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. 2023 Feb 13;9:7. doi: 10.1038/s41523-023-00508-3

Table 1.

The main results from principal phase 2 and 3 trials in metastatic and early breast cancer.

Trial Study design Setting Number of subjects Drug Primary endpoint Main results Additional information FDA approval
IMpassion13016 Phase 3 randomized controlled

mTNBC

first line

902

Arm A: Nab-Paclitaxel + Atezolizumab

Arm B: Nab-Paclitaxel + placebo

PFS and OS in ITT and PD-L1 + (hierarchical)

PFS: 7.2 vs 5.5mo HR = 0.80 (0.69-0.92)

OS: 21.0 vs 18.7mo HR = 0.87 (0.725-1.02)

PD-L1+: OS 25.4 vs 19.7mo HR = 0.69 (0.54-0.88)

PFS: 7.5 vs 5.3 mo HR = 0.63 (0.50-0.80)

Testing in PD-L1+ population was not planned initially Withdrawn
KEYNOTE-35519,20 Phase 3 randomized controlled

mTNBC

first line

847

Arm A: Nab-Paclitaxel/Paclitaxel/Gemcitabine-Carboplatin + pembrolizumab

Arm B: Nab-Paclitaxel/Paclitaxel/Gemcitabine-Carboplatin + placebo

PFS and OS in PD-L1 CPS score ≥10, ≥1, and ITT (hierarchical)

PFS: 7.5 vs 5.6mo HR = 0.82 (0.69-0.97)

CPS ≥10: PFS: 9.7 vs 5.6mo HR = 0.66 (0.50-0.88)

OS: 23 vs 16.1mo HR = 0.73 (0.55-0.95)

CPS ≥1: PFS: 7.6 vs 5.6mo HR = 0.75 (0.62–0.91)

p value boundary for OS in CPS ≥1 not met, no ITT testing Yes
IMpassion13117 Phase 3 randomized controlled

mTNBC

first line

651

Arm A: Paclitaxel + Atezolizumab

Arm B: Paclitaxel + placebo

PFS in PD-L1+ and ITT (hierarchical)

ITT: PFS: 5.7 vs 5.6mo HR = 0.86 (0.70-1.05)a

OS: 19.2 vs 22.8 mo HR = 1.12 (0.88–1.43)

PD-L1+: PFS: 6.0 vs 5.7mo HR = 0.82 (0.60–1.12)

OS: 22.1 vs 28.3 mo HR = 1.11 (0.76–1.64)

a PFS in ITT population was not formally tested No
SAFIR02-BREAST IMMUNO93 Phase 2

Metastatic HER2-negative

1st Line

199

Arm A: durvalumab

Arm B: chemotherapy

PFS

mPFS: 2.7 vs 4.6mo HR = 1.4 (1.00–1.96), p = 0.047

mOS: 21.7 vs 17.9mo HR = 0.84 (0.54–1.29) p = 0.423

TNBC PD-L1+ (32)

mOS = 27.3 vs 12.1mo HR = 0.37 (0.12–1.13) p = 0.0678

Ten patients had therapeutic break No
KEYNOTE-11913 Phase 3 randomized open-label

mTNBC

>1st Line

1098

Arm A: Pembrolizumab

Arm B: Physician’s chemotherapy choice

OS in ITT and PD-L1+

OS: 9.9 vs 10.8 mo HR = 0.97 (0.82–1.15)

PFS: 2.1 vs 3.3 mo HR = 1.60 (1.33–1.92)

CPS >10: OS: 12.7 vs 11.6mo HR = 0.78 (0.57–1.06)

PFS: 2.1 vs 4.3 mo HR = 1.14 (0.82–1.59)

No
Topacio/KEYNOTE-16230 Phase 2 open-label

mTNBC

<third line

55 Niraparib + Pembrolizumab ORR

ORR in full analysis population: 18% (90% CI 10–29)

RR in gBRCAmut: 47% (90% CI 24–70)

DCR in full analysis 42% (90% CI 31–54) No
PANACEA26 Phase 1b/2 open-label

Metastatic HER2-positive

>first line

52 Trastuzumab + Pembrolizumab OR in PD-L1+

In PD-L1+: OR: 6/40 patients (90% CI 7–29)

PFS: 2.7mo (90% CI 2.6–4.0)

OS: PD-L1+: NR (13.1-NR) vs PD-L1-: 7mo (90% CI 4·9–9·8) No
KATE227 Phase 2 randomized, double-blind

Metastatic HER2-positive

≥first line

202

Arm A: T-DM1 + atezolizumab

Arm B: T-DM1 + placebo

PFS in ITT

PFS: 8.2 vs 6.8

8mo HR = 0.82 (0.55–1.23) p = 0.33

In PD-L1 + :

PFS: 8.5 vs 4.1mo

HR+: HR: 1.08 (0.64–1.82)

HR-: HR: 0.58 (0.31–1.10)

OS: HR = 0.74 (0.42–1.30) No
ENHANCE 194 Phase 2 randomized open-label

Metastatic Luminal

>third line

88

Arm A: Eribulin + Pembrolizumab

Arm B: Eribulin

PFS

PFS: 4.1 vs 4.2mo

HR = 0.80 (0.50–1.26) p = 0.33

Cross-over 14 patients No
MEDIOLAa29 Phase 1b/2 open-label

Metastatic HER2-negative

>first line

34 Olaparib + Durvalumab DCR

DCR at week 12: 80% (90% CI: 64.3–90.9)

DCR at week 28: 50% (90% CI 33.9–66.1)

ORR at week 12

63.3% (95% CI 48.9–80.1)

No
GELATO-trial95 Phase 2

Metastatic HER2-negative

Lobular

<third line

40 Carboplatin + Atezolizumab PFS at 6mo

4/23 patients free of PD at week 24

ORR: 19%

CBR at week 24: 29%

First analysis
KEYNOTE-52234 Phase 3 randomized controlled

Neoadjuvant

Adjuvant

TNBC

1774

Arm A: Carboplatin + Paclitaxel + 4xAC + pembrolizumab

-> pembrolizumab in adjuvant

Arm B: Carboplatin + Paclitaxel + 4xAC + placebo

-> placebo in adjuvant

8y-EFS

pCR: 64.8 vs 51.2% p < 0.001

PD-L1+: pCR 68.9 vs 54.9%

Events: 15.7 vs 23.8% HR = 0.63 (0.48–0.82)

Favorable trend in OS; Long-term FU awaited Yes
GeparNUEVO38 Phase 2 randomized controlled

Neoadjuvant

TNBC

174

Arm A: Durvalumab + nab-paclitaxel -> EC

Arm B: Placebo + nab-paclitaxel -> EC

pCR

pCR: 53.4 vs 44.2%

OR:1.45(0.80–2.63)

3y-iDFS 84.9 vs 76.9% HR = 0.54, (0.27–1.09), stratified

log-rank p = 0.0559

3y-OS: 95.1 vs 83.1%

HR = 0.26 (0.09–0.79) p = 0.0076

in PD-L1+: pCR 58 vs 50.7% p = 0.363

Higher pCR in high TILs and high TMB and WoO

sTILs stratification for iDFS

No
NeoTRIPaPDL137 Phase 3 randomized open-label

Neoadjuvant

TNBC

280

Arm A: Carboplatin + Nab-Paclitaxel + atezolizumab

-> adjuvant AC/EC

Arm B: Carboplatin + Nab-Paclitaxel

-> adjuvant AC/EC

5y-EFS

pCR: 48.6 vs 44.4%

OR: 1.18 (0.74–1.89), p = 0.48

PD-L1+: pCR 51.9 vs 48%

OR: 2.08 (1.64–2.65)

EFS data not mature

TILs unbalanced

No
IMpassion03135 Phase 3 randomized controlled

Neoadjuvant

TNBC

455

Arm A: Nab-paclitaxel + 4xAC+atezolizumab

Arm B: Nab-paclitaxel + 4xAC + placebo

pCR in ITT and PD-L1+

pCR: 57.6 vs 41.1% p = 0.0044

PD-L1+: pCR 68.8 vs 49.3% p = 0.021

EFS data not mature No
GIADA41 Phase 2

Neoadjuvant

Luminal B

43 EC-> Nivolumab+ triptorelin + exemestane pCR pCR: 16.3% (7.4–34.9) Any PD-L1 No
I-SPY 240 Phase 2 randomized open-label

Neoadjuvant

HER2-negative

181

Arm A: weekly paclitaxel followed by AC+ pembrolizumab

Arm B: weekly paclitaxel followed by AC

[other arms in I-SPY-program not mentioned here]

pCR

pCR rates:

HER2-: 44 vs 17%

HR+ and HER2-: 30 vs 13%

TNBC: 60 vs 22%

Pembrolizumab was the first of 10 agents in the I-SPY program to graduate in the HR-positive/ERBB2-negative signature. No

AC anthracycline-cyclophosphamide, CBR clinical benefit rate, CPS combined positive score, DCR disease control rate, EC epirubicin-cyclophosphomide, EFS event-free survival, FU follow-up, HR hazard ratio, HR− hormone-receptor negative, HR+ hormone-receptor-positive, ITT intention-to-treat, OR overall response, ORR objective response rate, OS overall survival, pCR pathological complete response, PD progressive disease, PD-L1 programmed death-ligand 1, PFS progression-free survival, TILs tumor-infiltrating lymphocytes, TMB tumor mutational burden, TNBC triple-negative breast cancer, WoO window-of-opportunity.

aOnly breast cancer cohort.