Skip to main content
. 2023 Feb 18;13(2):363. doi: 10.3390/jpm13020363

Table 1.

Summary of retrieved studies investigating the impact of chemo- and radiotherapy on PD-L1 expression in head and neck squamous cell carcinoma.

Author, Year (Country) N Cases Sites Therapy Scoring System Clone MAIN RESULTS Potential Limitations
Clone E1L3N (6 studies)
Delafoy, 2021 (France) [30] 44 HNSCC NOS Concurrent cisplatin and RT TC and IC scored separately, positive if >1% E1L3N Positivization in TC in the majority of cases where PD-L1 expression changed after therapy, but decrease after radiation No correspondence between Bx and Rx nor separation of data
Doescher, 2020 (Germany) [31] 67 HNSCC excluded sinonasal and RP Concurrent platinum-based CHT and RT TC and IC scored separately with H-score E1L3N No significant changes in the expression of PD-1 on neither tumor nor TIL during therapy No use of established CPS cutoffs as in trials, small sample size, heterogeneity in tumor locations, fixation and storage of tissue blocks and treatments with no stratification
Gomez-Roca, 2020 (France) [32] 26 Oral, OP, L, HP Inhibitor of apoptosis protein Debio 1143 with and without cisplatin TC and IC as % positive cells E1L3N Increased PD-L1 levels in IC with neoadjuvant target therapy with inhibitor of apoptose protein and in combination with cisplatin, but not with cisplatin alone, not in TC Pharmacodynamic and pharmacogenomic study with no use of established CPS cutoffs as in trials
Leduc, 2018 (France) [34] 21 Oral and L Docetaxel, platinum and fluorouracil (TPF) TC and IC scored separately with >5% as positive E1L3N Significant increase of PD-L1 expression in IC and TC after therapy Small sample size
Long, 2021 (China) [37] 24 NP Concurrent IMRT and cisplatin TPS, positive if >1%, CPS E1L3N Different distribution of changes in PD-L1 expression according to score used whether TPS or CPS Not full correspondence of data in tables and text of the article
Ock, 2017 (Korea) [42] 35 OP mainly Docetaxel, platinum and fluorouracil (TPF) regimens or cisplatin-based regimens and concurrent RT TPS > 5% as positive E1L3N Statistically significant up-regulation of PD-L1 in 69% of originally negative cases and upregulation of PD-L1 after radiotherapy Small sample size, and unclear detailing of IHC protocol
Clone SP142 (2 studies)
Chan, 2017 (China) [36] 161 NP IMRT and CHT with cisplatin TC and IC with cutoff 1% SP142 Reduction of PD-L1 expression in 56% cases in IC and in 33% in TC after treatment No separated data for patients receiving radiotherapy alone
So, 2020 (Korea) [43] 42 Oral cavity, L, OP, HP, sinuses RT only TC and IC positive if >10%, automated scoring on WSI digitized slides SP142 Ratio of recurrent (R) vs. initial (I) PD-L1 expression was <1 in 69% cases with TC turning negative in 23% and positive in 9% Small sample size, retrospective design, and different treatment characteristics among patients
Other clones (7 studies, a clone each)
Karabajakian, 2021 (France) [33] 35 Oral, OP, HP, L RT-CHT NOS CPS QR1 Majority of samples positive at CPS1 remained positive (76%), while majority of negative CPS samples at diagnosis became positive at relapse (75%), but change of different entity at different cutoffs CPS1 and CPS20 No special limitations
Naruse, 2020 (Japan) [39] 121 Tongue Platinum-based CHT TC only, positive if >5% Abcam ab156361 No marked difference in expression of PD-L1 in recurrent patients who had surgery alone or CHT plus surgery No use of CPS or approved assay and no reporting of CI or p values for comparisons; only reporting for correlation with clinicopathological variables and prognosis
Ono, 2020 (Japan) [40] 30 L, OP, HP Cisplatin-based RT-CHT TPS and IC density score clone D3 No significant changes in PD-L1 expression after RT-CHT Small sample size
Pflumio, 2021 (France) [35] 100 Oral, OP, L, HP RT-CHT NOS TPS > 1% SP263 Significantly lower percentage of PD-L1+ TC within the irradiated area cohort than the de novo cohort and significantly fewer tumors with PD-L1+ IC in the irradiated area cohort Indirect comparison, as 50 irradiated cancers are compared with 50 de novo cancers and no CPS used
Seki-Soda, 2021 (Japan) [41] 71 Oral cavity Preoperative fluorouracil-based CHT TC 28-8 PD-L1 positivity in TC significantly decreased by CHT irrespective of clinical response No use of established CPS cutoffs as in trials
Shen, 2020 (China) [38] 47 age 64 y) HP Platinum-based CHT and RT TC 66248-1-Ig PD-L1 expression increased after RT Not stated a clear cutoff for positivity, only 10% for low vs. high
Wolf, 2020 (USA) [44] 96 Oral cavity Multi-cytokine preparation with cyclophosphamide IC and H-score, CPS Multiplex fluorescence IHC No significant changes in PD-L1 expression after CHT Small sample size

Bx, biopsy specimen; CHT, chemotherapy; CI, confidence interval; CPS, combined positive score; EMT, epithelia-mesenchymal transition; FU, follow-up; HNSCC, head and neck squamous cell carcinoma; HP, hypopharynx; IC, immune cells; IHC, immunohistochemistry; IMRT, intensity modulated radiation therapy; L, laryngeal; M, male; NOS, not otherwise specified; NP, nasopharyngeal; OP, oropharyngeal; OS, overall survival; PFS, progression-free survival; RP, rhinopharynx; RT-CHT, radio-chemotherapy; Rx, resection specimen; TC, tumor cells; TILs, tumor-infiltrating lymphocytes; TPS, tumor proportion score; WSI, whole-slide imaging; y, years.