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. 2023 Jan 18;15(3):600. doi: 10.3390/cancers15030600

Table 1.

Characteristics of neoadjuvant immunotherapy studies in patients with hepatocellular carcinoma. N/A, not applicable; HCC, hepatocellular carcinoma; NI, neoadjuvant immunotherapy; ICIs, immune checkpoint inhibitor.

Source
(Author/Year)
Trial
Indentifier
Region Sample Size Study Phase Intervention Model Masking Study Type Randomization Method Main Inclusion
Criteria
Article Type Neoadjuvant
Immuotherapy
Cycles
of NI
ICIs Post-Surgery pCR MPR Grade3–4 TRAEs Surgical Delay
Shi, Y.H.
et al., 2021 [30]
NCT03867370 China 18 1b/2 Sequential
Assignment
Open Label Clinical Trial Randomized Surgically resectable; has not received local treatment Conference abstract Toripalimab (n = 14) or
Toripalimab+ Lenvatinib (n = 4)
1 Yes 6.3% (1/16) NA 16.7% (3/18) 0% (0/16)
Su, Y.
et al., 2021 [31]
NCT03510871 China 29 2 Single Group Assignment Open Label Clinical Trial N/A Potentially eligible for curative surgery (AJCC T3/T2) Conference abstract Nivolumab+ ipilimumab 2/4 N/A NA 33.3%(5/15) 41.4% (12/29) NA
Ho, W.J.
et al., 2021 [32]
NCT03299946 USA 15 1 Single Group Assignment Open Label Clinical Trial N/A Locally advanced/borderline resectable; high-risk tumor features Full text Nivolumab+ Cabozantinib 4 N/A 8.3% (1/12) 33.3% (4/12) 13.3% (2/15) 0% (0/14)
Marron, T.U.
et al., 2022 [33]
NCT03916627 USA 21 2 Single Group Assignment Open Label Clinical Trial N/A Surgical candidate for resection Full text Cemiplimab 2 Yes 15% (3/20) NA 10% (2/21) 5.8% (1/21)
Xia, Y.
et al., 2022 [34]
NCT04297202 China 20 2 Single Group Assignment Open Label Clinical Trial N/A Systemic treatment-naive resectable HCC in intermediate/advanced stage. Full text Camrelizumab+ Apatinib 3 Yes 5.9% (1/17) 17.6%(3/17) 16.7% (3/18) 0% (0/17)
Kaseb, A.O. et al., 2022 [35] NCT03222076 USA 30 2 Parallel Assignment Open Label Clinical Trial Randomized Patients with HCC who are eligible for surgical resection Full text Nivolumab (n = 13) or Nivolumab +Ipilimumab (n = 14) 3 Yes 25% (5/20) NA 33.3% (9/27) 0% (0/20)
Chen, S.
et al., 2022 [36]
NCT04615143 China 11 2 Sequential Assignment Open Label Clinical Trial Non-Randomized Resectable recurrent HCC after curative ablation Conference
abstract
Tislelizumab 2 Yes 9.1% (1/11) NA NA 0% (0/11)
D’Alessio, A. et al., 2022 [37] NCT03682276 UK 17 1b Single Group Assignment Open Label Clinical Trial N/A HCC medically fit to undergo surgery; ineligible for liver transplantation Conference
abstract
Nivolumab+ Ipilimumab 2 N/A 22% (2/9) NA 7% (1/15) 11% (1/9)
Bai, X.
et al., 2022 [38]
NCT04930315 China 32 2 Parallel Assignment Open Label Clinical Trial Randomized BCLC stage B/C, or CNLC stage was IIa-IIIb, technically resectable Conference
abstract
Camrelizumab+ Apatinib (n = 16) 4 Yes 9.1% (1/11) 27.3%(3/11) NA 0%
(0/11)