Abstract
Background/Objectives
Preoperative frailty has been associated with poor postoperative outcomes after orthopedic surgery; however frailty measures have not been compared in this population. We applied the Frailty Phenotype (FP) and Frailty Index (FI) before major elective orthopedic surgery to categorize frailty status and assessed association with postoperative outcomes.
Design
Prospective cohort study.
Setting
Two tertiary hospitals in Boston, MA.
Participants
415 patients aged ≥70 years undergoing scheduled orthopedic surgery enrolled in SAGES: Successful Aging after Elective Surgery (SAGES) Study.
Measurements
Preoperative evaluation included assessment of frailty using the FP and FI. We used the weighted kappa statistic to determine concordance between the 2 frailty measures and multivariable modeling to determine associations between each measure and postoperative complications, postoperative length of stay (LOS) >5 days, discharge to post acute (PAC) institutional care, and 30 day readmission.
Results
Frailty was highly prevalent (FP 35%, FI 41%). There was moderate concordance between the FP and FI (kappa=.42, 95% confidence interval (CI) .36,.49). When using FP, compared to the robust group, being pre-frail predicted higher risk of complications (RR 1.6, 95% CI 1.1,2.1) and PAC (RR 1.8, 95% CI 1.2,2.9);being frail predicted complications (RR 1.7, 95% CI 1.1,2.1), LOS >5 days (RR 3.1, 95% CI 1.1,8.8), and PAC(RR 2.3 95% CI 1.4,3.7). When using FI, being pre-frail predicted LOS > 5 days (RR 2.1, 95% CI 1.0,4.8), and PAC (RR 1.5, 95% CI 1.4,2.1) as did being frail (RR=1.9, 95% CI 1.4,2.5; and RR 3.1, 95% CI 1.4,6.8 respectively).. The other outcomes were not significantly associated with frailty status.
Conclusion
Both FP and FI predict postoperative outcomes after major elective orthopedic surgery, and should be considered for preoperative risk stratification.
Keywords: Pre-operative evaluation, Elderly, Frailty measures, Surgery outcomes, Orthopedic procedures
INTRODUCTION
Half of elective surgeries are performed in older adults1 and orthopedic procedures are among the most common in this age group.2 Reducing medical and surgical complications, and reducing length of stay (LOS), post-acute institutional care, and hospital readmissions are emerging priorities in improving quality and lowering healthcare costs in older patients. 3,4 Therefore, identifying predictors of these outcomes in older patients undergoing orthopedic surgery is an important step in optimizing care.
Frailty can generally be described as a state of weakness and susceptibility to stress arising from reduced physiologic reserve that is not necessarily defined or constrained by age or presence of comorbidities.5 Measuring frailty before surgery in older patients may confer added risk stratification beyond age and traditional perioperative risk factors. It is therefore increasingly important to use validated measures to appraise frailty preoperatively where potential exists to modify treatment options and adjust expectations for recovery before surgery.
Different studies have shown that frailty predicts key postoperative outcomes including mortality,6 delirium,7,8 and institutional discharge,9 and is becoming increasingly recognized as risk factor for poor outcome after elective general, thoracic, and cardiac surgery.6,9,10 Despite orthopedic procedures being among the most common in older patients, studies of the association of frailty with post-orthopedic outcomes have been limited to single measures.11,12 Given the general lack of consensus about the best preoperative frailty assessment it is important to assess frailty's utility as a predictor of adverse outcomes using the most commonly used assessment tools. In this study we evaluate and compare Frailty Phenotype (FP) and the Frailty Index (FI). Each have been widely cited in aging research and represent different conceptualizations of frailty.13,14 The FP is based on the energy depletion model of frailty and examines five phenotypic criteria:13,15 slow gait, reduced activity, weakness, involuntary weight loss, and exhaustion. The FI is conceptualized as an accumulation of deficits across a broad array of domains (i.e., functional status, health and social status, medical problems, mental health problems, brain and body measures). In this conceptualization, frailty is measured as the proportion of deficits relative to the total number of deficits evaluated, expressed as a value from 0-1, with higher scores indicating increasing frailty.15, 17 Few studies have compared these measures in terms of their agreement in assessing the frailty status of individual surgical patients, and examined their relationship with demographic and functional factors, or with post-surgical outcomes. To address these knowledge gaps, we conducted a prospective study in a cohort of older patients scheduled for major elective orthopedic procedures: 1) to examine the relationship of the FP and FI measures with baseline demographic and functional measures, and 2) to examine and compare the predictive ability of these two measures with respect to postoperative complications, postoperative length of stay, post acute (PAC) institutional care, and 30-day hospital readmissions.
METHODS
Study population
The Successful Aging after Elective Surgery (SAGES) study is an ongoing prospective cohort study of older adults undergoing major elective surgery. The study design and methods have been described in detail previously.16 In brief, eligible participants were age 70 years and older, English speaking, scheduled to undergo elective surgery at one of two Harvard-affiliated academic medical centers and with an anticipated length of stay of at least 3 days. Eligible orthopedic procedures were: total hip or knee replacement, lumbar, cervical, or sacral laminectomy. Exclusion criteria assessed during the screening process included evidence of dementia, delirium, hospitalization within 3 months, terminal condition, legal blindness, and severe deafness, history of schizophrenia or psychosis, and history of alcohol abuse or withdrawal. A total of 566 patients met all eligibility criteria and were enrolled between June 18, 2010 and August 8, 2013. Written informed consent for study participation was obtained from all participants according to procedures approved by the institutional review boards of Beth Israel Deaconess Medical Center and Brigham and Women's Hospital, the two study hospitals, and Hebrew SeniorLife, the study coordinating center, all located in Boston, Massachusetts. The current study focused on the 415 patients who underwent orthopedic surgery and who had baseline (preoperative) FP and FI measures.
Data source
Baseline comorbidities and hospital complications were collected from the medical record, whereas baseline functional and cognitive testing occurred during a 90-minute assessment in the patient's home or the hospital outpatient setting according to patient preference. Data collection methods included electronic data capture and paper data collection when appropriate.
Frailty measures and their operationalization
Frailty measures were added to the cohort in October 2010 after the first 45 participants undergoing orthopedic surgery were already enrolled. Our FP criteria were adapted from the original approach used by Fried in the Cardiovascular Health Study (CHS) and Women's Health and Aging studies (WHAS)17,18 and were based on the presence or absence of the following 5 phenotypic criteria:
1. Slow gait (3-meter Timed Walk)
The average of two 3-meter walking trials was used. Assistive devices are allowed. The cutoff for slow gait is based on published normative data stratified by gender and height .17 We used this distance because it was more feasible in patients’ home setting than the 4 meter distance used in WHAS.
2. Weakness (Grip Strength)
Grip strength was measured twice in each hand with a Jamar dynamometer with the participant seated with the arm held against the side and the elbow at a 90-degree position. The score is an average of the maximum pressure recorded from two trials in the stronger hand selected by the participant. Impairment is based on normative data by gender and body mass index.17
3. Reduced activity (Energy Expenditure)
Participants completed the shortened 6-item version of the Minnesota Leisure Time Activities Questionnaire.18,19 Survey items are converted to kcal/week and patients are categorized as reported previously.19
4. Involuntary Weight Loss
We collected self-reported weight loss of 10 lbs. or more in the past 6 months.17
5. Exhaustion
Exhaustion was captured with the following question from the Medical Outcomes Study Short Form 12 (SF-12), which was similar to the questions in the CHS and WHAS: “How much of the time did you have a lot of energy?” answered “little or none of the time.”
Individuals without any of these phenotypic criteria are considered robust while pre-frail and frail populations are defined by the presence of 1-2 and ≥3 criteria, respectively.
To operationalize the FI in SAGES, we convened a panel of seven experts in geriatric assessment (2 geriatricians, 2 epidemiologists, 1 cognitive neurologist, 1 neuropsychologist, and 1 biostatistician), to consider elements from two previously used frailty indices (FIs) from the Canadian Study of Health and Aging20 and the Precipitating Events Project.21 Through discussion and consensus we created a composite measure of 42 individual deficit measures that were part of the baseline study evaluation. A description of this measure can be found in the Appendix. For each participant, we then determined the presence or absence of each of the 42 deficits using data from the SAGES baseline assessment. Individuals with FI scores of ≥0.25 were considered frail, while scores of 0.15-0.24 and <0.15 indicate pre-frail and robust populations, respectively.22,23
Outcomes
The outcomes of interest were postoperative medical and surgical complications (complications), hospital LOS >5 days (all eligible procedures had expected LOS of 5 days or less), discharge to post-acute institutional care (PAC) , and readmission in <30 days. We chose 30-day readmissions because this measure is used by the Center for Medicare Services to compare quality between hospitals.24 The first 3 outcomes were assessed by medical record review (blinded to baseline frailty status) and the final outcome was assessed by participant report (see below for details). Complications were both major and minor complications adjudicated by an expert panel (including 2 geriatricians (EM, LG) and a surgeon (ZC)), and included cardiac arrhythmia, cardiac ischemia, stroke, seizure, infection (sepsis, pneumonia, urinary tract infection, wound infection, deep surgical site infection, infectious colitis), anemia, bleeding, respiratory insufficiency or failure, analgesic overdose, neuralgia, cerebrospinal fluid leak, or motor deficit after spine surgery, unplanned reoperation, bowel obstruction or ileus, rash, electrolyte abnormality, and urinary retention. LOS was defined as number of days from surgery to hospital discharge. Thirty-day readmissions were determined from the date of discharge by patient self-report in 410 patients. Information on hospital readmissions was collected during patient follow-up interviews and verified by medical record review. Overall agreement on the total count of admissions and timing of admissions was substantial (90% (kappa=.79, 95% Confidence Interval, CI, .71-.87); and, 99% (kappa=.78, 95% CI, .72-.85) respectively).25
Other study variables
We included the following self-reported functional measures: Activities of Daily Living (ADLs) scale,26 Instrumental Activities of Daily Living (IADLs) scale,27 physical summary score and the mental summary score of the Medical Outcomes Study (MOS) Short Form Health Survey (SF-12).28 The ADL scale measures the ability to perform basic care activities (feeding, bathing, dressing, grooming, toileting, transferring, and walking), whereas the IADL scale measures more complex skills (grocery shopping, taking medications, using the telephone, cooking, housekeeping, using transportation, and managing finances). The physical and mental function subscale summary scores were used from the MOS SF-12, which is a 12-item multidimensional survey tool designed to assess social functioning, role-emotional, and physical and mental health.29 As a summary cognitive score, we used the previously developed General Cognitive Performance (GCP) composite, which synthesizes results from a battery of neuropsychological tests,30 including attention, executive functioning, memory, naming, and visual-spatial function. The GCP scores were standardized to have a mean of 50 and standard deviation of 10 for the age-matched U.S. population; higher scores are better.
Other collected variables included patient age, gender, procedure type, and American Society of Anesthesiologists (ASA) Physical Status score. The ASA score represents a preoperative assessment of the patient's physiologic fitness for surgery (range 1-5, 5 is worst), and is predictive of postoperative mortality.31 The ASA was abstracted from the medical record as determined by the anesthesiologist during routine care. Comorbidities were also abstracted from the medical record. Co-morbidity burden was calculated using the Charlson index.32
Analysis
We first examined the level of agreement between FP and FI in determining each individual's frailty status by measuring the following: 1) distribution of relative frequencies of frail, pre-frail and robust; 2) percent agreement of individual patient categorization; and 3) kappa coefficient. Analyses were performed based on the 3-category classification (robust, pre-frail, frail); analyses 2) and 3) were also performed using a simplified, 2-category classification according to frail and robust categories (where robust includes pre-frail and robust from the 3-category model).
We report the distribution among the cohort across the 3 frailty categories (robust, pre-frail, and frail) for both FP and FI. Since these analyses are meant to be descriptive rather than tests of association, no p-values are reported.
We performed bivariable analyses to test the association between different frailty measures and the outcomes of interest (postoperative medical and surgical complications, hospital LOS > 5 days, post-acute institutional discharge and 30-day hospital readmissions). Ordinal logistic regression was used to test frailty's association with complications. We considered a 3-level complication variable: 1) No complications, 2) At least one minor complication, no major complications and 3) At least one major complication. Odds Ratios were then converted to Relative risk using the methods of Zhang et al.33 We used a Poisson regression model with log link and robust variance estimates while controlling for age and gender, to assess the effect of frailty on hospital LOS > 5 days, PAC, and 30-day readmission. Due to concerns about its subjective nature,34 ASA class was not included in the adjusted model. The Charlson score was also excluded from the adjusted model because the FI shares multiple variables with the Charlson score, and would introduce collinearity. Continuous variables were reported as means (plus associated ranges) and standard deviations; categorical variables were reported as percentages. All of the analyses were performed using SAS Version 9.3 software. A value of p<0.05 was considered as the threshold for statistical significance.
RESULTS
Patient characteristics
Among the 556 patients enrolled in the SAGES study, 460 underwent orthopedic procedures and of these 415 had frailty measures as part of their baseline evaluation. All patients missing frailty measures were enrolled prior to the incorporation of frailty into the cohort; thus, the 415 patients included in this analysis represent a consecutive cohort with no missing frailty measures. These patients had a mean age of 77 (SD 5.2) years and 60% were female (Table 1). Almost a quarter (23%) had a Charlson comorbidity score ≥2 and almost one third (30%) had impairments in IADLs. The mean GCP score was 57 [range: 34-77]. MOS SF-12 Physical and Mental Summary Scores were available for 412 patients and their mean values were 34 (Standard deviation (SD) 9.3) and 50 (SD 8.7) respectively. Almost all patients had ASA scores of 2 (mild systemic disease, 40%) or 3 (severe systemic disease, 60%).
Table 1.
Characteristics of the study populations (N=415)
| Characteristic | Mean Value (Standard deviation) or N (%) |
|---|---|
| Age | 76.8 (5.2) |
| Female Gender | 250 (60%) |
| Charlson Comorbidty Scorea | |
| 0 | 209 (50.4) |
| 1 | 112 (27.0) |
| 2 | 56 (13.5) |
| 3+ | 38 (9.1%) |
| Activities of Daily Livingb (any impairment) | 35 (8%) |
| Instrumental Activities of Daily Livingc (any impairment) | 124 (30%) |
| Short form health survey (SF) −12 Physical Summary Scored | 34 (9.3) |
| SF-12 Mental Summary Scored | 50 (8.7) |
| General Cognitive Performance Scoree | 58 (7.4) |
| ASA Physical Statusf | |
| 1 – Normal/Healthy | 1 (0%) |
| 2 – Mild Systemic Disease | 164 (40%) |
| 3 – Severe Systemic Disease | 249 (60%) |
| 4 - Severe Systemic Disease | 1 (0%) |
| Orthopedic Surgery, type | |
| Total Hip Replacement | 110 (27%) |
| Total Knee Replacement | 183 (44%) |
| Lumbar Laminectomy | 105 (25%) |
| Cervical Laminectomy | 17 (4%) |
Charlson comorbidity index predicts the ten-year mortality by assigning points to each comorbid condition in participants, higher score is worse.
ADL scale measures the ability to perform basic care activities (feeding, bathing, dressing, grooming, toileting, transferring, and walking).
IADL scale measures more complex skills (grocery shopping, taking medications, using the telephone, cooking, housekeeping, using transportation, and managing finances).
Medical Outcomes Study (MOS). MOS SF-12= Medical Outcomes Study SF-12 which is a 12-item multidimensional survey tool designed to assess social functioning, role-emotional, and physical and mental health. Both SF-12 mental and physical summary scores present in 412.
General Cognitive Performance (GCP) composite score synthesizes neuropsychological tests including attention, executive functioning, memory, naming, and visual-spatial function. Higher scores are better.
American Society of Anesthesiologists (ASA) Physical Status is a subjective measure of fitness for surgery, higher worse.
Agreement between measures and prevalence of frailty
The mean FP score was 2.0 (SD 1.2) and frequencies of robust, pre-frail and frail patients as determined by this measure were 11%, 54% and 35%, respectively (Figure 1a). The mean FI was 0.2 (SD 0.1) and percentages of robust, pre-frail and frail patients were 21%, 38% and 41%, respectively (Figure 1b). Table 2 shows that FP and FI resulted in assignment to the same 3-level frailty category in 241 patients (58% agreement, kappa = .42, 95% CI .36, .49). In cases where disagreement was present (42%), the FP category was worse than FI in 23%, and FI category was worse in 19%. In the analysis based on a simplified 2-category model in which the pre-frail and robust categories from the traditional 3-category model were merged, the agreement between FP and FI was improved with percent agreement increased to 78% (N=322) and kappa=.53 (95% CI .44,.61).
Figure 1. Distribution of the Frailty Measures (N=415).
Legend Figure 1a and 1b: Distribution of categories of frailty (robust, pre-frail, and frail) (N,%) among SAGES cohort undergoing orthopedic procedures and with frailty measures using a) the Frailty Phenotype and b) the Frailty Index. Y axis represents the percent of the cohort in each category; the x axis is the score in each measure.
Table 2.
Agreement among Frailty Measures in SAGES
| N=415 | Frailty Index (N) | |||
|---|---|---|---|---|
| Frailty Phenotype (N) | Robust | Pre-Frail | Frail | Total |
| Robust | 24 | 21 | 2 | 47 |
| Pre-Frail | 60 | 106 | 57 | 223 |
| Frail | 2 | 32 | 111 | 145 |
| Total | 86 | 159 | 170 | 415 |
3 Category measures N=241: 58% agreement; Weighted kappa 0.42. 95% confidence interval [.36, .49]
2 Category measures (pre-frail and robust) N=322: 78% agreement; Weighted kappa 0.53. 95% CI [.44, .61]
Correlation of frailty with baseline patient characteristics
Baseline patient characteristics by frailty category were generally similar in both measures (Table 3). A higher percentage of females were classified as frail by FP than by FI (76% vs. 68%). By both measures, frail patients had higher Charlson scores, more impairments in ADLs and IADLs and worse mean MOS SF-12 Physical Summary Scores compared with robust and pre-fail patients. There was a greater observed trend toward higher Charlson comorbidity scores and functional dependence across the FI categories than in the FP categories, which may be due to the fact that functional deficits and comorbidities are included as “deficits” in the FI. The GCP score, showed only a slight but consistent decrease from robust to frail by both FP and FI categories. More frail patients had ASA scores ≥ 3, and scores were similarly distributed between measures.
Table 3.
Baseline Characteristics of SAGES Participants by Frailty Category
| Characteristic | Frailty Phenotype | Frailty Index | ||||
|---|---|---|---|---|---|---|
| (Mean±SD or Percent) | Robust (N=47) | Pre-Frail (N=223) | Frail (N=145) | Robust (N=86) | Pre-Frail (N=159) | Frail (N=170) |
| Age | 74 ± 4 | 77 ± 5 | 78 ± 6 | 76 ± 5 | 76 ± 5 | 78 ± 6 |
| Female Gender | 21 (45%) | 118 (53%) | 111 (76%) | 42 (49%) | 93 (58%) | 115 (68%) |
| Charlson comorbidity scorea (2 points or higher) | 10 (21%) | 46 (21%) | 39 (27%) | 10 (12%) | 27 (17%) | 58 (34%) |
| ADLb (any impairment) | 0 (0%) | 15 (7%) | 20 (14%) | 0 (0%) | 2 (2%) | 33 (19%) |
| IADLc (any impairment) | 4 (8%) | 47 (21%) | 73 (50%) | 1 (1%) | 33 (21%) | 90 (53%) |
| SF-12 Physical Summary Scored (higher better) | 40± 8 | 36 ± 9 | 29.1 ± 8.3 | 44.0 ± 5.8 | 35.7 ± 7.4 | 27.5 ± 7.1 |
| SF-12 Mental Summary Scored (higher better) | 52± 6 | 52 ± 7 | 45 ± 9 | 55 ± 5 | 51 ± 8 | 46 ± 9 |
| GPC Scoree | 60 ± 7 | 55 | 54.9 ± 8 | 60 ± 7 | 58± 7 | 55± 8 |
| ASA Classf ≥ 3 | 24 (51%) | 123 (55%) | 103 (71%) | 33 (38%) | 90 (57%) | 127 (75%) |
Charlson comorbidity index predicts the ten-year mortality by assigning points to each comorbid condition in participants, higher score is worse.
ADL scale measures the ability to perform basic care activities (feeding, bathing, dressing, grooming, toileting, transferring, and walking).
IADL scale measures more complex skills (grocery shopping, taking medications, using the telephone, cooking, housekeeping, using transportation, and managing finances).
Medical Outcomes Study (MOS). MOS SF-12= Medical Outcomes Study SF-12 which is a 12-item multidimensional survey tool designed to assess social functioning, role-emotional, and physical and mental health. Both SF-12 mental and physical summary scores present in 412.
General Cognitive Performance (GCP) composite score synthesizes neuropsychological tests including attention, executive functioning, memory, naming, and visual-spatial function. Higher scores are better.
American Society of Anesthesiologists (ASA) Physical Status is a subjective measure of fitness for surgery, higher worse.
The association of frailty with outcomes
Complications, hospital LOS >5 days, PAC discharge, and 30-day readmissions were experienced by 53%, 18%, 63%, and 10% of patients respectively (Table 4). Patients categorized as pre-frail and frail in both measures had higher risk of at least one adverse outcome. Using the FP, pre-frailty was associated with higher risk of PAC and complications, and frailty was associated with higher risk of hospital LOS >5 days, PAC, and complications; Whereas, using FI, pre-frailty conferred higher risk of PAC, and frailty conferred higher risk of both LOS >5 days and PAC.
Table 4.
Associations of Preoperative Frailty Status with In-hospital Outcomes.
| Total (N=415) | Frailty Phenotype | Frailty Index | |||||
|---|---|---|---|---|---|---|---|
| Overall | Robust | Pre-Frail | Frail | Robust | Pre-Frail | Frail | |
| Medical Complications | |||||||
| Major Complications (%) | 7 | 0 | 8 | 8 | 5 | 7 | 16 |
| Minor Complications (%) | 46 | 34 | 47 | 50 | 42 | 49 | 47 |
| Relative Risk† (95% CI) | 1.6 (1.1,2.1) | 1.7 (1.1,2.1) | 1.1 (0.8,1.5) | 1.2 (0.9,1.6) | |||
| Hospital LOS > 5 days (%) | 18 | 9 | 17 | 22 | 8 | 17 | 24 |
| Relative Risk (95% CI) | 2.2 (0.8,5.9) | 3.1 (1.1,8.8) | 2.1 (1.0,4.8) | 3.1 (1.4,6.8) | |||
| Post Acute Care (PAC) (%) | 63 | 28 | 57 | 83 | 36 | 60 | 79 |
| Relative Risk (95% CI) | 1.8 (1.2,2.9) | 2.3 (1.4,3.7) | 1.5 (1.4,2.1) | 1.9 (1.4,2.5) | |||
| 30 Day Readmission (%)* | 10 | 4 | 12 | 10 | 11 | 9 | 11 |
| Relative Risk (95% CI) | 2.6 (0.6,10.9) | 2.4 (0.5,11.7) | 0.9 (0.4,2.0) | 1.1 (0.5,2.4) | |||
Relative risks obtained from a Poisson regression model with log link and robust variance estimates while controlling for age and gender
Odds ratios from an ordinal logistic regression model converted to relative risks based on Zhang33
N=410
DISCUSSION
This study adds to the growing body of evidence documenting the importance of frailty measurement in older surgical patients. In this study we found a high burden of frailty among elderly individuals undergoing elective major orthopedic surgery, using two well-established frailty measures, and that preoperative frailty as identified by these measures predicts worse outcomes.
Although previous studies have demonstrated a strong association between preoperative frailty and adverse postoperative outcomes in general surgery patients, current approaches to identifying high risk patients before surgery do not routinely include frailty measures.35 Most current surgical risk measures, including the American Society of Anesthesiologists physical status classification system, are based on the presence of comorbidities. Complementary indices have been developed to assess cardiac36 and pulmonary risk.37 However, these methods do not consider important factors which are captured by frailty measures such as strength and functional status, that may not be apparent by examining a patient's list of medical problems. Nor, do they measure the patient's overall physiologic vulnerability to stress which is more comprehensively assessed by frailty measures.22,38,39
Although there has been in general a lack of consensus as to how best to identify and categorize frailty, it is increasingly used in clinical risk assessment strategies.40 The ability to predict relevant outcomes (e.g., predictive validity) is perhaps the most important characteristic of any risk stratification variable or system. In a study of 594 elective general surgical patients aged 65 and older, FP predicted LOS, medical and surgical complications, and institutional discharge, but other frailty measures were not assessed.41 A study in patients undergoing major surgery requiring postoperative intensive care unit admission used a broad number of domains and comorbidities as frailty markers including advanced age, impaired cognition, weight loss, low body mass index, low serum albumin, falls, depression, low hematocrit counts, and demonstrated that frailty predicted discharge to skilled nursing facilities (SNFs) and higher 6-month mortality.9,42 However, the investigators in this study created a clinical composite measure, similar to the approach in the FI, which has not been validated in non-surgical populations and included factors such as cognition and depression that are often considered outside of the frailty construct. In another study where the majority of the population underwent orthopedic surgery interventions (including lower limb and spine surgery), increased frailty as measured using the Edmonton Frail Scale, which includes both measures of physical and cognitive function, was associated with a higher rate of medical and surgical complications, prolonged LOS, and discharge to SNFs.43 Our work extends their findings by demonstrating the two frailty measures with the strongest evidence base in the literature,41 are associated with similarly poor outcomes after orthopedic surgery. Given the variability in approaches to measuring frailty in the literature, it is beneficial to demonstrate that very different conceptualizations and constructs of frailty may be useful in preoperative risk assessment.
The present study reveals incomplete agreement between frailty status of individual patients as determined by the FP and FI. This would be expected because these measures are derived from entirely different theoretical models of frailty, and include highly disparate domains. From an operational standpoint, FP includes only 5 criteria, but most, if not all, of these need to be collected specifically for this purpose, and some (grip strength, gait speed) require special equipment and training to collect. On the other hand, FI as defined in the SAGES study included 42 variables, which would require development of an index and algorithm to abstract information from individual electronic medical records, administrative databases, or other existing data sources. As both approaches are useful in identifying frailty before surgery, selection of the optimal measure of preoperative frailty will depend on feasibility considerations, such as the available data, logistical constraints and preference.
Frailty is now increasingly recognized as a set of actionable and modifiable risk factors. Increasing gait speed over a period of 12 months was shown to be associated with improved survival,44 and several studies in older patients with hip fractures have shown that frail patients benefit from a comprehensive geriatric assessment and specialized processes of care.45-49 From a financial perspective, patients having orthopedic procedures and complex medical problems are of high priority for the Centers for Medicare & Medicaid Services,14 which highlights the importance of improved coordination of transitions of care and geriatric follow-up in these patients. Patients recognized as frail before surgery can be targeted for interventions to improve outcomes and reduce costs.
Several limitations are worthy of mention. We have evaluated only two of the many indices that are currently available for assessment of frailty. Nonetheless, FP and FI are generally considered the most studied and robust measures based on the available evidence as they have shown strong predictive value in other studies.50 Although we examined a large prospective cohort of patients undergoing orthopedic procedures, the generalizability of our results will need to be examined in future studies since the study only involved two academic centers in a single metropolitan region and excluded patients with recent hospitalizations and with dementia. The selection criteria may have excluded patients with severe frailty. Nonetheless, the less obviously impaired patients, who constitute our population, may be the ones in whom frailty measures are most likely to identify those most amenable to intervention.
In summary, in this large prospective study of older patients undergoing major elective orthopedic surgery, we found that preoperative frailty, as measured by both FP and FI, is highly prevalent. The two measures showed only moderate agreement with each other. Yet, both frailty measures are strong and independent predictors of surgical outcomes. This work is highly significant for demonstrating the importance of frailty to identify patients at high risk for poor surgical outcomes, and highlighting the need for future studies to develop interventions, such as preoperative prehabilitation to mitigate this risk.
Supplementary Material
ACKNOWLEDGMENTS
The authors thank the patients, families, nurses, physicians, and study staff who participated in the SAGES study, as well as Cyrus Kosar for his assistance with data preparation, and Dr. James Rudolph for his assistance with integrating the frailty measures into the SAGES cohort.
Support: This study was supported by a Program Project Grant No. P01AG031720 to Dr. Inouye from the National Institute on Aging. Dr. Inouye's contribution was partially supported by a Geriatric Leadership Award to Enhance Clinical Education and Training K07 AG041835 and R01AG044518; Dr. Marcantonio's contribution was partially supported by a Mid-Career Investigator Award (K24AG035075) and R01 AG030618, and Dr. Cooper's contribution was partially supported by a GEMSSTAR (R03AG042361), all from the National Institute on Aging. Dr. Cooper was also supported by a Jahnigen Award from the American Geriatrics Society. Dr. Walston is supported by the Johns Hopkins Older Americans Independence Center; NIH P30AG021334. Dr. Gill is the recipient of an Academic Leadership Award (K07AG043587) from the National Institute on Aging. Dr. Gleason is supported by a HRSA training grant (D01HP08794) and a John A. Hartford Foundation Center of Excellence Award. This work was conducted with support from Harvard Catalyst, The Harvard Clinical and Translational Science Center (National Center for Research Resources and the National Center for Advancing Translational Sciences, National Institutes of Health Award 8UL1TR000170-05 and financial contributions from Harvard University and its affiliated academic health care centers). The content is solely the responsibility of the authors and does not necessarily represent the official views of Harvard Catalyst, Harvard University and its affiliated academic health care centers, or the National Institutes of Health.
Footnotes
Author Contributions: All authors contributed to study concept and design, data analysis and interpretation, and preparation of manuscript.
This manuscript was presented in abstract form at the Annual Meeting of the American Geriatrics Society May, 2014
Sponsor's role: None
Conflict of Interest:
The editor in chief has reviewed the conflict of interest checklist provided by the authors and has determined that the authors have no financial or any other kind of personal conflicts with this paper.
Contributor Information
Zara Cooper, Brigham and Women's Hospital, Boston, MA.
Selwyn O. Rogers, Jr., University of Texas Medical Branch, Galveston, TX.
Long Ngo, Beth Israel Deaconess Medical Center, Boston, MA.
Jamey Guess, Beth Israel Deaconess Medical Center, Boston, MA.
Eva Schmitt, Institute for Aging Research Hebrew SeniorLife, Boston, MA.
Richard N. Jones, Brown University, Providence, RI.
Douglas K. Ayres, Tufts University School of Medicine, Boston, MA.
Jeremy D. Walston, Johns Hopkins School of Medicine, Boston, MA.
Thomas M. Gill, Yale School of Medicine, New Haven, CT.
Lauren J. Gleason, Brigham and Women's Hospital, Boston, MA.
Sharon K. Inouye, Institute for Aging Research Hebrew SeniorLife, Boston, MA.
Edward R. Marcantonio, Beth Israel Deaconess Medical Center, Boston, MA.
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