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. 2022 Sep 20;38(3):738–754. doi: 10.1007/s11606-022-07768-y

Table 1.

Summary of Included Studies Characteristics (Author, Year, Setting, Study Design, Participants), Results (Medical Problems Concerned with Uncertainty, Definitions of Diagnostic Uncertainty, Linguistic Realisation, Communication Strategies, and Impact of Communication of Diagnostic Uncertainty to Patients) and Quality Appraisal (QATSSD) Score

Author and year Location and study setting Design/method Number (n) of participants (% female (F)) Doctor age (yrs) and experience;
Patient age (yrs)
Medical problems concerned with uncertainty (‘big three’: vascular, infections, and cancers18) Definitions of diagnostic uncertainty/expressions of uncertainty Communication strategy and linguistic realisation for diagnostic uncertainty Impact of communication of diagnostic uncertainty on patient reaction and patient experience of care QATSSD Score (%)
Quantitative studies
Bhise 201836 USA: convenience sample of parents living in a large US city Quantitative: experimental vignette-based study design with surveys Patients (parents) n=71 (89% F)

Patient (parent) mean age per intervention group

1. 36.3 yrs

2. 38.8 yrs

3. 41.4 yrs

• Abdominal pain (lasting 3 weeks) Not given

Strategy:

• Explicit disclosure

• Implicit disclosure

• Reasoning (differential diagnosis)

Realisation:

- Negated declarative

(e.g. ‘not sure’)

- modal verb (e.g. ‘could be caused by’)

- Modal adverb/adjective (e.g. ‘most likely’)

- Declarative (e.g. ‘could be caused by Disease A vs. Disease B or Disease C’)

Experience of care:

• Explicit expression associated with less patient trust, adherence, and perceived doctor competence than implicit.

• Reasoning favourable strategies (differentials) resulted in better patient experience of care.

73.8
Gerrity 199023 USA: doctors stratified by specialty (e.g. family medicine and internal medicine): half were licensed in North Carolina and half in Oregon. Quantitative: questionnaire to doctors Doctor n = 428 (12% F)

Doctor mean age: 46 ± 13 yrs

Doctor mean experience: 20 ±14 yrs

No mention Not given

Strategy:

• Omission

• Explicit disclosure

Realisation:

- Negated declarative

(e.g. ‘I don’t know’)

Not mentioned 88.1
Gerrity 199237 USA: Doctors stratified by specialty (e.g. family medicine and internal medicine): half were licensed in North Carolina and half in Oregon. Quantitative: questionnaire to doctors Doctor n = 428 (12% F)

Doctor mean age: 46 ± 13 yrs

Doctor mean experience: 20 ±14 yrs

• Abdominal pain

• Sore throat

Chest pain (vascular)

Not given

Strategy:

• Omission

• Explicit disclosure

Realisation:

Not available

Patient reaction:

Doctors withholding uncertainty because of potential to dissatisfy or confuse patient.

76.2
Ogden 200238 UK: Six general practices in the south-east of England Quantitative: cross-sectional design, matched questionnaire

GPs n = 66 (42% F)

Patients n = 550 (69% F)

GPs mean age: 44.86 ± 9.03 yrs

Patient mean age: 48.09 ± 17.32 yrs

• No mention

Expression of uncertainty:

‘Expression of uncertainty […] were conceptualised as either behavioural expression (e.g. using a book or a computer or referring to hospital) or verbal expressions (e.g. “I don’t know” and “I’m not sure about this”)’ p. 172

Strategy:

• Explicit disclosure

• Implicit disclosure

• PCC (reassurance)

• Reasoning (information seeking)

Realisations:

- Negated declarative (e.g. ‘I don’t know’, ‘I’m not sure about this’)

- Declarative (e.g. ‘I need to find out more’, ‘let’s see what happens’)

- Modal verbs (e.g. ‘this might be..’)

- Introductory phrase (e.g. ‘I think’)

Experience of care:

• Explicit disclosure was associated with less patient confidence.

• Patients rated verbal explicit statements worse than doctors.

• Older patients with more experience with doctor tolerated uncertainty better.

• Information seeking and implicit forms of expression of uncertainty seen as benign and even positive.

76.2
Olsen 201839 US: The University of Minnesota Paediatric Residency Program (commonly encountered clinical situations in general paediatrics) Quantitative: Two-phase simulation-based educational intervention

Doctors (residents) n=23

Patients (simulated) n=4 (50% F)

Doctor experience: 2 yrs

(Simulated) Patient age range: 0–6 yrs

• Hypotonia

• Features consistent with Trisomy 21

Ongoing fever (infection)

Viral infection (infection)

• Lymphadenopathy

Malignancy, leukaemia (cancer)

• Elevated inflammatory markers

• Fatigue

• Pancytopenia

• Abnormal movements and ‘spells’

Diagnostic uncertainty:

‘The subjective and often appropriate perception that a clear and accurate explanation of a patient’s health problem is not able to be determined at this point in time.’ p.244 (modified from12)

Strategy:

• Explicit disclosure

• PCC (reassurance)

• PCC (empathy)

• Reasoning (diagnostic process)

• Reasoning (eliminate/candidate diagnosis)

Realisation:

Not available

Not mentioned 83.3
Storten-beker 201940 NLD: GP clinic Quantitative: analysis of video-recorded consultations, pre-post consult questionnaire for patients. Regression modelling

Doctors n=18 (N/A)

Patients n =82 (60% F)

Doctor (GP) age not given

Patient mean age: 52.6 (range 18–86)

• Chest pain due to acid reflux (Medically explained symptom)

Vague chest pain (MUS) (vascular)

Expression of uncertainty:

‘Frequent expressions of implicit uncertainty such as uncertain verbs (e.g. “could”, “I think”), lexical items (e.g. “probably”, “maybe”) and pragmatic particles (e.g. “sort of”)’ p. 2350

Strategy:

• Implicit disclosure

Realisation:

- Modal verb (e.g. ‘could’)

- Modal adverb/adjective (e.g. ‘maybe’, ‘probably’)

- Adverb/adjective (e.g. ‘sort of’)

- Introductory phrase (e.g. ‘I think’)

Patient reaction:

• No relationship between implicit uncertainty and patient anxiety.

57.1
Mixed methods studies
Cousin 201341

SWI: Study 1. Vignette: analogue patients, ‘Doctor’ not specified

Study 2: Interactions: GPs from the French-speaking part of Switzerland

Mixed: vignette-survey of patients and videotaped actual doctor-patient interactions and patients satisfaction survey

Vignette: patients n=120 (50% F)

Interaction: doctors (GPs) n=36 (44% F)

Patients n = 69 (47% F)

Vignette: patient mean age: 36.02 ± 12.51 yrs

Interaction: doctor (GPs) mean age: 47.18 ± 9.55 yrs

Patient mean age: 50.72 ± 18.19 yrs

• Back pain

• Regular check-ups

• Hypertension

Expressions of uncertainty:

‘Direct and indirect verbal expressions of uncertainty. Examples of direct expressions include “I don’t know” and “I have difficulty in answering this question”. Examples of indirect expressions include, for instance, certain adverbs (e.g. “probably”, “maybe”), probability statements

(“There’s a good chance that…”), modal verbs (e.g. “might”, “may”, “should”) and conditional sentences

(“If you feel better in a week…”)’ p. 927

Strategy:

• Explicit disclosure

• Implicit disclosure

Realisation:

- Negated declarative (e.g. ‘I cannot tell you’)

- Modal adverb/adjective (e.g. ‘maybe’, ‘probably’)

- Modal verb (e.g. ‘might’, ‘should’)

- Conditional (e.g. ‘if you feel better in a week’)

- Probability statement (e.g. ‘there’s a good chance that’)

Experience of care:

Less patient satisfaction associated when female doctor communicated diagnostic uncertainty (no impact with male doctor). This effect only seen with male patients.

77.1
Epstein 200742 USA: family doctors and general internists in Greater Rochester area Mixed: patient survey and audio recording of doctors interacting with a simulated patient

Doctors n=100 (23% F)

Patients (survey) n=4746 (62% F)

Survey: patient mean age: 45 yrs (range 18–65)

Simulated patients: presented as 48-year-old

Chest pain (GERD role or medically unexplained symptoms (MUS) vascular, ?cancer)

• Fatigue (MUS)

• Dizziness (MUS)

• Emotional distress (MUS)

Not given

Strategy:

• Explicit disclosure

• PCC (empathy)

Realisation:

- Negated declarative (e.g. ‘I don’t know’)

Experience of care:

Explicit expression of uncertainty not associated with lower rating of doctor satisfaction/trust/autonomy/support/knowledge.

85.4
Gordon 200025 USA: university-affiliated general medicine clinic. General Medicine Clinic of the Portland, Oregon Veterans Affairs (VA) Medical Centre Mixed: surveys of clinician response to uncertainty, patient behaviours and satisfaction with use of expression of uncertainty in consultations

Doctor n=43 (35% F)

Patients n=43 (0% F)

Doctor age: not available

Patient mean age: 62 yrs (range: 26–78)

Doctor experience: 2 yrs (n=14), 3 yrs (n=14), staff doctors (n=15)

• Chronic illness requiring medication

Expressions of uncertainty:

‘[…] defined as a direct and unambiguous statement of uncertainty (for example, “I don’t know” or “It’s not clear”).’ p. 61

Strategy:

• Explicit disclosure

• PCC (empathy)

• PCC (information giving)

Reasoning (eliminate/candidate diagnosis)

Realisation:

- Negated declarative

(e.g. ‘it’s not clear’)

- Approximator (e.g. ‘pretty much normal’)

- Introductory phrase (e.g. ‘my guess is’)

- Adverb/adjective (e.g. ‘reportedly’)

- Probability statement (e.g. ‘there’s a good chance that’)

Experience of care:

Doctor explicit expressions of uncertainty were associated with greater patient satisfaction only when using positive talk, partnership building, and information giving. These patients wanted more information, and got more as a result.

58.3
Qualitative studies
Arborelius 199143 SWE: four health care centres Qualitative: comments on videotaped consultations

Doctors n=9 (44% F)

Patients n=14 (36% F)

Doctor mean age: 40 (range 35–50)

Patient age: 20–97 yrs

Doctor mean experience: 13 yrs (range 9–27)

• Weight loss

• Loss of appetite

• Pectoral and shoulder pains

• Palpitation of the heart

• Muscular rupture

• Rheumatism

• Hard life situation

• Cold

UTI (infection)

• Rectal pain

Not given

Strategy:

• Omission

Realisation:

Not available

Not mentioned 33.3
Clarke 201444 UK: tertiary referral centre and GP clinics in Southern England Qualitative: thematic analysis of qualitative semi-structured interviews

Doctors n=9 (N/A)

Patients (parents) n=21 (86% F)

Not available  • New diagnosis of acute leukaemia (cancer)  Not given

Strategy:

• Reassurance (safety netting)

• Patient-centred communication (PCC, empathy)

• Reasoning (eliminate/candidate diagnosis)

Realisation:

Not available

 Not mentioned  83.3
Heath 199245 UK: general practice consultants gathered in various settings throughout the British Isles.

Qualitative:

(No further methods stated)

Not given Not given

• Ulcer

• Anxiety

• (Wear and tear) arthritis

Conjunctivitis (infection)

Not given

Strategy:

• Explicit disclosure

• Implicit disclosure

• Embodied action

• Reasoning (eliminate/candidate diagnosis)

Realisation:

- Negated declarative (e.g. ‘I wouldn’t know’)

- Introductory phrase (e.g. ‘I think’)

- Adverb/adjective (e.g. ‘not a totally typical’)

- Interrogative (e.g. ‘if I was to say to you …?’)

- Conditional (e.g. ‘I’m wondering if you’ve got…’)

- Intentional vagueness (e.g. ‘you know’)

- Hesitation

Patient reaction:

• Patient does not respond, when doctor provides candidate diagnosis.

• Patient responds with own opinion and lay perspective without challenging doctor when doctor presents diagnosis as tentative question.

• Patient supports doctor’s diagnosis citing other sources (e.g. spouse).

19.1
Heritage 201946 USA: Western and Southern US clinical practices (2003–2005) Qualitative: conversation analysis of video-recorded interactions + coding (grounded theory)

Doctor n=71 (N/A)

Patients n= 212 (N/A)

Not given

• Upper respiratory symptoms

• Musculoskeletal conditions

Expression of uncertainty:

‘[D]iagnoses delivered using epistemic modality, evidentialization, and epidemiologic generalization. […], mitigated diagnoses are just that: named medical conditions presented with some element of epistemic distancing.’ p. 267

Strategy:

• Explicit disclosure

• Implicit disclosure

• Reasoning (eliminate/candidate diagnosis)

Realisation:

- Negated declarative (e.g. ‘I hope you don’t have…’)

- Generalising declarative (e.g. ‘the most common reason for the lining to be irritated is…’)

- Modal verb (e.g. ‘could’, ‘might’)

- Perception verb (e.g. ‘looks like’, ‘it feels like’)

- Modal adverb/adjective (e.g. ‘likely’, ‘maybe’, ‘probably’)

- Impersonal pronouns (e.g. ‘it feels like’)

- Introductory phrase (e.g. ‘what I think you have is..’)

- Intentional vagueness (e.g. ‘you know’)

- Gaze

Patient reaction:

• Patient verbal responses are more extensive when mitigation present in diagnostic statements.

• No direct gaze reduces patient likelihood to respond verbally.

42.9
Maynard 200347 USA: internal medicine clinic in hospital Qualitative: case study ‘single case analysis’, conversation analytic research

Doctor n=1 (0% F)

Patient n=1 (100% F)

Not given • Mammograph result of lump (cancer) Not given

Strategy:

• Explicit disclosure

• Implicit disclosure

• Embodied action

• PCC (interpersonal)

• PCC (information giving)

• Reasoning (diagnostic process)

Realisation:

- Negated declarative (e.g. ‘that’s not a hundred percent’, ‘[but we] can’t even tell: if yer having [X] or not’)

- Modal verb (e.g. ‘this could be…’)

- Perception verb (e.g. ‘it appears to be…’)

- Impersonal pronouns (e.g. ‘it’s kind of like’)

- Introductory phrase (e.g. ‘according to the ...’, ‘they see something that …’)

- Intentional vagueness (e.g. ‘it’s kind of like…’)

- Hesitation

Patient reaction:

• Patient attempts to align understanding in response to intentional vagueness.

• In response to hedging, patient is misaligned with doctor focus.

• Humour with explicit disclosure allowed patient to accept uncertainty.

26.2
Maynard 200648 USA: Midwest university hospital primary care centre and Eastern US state primary care clinic

Qualitative: conversation-analytic investigations

Video, case studies (1 good news, 1 bad news, 2 snippets)

Doctors n=3 (N/A)

Patients n=3 (75% F)

Patient age range: 37–50 (patients 1 and 2)

Patients 3 and 4 age not given

Severe chest pain (vascular)

• Leg pain

Armpit lump (cancer)

• (Patient 2 has a definite cancer diagnosis)

Diagnostic uncertainty:

‘persistent medical complaints may go unexplained when a serious diagnostic possibility is excluded. This raises the specter of indeterminacy and uncertainty in clinical medicine. […clinicians] can be faced with symptoms of indeterminate origins and consequently must deal with uncertainty about a larger medical picture of the patient surrounding one particular episode of diagnostic news […]’ pp. 250, 276

Strategy:

• PCC (reassurance)

• Reasoning (eliminate/candidate diagnosis)

Realisation:

Not available

Patient reaction:

• In response to serious diagnosis elimination patient tried to justify their visits because of ongoing symptoms.

23.8
Meyer 201952 USA: paediatric clinicians at two large academic medical institutions in Texas Qualitative: semi-structured, face-to-face interviews Doctors n=18 (65% F)

Not specified

Doctor experience: 0–16 yrs

• Cough

• Fever (?infection)

• Headache

• Vomiting

• Abdominal pain

Diagnostic uncertainty:

‘Subjective perception of an inability to provide an accurate explanation of the patient’s health problem’ p. G108 (adopted from12)

Strategy:

• Omission

• Explicit disclosure

• Implicit disclosure

• PCC (reassurance)

• PCC (empathy)

• PCC (managing expectations)

• PCC (information giving)

• Reasoning (diagnostic process)

• Reasoning (eliminate/candidate diagnosis)

• Reasoning (information seeking)

Realisations:

- Negated declarative (e.g. ‘we don’t know what’s going on’)

Patient reaction:

• Patients with lower education levels were less engaged with less request for details. Patients with higher education levels were more engagement but had more discomfort with uncertainty.

• Patients from some cultural backgrounds [unspecified] regarded uncertain doctors less positively.

• Fear, frustration, grief, anxiety in response to uncertainty. Empathy (listening) and planning was used to deal with these emotions.

Experience of care:

• Explicit honest expression of uncertainty led to more trust in doctor.

78.6
Paton 201749 UK: GP clinic Qualitative: case study Patient n = 1 (0% F) 3-year-old boy

• Wheeze and respiratory symptoms

Chest infection (infection)

Not given

Strategy:

• PCC (reassurance)

• PCC (empathy)

• PCC (information giving)

• Reasoning (diagnostic process)

Realisation:

Not available

Patient reaction:

• Empathy, explaining the diagnostic process and tailored information giving were strategies used in response to patient parents’ frustration at uncertainty. Parents felt reassured.

23.8
Peräkylä 199850 FIN: four Finnish primary care health centres Qualitative: conversation analysis of video-recorded interactions

Doctors n=14 (N/A)

Patients n > 100 (N/A)

Not given

Joint infection

Bacterial infection

• Cartilage injury

Not given

Strategy:

• Explicit disclosure

• Implicit disclosure

• Embodied action

• PCC (reassurance)

• PCC (information giving)

• Reasoning (diagnostic process)

Realisation:

- Negated declarative (e.g. ‘but no bacterial infection seems to be there’)

- Perception verb (e.g. ‘here appears to be…’, ‘seems to be …’)

- Intentional vagueness (e.g. ‘things like that’)

- Impersonal pronouns (e.g. ‘it really behaves so much as if..’)

- Hesitation

Not mentioned 42.9
Peräkylä 200651 FIN: four Finnish primary care health centres Qualitative: conversation analysis of video-recorded interactions

Doctors n=14 (N/A)

Patients n > 100 (N/A)

Not given

Joint infection

Bacterial infection

Not given

Strategy:

• Implicit disclosure

• PCC (information giving)

• Reasoning (diagnostic process)

• Reasoning (eliminate/candidate diagnosis)

Realisation:

- Declarative (e.g. ‘It’s probably a bit the…’)

- Modal adverb/adjective (e.g. ‘probably’)

- Perception verb (e.g. ‘the [X] feels …’, ‘seems to be …’)

- Introductory phrase (e.g. ‘As tapping on the vertebrae didn’t cause any pain […] it suggests a …’)

- Intentional vagueness (e.g. ‘a bit of …’)

- Impersonal pronouns (e.g. ‘it suggests a …’)

Patient reaction:

• Communication of uncertainty led to longer patient verbal responses (weak association).

• Plain assertions led to passive reaction of patient in one case.

• Explaining evidence as a way to manage diagnostic uncertainty when discrepancy exist between patient and doctor.

38.1

Abbreviations: SWE, Sweden; GERD, gastroesophageal reflux disease; GP, general practitioner; MUS, medically unexplained symptom(s); US, United States; UK, United Kingdom; PCC, patient-centred care; SWI, Switzerland; FIN, Finland, NLD, Netherlands