of this, we revised Figure 2. To more clearly show the dispersion of data and trend line, we shortened the Y-axis and made the datapoints and smoothed regression lines smaller. We also altered the color palette in an effort to make the figure more aesthetically pleasing. We believe Figures 1 and 3 are of sufficient quality and therefore did not revise them.

Describing the German Propaganda Achieve. Reviewer 3 asked us to provide more deail on our source of Nazi propaganda, so we now expand on our description of the German Propaganda Achieve: “Established in 1999, this voluminous archive now contains hundreds of Nazi-era posters, articles, pamphlets, books, newspapers, and transcripts of political speeches (see “Examples of Nazi propaganda” in Supporting Information). These materials were intended for a variety of audiences, including children, the general public, and members of the Nazi party. The original German-language versions of the propaganda were collected from the German Federal Archives, university libraries, and the archivist’s personal collection used for his own research (see https://research.calvin.edu/german-propaganda-archive/faq.htm for more information on the archive)” (lines 191-199).

Elaborating on data extraction. Reviewers 1 and 3 each asked us to provide more details on how the control text was extracted from the propaganda. We have now provided additional detail on the development of the control text: “After extracting all text referring to Jews to form the primary dataset (hereby ‘antisemitic text’), the third author returned to each piece of propaganda that was included in this dataset and extracted the same number of words not already coded as referring to Jews to form a control text. The exception was cases where over half of the text was already extracted because it referred to Jews (n = 17). In these instances, we simply took all of the remaining text from that piece of propaganda” (lines 239-244).

Justifying our level of analysis. Reviewer 3 asked why we chose the month as our level of analysis (rather than, for instance, dividing the data into bimonthly or seasonal components). We decided to analyze the data at the level of the month in order to be as inclusive as possible without unduly compromising internal validity. This was included in our preregistered analysis plan: https://aspredicted.org/GZC_7X1. Nonetheless, we readily accept that there are alternative ways of analyzing these data and provide both the raw data and analysis script on an open-access repository should others wish to perform these alternative analyses: https://osf.io/n2kym/?view_only=514019c7ac3d41f39e8fb35616fb688a

Keyness plot. Reviewer 3 noted that the methodology and results from the Keyness plots we constructed could have been elaborated on. We do so now in the “Keyness plots of agency and experience in antisemitic text” subsection of the Results (lines 455-492). For one, we elaborate on the methodology used to construct the plots and provide supporting references for a more comprehensive overview: “These plots were derived using Chi-square tests that compared the relative frequency of a word in one subset of the text against the expected frequency based on the other subset (e.g., the experience term “hatred” appeared much more frequently in the post-onset subset of text than would be expected given its frequency in the pre-onset text, while “honor” was much less so; Scott, 1997; Scott & Tribble, 2006)” (lines 457-461). We also expand on the results in this section, “Examining agency terms (Fig 3a), those referring to intentionality (e.g., plans, goal) and malevolence (infernal, evil) increased following the onset of the Holocaust, while those referring to benevolence (love, benevolent) decreased. Likewise, several malevolent experience terms (e.g., sadistic, hatred) increased following the onset of the Holocaust, while some benevolent experience terms (honor, concerned) decreased (Fig 3b)” (lines 462-491). We elaborate on these results in the discussion when speculating that the Jews were subject to demonization following the onset of the Holocaust: “after the onset of the Holocaust, we observed an increase in agentic mental state terms—specifically terms related to intentionality and malevolence (Fig 3a). Several experience terms referring to malevolence also increased following the onset of the Holocaust, as did the term “guilty”—with its clear implication of moral culpability (Fig 3b). These patterns are consistent with claims that the Jews were subject to demonization, in which their capacity for sophisticated reasoning was perceived to coexist with a subhuman moral depravity [2,4] (see also [53,54])” (lines 580-600).

Agency and experience correlation. In the Introduction of our original manuscript, we support the claim that “Agency and experience are distinct dimensions of mind but are often moderately correlated” by presenting the correlation (r = .32) from our own data. Reviewer 4 suggested we instead move this empirical result to the Results section and support the claim with another reference. We have done so, supporting our assertion by referencing seminal papers on mind perception (Waytz et al., 2010; Gray et al., 2007; line 66) and moved the reporting of the correlation between the proportion of agency and experience terms in our own data to the Results section—including the accompanying N and confidence interval (lines 348-349).

Restructuring our presentation of the additional linguistic constructs. Along with our focal construct of mental state terms, we also analyzed several additional linguistic constructs that were theoretically relevant to either dehumanization or the historical context in which we were studying it—the Nazi regime. However, Reviewers 3 and 4 both noted that the introduction, operationalization, reporting of results, and discussion of these additional analyses and constructs was disorganized and difficult to follow. Upon further review, we concur and have thus substantially reorganized the presentation of these constructs.

In the introduction, we now clearly introduce each of these additional constructs in a subsection titled “Additional linguistic constructs” (lines 124-155). This subsection provides the theoretical rationale for investigating each of the six constructs we examined, on the basis of critiques and theories of dehumanization (for negative emotion and affiliation terms; lines 127-133) or historical accounts of the Nazi regime (for health, purity, death, and threat terms; lines 134-155).

We clarify the operationalization of these additional constructs in the subsection of the Method section titled “Psycholinguistic tools for additional linguistic constructs” (lines 247-271), describing the psycholinguistic tools used to operationalize negative emotion, affiliation, health, and death terms (the default LIWC2015 dictionary; Pennebaker et al., 2015), purity terms (the Moral Foundations Dictionary for LIWC; Graham et al., 2009) and threat terms (the Threat Dictionary; Choi et al., 2022). We also provide an overview of the analytic procedure for each of these linguistic constructs in the “Additional analyses” subsection of the Analysis Plan (lines 317-331).

We provide a narrative overview of the results of these analyses in the main text (lines 495-565). As in the introduction, we structure this section by organizing the results for each construct in terms of the theoretical rational for analyzing it (i.e., results related to dehumanization theory and those related to factors thought to contribute to the Holocaust. Along with this narrative overview, we provide detailed reporting of the results in the Supporting Information (lines 2-56).

Finally, we have created a new subsection in the Discussion titled “Additional linguistic constructs” (lines 662-683) in which we elaborate on the implications of these results for our findings regarding mental states and dehumanization theory (lines 663-671) and how they bolster accounts of factors thought to have facilitated the Nazi Holocaust (lines 672-683).

Contextualizing our dataset. Although Reviewer 4 noted that the size of our dataset (approximately 57,000 words spanning 58 months) “seems sufficiently sizable for statistical analysis and drawing certain logical inferences”, they advised us to make the sufficient size of our dataset more explicit by referencing methodological discussions of sample size for linguistic analyses. We have now done so when introducing our data in the Method section, saying “The number of text and observations in this dataset produce valid estimates using the modeling approach we employed” and providing supporting references (Jebb et al., 2015; McCleary et al., 1980; lines 224-226).

Justification for foregoing correction for experiment-wise error. As per Reviewer 4’s suggestion, we now provide justification for foregoing correction for experiment-wise error for the multiple tests performed when analyzing the additional linguistic constructs in the “Analysis plan” subsection of the Method (lines 327-331): “Because these analyses followed a set of specified hypotheses based on the constructs’ relation to dehumanization (and more specifically, mind denial) and historical accounts of Nazi propaganda, we opted not to adjust our criterion for significance to account for experiment-wide error rate—which would constrain statistical power and may inflate risks of Type-II errors (Bender & Lange, 2001; Perneger, 1998).”

Confidence intervals and effect size. As per Reviewer 4’s suggestions, we have now added confidence intervals for all results reported in the main text and Supporting Information, as well as a measure of effect size (Cohen’s d) for the two-sample t-test reported in the Supporting Information (line 55).

Noting small effect sizes. Reviewer 4 suggested we draw more attention to the magnitude of our observed effects in order to help readers appraise our conclusions. We wholeheartedly agree with this suggestion. Indeed, in our Discussion, we explicitly draw attention to this issue, noting that “many of the effects we observed were small in magnitude” (line 695) and discussing several possibilities for this. Moreover, we now explicitly “note that the magnitudes of several statistically significant effects were small” in the Results section as well (line 564).

Discussion. Reviewer 4 suggested that the start of the Discussion would be made stronger and clearer if explicitly tied back to hypotheses, so we have now done so (lines 567-574): “Dehumanization is often evoked to explain instances of mass violence. Proponents of this view claim that the denial of their victims’ humanity enables perpetrators to overcome moral inhibitions against harming conspecifics (e.g., [1,3,4]). However, empirical evidence linking dehumanization to actual instances of mass violence is lacking. Moreover, a growing body of scholars have questioned this “moral disengagement” hypothesis by pointing out that perpetrators often inflict harm precisely because they recognize their victims’ capacity for fundamentally human mental states—concluding that dehumanization is of limited relevance to mass violence (e.g., [6,16,20–22]).”

Limitations of our data. Reviewer 4 noted an important limitation to the present research that we did not draw attention to in our initial version of the manuscript. Namely, they pointed out that there is “Inherent uncertainty about the comprehensiveness of the sampling source.” Therefore, we now note that “although the German Propaganda Archive is impressive in the volume and diversity of material it contains, it should in no way be considered representative of propaganda produced under the Nazi regime. Therefore, we consider our results suggestive rather than conclusive and encourage future research to investigate more comprehensive corpora of Nazi propaganda“ in the “Limitations” subsection of our Discussion (lines 690-694).

Concluding remarks. We again thank the editor and reviewers for their careful consideration of our manuscript. We did our best to integrate this feedback, and would genuinely appreciate your reconsideration of what is hopefully a substantially improved paper.

Sincerely,

Alexander Landry

Doctoral Student, Organizational Behavior

Stanford University

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Rashid Mehmood

22 Aug 2022

PONE-D-21-38261R1Dehumanization and mass violence: A study of mental state language in Nazi propaganda (1927-1945)PLOS ONE

Dear Dr. Landry,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please address Reviewer 4 comments.

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Rashid Mehmood, PhD

Academic Editor

PLOS ONE

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

Reviewer #3: (No Response)

Reviewer #4: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The authors have addressed my recommendations. There is an improvement in the presentation and discussion of the results.

Reviewer #2: The authors made fine progress except that Figure 1 and Figure 3 still have poor quality. The authors should provide better quality figures.

Reviewer #3: The authors have been responsive to my six original concerns. The manuscript reads better and is more compelling and well structured as a result. My only small quibble is with the response to my point 3. The authors state that "We decided to analyze the data at the level of the month in order to be as inclusive as possible without unduly compromising internal validity." It seems to me that taking one month as the temporal unit of analysis actually reduces inclusiveness because it excludes some data that appears in sparse months (fewer than 100 words) from the analysis, as well as excluding some months (albeit empty ones) from the overall coverage. It's hard to see how 'internal validity' would be compromised by a somewhat coarser unit (e.g., two-month) given that the preferred unit is rather arbitrary and the analysis doesn't stand or fall on very fine-grained data patterns. But I do accept that the one-month unit is defensible and that others can re-analyze the data as they see fit, so I don't look on this as an obstacle to publication.

Reviewer #4: PONE-D-21-38261_R1

This revised manuscript, Dehumanization and mass violence: A study of mental state language in Nazi propaganda (1927-1945), as I described in my initial review, reports the results of linguistic analyses (using word count) of Nazi propaganda concerning Jewish persons between 1927 and 1945 (stratified by month), before and after a cut-point date for the onset of the Holocaust, and in comparison to contemporaneous Nazi propaganda that was not in reference to Jewish persons. The focus was on two mentation constructs: agency and experience. Although other constructs—negative emotions, affiliation, health, purity, and death—were also examined.

As I originally opined, the topic struck as interesting, I did not identify any fatal flaws, and the authors seemed careful to qualify their interpretations in light study limitations.

However, I offered a few overall organizational comments and recommendations in reference to reported exploratory analyses, in addition to several smaller-scale comments and recommendations organized by manuscript section. I note the extent to which the authors’ addressed by various comments below, with issues for potential follow-up marked with three asterisks.

Organizational issues

A. “Agency and experience are distinct dimensions of mind but are 60 often moderately correlated (in our data, they were correlated at r = .32, p = .014).” I suggest using another reference to support this claim, moving your result to the Results section, and including the n and confidence interval.

The authors added a reference for the quoted statement, moved the correlation results to the Results, and reported the n and confidence interval for the analysis.

B. Relatedly, later in the manuscript, the exploratory “Threat Dictionary” analyses come a bit out of nowhere. I suggest restructuring so as to report these results in more detail in the Results section.

The authors now describe the Threat Dictionary analyses in the Method and report the results in full in the Results.

C. To this end, while the Introduction indicates that the focus is on two mind constructs, and the Discussion notes other non-mind constructs could be examined, other such constructs were in fact examined here (“Additional linguistic categories”). Even though the latter analyses were exploratory, reorganization and better clarification upfront of the range of constructs investigated is needed.

The authors now discuss the additional linguistic constructs in more detail in the Introduction and Method.

Introduction

The Introduction, while cursory, was nonetheless straightforward. Such that I felt like I was given enough background context, as a non-expert in linguistic analyses and mass violence, to make my own sense of the results. Though others might expect a detailed description of relevant prior literature.

Consistent with my comments about organization, the exploratory constructs can be noted after the hypotheses.

The Introduction continues to read straightforwardly, though I might reorder some later subsections as follows: Onset of the Holocaust > A note on perpetrators > Hypotheses > Additional linguistic constructs. The later subsection might also be relabeled: Exploratory analyses of additional linguistic constructs.

Method

The sampling procedure was very particular to this project, and not one I’m competent to critique (i.e., sources of translated Nazi propaganda).

***While no response to this comment was called for, of note, the authors have sought to address questions about the generalizability of their data (though some of this is currently a subsection in the Method, whereas said subsection may well be a better organizational fit in the Discussion).

The sample size (approximately 57,000 words from 140 sources vs. another more than 36,000 words from 123 sources) and time span (58 months vs. 51 months) seems sufficiently sizable for statistical analysis and drawing certain logical inferences. Though making this more explicit would be useful (e.g., with references to methodological discussions of sample size for linguistic analyses using longitudinal between-within designs, or reporting power or precision analyses).

The authors have added a sentence, with references, to explicit refer to the sufficiency of their sample size for their analyses and attendant interpretations.

Not being an expert in linguistic analyses, I’m not well positioned to critique the specific linguistic-analysis methodology that was used. But the authors did seem reasonably forthcoming about limitations of their method and issues that emerged when diagnosing data before conducting primary analyses.

While no response to this comment was called for, of note, the authors have reported more detail about the source of their data.

Consistent with my comments about organization, operationalizing all constructs examined (including exploratorily), and setting forth all related analysis plans, in the Method is recommended.

***Operationalizations for constructs examined are still variously reported across the Introduction and Method. I continue to suggest ensuring that all constructs are set forth individually and operationalized in the Method (e.g., for additional linguistic constructs).

While I am not an expert in longitudinal data analyses, the statistical analyses nonetheless seemed reasonable and appropriate (and adequately explained).

***While no response to this comment was called for, the authors did justify the choice they made about analyzing the data monthly, vs. alternative possibilities, in their narrative response—and such could be incorporated in text.

Given the range of analyses, providing justification for foregoing correction for experiment-wise error would be worthwhile.

The authors added a sentence to the Method to justify their choice to not correct for risk of experiment-wise error.

Results

Consistent reporting of confidence intervals is recommended.

The authors have appended confidence intervals to all primary and exploratory results.

Significance-difference testing results (e.g., in S1) also ought to be accompanied by a measure of effect size. To this end, more attention throughout to characterizing the magnitude of observed effects would be helpful for readers in appraising your interpretations.

The authors appended an effect size for one of the analyses reported in S1, and added a sentence in text to the Results to further draw attention to the small size of many of the observed effects.

Discussion

Like the Introduction, the Discussion reads as cursory but straightforward, for better or worse.

While no response to this comment was necessarily called for, of note, the authors have made some additions and reorganizations of the Discussion so that it better aligns with the Introduction.

The start of the Discussion would be made stronger and clearer if explicitly tied back to hypotheses.

***In the second paragraph of the Discussion, the authors highlight results relevant to their hypotheses. But whether those results were or were not consistent with their hypotheses could be more explicitly stated.

Consistent with my comments about organization, once the exploratory “threat” analyses are reorganized, results for all exploratory constructs would be worth interpreting/discussing.

***The authors added a subsection to the Discussion to make clearer their interpretation of the results concerning most of the additional linguistic constructs. Though the Speculations on increasing agency (where the threat construct results are discussed) and Additional linguistic constructs (where the other exploratorily examined constructs are discussed) subsections might be fused in the interest of consistent organization of constructs.

Additional limitations worth noting: Inherent uncertainty about the comprehensiveness of the sampling source, as a component of sampling validity. The reliability of the data extraction is seemingly unknown. Risk for experiment-wise error was not corrected.

***The authors added a sentence to the Limitations subsection of the Discussion to note the critique about sampling validity. However, the critiques about the lack of reported inter-rater reliability results for data extracting and coding, and the potential for some of the statistically significant but small-sized results being spurious due to a lack of controlling for risk of experiment-wise error, can still be noted and responded to.

Thank you for the opportunity to review this revised manuscript.

**********

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Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

Reviewer #4: No

**********

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PLoS One. 2022 Nov 9;17(11):e0274957. doi: 10.1371/journal.pone.0274957.r004

Author response to Decision Letter 1


22 Aug 2022

Please note that we have also included the following response in the document titled "Responses to Reviewers" in which bolded section headings and formatting may make it easier to read. Below is the text from that response letter:

August 22, 2022

To whom it may concern:

My colleagues and I would first like to sincerely thank the editor and four anonymous reviewers for their continued consideration of our manuscript, entitled “Dehumanization and mass violence: A study of mental state language in Nazi propaganda (1927-1945)” (Manuscript ID: PONE-D-21-38261).

We received gracious feedback from the reviewers on July 20, 2022. Although we were able to successfully incorporate many of their suggestions to improve our piece, it was brought to our attention that there were still remaining points from Reviewer 4 to address. In the following, I will respond to each remaining point raised by Reviewer 4, noting our revisions, in the order they appeared in the decision letter. We again thank all four reviewers and the action editor for the time and effort they have taken to thoughtfully consider this work.

Restructuring Introduction. We have now restructured the subsection of our Introduction in light of Reviewer 4’s suggestion: Onset of the Holocaust > A note on perpetrators > Hypotheses > Additional linguistic constructs (pp. 4-7). We agree this allows for a cleaner narrative progression. We have also relabeled the final subsection to “Exploratory analyses of additional linguistic constructs” (line 172).

Limitations of our Data. Reviewer 4 suggested we transition our comments about the limitations of our data (lines 336-344) from the Methods to Discussion section. However, we felt it important to highlight the limitations of our data before presenting the analyses and results, so readers can more accurately appraise and interpret said results. Indeed, in this section we explicitly “encourage readers to keep these limitations in mind when evaluating our results.” Therefore, we elected to keep this subsection in the Methods section and hope Reviewer 4 understands our perspective.

Moving Operationalizations to Methods. In the initial revision of this manuscript, we inadvertently provided operational—rather than purely conceptual—definitions of the additional linguistic constructs in the Introduction, as opposed to Methods section. Therefore, we agree with Reviewer 4’s recommendation that we operationalize all constructs in the Methods. We conceptually introduce each of the additional linguistic constructs in the Introduction (see “Exploratory analyses of additional linguistic constructs” subsection on pp. 5-7) before proceeding to operationally define them in the Methods (see “Psycholinguistic tools for additional linguistic constructs” subsection of pp. 9-10).

Justifying Unit of Analysis. Reviewer 4 suggested we incorporate our justification for analyzing the data monthly, vs. alternative possibilities, into the main text. We have now done this (lines 256-259).

Discussing Results as Consistent or Inconsistent with Hypotheses. Reviewer 4 asked us to be more explicit regarding whether the patterns in mental state terms we observed we consistent with our hypotheses or not. However, we were intentionally reluctant to do so because we considered this study as an attempt to adjudicate between two compelling accounts that have both received theoretical and empirical support—and framed the introduction as such. For instance, note that we never say we agreed with the moral disengagement or limited relevance perspectives. Rather, this is how we lay out the hypotheses: “If mind denial facilitates violence by undermining moral concern, we would expect a negative trend in mental state terms from 1927 to the onset of the Holocaust. Conversely, if mind denial is of limited relevance to the instigation of mass violence, we would expect no consistent trend in mental state terms preceding the Holocaust.” We feel the balanced tone we adopt in the Discussion is consistent with our framing in the Introduction.

Fusing Subsections in Discussion. We are thankful for Reviewer 4’s suggestion to fuse the “Speculations on increasing agency” and “Additional linguistic constructs” subsections of our Discussion in the interest of consistent organization of constructs. We have now done this (lines 478-488).

Noting Additional Limitations. Reviewer 4 pointed out that we neglected to note two additional limitations they pointed out in their initial review. Namely, the lack of reported inter-rater reliability results for data extraction and the potential for some of the statistically significant but small-sized results being spurious due to a lack of controlling for risk of experiment-wise error. We have now noted both of these limitations (lines 557-558; 561-563).

Concluding remarks. We again thank the editor and reviewers for their continued consideration of our manuscript. We did our best to integrate the remaining feedback we received, and would genuinely appreciate your reconsideration of what is hopefully an improved paper.

Sincerely,

Alexander Landry

Doctoral Student, Organizational Behavior

Stanford University

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 2

Rashid Mehmood

8 Sep 2022

Dehumanization and mass violence: A study of mental state language in Nazi propaganda (1927-1945)

PONE-D-21-38261R2

Dear Dr. Landry,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Rashid Mehmood, PhD

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #4: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #4: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #4: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #4: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #4: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #4: PONE-D-21-38261_R2

This second revision of the manuscript, Dehumanization and mass violence: A study of mental state language in Nazi propaganda (1927-1945), sought to further address five comments I noted in my review of the first revision. As noted below, I believe the authors have satisfactorily addressed these comments. Thank you for the opportunity to review this second revision of the manuscript.

The Introduction continues to read straightforwardly, though I might reorder some later subsections as follows: Onset of the Holocaust > A note on perpetrators > Hypotheses > Additional linguistic constructs. The later subsection might also be relabeled: Exploratory analyses of additional linguistic constructs.

The authors have incorporated these reorganizational and relabeling recommendations for the Introduction.

***While no response to this comment was called for, of note, the authors have sought to address questions about the generalizability of their data (though some of this is currently a subsection in the Method, whereas said subsection may well be a better organizational fit in the Discussion).

The authors declined to make this reorganizational recommendation. While deferring to the editors, I believe that this matter is within the prerogative of the authors.

***Operationalizations for constructs examined are still variously reported across the Introduction and Method. I continue to suggest ensuring that all constructs are set forth individually and operationalized in the Method (e.g., for additional linguistic constructs).

The authors added example parentheticals to operationalize their variables in the Method.

***While no response to this comment was called for, the authors did justify the choice they made about analyzing the data monthly, vs. alternative possibilities, in their narrative response—and such could be incorporated in text.

The authors incorporated their rationale into the Method.

***The authors added a subsection to the Discussion to make clearer their interpretation of the results concerning most of the additional linguistic constructs. Though the Speculations on increasing agency (where the threat construct results are discussed) and Additional linguistic constructs (where the other exploratorily examined constructs are discussed) subsections might be fused in the interest of consistent organization of constructs.

The authorized have incorporated this reorganizational recommendation.

***The authors added a sentence to the Limitations subsection of the Discussion to note the critique about sampling validity. However, the critiques about the lack of reported inter-rater reliability results for data extracting and coding, and the potential for some of the statistically significant but small-sized results being spurious due to a lack of controlling for risk of experiment-wise error, can still be noted and responded to.

The authors have incorporated both these critiques into to Discussion.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #4: No

**********

Acceptance letter

Rashid Mehmood

14 Oct 2022

PONE-D-21-38261R2

Dehumanization and mass violence: A study of mental state language in Nazi propaganda (1927-1945)

Dear Dr. Landry:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Rashid Mehmood

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 File. Supporting information.

    (DOCX)

    S1 Table. Information on the propaganda comprising our corpus.

    a Internal sources were those produced for Nazi party members (e.g., bulletins instructing Nazi leaders on how to compose their speeches). b External sources were those produced for a public audience (e.g., widely disseminated posters).

    (DOCX)

    Attachment

    Submitted filename: Response to Reviewers.docx

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    Our data is available in the Open Science Framework at https://osf.io/n2kym/.


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