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. 2024 Jul 15;19(7):e0307264. doi: 10.1371/journal.pone.0307264

Long-term outcomes after revascularization in chronic total and non-total occluded coronary arteries: A regionwide cohort study

Emil Nielsen Holck 1,2,3,*, Lars Jakobsen 1, Naja Stausholm Winther 1, Lone Juul-Hune Mogensen 1,2, Evald Høj Christiansen 1,2
Editor: Giuseppe Andò4
PMCID: PMC11249224  PMID: 39008514

Abstract

Background

Understanding the prognostic impact of percutaneous coronary intervention (PCI) in chronic total occlusion (CTO) is crucial for patient management. Previous studies have primarily been studying prognostic impact of successful versus unsuccessful CTO PCI. This study investigated the prognostic impact of successful and unsuccessful percutaneous coronary intervention (PCI) of chronic total occluded coronary arteries (CTO) with non-CTO PCI as reference.

Methods

Patients treated with PCI from 2009 to 2019 in the Central Region of Denmark were included in a population-based cohort study. We compared successful and unsuccessful CTO PCI with non-CTO PCI. Exclusion criteria was myocardial infarction within 30 days. Primary outcome was difference in a composite major adverse cardio- and cerebrovascular events (MACCE) encompassing all-cause death, any myocardial infarction, stroke, hospitalization for heart failure or revascularization tracked via nationwide registries.

Results

Of 21,141 screened patients, 10,638 were enrolled: 9,065 underwent non-CTO PCI, 1,300 had successful CTO PCI, and 273 had unsuccessful CTO PCI. Median follow-up time was 5.9 [3.5;9.0] years and 4,750 MACCEs were recorded. Compared to non-CTO PCI, the adjusted MACCE rate for successful CTO PCI was equivalent (Hazard Ratio (HR): 0.98, 95% Confidence Interval (CI): 0.90–1.07, p = 0.71). In contrast, unsuccessful CTO PCI was associated with a higher MACCE rate (HR: 1.22, 95% CI: 1.04–1.43, p<0.01). HR was adjusted for age, body-mass index, previous revascularization, smoking, kidney disease, two or three-vessel disease, left ventricular ejection fraction, diabetes and comorbidities.

Conclusions

The pre-specified hypothesis was accepted. Successful CTO PCI was associated with equivalent long-term outcomes as non-CTO PCI, and unsuccessful CTO PCI was identified as a high-risk group associated to worse outcomes.

Introduction

Coronary artery disease (CAD) remains the leading cause of mortality globally, often presenting as chronic coronary syndrome (CCS) with chronic total occlusions (CTO), defined as a 100% stenosis that has persisted for ≥ 3 months [1]. The prevalence of CTO lesions spans from 16% in CAD all-comer populations to 26% in highly selected cohorts [2, 3]. While optimal medical therapy (OMT) is the first-line treatment for CCS, persistent symptoms warrant consideration of revascularization [4]. The prognostic value of CTO revascularization is challenged with randomized trials reporting neutral outcomes, potentially due to insufficient power and selection bias [57]. Previous studies have suggested that long-term major adverse cardiac events (MACE) in successfully revascularized CTO patients and non-CTO patients are equal [8, 9]. However, these studies failed to investigate the prognostic effect of unsuccessful CTO PCI, and until now it has only been shown that all-cause mortality is larger than non-CTO patients [10, 11]. Contrarily, registry-based studies without a non-CTO control group suggest that unsuccessful CTO revascularization correlates with increased risk of MACE in comparison to successful CTO revascularization, albeit with concerns of confounding [12]. This study leverages Denmark’s high-quality, population-based cohort data to assesses if short- and long-term outcome after PCI differ between CTO and non-CTO patients without acute myocardial infarction (MI).

Methods

Research question and hypothesis

What is the short- and long-term outcome after PCI in CTO-patients compared with non-CTO patients, and is the outcome dependent on procedural success? The hypothesis was that successful CTO PCI was not associated to increased risk of MACCE, but unsuccessful CTO PCI was when comparing with non-CTO patients. The study is reported according to the recommendations in the STROBE statement.

Study design and population

This study was an observational, region-wide cohort study enrolling all consecutive patients undergoing PCI in the Central Region of Denmark from 2009 to 2019. Patients were eligible for enrolment if registered in the Western Denmark Heart Registry (WDHR). Exclusion criteria was PCI for ST-elevation MI, non-ST-elevation MI, out-of-hospital cardiac arrest (OHCA), or cardiogenic shock within the previous 30 days. Exposure was two-fold and defined as 1) successful CTO PCI or 2) unsuccessful CTO PCI. Patients treated with non-CTO PCI was the reference group. A CTO lesion was defined as a 100% stenosis without any antegrade flow (TIM 0) and the absence of thrombus. As according to the definition of the Academic Research Consortium the occlusion had to have a documented or presumed duration ≥ 3 months [1]. Successful CTO revascularization was defined as thrombolysis in myocardial infarction III flow and < 50% residual stenosis of all CTO-lesions. Staged (investment) procedures in the CTO arm were defined as patients undergoing one or more CTO PCIs within ninety days of the index procedure unless acute coronary syndrome (ACS) was the indication. Baseline variables were obtained from the WDHR, the Danish National Prescription Registry and the Danish National Patient Registry where all data are prospectively obtained after each procedure and/or admission in the Danish National Health Care System. Baseline pharmacological treatment was defined as any prescription collected by the patient within the previous six months before index procedure.

Outcome

Primary endpoint was major adverse cardiac and cerebrovascular events (MACCE) and consisted of all-cause death, any MI, stroke, hospitalisation for heart failure and any repeat revascularization. Secondary endpoints were the individual components of MACCE, cardio-vascular (CV) death, non-CV death, and target vessel revascularization (TVR). Death was obtained December 1, 2021, from the Danish Cause of Death Registry, and CV death was defined CV death and unknown death [13]. MI, stroke, and hospitalisation of heart failure were obtained from the Danish National Patient Registry on December 31, 2022. Nationwide analysis of Troponin I or T was used during the study period to diagnose MI. Positive predictive values of these diagnoses are very high compared with medical record audit (MI: 97%, stroke: 97% heart failure: 79%) [14, 15]. PCI procedural data was obtained from the WDHR on December 31, 2019. TVR was defined as any revascularization attempt of the target CTO vessel after successful index CTO PCI. In the unsuccessful group all TVR events were adjudicated by medical record audit to assess if it was a staged procedure. If the staged procedure was successful, the patient was allocated to the successful group. TVR of non-CTO vessels treated at baseline were not adjudicated as TVR but as any repeat revascularization and were therefore also included in MACCE.

Ethics

Our study was registered and approved at the internal database at the Central Region of Denmark (project number: 1-16-02-312-21). Ethics approval is not mandatory for registry-based projects in Denmark (The Committee Law §14). Informed consent was waived by the institutional review board according to Danish law (The committee law §10). Data for this project was obtained May 4th, 2023, and assessed through the servers of Statistics Denmark. Unique personal identification number was anonymized for the researchers and therefore it was not possible to identify individual patients.

Statistics

Baseline continuous variables are expressed as mean (± standard deviation) or median [interquartile range] dependent on distribution, and categorical variables are expressed as n (%). P-values for descriptive statistics are not reported due to compliance to STROBE statement [16]. The exposure of successful and unsuccessful CTO PCI was compared to non-CTO PCI using Kaplan-Meier cumulative incidence curves and cox-regression for the primary endpoint and all-cause death. Cumulative incidence curves were censored at the 75th percentile of follow-up time [17]. For secondary endpoints the competing risk of death was accounted for by calculating Nelson-Aalen cumulative incidence curves and the Fine and Gray proportional hazards model. The primary and secondary endpoints were followed from the date of the index procedure or the last staged procedure and censored at emigration (loss-to-follow-up), occurrence of an event or December 1, 2021, which ever came first. Landmark analysis for the primary endpoint of MACCE was performed by stratifying follow-up time in 0 to 30 days, 30 to 365 days and 1 to 9 years and this was supported by time-varying event rates using generalized additive modelling with restricted cubic splines [18]. The hazard ratio was adjusted using a backwards selection model where a set of pre-defined risk factors were tested. If a p-value < 0.10 was observed in univariate analysis, the variables were included in the multivariate model. In the multivariate model variables with p-value > 0.05 were excluded one by one starting with the variable with the highest p-value. To avoid missing data for independent variables chained multiple imputation was applied assuming that data were missing at random. Risk of variables not missing at random were assessed using by dependence on exposure and/or outcome. All analysis was performed at Statistics Denmark using STATA 18.

Results

Participants

From January 1, 2009, to 31st December 2019, 21.639 patients underwent PCI in the Central Region of Denmark. In total, 498 patients were excluded due to missing lesion data, exposure variable or being non-Danish citizen. In the CTO group 535 (25.3%) were excluded due to a clinical indication of MI, out of hospital cardiac arrest or cardiogenic shock, and this number was 9,968 (52.4%) in the non-CTO group. Technical success rate of CTO treatment was 82.6% leaving 273 patients in the unsuccessful CTO group and 1,300 in the successful CTO group (Fig 1). The non-CTO group consisted of the remaining 9,065 individuals.

Fig 1. Flowchart.

Fig 1

Abbreviations: CTO = Chronic Total Occlusion.

Clinical characteristics

Patients with successful CTO revascularization were younger than non-CTO and unsuccessful CTO PCI (successful CTO 65.8±10.8, non-CTO 67.3±10.9 and unsuccessful CTO 67.4±11.6). In the unsuccessful CTO group, a higher Charlson Comorbidity Index was observed (successful CTO: 3.9±2.3, non-CTO: 3.9±2.3 and unsuccessful CTO: 4.4±2.4) (S1 Table). Cardiac risk factors and medical treatment at baseline are presented in Table 1. Procedural characteristics are reported in Table 2. JCTO score was present in 47.0% in the successful CTO group and 68.4% in the unsuccessful CTO group. Procedural approach was present in 52.8% (S2 Table).

Table 1. Baseline characteristics.

Non-CTO CTO Successful Unsuccessful Missing
9065 1300 273
Age 67.3 (10.9) 65.8 (10.8) 67.6 (11.5) 0 (0%)
Sex (male) 6609 (73.0%) 1031 (79.3%) 213 (78.6%) 0 (0%)
Body Mass Index 476 (4.4%)
     < 18.5 111 (1.3%) 10 (0.8%) 0 (0.0%)
     18.5–25 2528 (29.2%) 336 (26.9%) 80 (31.4%)
     > 25 6015 (69.5%) 903 (72.3%) 175 (68.6%)
Heart Failure 1506 (16.6%) 292 (22.5%) 73 (26.7%) 0 (0%)
Left Ventricular Ejection Fraction
     < 40 987 (12.0%) 232 (19.0%) 49 (20.0%) 974 (8.9%)
     40–49 536 (6.5%) 107 (8.8%) 31 (12.7%)
     > 50 6675 (81.4%) 881 (72.2%) 165 (67.3%)
Previous stroke 681 (7.5%) 90 (6.9%) 18 (6.6%) 0 (0%)
Previous myocardial infarction 2337 (25.8%) 371 (28.5%) 83 (30.4%) 0 (0%)
Previous PCI 2053 (22.9%) 488 (37.9%) 86 (32.1%) 121 (1.1%)
Previous CABG 452 (5.4%) 131 (10.7%) 24 (9.9%) 743 (6.8%)
Smoking 1231 (11.3%)
     Active 2156 (26.8%) 285 (24.3%) 51 (21.4%)
     Previous 4018 (50.0%) 578 (49.3%) 122 (51.3%)
     Never 1869 (23.2%) 309 (26.4%) 65 (27.3%)
Familiar ischemic heart disease 3830 (47.1%) 542 (47.5%) 118 (49.8%) 1.192 (10.9%)
Hypercholesterolaemia 7253 (80.1%) 1146 (88.2%) 220 (81.2%) 0 (0%)
Hypertension 5634 (63.8%) 808 (63.7%) 190 (73.4%) 273 (2.5%)
Diabetes Mellitus 0 (0%)
     Non-insulin dependent 1013 (11.2%) 167 (12.8%) 42 (15.5%)
     Insulin dependent 741 (8.2%) 102 (7.8%) 21 (7.7%)
Chronic kidney disease 657 (6.0%)
     G1 1287 (15.1%) 198 (15.8%) 31 (13.0%)
     G2 3638 (42.8%) 512 (40.7%) 93 (39.1%)
     G3a 2125 (25.0%) 355 (28.2%) 60 (25.2%)
     G3b 1015 (11.9%) 129 (10.3%) 34 (14.3%)
     G4 300 (3.5%) 44 (3.5%) 14 (5.9%)
     G5 138 (1.6%) 19 (1.5%) 6 (2.5%)
Charlson comorbidity index 3.9 (2.3) 3.9 (2.3) 4.4 (2.4)
Medical treatment at baseline
Statin 6427 (71.0%) 1092 (84.0%) 208 (76.8%) 0 (0%)
Other lipid lowering 320 (3.5%) 80 (6.2%) 11 (4.1%) 0 (0%)
Aspirin 5771 (63.8%) 991 (76.2%) 189 (69.7%) 0 (0%)
Dual anti-platelet therapy 798 (8.8%) 297 (22.8%) 50 (18.5%) 0 (0%)
Beta receptor antagonist 4164 (46.0%) 739 (56.8%) 148 (54.6%) 0 (0%)
Calcium receptor antagonist 0 (0%)
     Group 2 2804 (31.0%) 433 (33.3%) 109 (40.2%)
     Group 1 or 3 193 (2.1%) 28 (2.2%) 7 (2.6%)
Short-acting nitrates 2943 (32.5%) 454 (34.9%) 79 (29.2%) 0 (0%)
Long-acting nitrates 2301 (25.4%) 436 (33.5%) 89 (32.8%) 0 (0%)
Other anti-anginal therapy 73 (0.8%) 12 (0.9%) 10 (3.7%) 0 (0%)
ACE-inhibitor or AIIRB 4505 (49.8%) 719 (55.3%) 171 (63.1%) 0 (0%)

Abbreviations: CTO = Chronic total occlusion, PCI = Percutaneous coronary intervention, CABG = Coronary Artery Bypass Grafting, ACE = Angiotensin Converting Enzyme, ARIIB = Angiotensin-II Receptor Blocker

Table 2. Lesion characteristics.

Non-CTO CTO Successful Unsuccessful Missing
9065 1300 273
Staged treatment 160 (12.3%) 26 (9.5%) 0 (0)
Number of procedures 1.2 ± 0.3 1.1 ± 0.3 0 (0)
CTO lesions treated 1.1 ± 0.3 1.1 ± 0.3 0 (0)
     RCA 655 (50.4%) 122 (44.7%)
     LXc 281 (21.6%) 75 (27.5%)
     LAD 366 (28.2%) 78 (28.6%)
     LM 38 (2.9%) 0 (0.0%)
     IM 23 (1.8%) 3 (1.1%)
Non-CTO vessels treated 1.2 ± 0.4 0.5 ± 0.7 0.3 ± 0.6 0 (0)
     RCA 3108 (34.3%) 155 (11.9%) 21 (7.7%)
     LCx 2335 (25.8%) 151 (11.6%) 28 (10.3%)
     LAD 4688 (51.7%) 199 (15.3%) 23 (8.4%)
     LM 646 (7.1%) 64 (4.9%) 13 (4.8%)
     IM 147 (1.6%) 19 (1.5%) 0 (0.0%)
Diseased vessels* 244 (2.2%)
     1 Vessel disease 4461 (50.2%) 470 (37.2%) 80 (30.5%)
     2 Vessel disease 2610 (29.4%) 413 (32.7%) 81 (30.9%)
     3 Vessel disease 1807 (20.4%) 381 (30.1%) 101 (38.5%)
Indication
     CCS 7121 (78.6%) 1164 (89.5%) 203 (74.4%)
     UAP 1056 (11.6%) 41 (3.2%) 17 (6.2%)
     Non Culprit 219 (2.4%) 29 (2.2%) 6 (2.2%)
     Other** 669 (7.4%) 66 (5.1%) 47 (17.2%)
Radiation (Gy/cm2) 44.9 ± 47.3 100.3 ± 89.8 82.3 ± 80.7 0 (0)
Fluoro time (min) 11.3 ± 11.0 31.0 ± 26.4 24.5 ± 20.4 0 (0)
Contrast volume (mL) 94.6 ± 58.5 168.9 ± 93.4 124.6 ± 93.1 0 (0)
Number of stents 1.6 ± 1.2 2.5 ± 1.7 0.4 ± 0.9 0 (0)
Complete revascularization 7373 (81.3%) 968 (74.5%) 0 (0.0%) 0 (0)

Abbreviations: CTO = Chronic Total Occlusion, RCA = Right Coronary Artery, LM = Left Main, LCX = Left Circumflex artery, IM = Intermediary branch, CCS = Chronic Coronary Syndrone, UAP = Unstable Angina Pectoris

*Number of vessels previously treated with PCI or with > 50% diameter stenosis

**Elaboration of other is presented in S6 Table.

Outcome

During a median follow-up time of 5.9 [3.5;9.0] years (non-CTO: 6.0 [3.5;9.1], success CTO: 5.7 [3.6;8.9], unsuccessful CTO: 5.6 [2.9:8.6]), 4,006 (44.3%) first time MACCE events occurred in the non-CTO group, 589 (45.3%) in the successful CTO group and 155 (58.3%) in the CTO unsuccessful group. Adjusted MACCE rate was HR (95%CI): 0.98 (0.90;1.07) (p = 0.71) in the successful CTO group, and HR (95%CI): 1.22 (1.04;1.43) (p<0.01) in the unsuccessful CTO group with non-CTO PCI as reference group (Table 3). A higher cumulative incidence of MACCE for unsuccessful CTO compared with non-CTO and successful CTO PCI was observed (Fig 2). The difference was driven by an increased risk of all-cause death (Table 3, S1 Fig). Kaplan-Meier estimates of secondary endpoints are shown in Fig 3. Nineteen CTO patients (successful: 16 (1.2%) and unsuccessful: 3 (1.2%)) had a TVR of a non-CTO vessel treated at baseline, and none of these lesions attributed to the secondary end point of MI.

Table 3. Event rates.

Events Unadjusted HR 95% CI Adjusted HR 95% CI p
MACCE
     Non-CTO 4.006 (44.3%) - -
     Successful 589 (45.3%) 1.03 (0.94;1.12) 0.98 (0.90;1.07) 0.71
     Unsuccessful 155 (58.3%) 1.42 (1.21;1.67) 1.22 (1.04;1.43) <0.01
All-cause mortality
     Non-CTO 2.400 (26.5%) - -
     Successful 340 (26.2%) 0.99 (0.88;1.11) 1.06 (0.95;1.19) 0.31
     Unsuccessful 109 (40.9%) 1.67 (1.38;2.02) 1.54 (1.27;1.87) <0.01
CV Death
     Non-CTO 1.041 (11.5%) - -
     Successful 153 (11.8%) 0.97 (0.79;1.19) 0.92 (0.74;1.14 0.43
     Unsuccessful 62 (23.3%) 2.61 (1.98;3.45) 2.19 (1.64;2.93) <0.01
Non-CV Death
     Non-CTO 1.335 (14.8%)
     Successful 183 (14.1%) 0.96 (0.82;1.12) 1.07 (0.92;1.26) 0.38
     Unsuccessful 47 (17.7%) 1.28 (0.96;1.72) 1.25 (0.93;1.67) 0.14
Any MI
     Non-CTO 937 (10.4%)
     Successful 129 (9.9%) 0.97 (0.80;1.16) 0.87 (0.72;1.05) 0.15
     Unsuccessful 21 (7.9%) 0.74 (0.48;1.15) 0.64 (0.41;0.99) 0.04
Stroke
     Non-CTO 503 (5.6%)
     Successful 65 (5.0%) 0.91 (0.70;1.18) 0.89 (0.68;1.15) 0.37
     Unsuccessful 20 (7.5%) 1.32 (0.84;2.08) 1.21 (0.76;1.90) 0.42
Hospitalization for HF
     Non-CTO 462 (5.1%)
     Successful 96 (7.4%) 1.47 (1.18;1.83) 1.28 (1.02;1.61) 0.03
     Unsuccessful 21 (7.9%) 1.53 (0.99;2.38) 1.14 (0.72;1.81) 0.59
Any Revascularization
     Non-CTO 1342 (14.8%)
     Successful 197 (15.2%) 1.03 (0.89;1.19) 0.89 (0.76;1.04) 0.128
     Unsuccessful 32 (12.0%) 0.78 (0.55;1.11) 0.69 (0.48;0.97) 0.035
Target vessel revascularization
     Non-CTO 773 (8.5%)
     Successful 125 (9.6%) 1.16 (0.96;1.39) 1.00 (0.83;1.22) 0.98
     Unsuccessful 12 (4.5%) 0.51 (0.29;0.91) 0.45 (0.25;0.80) <0.01

Abbreviations: CI = confidence interval, CTO = Chronic Total Occlusion, MACCE = Major Adverse Cardiac and Cerebrovascular Events, CV = cardiovascular, MI = Myocardial Infarction, HF = Heart Failure

Fig 2. Cumulative incidence MACCE.

Fig 2

Kaplan-Meier estimate of primary endpoint. Abbreviations: MACCE = Major Adverse Cardiac and Cerebrovascular Events, CTO = Chronic Total Occlusion.

Fig 3. Individual components of MACCE.

Fig 3

Cumulative incidence plots of secondary endpoints. Abbreviations: CTO = Chronic Total Occlusion, MI = Myocardial Infarction, HF = Heart Failure.

Within the index admission, 254 (2.8%) in the non-CTO group, 25 (1.9%) in the successful CTO group and 11 (4.1%) in the unsuccessful CTO group experienced a MACCE (p<0.001) (S3 Table). In-hospital death accounted for 64 (0.7%) in the non-CTO group, 1 (0.1%) in the successful CTO group and 1 (0.4%) in the unsuccessful CTO group. TVR in the unsuccessful group occurred in 12 patients (4 non-target-lesion revascularization (TLR), 1 complication, 4 unsuccessful TLR within 12 months, and 3 unsuccessful TLR after 12 months). Variables in the multivariate analysis are reported in S4 Table.

Landmark analysis

Successful CTO PCI was associated to non-significant lower event rates within the first year (HR (95% CI) 0–30 days: 0.86 (0.67;1.11), 30–365 days: 0.84 (0.69;1.03), 1–9 years: 1.06 (0.95;1.19)), and unsuccessful was only associated to non-significant higher events rates at very short term follow-up and long term (HR (95%CI) 0–30 days: 1.39 (0.94;2.05), 30–365 days: 1.04 (0.73;1.49), 1–9 years: 1.23 (0.99;1.52)) (Fig 4, S2 Fig). Sensitivity analysis excluding revascularizations from the MACCE endpoint found a HR (95%CI) for unsuccessful CTO group: 0–30 days: 1.67 (1.10;2.54), 30–365 days: 1.21 (0.81;1.83) and 1–9 years: 1.30 (1.06;1.61)), indicating that higher MACCE is highly driven by more repeat revascularizations in the non-CTO group (S5 Table).

Fig 4. Landmark analysis.

Fig 4

Upper box: patients enrolled, middle box: time-varying event rates, lower box: landmark analysis using cox regression. Abbreviations: CTO = Chronic Total Occlusion, MACCE = Major Adverse Cardiac and Cerebrovascular Events, HR = Hazard Ratio.

Sensitivity analysis of MACCE

Complete case analysis, exclusion of staged patients and adjustment for treatment year only caused minor changes in the point estimate (S5 Table). Adjusting for a propensity score calculated from the full co-variate list resulted in a HR 95%CI in the successful group of 0.93 (0.86;1.02) and 1.21 (1.02;1.42) in the unsuccessful group. Analysing CCS patients only found an adjusted HR (95% CI) 1.00 (0.91;1.10) in the successful CTO group and 1.19 (0.99;1.45) in the unsuccessful group indicating that the indication only had minor impact on the estimate. No Interaction with sex and age was found. Excluding repeat revascularization from MACCE yielded a HR (95%CI) of 1.02 (0.93;1.12) in the successful CTO group and 1.34 (1.13;1.59) in the unsuccessful CTO group. Restricting the analysis to patients with complete revascularization in all stenosis >50% in the non-CTO group showed an adjusted MACCE HR (95%CI): 1.07 (0.97;1.18) in the successful CTO group and HR (95%CI): 1.32 (1.11;1.57) in the unsuccessful CTO group. Excluding patients with failed non-CTO PCI did not change the point estimate significantly (S3 Fig and S5 Table).

Discussion

This analysis showed that successfully treated CTO patients had the same long-term risk of MACCE as non-CTO patients, and that the risk was increased in unsuccessfully treated CTO patients. The difference in unsuccessful CTO patients was driven both by higher short- and long-term risk. Worse outcome in unsuccessful CTO patients were attributable to fatal events with higher risk of all-cause death and CV death. Unsuccessfully treated CTO patients had a lower risk of MI, any repeat revascularizations and TVR than non-CTO patients.

Prognostic impact of CTO revascularization

Two previous studies have investigated difference in long-term MACE between patients treated for CTO lesions and non-CTO lesions [8, 9]. In line with the findings in our study both Azzalini [9] and Almarzooq [8] observed that successful CTO patients did not have a higher risk of long-term MACE/MACCE than non-CTO patients. Both studies did not investigate unsuccessfully revascularized CTO patients in an adjusted analysis. The findings of our study confirms that successfully revascularized CTO patients have outcome comparable with non-CTO patients. Secondly, we provide a confounder adjusted estimate for patients with unsuccessful CTO treatment in comparison with non-CTO patients as an addon to previous investigation. This supports the findings of previous studies on successful versus unsuccessful CTO PCI which failed to include a non-CTO control group [12]. Thirdly, the long-term results emphasize that the estimate in previous studies may be exaggerated due to short follow-up time. In a meta-analysis conducted by Megaly et al. in 2022 they found that unsuccessful CTO revascularization had a higher risk of MACE than successful CTO revascularization at 12-months (OR (95%CI): 1.64 (1.08;2.44)) [12]. This is supported by the findings in our study where a lower MACCE rate in the successful CTO group than in the unsuccessful CTO group was observed. The effect size in the meta-analysis was much larger than in our study (64% versus 24% increased risk) which may be due to short follow-up time. We observed that within the first 30-days MACCE was higher in the unsuccessful CTO patients, and lower in the successful CTO patients than in non-CTO patients. Our time-dependent landmark analysis emphasizes that the difference in risk between successful and unsuccessful CTO patients is larger within the first year after the procedure than it is from one year and beyond. Therefore, the meta-analysis by megaly et al. that only presents one-year follow-up may show a biased estimate of long-term outcome, and the very long-term outcome presented in this analysis is probably a more valid measure to guide physicians and patients.

An important observation in our analysis was that the individual components of the composite endpoint had diverging impact on MACCE. In a sensitivity analysis we excluded repeat revascularization from MACCE, and worse prognosis in unsuccessful CTO patients was still present. Diverging impact on the composite endpoint may cause an information bias towards no difference in previous studies investigating outcome after CTO PCI as the DECISION CTO trial. In DECISION CTO cardiac death was lower (HR (95%CI): 0.56 (0.24;1.34)) in the CTO PCI group, and repeat revascularization was higher (HR (95%CI): 1.34 (0.77;2.31) than in the OMT group [6]. The higher risk of repeat revascularization is likely due to an inherent risk of restenosis in successfully treated CTO patients that is not present in unsuccessfully treated CTO patients. Usage of composite endpoints in randomized controlled trials of CTO revascularization might thus be a possible limitation. Other reasons for failure to prove a prognostic benefit of revascularization in randomized CTO trials may be selection bias, high cross-over rates, and inadequate power [6, 7]. Therefore, it is currently discussed whether CTO patients should be treated as recommended from the landmark CCS trials, with a low fraction of CTO lesions, or be guided by observational data [19, 20]. This highlights the need for observational data investigating differences in outcome between non-CTO and CTO patients. As we have observed it is reasonable to assume that successfully revascularized CTO patients have a prognosis comparable to non-CTO patients. On the other hand, unsuccessfully treated CTO patients exhibited an increased risk driven primarily by cardiovascular death, which may be attributed to an increased risk of fatal MI or malignant arrhythmias [21, 22] or a detrimental effect of a failed procedure. Patients with fatal MI would be classified as CV-death in our analysis, and this might be the explanation for a lower risk of MI in the unsuccessful group. This is in line with the double jeopardy hypothesis stating that there is an increased risk of OHCA as a complication to MI in patients with a concomitant CTO [21]. The lower risk of spontaneous MI in unsuccessful CTO patients could also be attributed to thrombotic re-occlusions such as stent thrombosis and de-novo lesions outside the stented area in successful CTO patients and non-CTO patients.

Clinical implications

No matter the reason for the increased risk of death, our analysis identified unsuccessfully treated CTO patients as a high-risk group both in the short- and long-term. The patients included all had a clinical indication for undergoing revascularization attempt. The clinical implication of this main result is that unsuccessfully treated CTO patients require close monitoring and risk factor optimization after a failed attempt. This contrasts with successfully treated CTO patients who can be offered same follow-up as non-CTO patients. Overall, this enables the physician to secure an individualized follow-up treatment of CTO patients. Whether there is a prognostic benefit of CTO revascularization in comparison with OMT remains to be investigated in the ISCHEMIA CTO trial [23]. For now, it is of great importance to improve outcome of patients with a clinical indication for CTO PCI. In line with our findings, it has also been observed that in populations with low procedural success an equally high risk of death is present [24]. Therefore, we suggest implementation of dedicated CTO programs with centralization of complex procedures [25]. Future research should focus on improving technical success and lower procedural complications with e.g. systematic use of staged procedures and pre-procedural planning with computed tomography in combination with dedicated risk scores [2628].

Limitations

The study is observational and causal relationships cannot be concluded. Lack of randomization might cause residual confounding and treatment bias favouring the successful group. Likelihood that a CTO was correctly classified as a CTO procedure was 94% in the WDHR, addressing a low risk of including functional CTOs. Missing variables were imputed and did not serve as a major risk of bias in sensitivity analysis. WDHR lacks information on specific CTO parameters as jCTO score and therefore the missing rate is high, yet jCTO was comparable to unsuccessfully revascularized patients in the PROGRESS CTO registry [29]. JCTO is not associated to prognosis and not relevant for confounder adjustment [30]. Secondly, SYNTAX score was not recorded in WDHR. Procedural MI was not routinely assessed, and it was not possible to include this in MACCE. CTO patients treated with OMT are not recorded in the PCI registry and induces a risk of an information bias towards no difference. However, OMT CTO patients would not address the research question investigating procedural outcomes after CTO PCI and would induce a risk of confounding by indication. Including patients with other indications than CCS may induce a selection bias, but sensitivity analysis excluding non-CCS patients did not alter the conclusions. Validity of complications in WDHR is low and not included in the study. However, a full medical record audit of a sub population including 608 patients with complex CTO lesions showed in-hospital event rates comparable to other CTO registries and to the in-hospital MACE rates in this study [31]. Success rate (82.6%) was equal to dedicated CTO-registries (81.4% (75.6;87.1)) and randomized controlled trials (84.5% (76.7;92.4)), and higher than other national registries (63.9% (55.8;72.0)) [32].

Conclusions

In an unselected cohort of patients treated with PCI for significant CAD successful CTO revascularization was associated to an equal risk of MACCE as patients treated for non-CTO lesions. Unsuccessful CTO revascularization was associated to increased risk of MACCE driven by an excess risk of fatal events, but a lower risk of MI and repeat revascularizations. The findings may improve individualization of treatment and suggests a need for dedicated CTO programs. However, future research should focus on randomizing CTO patients to overcome the inherent risk of observational data.

Supporting information

S1 Table. Individual components of Charlson comorbidity index.

(DOCX)

pone.0307264.s001.docx (18.9KB, docx)
S2 Table. JCTO and approach.

(DOCX)

pone.0307264.s002.docx (14.5KB, docx)
S3 Table. In-hospital MACCE.

(DOCX)

pone.0307264.s003.docx (14KB, docx)
S4 Table. Variables included in multivariate analysis.

(DOCX)

pone.0307264.s004.docx (18.9KB, docx)
S5 Table. Sensitivity analysis.

(DOCX)

pone.0307264.s005.docx (16.5KB, docx)
S6 Table. Definition of other indication.

(DOCX)

pone.0307264.s006.docx (14.2KB, docx)
S1 Fig. Cardiovascular and non-cardiovascular death.

(TIF)

pone.0307264.s007.tif (1.5MB, tif)
S2 Fig. Cumulative incidence of landmark analysis.

(TIF)

pone.0307264.s008.tif (1.2MB, tif)
S3 Fig. Kaplan-Meier estimates of complete revascularized nonCTO vs. successful and unsuccessful CTO.

(TIF)

pone.0307264.s009.tif (862.4KB, tif)

Acknowledgments

Jakob Hjort at institute for clinical medicine, Aarhus University for assisting with data management.

Abbreviations

ACS

Acute coronary syndrome

CAD

Coronary artery disease

CCS

Chronic coronary syndrome

CTO

Chronic total occlusion

CV

Cardio-vascular

MACE

Major adverse cardiac events

MACCE

Major adverse cardio and cerebrovascular events

MI

Myocardial infarction

OMT

Optimal medical therapy

PCI

Percutaneous coronary intervention

TVR

Target vessel revascularization

WDHR

Western Denmark Heart Registry

Data Availability

Data cannot be shared publicly because it is patient data that can possible identify individual patients, which is in compliance with GDPR and danish law data. According to Danish Law we are therefore not allowed to publicly share data. Data are available from the Statistics Denmark Institutional Data Access / Ethics Committee (contact via phone + 45 7841 0188, contact via email forskningsservice@dst.dk) for researchers who meet the criteria for access to confidential data.

Funding Statement

ENH: Received scholarship from Aarhus University. Aarhus University did not play any role in the study design, data collection and analysis, decision to publish or prepration of the manuscript. https://health.au.dk/.

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Decision Letter 0

Seunghwa Lee

21 Feb 2024

PONE-D-24-03357Long-term Outcomes After Revascularization in Chronic Total and Non-Total Occluded Coronary Arteries: A Regionwide Cohort StudyPLOS ONE

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Reviewer #1: This manuscript is a large-sample, long-term follow-up observational study. The findings seem to be a little bit interesting, but the statistical methods could be further refined. I think the results would have been more convincing if the authors could have done the propensity score matching analysis, as the number of patients in the three groups currently varies considerably (non-CTO 9065 patients; successful CTO 1300 patients and non-successful CTO 273 patients).

Reviewer #2: 1) It would be good to deliver data conserning SYNTAX Score II, Euroscore, and eventually STS

2) What about investments procedures, did authors include patients after last procedure (if it was successfull or not), sometimes it takes even 3 or 4 times before final decision (procedural failure or success)

3) Table 2 - lesion characteristics - what deas it mean that tere was 1-, 2- and 3- vesse disease? Does it mean that cto was that one which was treated at the end, or there were two CTOs?

4) Neo with meta in unsuccessful group was 2.6 x higher than in the CTO successful group? similar situation was with heart failure? Do the authors think that this could have impacted on MACCE and mortality difference between both groups, which was greater in the unsuccessful group???

Reviewer #3: In this paper, the authors assessed the outcomes of patients undergoing successful and unsuccessful CTO PCI compared to patients with non-CTO PCI. They found that primary outcome of MACCE was higher in unsuccessful CTO PCI group compared to non-CTO PCI group but similar in the successful CTO PCI group compared to non-CTO PCI group. They also performed sensitivity analysis excluding revascularization, and results were similar.

Minior points:

1. Please add how the complete revascularization was defined.

Reviewer #4: In this paper, Holck and colleagues sought to investigate the prognostic impact of unsuccessful CTO PCI in a long term follow-up using a regionwide cohort. We understand that CTO PCI is still a field of debate even after RCT dedicated to this area, once all of RCT published are underpowered for hard endpoints. Thus, good quality registries are important in this gap of knowledge. Some issues regarding this paper are bellow:

1) The novelty (or the lack of novelty) of this paper should be highlighted. Some analyses compering successful versus unsuccessful CTO PCI have been published since 20 years ago and we would like to know how this paper add new information in the gaps about CTO PCI.

2) Nature of this kind of analysis lead to 3 very different populations. I understand that a propensity score matching analysis would be more appropriate than just an adjusted analysis. Could the authors comment?

3) Range of inclusions of patients is wide (2009-2019) and some improvements in PCI technology (2nd generation DES and duration of DAPT, for example) were acquired in this period. Any type os statistical test was performed to investigate the impact of inclusion time (past versus recent) in the results? If not, more details about type of stents would be useful.

4) Definition of MI should be clarified. We know that it has been modified across last 10 years and we do not know if MI in patients enrolled in 2009 is the same as in patients in 2019. It would be useful to understand the lower risk of MI in patients with unsuccessful CTO PCI.

5) I agree with the last sentence in conclusion: These findings suggest that CTO procedures should only be offered in dedicated programs with high success rates. However, given the nature pf this paper, I think that causality is not an answer here. Unsuccessful CTO PCI marks a complex patient, older, with less LVEF, more diabetes and G3 CKD. Thus, I understand that (and this paper do not have power to undo my point) is this myriad of characteristics and not only the unsuccessful procedure the leads to worse prognosis. Finally, high success rates are associated to better prognosis not only because high level techniques, but firstly selecting the more appropriate patient (appropriate indication and technique). The inclusion of CTO patients in OMT (not because unsuccessful PCI) in this analysis could help to understand these remaining questions. But I agree with authors that is not the main question if this paper. I suggest to remove this sentence of the conclusion (at least in abstract) once the eventual reader could misunderstand this speculative point.

Reviewer #5: I have reviewed the manuscript entitled “Long-term Outcomes After Revascularization in Chronic Total and Non-Total Occluded Coronary Arteries: A Regionwide Cohort Study”. In this article, the authors enrolled all consecutive patients undergoing PCI in the Central Region of Denmark from 2009 to 2019. They concluded that successful CTO PCI was associated with equivalent long-term outcomes as non-CTO PCI, and unsuccessful CTO PCI was identified as a high-risk group associated to worse outcomes.

The overall topic of this study is appealing and sought to provide important insights into the long-term outcomes of CTO-PCI. However, some key issues still need to address and consider:

1. The definition of CTO lesion should be more accurate in detail, not only "believed to have persisted for at least three months".

2. The major comparison of this study is non-successful CTO PCI with successful CTO PCI and non-CTO PCI, but how about those success or non-success non-CTO PCI?

3. Why select MACCE but not MACE as the primary endpoint, as the rate of stroke is not expected to be higher in CTO, or non-CTO cohort.

4. What’s the follow-up rate between three arms, which is very crucial for this long-term analysis, and how to deal with those patients with the missing outcomes should be described clearly in the statistics section.

5. The difference was driven by an increased risk of all-cause death and CV death, that hard to explain what the reason of CV death, as the rate of MI and revascularization were lower in non-successful CTO patients.

6. In the result section, the statement looks underdetermined, as the upper and lower bounds of 95%CI were from <1.0 through >1.0. [Successful CTO PCI was associated to lower event rates within the first year (HR (95% CI) 0-30 days:0.86 (0.67;1.11), 30-365 days: 0.84 (0.69;1.03), 1-9 years: 1.06 (0.95;1.19)), and unsuccessful was only associated to higher events rates at very short term follow-up and long term (HR (95%CI) 0-30 days: 1.39 (0.94;2.05), 30-365 days: 1.04 (0.73;1.49), 1-9 years: 1.23 (0.99;1.52))]

7. What’s the definition of MI, including peri-procedural MI and spontaneous MI, what’s the rate of each component during follow-up?

8. The unit of radiation in table 2?

9. Theoretically, all the CTO cases were CCS, how about those UAP patients in table 2, and what’s the definition of “other” indication?

10. We noticed that a number of patients underwent non-CTO PCI, is in the same procedure or staged procedure, what’s the long-term impact of these non-CTO PCIs in CTO patients, What’s the rate of MI and revascularization could be attributed to non-CTO lesion?

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Reviewer #1: Yes: Peizhi Wang

Reviewer #2: Yes: Rafał Januszek

Reviewer #3: Yes: Taishi Hirai

Reviewer #4: Yes: Eduardo Gomes Lima

Reviewer #5: No

**********

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Decision Letter 1

Seunghwa Lee

12 Apr 2024

PONE-D-24-03357R1Long-term Outcomes After Revascularization in Chronic Total and Non-Total Occluded Coronary Arteries: A Regionwide Cohort StudyPLOS ONE

Dear Dr. Holck,

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Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

Reviewer #4: All comments have been addressed

Reviewer #5: All comments have been addressed

**********

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Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #4: Yes

Reviewer #5: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #4: Yes

Reviewer #5: Yes

**********

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Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #4: Yes

Reviewer #5: Yes

**********

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Reviewer #2: Yes

Reviewer #4: Yes

Reviewer #5: Yes

**********

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Reviewer #2: (No Response)

Reviewer #4: All the questions were answered adequately.

Statistical issues were clarified.

Speculative sentence in conclusion was removed.

I understand that the manuscript was improved.

Reviewer #5: (No Response)

**********

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Reviewer #1: Yes: Peizhi Wang

Reviewer #2: Yes: Rafał Januszek

Reviewer #4: Yes: Eduardo Gomes Lima

Reviewer #5: No

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PLoS One. 2024 Jul 15;19(7):e0307264. doi: 10.1371/journal.pone.0307264.r004

Author response to Decision Letter 1


26 Apr 2024

It appear that the only questions raised was to review the reference list and upload the figures to PACE. This have been done and did not lead to any changes in the manuscript.

Decision Letter 2

Giuseppe Andò

4 Jul 2024

Long-term Outcomes After Revascularization in Chronic Total and Non-Total Occluded Coronary Arteries: A Regionwide Cohort Study

PONE-D-24-03357R2

Dear Dr. Holck,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

Giuseppe Andò, M.D., Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Giuseppe Andò

5 Jul 2024

PONE-D-24-03357R2

PLOS ONE

Dear Dr. Holck,

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on behalf of

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Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Individual components of Charlson comorbidity index.

    (DOCX)

    pone.0307264.s001.docx (18.9KB, docx)
    S2 Table. JCTO and approach.

    (DOCX)

    pone.0307264.s002.docx (14.5KB, docx)
    S3 Table. In-hospital MACCE.

    (DOCX)

    pone.0307264.s003.docx (14KB, docx)
    S4 Table. Variables included in multivariate analysis.

    (DOCX)

    pone.0307264.s004.docx (18.9KB, docx)
    S5 Table. Sensitivity analysis.

    (DOCX)

    pone.0307264.s005.docx (16.5KB, docx)
    S6 Table. Definition of other indication.

    (DOCX)

    pone.0307264.s006.docx (14.2KB, docx)
    S1 Fig. Cardiovascular and non-cardiovascular death.

    (TIF)

    pone.0307264.s007.tif (1.5MB, tif)
    S2 Fig. Cumulative incidence of landmark analysis.

    (TIF)

    pone.0307264.s008.tif (1.2MB, tif)
    S3 Fig. Kaplan-Meier estimates of complete revascularized nonCTO vs. successful and unsuccessful CTO.

    (TIF)

    pone.0307264.s009.tif (862.4KB, tif)
    Attachment

    Submitted filename: Response to Reviewers.docx

    pone.0307264.s010.docx (40.4KB, docx)

    Data Availability Statement

    Data cannot be shared publicly because it is patient data that can possible identify individual patients, which is in compliance with GDPR and danish law data. According to Danish Law we are therefore not allowed to publicly share data. Data are available from the Statistics Denmark Institutional Data Access / Ethics Committee (contact via phone + 45 7841 0188, contact via email forskningsservice@dst.dk) for researchers who meet the criteria for access to confidential data.


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