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. Author manuscript; available in PMC: 2014 Feb 1.
Published in final edited form as: Ann Am Thorac Soc. 2013 Feb;10(1):10–17. doi: 10.1513/AnnalsATS.201206-034OC

Utilization of Non-Invasive Ventilation in Patients with Acute Respiratory Failure 2000-2009: A Population-Based Study

Allan J Walkey 1, Renda Soylemez Wiener 2
PMCID: PMC3780971  NIHMSID: NIHMS503971  PMID: 23509327

Abstract

Rationale

Although evidence supporting use of non-invasive ventilation (NIV) during acute exacerbations of chronic obstructive pulmonary disease (COPD) is strong, evidence varies widely for other causes of acute respiratory failure.

Objectives

To compare utilization trends and outcomes associated with NIV in patients with and without COPD.

Methods

We identified 11,659,668 cases of acute respiratory failure from the Nationwide Inpatient Sample during years 2000-2009 and compared NIV utilization trends and failure rates for cases with or without a diagnosis of COPD.

Results and Measurements

The proportion of patients with COPD who received NIV increased from 3.5% in 2000 to 12.3% in 2009 (250% increase) and the proportion of patients without COPD who received NIV increased from 1.2% in 2000 compared with 6.0% in 2009 (400% increase). The rate of increase in the use of NIV was significantly greater for patients without COPD (18.1% annual change) as compared to patients with COPD (14.3% annual change), p=0.02. Patients without COPD were more likely to have failure of NIV requiring endotracheal intubation [adjusted odds ratio: 1.19 (95% CI 1.15-1.22, p<0.0001)]. Patients in whom NIV failed had higher hospital mortality than patients receiving mechanical ventilation without a preceding trial of NIV [adjusted odds ratio: 1.14 (95% CI 1.11-1.17), p<0.0001.

Conclusion

Utilization of NIV during acute respiratory failure has increased at a similar rate for all diagnoses, regardless of supporting evidence. However, NIV is more likely to fail in patients without COPD and NIV failure is associated with increased mortality.

Keywords: respiratory insufficiency, non-Invasive Ventilation, Positive-Pressure, Research, health services, outcome study

Introduction

Physicians report wide use of non-invasive ventilation (NIV) for a variety of clinical indications.(1-4) NIV may be particularly attractive to clinicians as it potentially offers an “easier,” less invasive form of respiratory support for patients with acute respiratory failure than traditional mechanical ventilation implemented through an endotracheal tube (MV). However, the ease of use of NIV may not translate into improved clinical outcomes. Indeed, the strength of evidence supporting use of NIV for acute respiratory failure varies according to the etiology of respiratory failure. Randomized trials consistently support improvements in mortality and reduction in endotracheal intubation rates with use of NIV during acute exacerbations of chronic obstructive pulmonary disease (COPD).(5) Findings supporting NIV for acute cardiogenic pulmonary edema are mixed,(6) though the weight of evidence favors a reduction in mortality and endotracheal intubation.(7) Little evidence supports the use of NIV for other causes of acute respiratory failure such as asthma(8) or pneumonia.(9, 10).

Clinical practice guidelines recommend use of NIV in patients with acute exacerbations of COPD and cardiogenic pulmonary edema, but generally do not recommend NIV for other causes of acute respiratory failure.(11-14) In accordance with clinical practice guidelines, utilization of NIV for acute exacerbations of COPD increased 4-fold from 1998-2008 in the United States, with concomitant decreased endotracheal intubation and hospital mortality.(15) Utilization patterns and outcomes associated with NIV use for other causes of acute respiratory failure outside of clinical trials remain unclear.

Given the enthusiasm reported by physicians for NIV in a variety of clinical presentations, (1-4) we hypothesized that, despite little supporting evidence, utilization of NIV in non-COPD causes of acute respiratory failure has increased at a similar rate to the use of NIV in COPD. Thus, we compared utilization trends and patient outcomes associated with NIV over the last decade in a nationwide, population-based sample of patients with acute respiratory failure associated with COPD and non-COPD diagnoses. Some of the results of this study have been previously reported in the form of an abstract.(16).

Methods

Data Source

We examined hospitalizations for adults (age ≥18 years) using year 2000-2009 discharge data from the Nationwide Inpatient Sample (NIS), Healthcare Cost and Utilization Project, Agency for Healthcare Research and Quality.(17) The NIS is an approximate 20% stratified probability sample of all non-Federal acute care hospitals and contains de-identified information from approximately 5-8 million hospital discharges yearly. NIS sampling strata are based on hospital characteristics such as ownership/control, teaching status, urban/rural location, US region and bed size. The 2000 NIS contained data from 994 hospitals in 28 states and the 2009 NIS included data from 1050 hospitals in 44 states. Abstracted NIS elements include demographics, admission and discharge status, length of stay, International Classification of Diseases, Ninth Revision, Clinical Modification (ICD-9-CM) diagnosis and procedure codes, and hospital characteristics (geographic region, bed size, teaching status, urban/rural location). Although 25 ICD-9-CM codes were available in 2009, in order to avoid potential bias from an increased number of available diagnoses in 2009, only the first 15 diagnoses were abstracted for all years. Study procedures were deemed exempt by the Boston University Medical Campus Institutional Review Board.

Diagnosis and procedure classification

We selected our analysis cohort from hospitalizations with an ICD-9-CM code representing acute respiratory failure (518.81, 518.82, 518.84, 786.09, 799.1).(15) Patients with COPD were identified via ICD-9-CM codes for chronic bronchitis and emphysema (490-492, 495, 496). (15) We also performed a sensitivity analysis using an alternative definition of COPD that included the above codes as well as ICD-9-CM 493.22 (acute exacerbation of chronic obstructive asthma).(18) Patients without a COPD-associated ICD-9-CM code were classified as ‘non-COPD’ patients. As an exploratory analysis, we sub-classified non-COPD patients via a mutually exclusive algorithm according to the presence of a diagnosis of heart failure or cardiogenic pulmonary edema, asthma, pneumonia, sepsis, acute neurological disease, or other/unspecified etiology associated with acute respiratory failure (Table E1, online data supplement). In our algorithm, patients were assigned a diagnosis of COPD if any COPD diagnosis code was present; if no COPD code was found, then diagnosis codes were searched for a heart failure diagnosis, if no heart failure diagnosis was present, then an asthma diagnosis was searched, etc. Our algorithm was conservative in that patients were first assessed for diagnoses with a higher level of evidence for NIV prior to moving on to an alternative diagnosis with a lower level of NIV evidence. We selected comorbid conditions through enhanced Charlson and Elixhauser ICD-9-CM codes(19) for myocardial infarction, obesity, hypertension, diabetes mellitus, dementia, human immunodeficiency virus infection, paralysis, chronic liver disease, chronic kidney disease, neutropenia, and metastatic or hematologic malignancy. Acute factors were assessed through ICD-9-CM codes for type of acute organ dysfunction diagnoses,(20, 21) electrolyte abnormalities, critical care procedures (arterial catheterization, central venous catheterization, dialysis), and hospital strata characteristics (Table E1). Patients receiving NIV were identified with ICD-9-CM procedure code 93.90, and mechanical ventilation (MV) via endotracheal route was identified with a procedure code for mechanical ventilation (96.7) or endotracheal intubation (96.04).(15) Prior studies have shown that ICD-9-CM codes for MV (kappa 0.9)(22) and NIV (sensitivity 78%, specificity 100%)(23) are reliable. In patients with both NIV and MV procedure codes, patients were defined as having “NIV failure” if the NIV procedure day preceded or matched the procedure day of MV. In the NIS, procedures codes are identified by the hospital day on which they were performed, whereas diagnosis codes lack temporal markers.

Statistical analyses

We derived population estimates from the NIS using hospital weights with SAS version 9.1.3 (Cary, NC) surveyfreq, surveymeans and surveylogistic procedures. We used the glimmix procedure to calculate yearly age-adjusted rates of NIV use in patients with COPD and patients without COPD. We then used Joinpoint version 3.5.2 (Statistical Research and Applications Branch, National Cancer Institute, Bethesda, Maryland) to calculate the relative annual percent change (APC) in ventilator utilization and to test for differences in NIV utilization trends between COPD- and non-COPD- associated acute respiratory failure hospitalizations. Our primary outcome measure was the relative change in NIV utilization. Because of the evidence in support of NIV for cardiogenic pulmonary edema, we performed a sensitivity analysis comparing NIV utilization trends in patients with COPD or cardiogenic pulmonary edema to those without one of these diagnoses. We used logistic regression models (adjusted for patient demographics, comorbid conditions, acute organ failures, procedures, hospital characteristics, and year) to calculate odds ratios (OR) for NIV failure based upon COPD status. We used similar multivariable-adjusted logistic regression models (including above covariates, as well as the potential etiology of acute respiratory failure) to assess the association between NIV failure and hospital mortality. Because patients with sleep apnea may receive NIV for an indication other than acute respiratory failure, we performed an additional sensitivity analysis excluding patients with a sleep apnea diagnosis (ICD-9-CM 372.2 or 780.57). A two-sided alpha level of 0.05 was selected for statistical significance.

Results

Trends in acute respiratory failure

Of about 78 million (346 million population-weighted) discharges included in the NIS during years 2000-2009, we identified 2,380,632 [(3%); 11,659,668 million population-weighted] hospitalizations with an acute respiratory failure claim. Characteristics of patients with acute respiratory failure claims in years 2000 and 2009 are shown in Table 1. COPD was present in 900,750 [(37%); 4.4 million population-weighted] cases with an acute respiratory failure code (Figure E1, online data supplement). From years 2000-2009 the incidence of acute respiratory failure-coded hospitalizations/increased from 165 to 257/100,000 US residents (56% increase) for patients with COPD and increased from 238 to 463/100,000 (95% increase) in patients without COPD. (Figure E2, online data supplement).

Table 1. Characteristics of patients with acute respiratory failure by year.

Weighted N (%) unless otherwise specified 2000 Unweighted n=172,629 Weighted n=841,817 2009 Unweighted n=331,573 Weighted n=1,673,631
Age, years, mean (95% CI) 67.2 (67.2-67.4) 66.1 (66.0-66.1)
Sex, female 443,664 (52.7) 862,026 (51.5)
Race/ethnicity
 White 501,047 (59.5) 1,029,353 (61.5)
 Black 83,558 (9.9) 178,961 (10.7)
 Hispanic 44,103 (5.2) 108,623 (6.5)
 Asian or Pacific Islander 11,103 (1.3) 30,284 (1.8)
 Native American 1350 (0.2) 8179 (0.5)
 Other or missing 200,656 (23.8) 318,232 (19.0)
Comorbidities
 Total number of comorbidities, mean, (95% CI) 0.94 (0.93-0.94) 1.38 (1.37-1.38)
 Hypertension 293,339 (34.8) 853,575 (51.0)
 Diabetes mellitus 176,759 (21.0) 451,823 (27.0)
 Chronic kidney disease 81,609 (9.7) 330,300 (19.7)
 Dementia 48,630 (5.8) 131,816 (7.9)
 Metastatic or hematologic malignancy 58,182 (6.9) 121,099 (7.2)
 Chronic liver disease 19,490 (2.3) 50,907 (3.0)
 Obesity 40,786 (4.8) 155,666 (9.3)
 Myocardial infarction 29,470 (3.5) 68,455 (4.1)
 Paralysis/plegia 18,672 (2.2) 53,832 (3.2)
 Neutropenia 14,668 (1.7) 75,641 (4.5)
 Human immunodeficiency virus 8281 (1.0) 12,958 (0.77)
Acute non-respiratory organ failures
 Total # of acute organ failures, mean (95% CI) 0.38 (0.38-0.38) 0.72 (0.72-0.72)
 Renal failure 98,412 (11.7) 462,110 (27.6)
 Circulatory failure 92,283 (11.0) 323,539 (19.3)
 Hematologic failure 48,796 (5.8) 126,588 (7.6)
 Metabolic failure (acidosis) 66,598 (7.9) 235,601 (14.0)
 Hepatic failure 12,471 (1.5) 57,306 (3.4)
 Electrolyte abnormality 279,547 (33.2) 745,286 (44.5)
Procedures
 Dialysis 38,667 (4.6) 114,711 (6.9)
 Peripheral arterial catheter 33,106 (3.9) 85,063 (5.1)
 Central venous catheter 139,065 (16.5) 446,933 (26.7)
Acute respiratory failure-associated diagnosis
 COPD 344,707 (40.9) 597,022 (35.7)
 Cardiogenic pulmonary edema 155,396 (18.5) 293,862 (17.6)
 Asthma 12,067 (1.4) 54,877 (3.3)
 Pneumonia 121,682 (14.5) 314,339 (18.8)
 Sepsis 24,763 (2.9) 79,744 (4.8)
 Neurological condition 35,463 (4.3) 91,995 (5.5)
 Other/unknown 146,777 (17.4) 241,634 (14.4)
US Geographic Region
 Northeast 169,616 (20.1) 277,172 (16.6)
 Midwest 174,886 (20.8) 394,585 (23.6)
 South 354,270 (42.1) 704,122 (42.1)
 West 143,082 (17.0) 297,758 (17.8)
Hospital Bed size
 Small 89,164 (10.6) 189,115 (11.5)
 Medium 239,147 (28.5) 383,392 (23.3)
 Large 512,071 (60.9) 1,070,949 (64.2)
Hospital Location - Urban 716,130 (85.2) 1,452,340 (88.4)
Teaching Hospital 325,444 (38.7) 704,711 (42.9)
Payer
 Medicare 540,255 (64.4) 1053827 (63.1)
 Medicaid 76,487 (9.1) 173,509 (10.4)
 Private Insurance 176,422 (21.0) 324,163 (19.4)
 Self-pay 27,118 (3.2) 71,970 (4.3)
 Other 18,262 (2.2) 46,858 (2.8)

Trends in NIV and MV

Population-based utilization of NIV during a hospitalization with an acute respiratory failure claim increased in patients with COPD from 8.6 to 39/100,000 US residents (360% increase) and NIV utilization in patients without COPD increased from 6 to 39 patients/100,000 US residents during years 2000-2009 (560% increase); use of MV increased by 73% for patients without COPD but remained relatively stable among patients with COPD (7% increase), (Figure 1).

Figure 1.

Figure 1

Population incidence of mechanical ventilation and non-invasive ventilation utilization among patients with an acute respiratory failure diagnosis in the United States, 2000-2009.

Among patients with acute respiratory failure codes, practice patterns involving the choice of initial ventilator interface changed similarly for patients with COPD (Figure 2A) and patients without COPD (Figure 2B) from 2000-2009. The proportion of patients with a COPD diagnosis who received NIV increased from 3.5% in 2000 to 12.3% in 2009 (250% increase) whereas 1.2% of patients without COPD received NIV in 2000 compared with 6.0% in 2009 (400% increase). These results represent a 14.3% APC (95% CI 12.1, 16.8%) in NIV among patients with COPD and a 18.1% APC (95% CI 15.9, 20.7%) among patients without COPD, p=0.02 (Figure E3, online data supplement). Results did not change substantially in a sensitivity analysis using an alternative definition of COPD (COPD: 260% increase in NIV, No COPD: 360% increase in NIV) or in a sensitivity analysis where patients with COPD or cardiogenic pulmonary edema (300% increase in NIV) were compared to patients without COPD or cardiogenic pulmonary edema (340% increase in NIV). The proportion of patients with COPD (Figure 2A) and without COPD (Figure 2B) who received MV showed a relative decline from 2000-2009 [COPD: −4.1% APC (95% CI −2.4, −5.8%); No COPD: −1.4% APC (95% CI −0.8, −2.0%)].

Figure 2.

Figure 2

Figure 2

2A: United States trends in ventilator practice patterns during acute respiratory failure hospitalizations among patients with chronic obstructive pulmonary disease, 2000-2009.

2B: United States trends in ventilator practice patterns during acute respiratory failure hospitalizations among patients without a diagnosis of chronic obstructive pulmonary disease, 2000-2009.

The proportion of patients who received neither MV nor NIV increased among patients with COPD [1.3% APC (0.3, 2.4)] but did not significantly change among patients without COPD [0.4% APC (−0.1, 1.0%)]. When patients with and without COPD were combined, the proportion of patients who did not receive MV or NIV did not change from 2000-2009 (p=0.09).

Trends in NIV-Associated Diagnoses

Although COPD represented the most common diagnosis associated with use of NIV (52.6% of NIV utilization), among patients receiving NIV the proportion with a COPD diagnosis declined during the period from 2000-2009 (Figure 3).

Figure 3.

Figure 3

Changing etiologies of acute respiratory failure among patients receiving non-invasive ventilation, 2000 vs. 2009.

NIV Failure

A greater percentage of patients without a COPD diagnosis who received NIV subsequently required MV (i.e., failed NIV) [69,374/335717 (20.7%)] as compared to patients with COPD who received NIV [54,911/409,062 (13.4%)], multivariable-adjusted OR 1.19 (95% confidence intervals (CI) 1.15-1.22, p<0.0001). Table 2 demonstrates the other potential etiologies of acute respiratory failure that were associated with a greater risk of NIV failure than COPD. Among patients who received MV, those that experienced NIV failure prior to MV had greater hospital mortality, multivariable-adjusted OR 1.14 (95% CI 1.11-1.17), p<0.0001. Results did not appreciably differ in a sensitivity analysis using an alternative definition of COPD: the risk of NIV failure was greater in patients without COPD [OR 1.19 (95% CI 1.15-1.22)] and patients with NIV failure had greater hospital mortality [OR 1.13 (95% CI 1.10-1.16)].

Table 2. Failure of non-invasive ventilation among patients without COPD compared to patients with COPD.

Acute respiratory failure etiology Weighted N Adjusted odds ratio (95% CI) for failure of Non-invasive ventilation
COPD N=409,062 Reference
Sepsis N=12,962 1.07 (0.97-1.19)
Heart failure N=153,489 1.08 (1.04-1.13)
Asthma N=24,438 1.18 (1.09-1.28)
Pneumonia N=78,162 1.56 (1.48-1.63)
Neurological diagnosis N=9075 1.70 (1.51-1.93)
Other/unknown diagnosis N=55,59 0.95 (0.89-1.01)

Sensitivity analysis excluding sleep apnea

We identified 645,953 (5.5%) patients with acute respiratory failure who also had a sleep apnea diagnosis. A greater proportion of patients receiving NIV had sleep apnea [122,054/916,235 (13.3%)] than patients who did not receive NIV [523,899/10,219,350 (4.9%)]. After excluding patients with sleep apnea, we found little change in our results. The proportion of patients with COPD who received NIV again increased from 3.2% in 2000 to 11.4% in 2009 and the proportion of patients without COPD receiving NIV increased from 1.1% in 2000 to 5.5% in 2009. The multivariable-associated risk of NIV failure was similarly higher in patients without a COPD diagnosis as compared to with a COPD diagnosis [OR 1.20 (95% CI 1.16-1.24)]. Hospital mortality remained greater in patients who failed NIV than those that did not receive NIV prior to MV, multivariable-adjusted OR 1.16 (95% CI 1.13-1.19).

Discussion

We investigated population-based trends in the use of NIV among patients with an acute respiratory failure diagnosis code in the United States. Despite substantial differences in the evidence base supporting use of NIV to treat acute respiratory failure from COPD or cardiogenic pulmonary edema as compared to other etiologies, NIV utilization increased at similar relative rates regardless of the potential etiology of respiratory failure. When NIV was used in situations with weaker supporting evidence, such as patients without a COPD diagnosis, NIV was more likely to fail. Importantly, patients who required MV after NIV failure were more likely to die in the hospital than patients who received MV via endotracheal tube without a preceding trial of NIV.

Our results expand upon two prior studies investigating NIV utilization trends.(15, 24) Esteban et al. compared NIV utilization in 1998 with utilization in 2004 among critically ill patients who received MV through either an endotracheal tube or via NIV for at least 12 hours. Use of NIV was observed more frequently in 2004 [186/4968 ventilated patients (3.7%)] than in 1998 [61/5183 ventilated patients (1.1%)], with use increasing among both patients with COPD (17% in 1998 vs. 44% in 2004) and patients with acute respiratory failure from other etiologies (4% in 1998 vs. 10% in 2004). Chandra et al. investigated NIV trends in patients hospitalized with COPD and found a 4-fold increase in NIV and a decrease in use of MV from 1998-2008. Although the proportion of patients with COPD who received NIV was approximately 3 times greater in our study - most likely because our cohort was required to have an acute respiratory failure diagnosis code in addition to a COPD diagnosis - we observed similar NIV and MV trends among patients with COPD as Chandra et al.

Our findings of higher rates of NIV failure among patients without COPD are supported by findings of previous randomized trials (25, 26) and single center observational studies(27, 28) A systemic review of randomized trials comparing NIV to standard care for acute hypoxemic respiratory failure showed marked heterogeneity in outcomes; no mortality benefit was observed in patients without COPD or cardiogenic pulmonary edema.(29) Our results are also supported by previous studies that show an increase risk of death in patients with acute respiratory failure (28) or acute exacerbations of COPD (15) who fail NIV. The strength of our findings regarding utilization and outcomes associated with NIV during acute respiratory lies in the ‘real world’ population-based data, in which management was not controlled by clinical trial protocols or limited to a single center's experience.

We recognize that our study has limitations, most of which relate to our reliance on administrative data prepared for purposes of billing rather than clinical care or research. The ICD-9-CM codes used for our analyses depend on reliable healthcare provider identification and documentation of disease. Most ICD-9-CM validation studies(18, 23, 30, 31) demonstrate that claims data generally has lower sensitivity to identify diagnoses of interest, but high specificity, thus underestimating disease prevalence or incidence. Documentation in administrative data may reflect true trends in disease epidemiology or alternatively, may represent evolving documentation in response to changing reimbursement algorithms.(32) For example, over recent years hospitals may be increasingly likely to code “acute respiratory failure” when patients meet minimum criteria, in order to garner the higher reimbursement associated with codes assigned a higher disease severity level. Such “upcoding” may explain our finding of a decreasing proportion of patients with acute respiratory failure codes receiving invasive mechanical ventilation in later study years. However, two observations argue against this: 1) disease severity (as measured by number of organ failures) of patients with acute respiratory failure actually rose over time, suggesting a sicker population; 2) the proportion of patients with acute respiratory failure that received neither invasive nor non-invasive ventilation did not change over time, suggesting that the decreasing proportion of acute respiratory failure patients treated with invasive mechanical ventilation represents an increasing tendency to substitute NIV for treatment of respiratory failure. Using ICD-9-CM diagnosis codes, we could not ascertain with certainty the cause of acute respiratory failure, the indication for ventilatory support, disease severity, mitigating circumstances to clinical decision making (e.g., do not resuscitate status) or the temporality of diagnoses. In addition we could not ascertain the location of care or setting in which NIV was implemented. Although some evidence supports use of NIV in severely immunocompromised patients with hypoxemic respiratory failure,(33) assessment of immunocompromised status was limited with administrative data alone; thus we could not assess utilization or outcomes in the immunocompromised. Given the observational study design, we could not establish a causal relationship between NIV failure or acute respiratory failure etiology and outcomes such as mortality.

Despite these limitations, use of administrative data has a number of unique strengths. We were able to ascertain temporality between NIV and MV and procedure codes occurring on different hospital days; procedure codes for MV and NIV have previously been shown to be reliable.(22, 23) In addition, Lagu et al. demonstrated that mortality risk-adjustment using administrative data in critically ill patients with sepsis may be a “viable alternative” to severity of illness scores obtained from direct chart review (ie, APACHE II and SAPS II).(34) Of note, the NIS data used for the present study does not reliably contain two data elements that were present in Lagu et al. (ie.,early use of intensive care and vasopressors), thus risk-adjustment using NIS is currently uncertain. Most importantly, we were able to observe trends in use of invasive and non-invasive ventilation over a decade among millions of patients with acute respiratory failure from a nationally representative sample of U.S. hospitals. Use of a national database such as the NIS provides a ‘real world’ view of provider practice patterns that are unlikely affected by potential ‘Hawthorne effects’ and are more generalizable than limited patient or medical center characteristics of prospective cohorts, providing valuable information that allow for benchmarking of clinical practice and estimates of clinical effectiveness.

Our findings are consistent with prior surveys in which physicians expressed enthusiasm for use of NIV in clinical indications with little supporting evidence (e.g., asthma, pneumonia). (1-4) This type of “spill-over” of medical technology from an indication with proven efficacy to other indications has occurred in other areas as well. As healthcare providers become more comfortable with a medical technology and witness “success stories” associated with its use, we may seek to find broader application for the technology for untested indications. One recent example of this phenomenon is the use of drug-eluting coronary artery stents. During the first three years after FDA approval of drug-eluting stents, approximately 50% of patients received a drug eluting stent for an ‘off-label’ or ‘untested’ indication.(35, 36) ‘Off-label’ use of drug eluting stents was associated with worse outcomes than ‘on-label’ use,(35, 36) a finding that led an FDA advisory panel(37, 38) and revised societal guidelines(37) to recommend greater caution when considering ‘off-label’ or ‘untested’ use of drug eluting stents. After release of the FDA advisory panel recommendations, ‘off-label’ use of drug-eluting stents declined by approximately 66%.(39) Our findings of increasing utilization and worse outcomes associated with NIV use ‘outside of the evidence’ are similar to those of drug-eluting stents. Unless further trial data emerge, we recommend similar caution and increased vigilance when selecting NIV for indications without strong supporting evidence.

Supplementary Material

Appendix

At a Glance Commentary.

Scientific Knowledge on the Subject: Utilization of non-invasive ventilation during exacerbations of chronic obstructive pulmonary disease has increased in association with strong evidence demonstrating clinical outcome benefits. Population-based utilization and outcomes of non-invasive ventilation for indications with weaker supporting evidence are unclear.

What This Study Adds to the Field: Utilization of non-invasive ventilation during acute respiratory failure has increased similarly for patients with and without chronic obstructive lung disease. Patients without chronic obstructive pulmonary disease are more likely to experience failure of non-invasive ventilation, and those who fail NIV experience higher in-hospital mortality.

Acknowledgments

Support: R21HL112672 (AJW) K07 CA138772 (RSW) and the Department of Veterans Affairs (RSW). No funding organization had a role in the design or conduct of the study.

Abbreviations

APC

annual percent change

CI

Confidence Interval

COPD

Chronic obstructive pulmonary disease

ICD-9-CM

International Classification of Disease, 9th Revision, Clinical Modification

MV

Mechanical ventilation through endotracheal tube

NIV

Non-invasive ventilation

NIS

Nationwide Inpatient Sample

OR

odds ratio

Footnotes

Contributions: concept, design, data analysis, interpretation, drafting of manuscript

Contributor Information

Allan J. Walkey, The Pulmonary Center, Division of Pulmonary and Critical Care Medicine, Department of Medicine, Boston University School of Medicine, Boston, MA, USA.

Renda Soylemez Wiener, The Pulmonary Center, Division of Pulmonary and Critical Care Medicine, Boston University School of Medicine, Boston, MA USA. Center for Health Quality, Outcomes, & Economic Research, Edith Nourse Rogers Memorial VA Hospital, Bedford, MA, USA.

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