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. 2023 Jan 24;14:1117448. doi: 10.3389/fimmu.2023.1117448

Table 1.

Characteristics of included studies.

Authors&
Publiation year
Registration number Intervention model Study phase Type of publication Group Modality of neoadjuvant therapy Chemotherapy regimen Radiotherapy regimen Main inclusion criteria ICI Dose of ICI Cycles of ICI
Cower, D., et al. (19), 2022 NCT02962063 single-arm II abstract NICRT induced chemotherapy plus concurrent NICRT induced mFOLFOX; concurrent 5-FU/CAP+OX or paclitaxel/carboplatin 50.4Gy resectable cTxN+ or T3-4Nx, M0 esophageal/GEJ adenocarcinoma durvalumab 1500mg iv Q4w 2
Jiang, N., et al. (23), 2022 ChiCTR2100045104 single-arm II abstract NICRT concurrent NICRT paclitaxel, carboplatin 30Gy/12f resectable cT3-4aN0 or cT1-4aN+, M0 ESCC toripalimab 240mg iv Q3w 2
Kelly, R. J., et al. (32), 2022 NCT03044613 dual-arm II abstract NICRT cohort A & original cohort B: induced immunotherapy plus concurrent NICRT; amended cohort B: induced immunotherapy plus concurrent CRT paclitaxel, carboplatin 41.1Gy/23f stage II-III esophageal/GEJ cancer cohort A: nivolumab;
cohort B: nivolumab+relatlimab
cohort A: 240mg Q2w; cohort B: 240mg Q2w(nivolumab)+80mg Q2w(relatlimab) cohort A & original cohort B:5; amended cohort B: 2
Lee, S., et al. (33), 2019 NCT02844075 single-arm II abstract NICRT concurrent NICRT paclitaxel, carboplatin 44.1Gy/21f stage IB-III ESCC pembrolizumab 200 mg iv Q3w 2
Li, C., et al. (12), 2021 NCT03792347 single-arm IB article NICRT concurrent NICRT paclitaxel, carboplatin 41.4Gy/23f resectable cT2-T4aNxM0 ESCC pembrolizumab 2 mg/kg iv Q3w 2
Manish A. Shah, et al. (39), 2021 NCT02998268 dual-arm II abstract NICRT cohort A: induced chemotherapy plus concurrent NICRT; cohort B: induced immuno-chemotherapy plus concurrent NICRT paclitaxel, carboplatin 41.4Gy/23f resectable cT3-4Nx or T2N1, M0 esophageal/GEJ adenocarcinoma pembrolizumab 200 mg iv Q3w NA
Uboha, NV., et al. (25), 2022 NCT03490292 Single-arm I/II abstract NICRT concurrent NICRT paclitaxel, carboplatin 41.4Gy/23f potentially curable cT1N1 or cT2-3N0-2, M0 esophageal/GEJ SCC/AC avelumab 10mg/kg iv Q2w 3
Qi, W.X., et al. (41), 2020 NA single-arm IB abstract NICRT concurrent NICRT paclitaxel, carboplatin 41.4Gy/23f local advanced resectable ESCC pembrolizumab 2 mg/kg iv Q3w 2
van Den Ende, T., et al. (13), 2021 NCT03087864 single-arm II article NICRT concurrent NICRT paclitaxel, carboplatin 41.4Gy/23f resectable <T4b, NxM0 esophageal/GEJ adenocarcinoma atezolizumab 1200 mg iv Q3w 2
Xu, X., et al. (28), 2022 NCT04437212 single-arm II abstract NICRT concurrent NICRT paclitaxel, cisplatin 41.4Gy/23f resectable cT1-4aN1-2 or T3-4aN0,MO ESCC toripalimab 240mg iv Q3w 2
Duan, H., et al. (29), 2021 NA single-arm NA article NICT concurrent NICT docetaxel, paclitaxel nedaplatin resectable cT2-xNxM0 ESCC sintilimab 200 mg iv Q3w 3
Gao, L., et al. (20), 2022 ChiCTR2100052784 single-arm II article NICT concurrent NICT docetaxel, cisplatin resectable cT3-4Nx or cTxN+, M0 ESCC toripalimab 240 mg iv Q3w 2
Gu, Y., et al. (30), 2020 NCT03946969 single-arm IB/II abstract NICT concurrent NICT paclitaxel, carboplatin, S1 resectable cT1b-T3NxM0 ESCC sintilimab 200 mg iv Q3w 2
Guo, J., et al. (21), 2022 ChiCTR2000040345 single-arm II abstract NICT concurrent NICT paclitaxel, nedaplatin resectable cT2-4N1-3M0 ESCC sintilimab 200mg iv Q3w 2
He, W., et al. (31), 2022 NCT04177797 single-arm II article NICT concurrent NICT paclitaxel, carboplatin resectable cT3N1-3M0 ESCC toripalimab 240 mg iv Q3w 2
Jiang, B., et al. (22), 2022 NA single-arm II abstract NICT concurrent NICT paclitaxel, cisplatin resectable stage III ESCC camrelizumab/sintilimab/tislelizumab 200mg iv Q3w 2
Li, K., et al. (34), 2020 ChiCTR2000035237 single-arm pilot study abstract NICT concurrent NICT paclitaxel, carboplatin resectable cT2-T4N0-N2M0 ESCC toripalimab 240 mg iv Q3w 2~3
Li, Z., et al. (24), 2022 NA single-arm II abstract NICT concurrent NICT paclitaxel, cisplatin locally advanced ESCC sintilimab 200mg iv Q3w 2~4
Liu, D., et al. (35), 2021 ChiCTR1900025318 single-arm II abstract NICT concurrent NICT paclitaxel, cisplatin resectable cT1-cT2N+ or cT3-cT4aNx ESCC toripalimab 240 mg iv Q3w 2
Liu, J.; Li, J., et al. (36), 2022 NCT04225364 single-arm II article NICT concurrent NICT paclitaxel, cisplatin resectable stage II-IVA ESCC camrelizumab 200 mg iv Q3w 2
Liu, J.; Yang, Y., et al. (37), 2022 ChiCTR1900026240 single-arm II article NICT concurrent NICT paclitaxel, carboplatin resectable ESCC, staged as T1b-4a, N2-3 (≥ 3 stations), M0 or M1 lymph node metastasis (confined to the supraclavicular lymph nodes) camrelizumab 200 mg iv Q3w 2
Ma, J., et al. (38), 2021 ChiCTR2000033761 single-arm II abstract NICT concurrent NICT paclitaxel, nedaplatin resectable IIA-IIIB ESCC camrelizumab 200 mg iv Q3w 2~4
Shang, X., et al. (42), 2021 NCT 04389177 single-arm II abstract NICT concurrent NICT paclitaxel, cisplatin potentially resectable cT3N1 or cT1-3N2, M0 ESCC pembrolizumab 200 mg iv Q3w 3
Shen, D., et al. (43), 2021 NA single-arm pilot study article NICT concurrent NICT paclitaxel, carboplatin potentially curable cT1N1-3 or cT2-4aNx, M0 ESCC nivolumab/pembrolizumab/camrelizumab nivolumab 3mg/kg iv Q3w, pembrolizumab 2mg/kg iv Q3w, camrelizumab 200mg iv Q3w 2
Wang, F., et al. (55), 2021 NCT03917966 single-arm II abstract NICT induced immunotherapy plus concurrent NICT docetaxel, nedaplatin stage II-IVA ESCC camrelizumab 200 mg iv Q3w 1+2
Wang, W., et al. (26), 2022 NA single-arm II abstract NICT concurrent NICT docetaxel, cisplatin/carboplatin resectable stage IIB-IVA ESCC pembrolizumab 200mg iv Q3w 4
Wang, Z., et al. (44), 2021 ChiCTR1900023880 single-arm IB abstract NICT concurrent NICT paclitaxel, nedaplatin, apatinib resectable cT1N2 or T2-3N0-2 ESCC camrelizumab 200 mg iv Q2w 2~4
Xing, W., et al. (45), 2021 NCT03985670 dual-arm II article NICT concurrent NICT paclitaxel, cisplatin resectable stage II-IVA ESCC toripalimab 240 mg iv Q3w 2
Xu, W., et al. (56), 2022 NCT04506138 single-arm II abstract NICT concurrent NICT paclitaxel, carboplatin resectable cT2-4aNx or cT1-3N+, M0 ESCC camrelizumab 200 mg iv Q3w 2
Yamamoto, S.; Matsuda, S., et al. (40, 46), 2021&2022 NCT03914443 multi-arm I abstract NICT cohort A&C: concurrent NICT; cohort B&D: induced immunotherapy plus concurrent NICT cohort A&B: cisplatin, 5-FU; cohort C&D: cisplatin, 5-FU, docetaxel resectable cT1N1-3 or cT2-3Nx, M0 ESCC nivolumab cohort A&C: 360mg iv Q3w; cohort B&D: 240 mg lead-in followed by 360 mg iv Q3w cohort A: 2; cohrot B&C: 3; cohort D: 4
Yan, X., et al. (47), 2021 ChiCTR2000037488 single-arm II abstract NICT concurrent NICT paclitaxel, carboplatin resectable stage II-IVA ESCC tislelizumab 200 mg iv Q3w 3
Yang, P., et al. (48), 2021 ChiCTR2100051903 single-arm pilot study article NICT concurrent NICT paclitaxel, carboplatin potentially curable cT1N1-3 or cT2-4aNx, M0 ESCC camrelizumab 200 mg iv Q3w 2
Yang, W., et al. (49), 2021 ChiCTR2000028900 single-arm pilot study article NICT concurrent NICT paclitaxel, carboplatin resectable stage II-III ESCC camrelizumab 200 mg iv Q3w 2
Zhang, G., et al. (50), 2020 ChiCTR1900027160 NA observational study abstract NICT concurrent NICT paclitaxel, S1 resectable stage I-III ESCC toripalimab NA 2~4
Zhang, X (51)., 2021 ChiCTR2000029807 single-arm II abstract NICT concurrent NICT paclitaxel, S1 resectable stage II-III thoracic ESCC camrelizumab 200mg iv Q3w 3
Zhang, Y., et al. (52), 2022 ChiCTR2000039170 NA Observational study abstract NICT NA primarily paclitaxel and nedaplatin resectable EC camrelizumab NA NA
Zhang, Z.; Hong, Z., et al. (53), 2021 ChiCTR2100045659 single-arm II article NICT concurrent NICT paclitaxel, cisplatin cT3-4aN0-3 or cT1-2N1-3, M0 ESCC sintilimab 200 mg iv Q3w 2
Zhang, Z.; Ye, J., et al. (54), 2021 ChiCTR1900026593 single-arm II abstract NICT concurrent NICT paclitaxel, carboplatin resectable stage II-IVA ESCC sintilimab 200 mg iv Q3w 2

ICI, immune checkpoint inhibitors; NICRT, neoadjuvant immune-chemoradiotherapy; NICT, neoadjuvant immune-chemotherapy; GEJ, gastroesophageal junction; EC, esophageal cancer; ESCC, esophageal squamous cell carcinoma; NA, not available; CAP, capecitabine; OX, oxaliplatin.