Abstract
Heat waves are among the deadliest climate hazards. Yet the relative importance of the physical processes causing their near-surface temperature anomalies (𝑇′)—advection of air from climatologically warmer regions, adiabatic warming in subsiding air and diabatic heating—is still a matter of debate. Here we quantify the importance of these processes by evaluating the 𝑇′ budget along air-parcel backward trajectories. We first show that the extreme near-surface 𝑇′ during the June 2021 heat wave in western North America was produced primarily by diabatic heating and, to a smaller extent, by adiabatic warming. Systematically decomposing 𝑇′ during the hottest days of each year (TX1day events) in 1979–2020 globally, we find strong geographical variations with a dominance of advection over mid-latitude oceans, adiabatic warming near mountain ranges and diabatic heating over tropical and subtropical land masses. In many regions, however, TX1day events arise from a combination of these processes. In the global mean, TX1day anomalies form along trajectories over roughly 60 h and 1,000 km, although with large regional variability. This study thus reveals inherently non-local and regionally distinct formation pathways of hot extremes, quantifies the crucial factors determining their magnitude and enables new quantitative ways of climate model evaluation regarding hot extremes.
Subject terms: Atmospheric dynamics, Natural hazards
The occurrence of extremely hot days around the globe is the result of a regionally varying mix of physical processes—advective, adiabatic and diabatic warming—that influence upstream air masses, according to an analysis of the backward trajectories of air contributing to hot extremes.
Main
Atmospheric hot extremes such as the record-shattering heat wave during late June 2021 in the Pacific Northwest1–3 (PNW heat wave) regularly claim large numbers of lives, threaten ecosystems and disrupt economic activities1,4,5. The number and severity of heat waves will increase globally in response to global warming6 with expected severe impacts on human health7–9. The socioeconomic relevance of hot extremes is thus more than obvious and mandates the scientific community to provide a quantitative understanding of the relevant physical processes involved in their formation. This process understanding is a prerequisite for evaluating climate models with regard to their ability to realistically reproduce heat-wave characteristics10, as well as for developing physically plausible storylines of heat waves and their impacts in a future climate11–13.
Existing literature has identified three physical processes that contribute to the formation of atmospheric hot extremes: temperature advection (transport of air from climatologically warmer regions to colder regions14–16), adiabatic compression and subsequent warming in subsiding (descending) air17–20 and diabatic heating of air near Earth’s surface through surface sensible heat fluxes and turbulent and convective mixing21–28. Importantly, however, no consensus has been reached so far about the relative importance of these three processes for atmospheric hot extremes at a global scale19,25,29. Rather, individual studies have focused on one particular process14,15,21,24, individual case studies21–24,28 or hot extremes in selected regions17–19,26, leading to diverging results regarding the relative importance of the processes.
In this Article, we quantify the contributions of horizontal temperature advection, adiabatic warming and diabatic heating to near-surface temperature anomalies during the hottest day of each year in 1979–2020 (TX1day events) at each location on the globe. To this end, a new diagnostic based on kinematic air-parcel trajectories is employed. The diagnostic makes use of the Lagrangian temperature-anomaly equation (see Methods for its derivation from the thermodynamic energy equation), which quantifies the change in the temperature anomaly T′ along an air-parcel trajectory and allows attributing these changes to the aforementioned processes. In pressure coordinates, the equation reads
1 |
where v is the horizontal wind, is the horizontal gradient, , p is pressure (p0 = 1,000 hPa), ω is the vertical velocity, θ is the potential temperature and is the temperature climatology (see Methods for the formal definition of used in this study).
Equation (1) allows any temperature anomaly T′(x,tX) at location x and time tX to be decomposed into contributions from the three processes discussed above, provided one knows the backward trajectory (x(t),t) of the air parcel located at x at time tX, as well as the quantities appearing on the right-hand side of equation (1) along this trajectory. To do so, the terms on the right-hand side in equation (1) are integrated forward in time along the backward trajectory, from the time when the temperature anomaly of this air parcel was last zero (the ‘genesis time’, tg, of the anomaly T′(x,tX)) until tX, that is,
2 |
Terms on the right-hand side of equation (2) denote, respectively, T′ arising from changes in the temperature climatology over time, T′ due to horizontal advection of the air parcel across climatological temperature gradients, T′ generated through vertical motion and T′ caused by diabatic processes along the trajectory, including surface sensible heat fluxes and turbulence. These terms are hereafter referred to as seasonality T′, advective T′, adiabatic T′ and diabatic T′, respectively. Note that advective T′ quantifies T′ generated through horizontal advection of air parcels across climatological temperature gradients between tg and tX and is not to be confounded with transport of T′ (‘advection of T′’). The seasonality T′ is usually small on the timescale of the formation of temperature anomalies. The time difference tX − tg is hereafter referred to as ‘Lagrangian age’ of the temperature anomaly T′(x,t), and the great circle distance between the location where the anomaly genesis occurred (the ‘genesis point’ x(tg)) and x(tX) is termed the ‘Lagrangian formation distance’. These two Lagrangian parameters, quantified here, provide essential information about the spatio-temporal formation of T′ in hot extremes.
Using European Centre for Medium-Range Weather Forecasts reanalysis ERA5 data30, we first apply equation (2) to backward trajectories started on near-surface levels in western North America during the PNW heat wave and then quantify the contributions of advective, adiabatic and diabatic T′ to near-surface TX1day anomalies globally.
The 2021 PNW heat wave
The PNW heat wave peaked during 28–30 June1, and near-surface T′ averaged across these three days exceeded 12 K in vast parts of western North America (Fig. 1a). The largest three-day mean T′ of +18.4 K occurred near Lytton, British Columbia, Canada (cross in Fig. 1a–d), where on 29 June, a daily maximum temperature of 49.6 °C was measured before the town was destroyed in forest fires on 30 June31. Evaluating equation (2) for backward trajectories from western North America reveals that all three processes contributed to T′, albeit with considerable regional differences in the magnitudes of their contributions (Fig. 1b–d). The advective T′ exceeded 6 K west and north of Vancouver Island but was small or even negative where T′ was largest. The adiabatic T′ contributed positively with larger magnitude than the advective T′ (more than 6 K in vast regions in the northwestern United States and British Columbia). Finally, the diabatic T′ was clearly dominant in regions of largest T′ and exceeded 16 K at some grid points.
Focusing on backward trajectories started within the heat-wave region (defined here by the 12 K contour in Fig. 1a) at times tX between 28 and 30 June 2021, we next elucidate the Lagrangian formation pathway of the respective temperature anomalies (see Supplementary Text 1 for more details). The mean age and formation distance of these anomalies were 161 h and 3,834 km, respectively, and most of their genesis points were located over the central North Pacific (Supplementary Fig. 2). After anomaly genesis, the bulk of the air parcels tracked northwards into an amplifying ridge between roughly six and four days before tX, and thereby increased their T′ predominantly through advective T′ (Fig. 1e,f and Supplementary Video 1). Between four and two days before tX, most of the air parcels moved onshore, which reduced their advective T′ (by moving to a climatologically warmer region). At the same time, however, the air parcels also started gaining diabatic T′ such that their T′ still increased (Fig. 1f). In the final two days, most air parcels gained further diabatic T′, descended (generating adiabatic T′) and curved anticyclonically towards the south, which consumed nearly all remaining advective T′ (Fig. 1f). There is large regional variability in the processes’ relative importance for the final T′ (Fig. 1b–d). Nevertheless, averaged across the core heat-wave region, the contributions to T′ were, respectively, 59.2% diabatic, 37.7% adiabatic and 9.5% advective, with a residual of −6.3% (mostly seasonality T′; Extended Data Fig. 1). In summary, near-surface temperature anomalies during the June 2021 heat wave in the PNW formed through a combination of all three processes, with substantial contributions of remotely generated T′, but in particular in regions of maximum T′, quasi-locally produced diabatic T′ dominated (Extended Data Fig. 2).
Decomposing TX1day anomalies
We next extend the analysis to a global 42 yr climatology of near-surface temperature anomalies during TX1day events, which reveals geographically strongly varying contributions of the three processes (Fig. 2). Over the mid-latitude storm-track regions, advective T′ exceeds the full TX1day anomalies, but is partly offset by negative diabatic T′, while the adiabatic T′ is small (Fig. 2). Thus, after the respective tg, air parcels contributing to TX1day events in storm-track regions move polewards across climatological T gradients (positive advective T′) at near-surface levels (small adiabatic T′), and they are cooled diabatically, conceivably through radiation and the cool ocean surface underneath. Similarly, also over the elevated Greenland and Antarctic ice sheets, advective T′ dominates, but in contrast to storm-track regions, the adiabatic T′ is negative, consistent with orographic ascent (Fig. 2).
Adiabatic T′ dominates in many regions near major mountain ranges, for example, in Nepal, north of the Tibetan Plateau and along the Rocky Mountains (Figs. 2 and 3 and Extended Data Figs. 3–5). Hereby, the largest values of adiabatic T′ are not collocated with orographic peaks but rather occur in their vicinity (Extended Data Figs. 3–5). This clear signature of orography in adiabatic T′ suggests that downslope winds are a key ingredient of TX1day events in many regions of the world. Furthermore, adiabatic T′ dominates in southern Europe and the Mediterranean, where the summer circulation is dominated by anticyclonic conditions and very strong and persistent mid-tropospheric subsidence32. Finally, adiabatic T′ also dominates TX1day anomalies over subtropical oceans (Fig. 3).
Diabatic T′ contributes positively to TX1day anomalies over all land regions except for ice sheets. The largest diabatic T′ is in many cases found over dry regions, for example, in central Asia, Mexico, Argentina and western Australia (Fig. 2d), where during TX1day events the availability of soil moisture and thus latent cooling from evaporation is often limited33. Over most tropical land regions, the diabatic T′ is the dominant contributor (Fig. 3b) and is partially offset by advective T′ (Fig. 2). That is, after anomaly genesis, air parcels approach the respective TX1day event location from climatologically colder regions, while they are heated diabatically, conceivably through surface heat fluxes. Globally over the oceans, however, TX1day air parcels are cooled diabatically between the respective anomaly genesis and TX1day event, except in some tropical regions with small positive diabatic T′ (Fig. 2d).
In many regions, the TX1day anomalies are composed of comparably large contributions from two or even all three processes, without one process clearly dominating. For example, in the Canadian and Eurasian Arctic as well as at the southern tips of South America and Australia, all three processes contribute positively (Figs. 2 and 3). Thus, air parcels contributing to TX1day events in these regions experience anomaly genesis in climatologically warmer regions, then subside and experience net diabatic heating en route to the respective TX1day events. Over several extratropical land regions and over tropical oceans (orange in Fig. 3), the combined effect of adiabatic and diabatic T′ generates the TX1day anomalies, while advective T’ dampens these anomalies (Figs. 2 and 3). Finally, along extratropical coastlines as well as in the high Arctic, TX1day anomalies are composed of positive advective and adiabatic T′ and negative diabatic T′. Note that there is variability in the contributions of the three processes across TX1day events at any grid point (Extended Data Fig. 6), and hence not all individual events fall into the respective category depicted in Fig. 3.
Age and formation distance of TX1day anomalies
The age of TX1day T′ varies by almost an order of magnitude, from less than a day to roughly a week (Fig. 4a), with a global mean of 60 h. There is no clear land–sea contrast in the age of the anomalies (Fig. 4a), and moreover, there is no apparent universal relationship between the age, the magnitude of TX1day T′ and the dominant contributing process for TX1day anomalies. The youngest anomalies are found over tropical West Africa and Brazil (Fig. 4a), where they form due to diabatic T′ (Figs. 2 and 3). However, almost equally young TX1day anomalies are found over the Southern Ocean, where advective T′ is the dominant contributor. Likewise, the oldest anomalies occur over the Greenland and Antarctic ice sheets (forming through advective T′, with negative contributions from adiabatic T′) as well as over eastern Europe, where the advective T′ is negative and the adiabatic T′ is strongly positive.
The formation distance of TX1day anomalies also varies by roughly an order of magnitude, from a few hundred kilometres, for example, in tropical West Africa, to more than 2,000 km over the Greenland and Antarctic ice sheets and the Southern Ocean, with a global mean value of 1,145 km (Fig. 4c,d). Thereby, regions with comparatively old anomalies also feature rather long formation distances and conversely for regions with young anomalies (Fig. 4c,d). A clear exception is the Southern Ocean, where TX1day anomalies form rapidly within less than two days, but on average over distances exceeding 2,000 km, which is in line with generally large wind speeds there.
Lagrangian information is essential for a quantitative understanding of hot extremes
The lack of consensus about the physical processes that generate atmospheric hot extremes is clearly unsatisfactory given the impacts of these events and the prominent role they play in public and political debates on climate change. This study uses a new quantitative approach to address this research gap and reveals that large near-surface temperature anomalies arise from the accumulation of T′ often over large distances rather than just from local weather and/or surface conditions. The Lagrangian approach of this study is in conceptual accordance with previous studies that quantified source regions of heat contributing to past mega heat waves27,28 or examined Lagrangian characteristics of heat waves17–19. However, it significantly extends these studies by quantifying specifically the contributions of advection, adiabatic compression and diabatic heating to hot extremes.
The global TX1day anomaly decomposition reveals large spatial variability in the relative importance of the three processes and thus demonstrates that none of them—advection, adiabatic compression or diabatic heating—dominates the formation of hot extremes at a global scale. Rather, their relative importance depend on the meteorological intricacies of how large temperature anomalies form in a specific region. These can vary substantially sometimes over just a few hundred kilometres, for example, in the vicinity of complex orography or near coasts. For specific regions, the results of this study qualitatively support the findings of previous studies. For example, in Greenland, long-range transport across climatological temperature gradients was found to be important for melt events34 while over tropical land regions, large contributions of anomalously low soil moisture (inducing anomalously strong sensible and turbulent heating) were identified to be particularly important29. Moreover, our results underpin the dominant role of advective T′ for generating hot extremes in the vicinity of storm tracks15.
The mean age and formation distance of temperature anomalies in hot extremes reveal that the formation of these anomalies is inherently non-local and occurs over several days. That is, much like the water vapour that rains out in a heavy precipitation event may have evaporated days before and hundreds or thousands of kilometres away27,35, temperature anomalies contributing to hot extremes too are typically built up over several days and over spatial scales of hundreds to thousands of kilometres. These results thus support earlier studies emphasizing the importance of remote processes on mega heat waves27,28 and demonstrate that a solely Eulerian perspective on hot extremes is incomplete and inadequate for unravelling the physical causes of such events. We therefore advise considering the Lagrangian characteristics of hot extremes, in particular when evaluating climate models or when pondering about causes of individual events and changing characteristics of hot extremes in a warming climate.
A recent and record-shattering example was the 2021 PNW heat wave1. This event’s T′ was unprecedented within the 1979–2020 TX1day record, primarily due to exceptional diabatic T′ and larger-than-normal advective T′ (which is usually negative during TX1day events in the PNW region), while the adiabatic T′ was not unusual for hot extremes in this region (Extended Data Fig. 9). The extreme diabatic T′ might have been related to dry antecedent conditions1,36 and possibly a short-term greenhouse effect arising from comparatively large specific humidity during the event3. Furthermore, it suggests a key role for the unusually stable free tropospheric stratification within the atmospheric block during the PNW heat wave2, which suppressed deep convection and thereby allowed diabatic T′ to accumulate in the boundary layer.
Implications for hot extremes in a warming climate
Moreover, the results of this study point to two hitherto poorly studied mechanisms for changing magnitudes of hot extremes as the climate warms. First, all else being equal, the projected increase in the tropospheric static stability37,38 positively affects adiabatic T′ because the third term on the right-hand side in equation (2) increases with increasing climatological stratification ( becomes smaller). Accordingly, a given subsiding air-parcel trajectory in a more stably stratified atmosphere will generate a larger temperature anomaly at the surface. Second, as illustrated for the PNW heat wave, T′ contributing to hot extremes over land can form over the ocean (Supplementary Fig. 3). In such cases, the final anomaly is affected by climatological land–ocean temperature contrasts, which, at near-surface levels, are projected to increase as the climate warms39,40. Hence, for a given near-surface trajectory, the advective T′ will decrease more when moving onshore in a warmer climate, yielding weaker anomalies in such situations. However, these effects will be modulated by circulation changes affecting the trajectories of hot extreme air parcels (more or less vertical, meridional or zonal movement). Therefore, their importance will have to be examined in detail by applying the Lagrangian diagnostic to climate model simulations.
Methods
Data
The ERA530 is the latest reanalysis dataset of the European Centre for Medium-Range Weather Forecasts. The data assimilation scheme, model set-up and performance are thoroughly described in ref. 30. Here we use ERA5 data at 3-hourly temporal resolution, a horizontal grid spacing of 0.5° latitude by 0.5° longitude and on model levels. The TX1day events in 1979–2020 are identified on the basis of daily mean 2 m temperature at each grid point. The model-level temperature climatology, , is transient, taking the daily and seasonal cycles, as well as the long-term warming trend, into account. Specifically, for each date in the study period, the climatology is computed by averaging over all time steps with the same time of the day in a 21 d window centred around the given calendar time step and within ±4 yr (every value is thus the average over 21 × 9 = 189 instantaneous values). Moreover, and are computed on the basis of first-order (centred) finite differences.
Trajectory calculations
At each ERA5 grid point, 15 d (360 h) backward trajectories are started at 00:00, 03:00, 06:00, 09:00, 12:00, 15:00, 18:00 and 21:00 utc during each TX1day event from 10, 30 and 50 hPa above ground level, using LAGRANTO 2.041 (and analogously from the domain shown in Fig. 1a on each day of the June 2021 heat wave). This yields 24 trajectories for each TX1day event and grid point (in total, ~250,000,000 15 d trajectories were calculated for the global TX1day anomaly decomposition). For all figures, the terms in equation (2) have been averaged across trajectories starting from 10, 30 and 50 hPa above ground, which we refer to as ‘near surface’. Each trajectory is stored with a 3-hourly temporal resolution. Along each trajectory (x(t),t), with x(t) = (longitude(t), latitude(t), p(t)), the following variables are traced: T, , θ, and .
Lagrangian temperature-anomaly equation
The thermodynamic energy equation in pressure coordinates reads42
3 |
Defining T′ = T − , inserting this definition in equation (3) and noting that yields
4 |
where and is the three-dimensional gradient operator. Vertical motion thus creates temperature anomalies through , but at the same time this effect may be cancelled by the vertical advection of the climatological temperature (e.g., when moving from a climatologically colder region aloft to a warmer region below). The net effect of vertical motion on T′ is thus given by ; that is, subsidence leads to positive T′ when the climatological stratification is stable and thus the adiabatic warming exceeds the vertical advection of the climatological temperature . Expressing the effect of vertical motion on T′ in this way and integrating in time leads to the formulation in equation (2).
Quantifying the composition of a temperature anomaly
The integrands in the first, third and fourth terms on the right-hand side of equation (2) are evaluated between subsequent trajectory time steps t and t + Δt. That is, ω is computed from the finite difference between the trajectory pressure p at t and t + Δt, and , p, T and are computed as averages of the respective quantities evaluated at (x(t),t) and (x(t + Δt),t + Δt). For in the fourth right-hand-side term in equation (2), we use p0 = 1,000 hPa, and is computed as the finite difference between θ at (x(t),t) and (x(t + Δt),t + Δt). The integrand in the second right-hand-side term in equation (2) is computed as
5 |
whereby is also computed from subsequent trajectory time steps analogously to , and and are averages of the respective quantities evaluated at (x(t),t) and (x(t + Δt),t + Δt). This indirect computation of is superior to a direct computation based on v and at (x(t),t) and (x(t + Δt),t + Δt), because the model levels in the lower troposphere slope strongly near complex topography and therefore make it difficult to accurately compute in such regions.
The genesis time, tg, of any anomaly T′(x,tX) is found by following the trajectory from (x,tX) backwards in time until the last trajectory time step tg where T′(x(tg),tg) has the same sign as T′(x,tX) (see Extended Data Fig. 7 for an illustration). Note that T′(x(tg),tg) is never exactly zero and thus constitutes a first numerical residual (res1) arising from applying equation (2) to actual trajectories (Extended Data Fig. 8b). Moreover, in very rare cases where anomalies are older than 15 d (T′(x(t),t) is single-signed for the whole 15 d), the age of the anomaly is set to 15 d and . Note that fewer than 0.8% of all TX1day anomalies are older than 15 d (not shown) and res1 is generally small (Extended Data Figs. 1b and 8b).
To decompose any temperature anomaly T′(x,tX), the terms on the right-hand side in equation (2) are integrated forward in time for each trajectory (x(t),t) from the respective tg to tX; that is,
6 |
7 |
8 |
9 |
Note that the seasonality T′ also contains a contribution from the diurnal cycle of . In Extended Data Fig. 7, we visualize the identification of tg as well as the Lagrangian T′ decomposition for an individual trajectory. The results displayed in Figs. 1a–d and 2 show these terms averaged across all 24 trajectories of all days that are considered in the respective figures.
Finally, exact closure of the temperature-anomaly budget in equation (2) is hindered by a second numerical residual (res2), which arises from numerical inaccuracies in the computations of derivatives in equation (2). This residual can be quantified as res2 = T′ (x,tX) − res1 − seasonality, T′ diabaticT′ − advective T′ − adiabaticT′ − and is found to be negligible (Extended Data Figs. 2c and 8c), even for individual trajectories (not shown). To quantify how well the temperature-anomaly budget in equation (2) is closed by considering only advective, adiabatic and diabatic T′, an overall residual res = res1 + res2 + seasonality T′ is defined and found to be small for the events of interest in this study (Extended Data Figs. 1d and 8d).
Online content
Any methods, additional references, Nature Portfolio reporting summaries, source data, extended data, supplementary information, acknowledgements, peer review information; details of author contributions and competing interests; and statements of data and code availability are available at 10.1038/s41561-023-01126-1.
Supplementary information
Acknowledgements
M.R. acknowledges funding of the INTEXseas project from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation programme (grant agreement no. 787652). We are indebted to H. Wernli (ETH Zürich) for his valuable input on an earlier version of this manuscript.
Extended data
Author contributions
M.R. and L.P. jointly developed the temperature-anomaly decomposition, jointly conceived the study and jointly interpreted the results. M.R. performed the analyses, drafted the figures and wrote the major part of the manuscript. L.P. also contributed to the writing of the paper.
Peer review
Peer review information
Nature Geoscience thanks Jessica Keune and Sarah Kew for their contribution to the peer review of this work. Primary Handling Editor: James Super, in collaboration with the Nature Geoscience team.
Funding
Open access funding provided by Swiss Federal Institute of Technology Zurich.
Data availability
The ERA5 data can be downloaded from the Copernicus Climate Service (https://climate.copernicus.eu/climate-reanalysis) and are thoroughly described in ref. 30. Data displayed in Figs. 1–4 as well as derived data supporting this study are available from the ETH Research Collection via 10.3929/ethz-b-000571107 ref. 43.
Code availability
The LAGRANTO 2.0 code is publicly available from ref. 41. Code to reproduce the main results of this study are available from the ETH Research Collection via 10.3929/ethz-b-000571107 ref. 43.
Competing interests
The authors declare no competing interests.
Footnotes
Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Extended data
is available for this paper at 10.1038/s41561-023-01126-1.
Supplementary information
The online version contains supplementary material available at 10.1038/s41561-023-01126-1.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
The ERA5 data can be downloaded from the Copernicus Climate Service (https://climate.copernicus.eu/climate-reanalysis) and are thoroughly described in ref. 30. Data displayed in Figs. 1–4 as well as derived data supporting this study are available from the ETH Research Collection via 10.3929/ethz-b-000571107 ref. 43.
The LAGRANTO 2.0 code is publicly available from ref. 41. Code to reproduce the main results of this study are available from the ETH Research Collection via 10.3929/ethz-b-000571107 ref. 43.