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. 2023 Feb 8;10:181–191. doi: 10.2147/JHC.S347944

Table 3.

Ongoing Clinical Trials for Preoperative Immunotherapy

NCT ICI Regime Key Inclusion Criteria Interventions Primary Endpoints N Phase
NCT03510871
  • Nivolumab 3 mg/kg Q3W

  • Ipilimumab 1 mg/kg Q3W

Potentially eligible for resection, high risk for recurrence Tumor assessment after 2 and 4 cycles, eligible patients undergo surgery Tumor shrinkage according to RECIST 40 II
NCT05471674 Nivolumab 3 mg/kg Q2W Borderline resectable tumor Resection after 3 cycles of nivolumab Pathological tumour response rate 20 II
NCT03299946
  • Cabozantinib 40mg QD

  • Nivolumab 240mg Q2W

Locally advanced tumor Combined treatment with nivolumab/cabozantinib for 8 weeks followed by resection Safety 15 I
NCT03916627 Cemiplimab Surgical candidate for tumor resection Treatment prior to and post resection Significant tumor necrosis 88 II
NCT04123379
  • Nivolumab

  • BMS-813160 (CCR2/5-inhibitor)

  • BMS-986253 (anti-IL-8)

Surgical candidate for tumor resection
  • Cohort A: Nivolumab Q4W 2 cycles prior to and 3 cycles after resection

  • Cohort B: additionally BMS-813160 BD during 28 days prior to resection

  • Cohort C: additionally BMS-986253 2400mg as single dose

Significant tumor necrosis 50 II
NCT03867370
  • Lenvatinib

  • Toripalimab

Technically resectable tumor
  • Cohort A: neoadjuvant toripalimab 480mg as a single dose; adjuvant toripalimab 240mg Q3W for 48 weeks

  • Cohort B: additionally lenvatinib 8–12mg QD neoadjuvant and adjuvant

  • Cohort C: additionally lenvatinib 8–12mg QD only neoadjuvant, but not adjuvant

Pathological response rate  40 Ib/II
NCT04850040
  • Camrelizumab 200mg Q2W

  • Apatinib Mesylate 250mg QD

  • Oxaliplatin 85 mg/m2 Q2W

Locally advanced potentially resectable tumors, tumor ruptured, adjacent organ invasion Neoadjuvant combination therapy followed by resection Major pathological response 15 II
NCT04615143
  • Lenvatinib 8–12mg QD

  • Tislelizumab 200mg Q3W

Tumor recurrence after initial curative treatment
  • Cohort A: Tislelizumab 2 cycles neoadjuvant; up to 1 year adjuvant

  • Cohort B: additionally lenvatinib (neoadjuvant for 28 days; adjuvant up to 1 year)

Recurrence -free survival  80 II
NCT05194293
  • Regorafenib QD

  • Durvalumab Q3W

Potentially resectable high risk tumor T1b / T2 / T3a Regorafenib on days 1–21 and durvalumab on day 1. Cycle repeats every 28 days until surgery or for up to 2 years post-inclusion Objective response rate at week 16 27 II
NCT04888546
  • TQB2450 (anti-PD-L1)1200mg Q3W

  • Anlotinib 10mg QD

Tumor with a high risk of recurrence or metastasis Combination treatment prior to resection
  • Pathological complete response rate

  • Overall response rate

20 Ib/II
NCT04224480 Pembrolizumab 200mg Q3W Technically resectable tumor Neoadjuvant cycle 4 weeks prior to resection, adjuvant cycles starting 4 weeks after resection up to 12 months Recurrence rate within 2 years after resection 45 I
NCT05389527
  • Lenvatinib 8–12mg QD

  • Pembrolizumab 200mg Q3W

Technically resectable tumor Resection after 3 neoadjuvant cycles; adjuvant administration for up to 1 year Major pathological response 43 II
NCT04930315
  • Camrelizumab 200mg Q2W

  • Apatinib 250mg QD

Technically resectable tumor BCLC stage B / C or CNLC stage IIa-IIIb Cohort A: neoadjuvant 4 cycles camrelizumab + 3 cycles apatinib; adjuvant 8 cycles camrelizumab
Cohort B: adjuvant 12 cycles camrelizumab
1-year tumor recurrence-free rate 78 II
NCT05185739
  • Lenvatinib 8–12mg QD

  • Pembrolizumab 200mg Q3W

Single tumour any size (if no cirrhosis), tumour ≤ 5cm (if cirrhotic) 6 weeks of neoadjuvant therapy, randomization 1:1:1 to one of 3 groups:
- Pembrolizumab,
- Lenvatinib
- Pembrolizumab/Llenvatinib
followed by12 months treatment with post-operative Pembrolizumab
Major pathological response rate 60 II
NCT04954339
  • Atezolizumab 1200 mg Q3W

  • Bevacizumab 15 mg/kg Q3W

Potentially resectable tumor BCLC stage B/C 2 cycles neoadjuvant, 4 cycles adjuvant Rate of pathological complete response 45 II
NCT04658147
  • Nivolumab 480mg Q4W

  • Relatlimab 480 mg Q4W

Technically resectable tumor Randomization to 12 months of neoadjuvant:
- Nivolumab
- Nivolumab/Rrelatlimab
Number of patients who complete neoadjuvant treatment and proceed to surgery within 4 years 20 I
NCT04721132
  • Atezolizumab

  • Bevazizumab

Resectable tumor 3 cycles neoadjuvant, surgery during week 21 Rate of pathological complete response 30 II