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. 2022 Aug 8;192(3):483–496. doi: 10.1093/aje/kwac146

Table 2.

Definitions of Measures of Race and Ethnicity in Epidemiologic Research

Measure Definition
Measures of racea
 Identity Subjective self-identification assessed through an open-ended question (i.e., free response)
 Self-classification Self-identification assessed through a closed-ended question
 Observed Race identified by a third party (e.g., interviewer) based on appearance alone or through interaction
 Phenotype Skin tone or other physical characteristics (e.g., hair texture, bone structure) assessed alone or in combination
 Reflected The race you believe others assume you to be; respondent’s understanding of how they are view by others
 Ancestry As informed by familial history, genetic testing, or blood quantum
 Unclear/not statedb Insufficient information or no information on how race was measured
 Identity versus self-classificationb Race was self-identified, but unclear whether the question was open- or closed-ended
Measures of ethnicityc
 Identity Subjective self-identification assessed through an open-ended question (i.e., free response)
 Self-classification Self-identification assessed through a closed-ended question
 Country of origin The country from which a person originally comes or “nationality”
 Observed Ethnicity identified by a third party (e.g., interviewer) based on appearance alone or through interaction
 Reflected The ethnicity you believe others assume you to be; respondent’s understanding of how they are view by others
 Ancestry As informed by familial history
 Unclear/not statedb Insufficient information or no information on how ethnicity was measured
 Identity versus self-classificationb Ethnicity was self-identified, but unclear whether the question was open- or closed-ended

a Unless otherwise noted, measures originated from Roth (68).

b These measures were created by the authors for data collection purposes.

c Ethnicity measures were adapted from Roth (68); other measures of ethnicity may exist.