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. 2023 Mar 14;78(3):98. doi: 10.1007/s00025-023-01859-w

Optimal Flat Functions in Carleman–Roumieu Ultraholomorphic Classes in Sectors

Javier Jiménez-Garrido 1,2, Ignacio Miguel-Cantero 3, Javier Sanz 3,, Gerhard Schindl 4
PMCID: PMC10011312  PMID: 36938127

Abstract

We construct optimal flat functions in Carleman–Roumieu ultraholomorphic classes associated to general strongly nonquasianalytic weight sequences, and defined on sectors of suitably restricted opening. A general procedure is presented in order to obtain linear continuous extension operators, right inverses of the Borel map, for the case of regular weight sequences in the sense of Dyn’kin. Finally, we discuss some examples (including the well-known q-Gevrey case) where such optimal flat functions can be obtained in a more explicit way.

Keywords: Carleman–Roumieu ultraholomorphic classes, asymptotic expansions, linear extension operators

Introduction

The asymptotic Borel map sends a function, admitting an asymptotic expansion in a sectorial region, into the formal power series providing such expansion. In many instances it is important to decide about the injectivity and surjectivity of this map when considered between so-called Carleman–Roumieu ultraholomorphic classes and the corresponding class of formal series, defined by restricting the growth of some of the characteristic data of their elements (the derivatives of the functions, the remainders in the expansion, or the coefficients of the series) in terms of a given weight sequence M=(Mp)pN0 of positive real numbers (see Sect. 2.3 for the definition of such classes). While the injectivity has been fully characterized for sectorial regions and general weight sequences [14, 19, 29], the surjectivity problem is still under study. The classical Borel–Ritt–Gevrey theorem of Malgrange and Ramis [28], solving the case of Gevrey asymptotics (for which M=(p!α)pN0, α>0), was partially extended to different more general situations by Schmets and Valdivia [31], Thilliez [32, 33] and the authors [14, 15, 30]. Summing up, it is known now that the strong nonquasianalyticity condition (snq) for M, equivalent to the fact that the index γ(M) introduced by V. Thilliez is positive (see Sect. 2.2), is indeed necessary for surjectivity. Moreover, for an unbounded sector Sγ of opening πγ (γ>0) in the Riemann surface of the logarithm and for regular weight sequences in the sense of Dyn’kin [8] (see Sect. 2.1 for the definitions), the Borel map is surjective whenever γ<γ(M), while it is not for γ>γ(M) (the situation for γ=γ(M) is still unclear in general). It is important to note that the current proof of surjectivity in this situation is not constructive, but rests on the characterization, by abstract functional-analytic techniques, of the surjectivity of the Stieltjes moment mapping in Gelfand-Shilov spaces defined by regular sequences due to Debrouwere [6]. This information is transferred into the asymptotic framework in a halfplane by means of the Fourier transform, and in [15] Laplace and Borel transforms of arbitrary order allow to conclude for general sectors. However, in the particular case of classes given by strongly regular sequences in the sense of V. Thilliez, the proof of surjectivity of the Borel map [33] rests on the construction of optimal flat functions in suitable sectors and a double application of Whitney extension results. Subsequently, Lastra et al. [18] reproved surjectivity in a more explicit way by means of formal Borel- and truncated Laplace-like transforms, defined from suitable kernel functions obtained from those optimal flat functions.

The first aim of this paper is to construct such optimal flat functions for Carleman–Roumieu ultraholomorphic classes defined by general weight sequences (not just strongly regular ones) and in sectors Sγ with γ<γ(M). The key idea comes from a recent paper by Nenning et al. [22], where they have studied the mixed Borel problem in Beurling ultradifferentiable classes. They consider a mixed condition inspired by a related one (see (3.7) in this paper) appearing in a work of Langenbruch [17]. It turns out that the condition of Langenbruch is, under natural hypotheses, equivalent to the fact that γ(M)>1, and it is crucial in order to construct optimal flat functions in a halfplane by means of the classical harmonic extension of the associated function ωM. A ramification process provides then optimal flat functions in the general situation. These results completely close the problem of the explicit construction of optimal flat functions in sectors of appropriate opening for classes defined in terms of a general weight sequence. Moreover, the constructive techniques developed in this paper could be used in other contexts where weighted structures appear.

Secondly, for ultraholomorphic classes defined by regular sequences we establish the connection with the surjectivity of the Borel map by providing a constructive technique for the corresponding extension results, in the same vein as in [18]. For sake of completeness, in the case of strongly regular sequences we also give an alternative approach, based on the work of Bruna [5], to this connection.

In order to highlight the power of the technique in concrete situations, we will also present a family of (non strongly) regular sequences for which such optimal flat functions can be provided in any sector of the Riemann surface of the logarithm (what agrees with the fact that the index γ(M) is in this case equal to ), resting on precise estimates for the associated function ωM instead of appealing to its harmonic extension. We end by showing how optimal flat functions and extension results can be obtained for convolved sequences, in case the factor sequences admit such constructions separately. Some examples are commented on in regard with this technique.

The paper is organized as follows. Section 2 consists of all the preliminary information concerning weight sequences and some indices or auxiliary functions associated with them, and the main facts about ultraholomorphic classes and the (asymptotic) Borel map defined for them. In Sect. 3 we define optimal flat functions and carefully detail their construction for general weight sequences. Next, we show that their existence entails the surjectivity of the Borel map in ultraholomorphic classes defined by regular sequences. In the particular case of sequences of moderate growth, different statements are presented relating the property of strong non-quasianalyticity to the existence of such flat functions. In Sect. 4 we give a family of sequences (among which the classical q-Gevrey sequences are found) for which optimal flat functions can be constructed in a more explicit way. We need to work first in C\(-,0], and then apply a ramification in order to reason for arbitrary sectors in the Riemann surface of the logarithm. Finally, the last section is devoted to the work with convolved sequences.

Preliminaries

Weight Sequences and Their Properties

We set N:={1,2,...}, N0:=N{0}. In what follows, M=(Mp)pN0 will always stand for a sequence of positive real numbers with M0=1. We define its sequence of quotients m=(mp)pN0 by mp:=Mp+1/Mp, pN0; the knowledge of M amounts to that of m, since Mp=m0mp-1, pN. The following properties for a sequence will play a role in this paper:

  • (i)

    M is logarithmically convex (for short, (lc)) if Mp2Mp-1Mp+1, pN.

  • (ii)

    M is stable under differential operators or satisfies the derivation closedness condition (briefly, (dc)) if there exists D>0 such that Mp+1Dp+1Mp, pN0.

  • (iii)

    M is of, or has, moderate growth (for the sake of brevity, (mg)) if there exists A>0 such that Mp+qAp+qMpMq, p,qN0.

  • (iv)
    M satisfies the condition (nq) of non-quasianalyticity if
    p=0Mp(p+1)Mp+1<+.
  • (v)
    Finally, M satisfies the condition (snq) of strong non-quasianalyticity if there exists B>0 such that
    q=pMq(q+1)Mq+1BMpMp+1,pN0.

It is convenient to introduce the notation M^:=(p!Mp)pN0. All these properties are preserved when passing from M to M^. In the classical work of Komatsu [16], the properties (lc), (dc) and (mg) are denoted by (M.1), (M.2) and (M.2), respectively, while (nq) and (snq) for M are the same as properties (M.3) and (M.3) for M^, respectively. Obviously, (mg) implies (dc).

The sequence of quotients m is nondecreasing if and only if M is (lc). In this case, it is well-known that (Mp)1/pmp-1 for every pN, the sequence ((Mp)1/p)pN is nondecreasing, and limp(Mp)1/p= if and only if limpmp=. In order to avoid trivial situations, we will restrict from now on to (lc) sequences M such that limpmp=, which will be called weight sequences.

Following Dyn’kin [8], if M is a weight sequence and satisfies (dc), we say M^ is regular. According to Thilliez [33], if M satisfies (lc), (mg) and (snq), we say M is strongly regular; in this case M is a weight sequence, and the corresponding M^ is regular.

We mention some interesting examples. In particular, those in (i) and (iii) appear in the applications of summability theory to the study of formal power series solutions for different kinds of equations.

  • (i)

    The sequences Mα,β:=(p!αm=0plogβ(e+m))pN0, where α>0 and βR, are strongly regular (in case β<0, the first terms of the sequence have to be suitably modified in order to ensure (lc)). In case β=0, we have the best known example of a strongly regular sequence, Mα:=Mα,0=(p!α)pN0, called the Gevrey sequence of order α.

  • (ii)

    The sequence M0,β:=(m=0plogβ(e+m))pN0, with β>0, satisfies (lc) and (mg), and m tends to infinity, but (snq) is not satisfied.

  • (iii)

    For q>1 and 1<σ2, Mq,σ:=(qpσ)pN0 satisfies (lc), (dc) and (snq), but not (mg). In case σ=2, we get the well-known q-Gevrey sequence.

Two sequences M=(Mp)pN0 and L=(Lp)pN0 of positive real numbers, with M0=L0=1 and with respective quotient sequences m and , are said to be equivalent, and we write ML, if there exist positive constants AB such that ApMpLpBpMp, pN0. They are said to be strongly equivalent, denoted by m, if there exist positive constants ab such that amppbmp, pN0. Whenever m we have ML but, in general, not conversely.

In case M0 or L0 is not equal to 1, the previous definitions of equivalence are meant to deal with the normalized sequences (Mp/M0)pN0 or (Lp/L0)pN0.

Index γ(M) and Auxiliary Functions for Weight Sequences and Functions

The index γ(M), introduced by Thilliez [33, Sect. 1.3] for strongly regular sequences M, can be equally defined for (lc) sequences, and it may be equivalently expressed by different conditions:

  • (i)
    A sequence (cp)pN0 is almost increasing if there exists a>0 such that for every pN0 we have that cpacq for every qp. It was proved in [12, 13] that for any weight sequence M one has
    γ(M)=sup{γ>0:(mp/(p+1)γ)pN0is almost increasing}[0,]. 2.1
  • (ii)
    For any β>0 we say that m satisfies the condition (γβ) if there exists A>0 such that (ii) In [10, 13] it is proved that for a weight sequence M,
    γ(M)=sup{β>0;msatisfies(γβ)};γ(M)>βmsatisfies(γβ). 2.2

If we observe that the condition (snq) for M is precisely (γ1) for m^, the sequence of quotients for M^, and that γ(M^)=γ(M)+1 (this is clear from (2.1)), we deduce from the second statement in (2.2) that

Msatisfies (snq) if, and only if,γ(M)>0. 2.3

Given a weight sequence M=(Mp)pN0, we write

ωM(t):=suppN0lntpMp,t>0,

and ωM(0)=0. This is the classical (continuous, nondecreasing) function associated with the sequence M, see [16].

Another associated function will play a key-role, namely

hM(t):=infpN0Mptp,t>0.

The functions hM and ωM are related by

hM(t)=exp(-ωM(1/t)),t>0. 2.4

In [16, Prop. 3.2] we find that, for a weight sequence M,

Mp=supt>0tpexp(-ωM(t))=supt>0tphM(1/t),pN0. 2.5

We record for the future some elementary facts about hM.

Lemma 2.1

Let M=(Mp)pN0 be a weight sequence, then:

(i)

t(0,)hM(t) is nondecreasing and continuous,

(ii)

hM(t)1 for all t>0, hM(t)=1 for all t sufficiently large and limt0hM(t)=0.

We also introduce the counting function νm for the sequence m,

νm(λ):=#{pN0:mpλ}. 2.6

If M is a weight sequence, then the functions νm and ωM are related by the following useful integral representation formula, e.g. see [19] and [16, (3.11)]:

ωM(x)=0xνm(λ)λdλ=m0xνm(λ)λdλ,x>0. 2.7

In [13], the nature of the index γ(M), fundamental in the study of the surjectivity of the asymptotic Borel map, is explained. More precisely, it is shown that γ(M) is the lower Matuszewska index of m. In addition, the relation between ORV-indices of m and νm is clarified and from this connection we characterized some properties of νm that will be important for our aim.

Lemma 2.2

Let M=(Mp)pN0 be a weight sequence, then:

(i)

γ(M)>0 if and only if νm satisfies the condition νm(2t)=O(νm(t)) as t tends to .

(ii)
γ(M)>1 if and only if νm satisfies the condition (ωsnq), i.e., there exists D>0 such that
1νm(ys)s2dsDνm(y)+D,y0.

Proof

(i) Follows by (2.3) and [13, Coro. 4.2.(ii)]. (ii) Holds true by combining [13, Lemma 2.10], [13, Coro. 2.13], [13, Thm. 3.10] and [13, Prop. 4.1].

We conclude this subsection by introducing the harmonic extension and a particular majorant of a nondecreasing nonquasianalytic function.

A nondecreasing (or even just measurable) function σ:[0,)[0,) satisfies the nonquasianalyticity property (ωnq) (and we say σ is nonquasianalytic) if

1σ(t)t2dt<.

Let σ:[0,)[0,) be a nondecreasing nonquasianalytic function. The harmonic extension Pσ of σ to the open upper and lower halfplanes of C is defined by

Pσ(x+iy)=σ(|x|)ifxR,y=0,|y|π-σ(|t|)(t-x)2+y2dtifxR,y0. 2.8

For every zC one has (see, for example, [4, Remark 3.2] or [22, Prop. 5.5]):

σ(|z|)Pσ(z). 2.9

We list some basic properties of the harmonic extension that will be used later:

  1. σ1σ2 implies Pσ1Pσ2.

  2. λPσ1(z)+μPσ2(z)=Pλσ1+μσ2(z), λ,μR.

  3. Ptσ(Ct)(z)=Pσ(Cz), C>0.

Another important auxiliary function appears in the study of extension results in Braun–Meise–Taylor ultradifferentiable classes, defined in terms of weight functions (see, for example, [4, 21] and the references therein).

Let σ:[0,)[0,) be a nondecreasing and nonquasianalytic function. Then, the function κσ is defined by

κσ(y)=1σ(ys)s2ds,y0,

and satisfies

σ(y)κσ(y),y0. 2.10

If σ is also continuous, then κσ is concave, cf. the proof of (3)(4) in Prop. 1.3 in [21].

In particular, consider a weight sequence M such that p=01/mp< (this is condition (M3) in [16]); in other words, the sequence Inline graphic satisfies (nq). According to [16, Lemma 4.1], this property amounts to νm and/or ωM being nonquasianalytic. So, it makes sense to consider the concave function κωM associated with ωM, and κνm associated with the counting function νm. The equality

κωM(y)=ωM(y)+κνm(y),y0, 2.11

can be found on p. 58 in the proof of [16, Prop. 4.4].

Asymptotic Expansions, Ultraholomorphic Classes and the Asymptotic Borel Map

R stands for the Riemann surface of the logarithm. C[[z]] is the space of formal power series in z with complex coefficients.

For γ>0, we consider unbounded sectors bisected by direction 0,

Sγ:=zR:|arg(z)|<γπ2

or, in general, unbounded sectors with bisecting direction dR and opening γπ,

S(d,γ):=zR:|arg(z)-d|<γπ2.

A sector T is said to be a proper subsector of a sector S if T¯S (where the closure of T is taken in R, and so the vertex of the sector is not under consideration).

In this paragraph S is an unbounded sector and M a sequence. We start by recalling the concept of uniform asymptotic expansion.

We say a holomorphic function f:SC admits f^=n0anznC[[z]] as its uniform M-asymptotic expansion in S (of type 1/A for some A>0) if there exists C>0 such that for every pN0, one has

f(z)-n=0p-1anznCApMp|z|p,zS. 2.12

In this case we write fM,Auf^ in S, and A~M,Au(S) denotes the space of functions admitting uniform M-asymptotic expansion of type 1/A in S, endowed with the norm

fM,A,u:=supzS,pN0|f(z)-k=0p-1akzk|ApMp|z|p, 2.13

which makes it a Banach space. A~{M}u(S) stands for the (LB) space of functions admitting a uniform {M}-asymptotic expansion in S, obtained as the union of the previous classes when A runs over (0,). When the type needs not be specified, we simply write f{M}uf^ in S. Note that, taking p=0 in (2.12), we deduce that every function in A~{M}u(S) is a bounded function.

Finally, we define for every A>0 the class AM,A(S) consisting of the holomorphic functions f in S such that

fM,A:=supzS,pN0|f(p)(z)|ApMp<.

(AM,A(S),·M,A) is a Banach space, and A{M}(S):=A>0AM,A(S) is called a Carleman–Roumieu ultraholomorphic class in the sector S, whose natural inductive topology makes it an (LB) space.

We warn the reader that these notations, while the same as in the paper [15], do not agree with the ones used in [14, 30], where A~{M}u(S) was denoted by A~Mu(S), AM,A(S) by AM/L1,A(S), and A{M}(S) by AM/L1(S).

If M is (lc), the spaces A{M}(S) and A~{M}u(S) are algebras, and if M is (dc) they are stable under taking derivatives. Moreover, if ML the corresponding classes coincide.

Since the derivatives of fAM,A(S) are Lipschitz, for every pN0 one may define

f(p)(0):=limzS,z0f(p)(z)C. 2.14

As a consequence of Taylor’s formula and Cauchy’s integral formula for the derivatives, there is a close relation between Carleman–Roumieu ultraholomorphic classes and the concept of asymptotic expansion (the proof may be easily adapted from [1]).

Proposition 2.3

Let M be a sequence and S be a sector. Then,

  • (i)

    If fAM^,A(S) then f admits f^:=pN01p!f(p)(0)zp as its uniform M-asymptotic expansion in S of type 1/A, where (f(p)(0))pN0 is given by (2.14). Moreover, fM,A,ufM^,A, and so the identity map AM^,A(S)A~M,Au(S) is continuous. Consequently, we also have that A{M^}(S)A~{M}u(S) and A{M^}(S)A~{M}u(S) is continuous.

  • (ii)

    If S is unbounded and T is a proper subsector of S, then there exists a constant c=c(T,S)>0 such that the restriction to T, f|T, of functions f defined on S and admitting a uniform M-asymptotic expansion in S of type 1/A>0, belongs to AM^,cA(T), and f|TM^,cAfM,A,u. So, the restriction map from A~M,Au(S) to AM^,cA(T) is continuous, and it is also continuous from A~{M}u(S) to A{M^}(T).

One may accordingly define classes of formal power series

C[[z]]M,A={f^=p=0apzpC[[z]]:f^M,A:=suppN0|ap|ApMp<}. 2.15

(C[[z]]M,A,·M,A) is a Banach space and we put C[[z]]{M}:=A>0C[[z]]M,A, again an (LB) space.

It is natural to consider the asymptotic Borel map B~ sending a function fA~M,Au(S) into its M-asymptotic expansion f^C[[z]]M,A. By Proposition 2.3.(i) the asymptotic Borel map may be defined from A~{M}u(S) or A{M^}(S) into C[[z]]{M}, and from AM^,A(S) into C[[z]]M,A.

If M is (lc), B~ is a homomorphism of algebras; if M is also (dc), differentiation commutes with B~. Moreover, it is continuous when considered between the corresponding Banach or (LB) spaces previously introduced. Finally, note that if ML, then C[[z]]{M}=C[[z]]{L}, and the corresponding Borel maps are in all cases identical.

Since the problem under study is invariant under rotation, we will focus on the surjectivity of the Borel map in unbounded sectors Sγ. So, we define

S{M^}:={γ>0;B~:A{M^}(Sγ)C[[z]]{M}is surjective},S~{M}u:={γ>0;B~:A~{M}u(Sγ)C[[z]]{M}is surjective}.

We again note that these intervals were respectively denoted by SM and S~Mu in [14].

It is clear that S{M^} and S~{M}u are either empty or left-open intervals having 0 as endpoint, called surjectivity intervals. Using Proposition 2.3, we easily see that

(S~{M}u)S{M^}S~{M}u, 2.16

where I stands for the interior of the interval I.

Optimal Flat Functions and Surjectivity of the Borel Map

The following result appeared, in a slightly different form, in [14, Lemma 4.5].

Lemma 3.1

Let M be a weight sequence. If S~{M}u, then M satisfies (snq) or, equivalently, γ(M)>0.

Subsequently, a converse, more precise statement appeared in [15, Th. 3.7] under the additional hypothesis of condition (dc).

Theorem 3.2

Let M^ be a regular sequence such that γ(M)>0. Then,

(0,γ(M))S{M^}S~{M}u(0,γ(M)].

In particular, if γ(M)=, we have that S{M^}=S~{M}u=(0,).

So, the surjectivity of the Borel map for regular sequences is governed by the value of the index γ(M).

Construction of Optimal Flat Functions

Our aim is to relate the surjectivity of the Borel map in a sector to the existence of optimal flat functions in it, which we now define and construct in this subsection.

Definition 3.3

Let M be a weight sequence, S an unbounded sector bisected by direction d=0, i.e., by the positive real line (0,+)R. A holomorphic function G:SC is called an optimal {M}-flat function in S if:

(i)
There exist K1,K2>0 such that for all x>0,
K1hM(K2x)G(x). 3.1
(ii)
There exist K3,K4>0 such that for all zS, one has
|G(z)|K3hM(K4|z|). 3.2

Besides the symmetry imposed by condition (i) (observe that G(x)>0 for x>0, and so G(z¯)=G(z)¯, zS), we note that the estimate in (3.2) amounts to the fact that

|G(z)|K3K4pMp|z|p,pN0,zS,

what exactly means that GA~{M}u(S) and is {M}-flat, i.e., its uniform {M}-asymptotic expansion is given by the null series. The inequality imposed in (3.1) makes the function optimal in a sense, as its rate of decrease on the positive real axis when x tends to 0 is accurately specified by the function hM. Note that, in previous instances where such optimal flat functions appear [11, 18, 33], the estimates from below in (3.1) are imposed and/or obtained in the whole sector S, and not just on its bisecting direction. We think the present definition is more convenient, since it is easier to check for concrete functions, and for our purposes it provides all the necessary information in order to work with such functions.

As a first step for the construction of such flat functions, we need to estimate the harmonic extension Pσ in terms of the majorant κσ. The right-hand side estimate in the next result is a slight refinement of the one in [4, Lemma 3.3], which was not precise enough for our purposes. We include the whole proof for the sake of completeness.

Proposition 3.4

Let σ:[0,)[0,) be a nondecreasing nonquasianalytic function. Then, we have

1πκσ(y)Pσ(iy)κσ(y),y0. 3.3

Proof

If y=0 all the values are equal to σ(0) and so the inequalities hold true. Now, for y>0 we have

Pσ(iy)=yπ-σ(|t|)t2+y2dt=2yπ0σ(t)t2+y2dt=2π0σ(ys)s2+1ds2π1σ(ys)s2+1ds.

Since s2+12s2 for s1, we deduce that

Pσ(iy)1π1σ(ys)s2ds=1πκσ(y).

In order to prove the right inequality, we start by splitting the integral into two parts:

Pσ(iy)=2π0σ(ys)s2+1ds=2π01σ(ys)s2+1ds+1σ(ys)s2+1ds. 3.4

As σ is nondecreasing, we may write

01σ(ys)s2+1dsσ(y)011s2+1ds=π4σ(y) 3.5

and

1σ(ys)s2+1ds=κσ(y)-11s2-1s2+1σ(ys)dsκσ(y)-σ(y)1-π4. 3.6

From (3.4), (3.5), (3.6) and (2.10) we deduce that

Pσ(iy)2ππ2σ(y)+κσ(y)-σ(y)κσ(y).

The key condition for weight sequences that will allow us to construct optimal flat functions appeared in a work of Langenbruch [17].

Definition 3.5

Let M be a weight sequence such that Inline graphic satisfies (nq), so that PωM is well-defined. We say that the sequence satisfies the Langenbruch’s condition if there exists a constant C>0 such that for all y0 we have

PωM(iy)ωM(Cy)+C. 3.7

We can characterize the previous condition in terms of the index γ(M). This connection has very recently appeared for the first time in a work of Nenning et al. [22]. Although the additional hypothesis of (dc) appears in their (indirect) arguments, it can be removed as long as the sequence satisfies (snq), as we now show. Observe that, by Lemma 3.1, the condition (snq) (equivalently, γ(M)>0) is necessary for surjectivity, so it is not a restriction for our aim.

Proposition 3.6

Let M be a weight sequence. The following are equivalent:

  • (i)

    γ(M)>0, Inline graphic satisfies (nq) and M satisfies Langenbruch’s condition.

  • (ii)

    γ(M)>1.

Proof

First, from (2.7) we deduce that for all r0 and B0,

ωM(eBr)=0eBrνm(u)udu=ωM(r)+reBrνm(u)uduωM(r)+Bνm(r). 3.8

The last inequality is a consequence of the monotonicity of νm.

(i)(ii) By taking into account (2.9) and (3.3), we deduce

ωM(y)+κνm(y)PωM(iy)+πPνm(iy)=PωM+πνm(iy),y0.

Thanks to (3.8) and the monotonicity of the harmonic extension with respect to the argument function we get from above

ωM(y)+κνm(y)PωM(eπ·)=PωM(ieπy)ωM(Ceπy)+C,y0.

Next, by using the integral expression (2.7) and the monotonicity of νm we have that

κνm(y)ωM(Ceπy)-ωM(y)+C=yCeπyνm(u)udu+Cln(Ceπ)νm(Ceπy)+C,y0.

Finally, by Lemma 2.2, we deduce that

κνm(y)Dνm(y)+D,y0,

for suitable D>0. This is condition (ωsnq) for νm and, by Lemma 2.2, we may conclude that γ(M)>1.

(ii)(i) Condition γ(M)>1 implies that γ(M)>0, and amounts to condition (γ1) for m (see (2.2)), so that Inline graphic clearly satisfies (nq). By Lemma 2.2, the condition γ(M)>1 is equivalent to the existence of a constant C>0 such that

κνm(y)Cνm(y)+C,y0. 3.9

Then, from (3.3), (2.11) and the above inequality we deduce that

PωM(iy)κωM(y)=ωM(y)+κνm(y)ωM(y)+Cνm(y)+C,y0.

By (3.8), we have from above that

PωM(iy)ωM(eCy)+C,y0,

which completes the proof.

Remark 3.7

The condition γ(M)>1 is the same as Inline graphic, or equivalently, (snq) for Inline graphic (even if Inline graphic might not satisfy (lc), we can apply [13, Coro. 3.13] to obtain this equivalence). So, for a weight sequence M satisfying (snq), Langenbruch’s condition allows to pass from (nq) to (snq) for Inline graphic.

Observe also that, by [13, Lemma 3.20], the condition (nq) for Inline graphic implies that the index Inline graphic, introduced in [30] and studied in detail in [13], is nonnegative, and so Inline graphic. As one only knows that γ(M)ω(M) in general, and these indices can perfectly be different, one may better understand the effect of Langenbruch’s condition.

Remark 3.8

On the one hand, as said before, for a weight sequence M the condition γ(M)>1 amounts to the condition (γ1) for m, and it is well-known (see [16, Prop. 4.4]) that then ωM satisfies (ωsnq). As it can be deduced from [21, Prop. 1.7], this last fact is, in its turn, equivalent to the existence of a constant C>0 such that

PωM(iy)CωM(y)+C,y0.

On the other hand, in [16, Prop. 3.6] the condition (mg) for a weight sequence M is shown to be equivalent to the fact that 2ωM(y)ωM(Dy)+D for all y0 and suitable D>0. Gathering these estimates, we conclude that if M is strongly regular then γ(M)>1 if, and only if, M satisfies Langenbruch’s condition. This was basically the reasoning that allowed V. Thilliez to obtain optimal {M}-flat functions, in the very same way as we are doing in the next result, but dropping now the moderate growth condition by means of Proposition 3.6.

Thanks to the previous result, we will construct optimal {M}-flat functions in the right half plane as long as γ(M)>1.

Proposition 3.9

Let M be a weight sequence. If γ(M)>1, then the function

G(z)=exp(-PωM(i/z)-iQωM(i/z))

is an optimal {M}-flat function in the halfplane S1, where QωM is the harmonic conjugate of PωM in the upper half plane.

Proof

It is clear that the function G is holomorphic in S1. On the one hand, by taking into account (2.9), for zS1 we have that

|G(z)|=exp(-PωM(i/z))exp(-ωM(1/|z|))=hM(|z|).

On the other hand, the condition γ(M)>1 implies, by Proposition 3.6, that there exists C>0 such that PωM(ix)ωM(Cx)+C for every x>0. Since one can easily check that QωM(i/x)=0, we have that

G(x)=exp(-PωM(i/x))exp(-ωM(C/x)-C)=exp(-C)hM(x/C),

as desired.

By a ramification of the variable we can extend this method to an arbitrary weight sequence with γ(M)>0 and any sector whose opening is less than πγ(M).

Proposition 3.10

Let M be a weight sequence with γ(M)>0. Then, for any 0<γ<γ(M) there exist an optimal {M}-flat function in Sγ.

Proof

Let s>0 be such that γ<1/s<γ(M). Then, by [13, Th. 3.10, Prop. 3.6] we have that γ(Ms)=sγ(M)>1, where Ms:=(Mps)pN0 is again a weight sequence. We apply the last result to the sequence Ms, so there exists an optimal {Ms}-flat function G in S1. It is important to note that the bounds for G appearing in Definition 3.3 will be in terms of hMs, instead of hM. Moreover, the following relation between the functions ωMs and ωM is straightforward:

ωM(t1/s)=1sωMs(t),t0. 3.10

Now, let us prove that the function F(z)=(G(zs))1/s, zSγ, is an optimal {M}-flat function in Sγ. From the fact that G is an optimal {Ms}-flat function, (2.4) and (3.10), we get

F(x)=(G(xs))1/sK11/sexp(-s-1ωMs(1/(K2xs)))K11/sexp(-ωM(1/(K21/sx)))=K11/shM(K21/sx),x>0,

for suitable constants K1,K2>0. Moreover, we have that

|F(z)|K31/sexp(-s-1ωMs(1/(K4|z|s)))K31/sexp(-ωM(1/(K41/s|z|)))=K31/shM(K41/s|z|),zSγ,

for suitable constants K3,K4>0, and we are done.

Surjectivity of the Borel Map for Regular Sequences

We will describe next how, by means of an optimal flat function, one can obtain extension operators, right inverses for the Borel map, for ultraholomorphic classes defined by regular sequences.

If G is an optimal {M}-flat function in A~{M}u(S), we define the kernel function e:SC given by

e(z):=G1z,zS.

It is obvious that e(x)>0 for all x>0, and there exist K1,K2,K3,K4>0 such that

K1hMK2xe(x),x>0,and|e(z)|K3hMK4|z|,zS. 3.11

For every pN0 we define the p-th moment of the function e(z), given by

m(p):=0tpe(t)dt.

Note that the positive value m(0) need not be equal to 1.

The following result is crucial for our aim.

Proposition 3.11

Suppose M^ is a regular sequence and G is an optimal {M}-flat function in A~{M}u(S). Consider the sequence of moments m:=(m(p))pN0 associated with the kernel function e(z)=G(1/z). Then, there exist B1,B2>0 such that

m(0)B1pMpm(p)m(0)B2pMp,pN0. 3.12

In other words, M and m are equivalent.

Proof

We only need to reason for pN. On the one hand, because of the right-hand inequalities in (3.11) and Lemma 2.1.(ii), for every pN and s>0 we may write

m(p)=0stpe(t)dt+s1t2tp+2e(t)dtK30stpdt+K3supt>0tp+2hMK4ts1t2dt=K3sp+1p+1+K31sK4p+2Mp+2K3sp+1p+1+(K4D)p+2Mps.

Note that in the last equality we have used (2.5), and then we have applied (dc) with a suitable constant D>0. Since s>0 was arbitrary, we finally get

m(p)infs>0K3sp+1p+1+(K4D)p+2Mps=K3p+2p+1(K4D)p+1(Mp)(p+1)/(p+2)m(0)B2pMp

for a suitably enlarged constant B2>0 (observe that p1 and that, eventually, Mp1).

On the other hand, by the left-hand inequalities in (3.11) and Lemma 2.1.(i), for every pN and s>0 we may estimate

m(p)0stpe(t)dtK10stphMK2tdtK1hMK2ssp+1p+1.

Then, again by (2.5), we deduce that

m(p)K1p+1sups>0hMK2ssp+1=K1p+1K2p+1Mp+1m(0)B1pMp

for a suitable constant B1>0 (note that M is eventually nondecreasing).

We can already state the following main result. The forthcoming implication (ii)(v) for strongly regular sequences M was first obtained by Thilliez [33, Th. 3.2.1], and the proof heavily rested on the moderate growth condition, both for the construction [33, Th. 2.3.1] of optimal {M}-flat functions in sectors Sγ for every γ>0 such that γ<γ(M), and for the subsequent use of Whitney extension results in the ultradifferentiable setting. In [18] the implication (ii)(iii) was proved again for strongly regular sequences, but with a completely different technique, and it is this approach which allows here for the weakening of condition (mg) into (dc).

Theorem 3.12

Let M^ be a regular sequence (that is, M is a weight sequence and satisfies (dc)) with γ(M)>0, and let γ>0 be given. Each of the following statements implies the next one:

  • (i)

    γ<γ(M).

  • (ii)

    There exists an optimal {M}-flat function in A~{M}u(Sγ).

  • (iii)

    There exists c>0 such that for every A>0 there exists a linear continuous map TM,A:C[[z]]M,AA~M,cAu(Sγ) such that B~TM,A is the identity map in C[[z]]M,A (i.e., TM,A is an extension operator, right inverse for B~).

  • (iv)

    The Borel map B~:A~{M}u(Sγ)C[[z]]{M} is surjective. In other words, (0,γ]S~{M}u.

  • (v)

    (0,γ)S{M^}.

  • (vi)

    γγ(M).

Proof

(i)(ii) See Proposition 3.10, valid for any weight sequence M.

(ii)(iii) Let A>0 and f^=p=0apzpC[[z]]M,A be given. Let (m(p))pN0 be the sequence of moments associated to the function e(z)=G(1/z), where G is an optimal {M}-flat function in A~{M}u(Sγ). By the definition of the norm in C[[z]]M,A (see (2.15)), we have

|ap||f^|M,AApMp,pN0.

From the left-hand inequalities in (3.12), we deduce that

apm(p)|f^|M,Am(0)AB1p,pN0. 3.13

Hence, the formal Borel-like transform of f^,

g^=p=0apm(p)zp,

is convergent in the disc D(0, R) for R=B1/A>0, and it defines a holomorphic function g there. Choose R0:=B1/(2A)<R, and define

TM,A(f^)(z):=1z0R0euzg(u)du,zSγ,

which is a truncated Laplace-like transform of g with kernel e. By virtue of Leibniz’s theorem for parametric integrals and the properties of e, we deduce that this function, denoted by f for the sake of brevity, is holomorphic in Sγ. We will prove that f{M}uf^ uniformly in Sγ, and that the map f^f, which is obviously linear, is also continuous from C[[z]]M,A into A~M,cAu(Sγ) for suitable c>0 independent from A.

Let pN0 and zSγ. We have

f(z)-n=0p-1anzn=f(z)-n=0p-1anm(n)m(n)zn=1z0R0euzn=0anm(n)undu-n=0p-1anm(n)0vne(v)dvzn.

After a change of variable u=zv in the last integral, one may use Cauchy’s residue theorem and the right-hand estimates in (3.11) in order to rotate the path of integration and obtain

zn0vne(v)dv=1z0uneuzdu.

So, we can write the preceding difference as

1z0R0euzn=panm(n)undu-R0euzn=0p-1anm(n)undu.

Then, we have

f(z)-n=0p-1anzn1|z|(f1(z)+f2(z)), 3.14

where

f1(z)=0R0euzn=panm(n)undu,f2(z)=R0euzn=0p-1anm(n)undu.

We now estimate f1(z) and f2(z). Observe that for every u(0,R0] we have 0<Au/B11/2. So, from (3.13) we get

n=p|an|m(n)un|f^|M,Am(0)n=pAuB1n2|f^|M,Am(0)AB1pup.

Hence,

f1(z)2|f^|M,Am(0)AB1p0R0euzupdu. 3.15

Regarding f2(z), for uR0 and 0np-1 we have (u/R0)n(u/R0)p, so unR0nup/R0p. Again by (3.13), and taking into account the value of R0, we may write

n=0p-1|an|m(n)un|f^|M,Am(0)upR0pn=0p-1AR0B1n|f^|M,Am(0)2AB1pup.

Then, we get

f2(z)|f^|M,Am(0)2AB1pR0euzupdu. 3.16

In order to conclude, note that the second inequality in (3.11), followed by the first one, and the fact that e(x)>0 for x>0, together imply that for every zSγ and every u>0 we have

|e(u/z)|K3hMK4|z|uK3K1eK2uK4|z|.

We use this fact, a simple change of variable and the right-hand estimates in (3.12), and obtain that

0euzupdu0K3K1eK2uK4|z|updu=K3K1K4|z|K2p+1m(p)m(0)K3K4K1K2K4B2K2pMp|z|p+1.

This estimate can be taken into both (3.15) and (3.16), and from (3.14) we easily get that for every pN0,

f(z)-n=0p-1anzn3K3K4K1K2|f^|M,A2K4B2AK2B1pMp|z|p,zSγ,

and so f admits f^ as its uniform {M}-asymptotic expansion in Sγ. Moreover, recalling the definition (2.13) of the norm in these spaces with uniform asymptotics and fixed type, if we put c:=2K4B2/(K2B1)>0, we see that fA~M,cAu(Sγ) and

fM,cA,u3K3K4K1K2|f^|M,A,

what proves the continuity of the linear map TM,A.

(iii)(iv) Immediate for any weight sequence M.

(iv)(v) It follows from (2.16), again valid for any weight sequence.

(v)(vi) This statement is a consequence of Theorem 3.2.

Remark 3.13

The facts in Theorem 3.12.(iii) and Proposition 2.3.(ii) together guarantee that for every δ(0,γ) there exists c>0 such that for every A>0 there exists a linear and continuous extension operator from C[[z]]M,A into AM^,cA(Sδ). In fact, V. Thilliez stated his main result in this regard [33, Th. 3.2.1] in terms of the existence of such extension operators for every δ<γ(M) and M a strongly regular sequence.

The following three corollaries become now clear.

Corollary 3.14

Let M^ be a regular sequence, and γ>0. The following are equivalent:

(i)

γ(M)>γ,

(ii)

There exists γ1>γ such that the space A~{M}u(Sγ1) contains optimal {M}-flat functions.

(iii)

There exists γ1>γ such that the Borel map B~:A~{M}u(Sγ1)C[[z]]{M} is surjective, i.e., γ1S~{M}u.

Proof

(ii)(iii) and (iii)(i) are respectively contained in Theorem 3.12 and Theorem 3.2, under weaker hypotheses. (i)(ii) is immediately deduced from Proposition 3.10.

As a consequence of (2.3) and Theorem 3.12 we get the following result.

Corollary 3.15

Let M^ be a regular sequence. The following are equivalent:

(i)

M satisfies (snq).

(ii)

There exists γ>0 such that the space A~{M}u(Sγ) contains optimal {M}-flat functions.

(iii)

There exists γ>0 such that the Borel map B~:A~{M}u(Sγ)C[[z]]{M} is surjective. In other words, S~{M}u.

Note that, according to Proposition 2.3, in the previous items (ii) and (iii) one could change A~{M}u(Sγ) and S~{M}u into A{M^}(Sγ) and S{M^}, respectively.

Corollary 3.16

Let M^ be a regular sequence, and γ>0. The following are equivalent:

(i)

γ(M)>γ,

(ii)

There exists γ1>γ such that the space A{M^}(Sγ1) contains optimal {M}-flat functions,

(iii)

There exists γ1>γ such that B~:A{M^}(Sγ1)C[[z]]{M} is surjective, i.e., γ1S{M^}.

Optimal Flat Functions and Strongly Regular Sequences

Under the moderate growth condition, the implication (ii)(i) in the version of Corollary 3.15 for the space A{M^}(Sγ) can be shown independently by using a result from Bruna [5], where a precise formula for nontrivial flat functions in Carleman–Roumieu ultradifferentiable classes, appearing in a work of Bang [2], is exploited. For the sake of completeness, we will present this proof below.

Theorem 3.17

Let M be a weight sequence satisfying (mg). If there exists γ>0 such that A{M^}(Sγ) contains optimal {M}-flat functions, then M is strongly regular.

The proof requires two auxiliary results which we state and prove now.

First, given a weight sequence M, the sequence of quotients m=(mp)pN0 is nondecreasing and tends to infinity, but it can happen that it remains constant on large intervals [p0,p1] of indices, so that the counting function νm defined in (2.6) yields νm(mp0)=νm(mp1)=p1+1. However, in some applications or proofs it would be convenient to have νm(mp)=p+1 for all p0. This can be assumed without loss of generality by the following result.

Lemma 3.18

Let a=(ap)p1 be a nondecreasing sequence of positive real numbers satisfying limp+ap=+ (it suffices that ap-1<ap holds true for infinitely many indices p). Then there exists a sequence b=(bp)p1 of positive real numbers such that pbp is strictly increasing and satisfies

0<infp1bpapsupp1bpap<+.

So, in the language of weight sequences, we prove that for any weight sequence M there exists a strongly equivalent weight sequence L (and so ML) such that ν(p)=p+1 for all pN0. Note that equivalent weight sequences define the same Carleman–Roumieu ultraholomorphic classes and associated weighted classes of formal power series.

Proof

Since a is nondecreasing and limp+ap=+ there exists a sequence (pj)j1 of indices such that apj-1<apj==apj+1-1<apj+1 for all j1 (and so p12). For all j1 we have now apj/(apj-1)>1+εj for a sequence (εj)j1 with possibly small strictly positive numbers εj. Finally we put p0:=1.

We take some arbitrary A>1 and choose δj>0 small enough so as to have (1+δj)pj+1-pj-1min{A,1+εj+1}. Then the sequence (δj)j0 satisfies

(1+δj)pj+1-pj-11+εj+1<apj+1apj+1-1,(1+δj)pj+1-pj-1A,j0. 3.17

We define now b as follows:

bq:=aqifq=pj,j0,bq:=(1+δj)bq-1if1+pjqpj+1-1,j0. 3.18

So we have by iteration bq=(1+δj)q-pjbpj=(1+δj)q-pjapj=(1+δj)q-pjaq>aq for all q with 1+pjqpj+1-1, j0. On each such interval of indices the mapping qbq is now clearly strictly increasing since 1+δj>1 for all j. Moreover, by the first half in (3.17), we have bpj+1-1=(1+δj)pj+1-pj-1apj<bpj+1. Hence the sequence qbq is strictly increasing.

By definition (3.18) we have bq=aq for all q=pj, j0, and bq>aq otherwise. We conclude if we show that bqAaq for all q with 1+pjqpj+1-1, j0. For this, since qbq is strictly increasing, it suffices to observe that, thanks to the second half in (3.17), we have bpj+1-1=(1+δj)pj+1-pj-1apjAapj=Aapj+1-1.

The second result is the following.

Lemma 3.19

Let M be a weight sequence. Then M satisfies (mg) if and only if ωM(t)=O(νm(t)) as t+.

Proof

The condition (mg) for M is equivalent to mnA(Mn)1/n for some A1 and all nN (e.g., see [27, Lemma 2.2]). It is also known that ωM(mn)=logmnn/Mn for nN (see [19, Chapitre I]). So, if mn-1t<mn for some n1, we get

ωM(t)ωM(mn)=nlogmnMn1/nnlog(A)=log(A)νm(t),

that is, ωM(t)=O(νm(t)) as t+.

Conversely, suppose that there exists A1 such that ωM(t)Aνm(t) for all tm0. By [27, Lemma 2.2], (mg) for M holds true if and only if there exists H1 such that for all t large enough one has 2νm(t)νm(Ht)+H, and this we will prove. Take Hexp(2A) and tm0. Using (2.7), and since νm is nondecreasing, we estimate

νm(Ht)A-1ωM(Ht)=A-1m0Htνm(λ)λdλA-1tHtνm(λ)λdλA-1νm(t)tHt1λdλ=A-1log(H)νm(t)2νm(t),

as desired.

We mention that an alternative, more abstract proof can be based in the theory of O-regular variation and Matuszewska indices for functions. By [13, Th. 4.4] we have that the lower Matuszewska indices of νm and ωM agree, that is, β(νm)=β(ωM), and by [13, Cor. 2.17 and Cor. 4.2] we know M has (mg) if and only if β(νm)>0. So, if β(νm)>0, by [13, Th. 4.3] we have that lim inftνm(t)ωM(t)>0, and we deduce that ωM(t)=O(νm(t)) as t+. Conversely, if ωM(t)=O(νm(t)) as t+, then lim inftνm(t)ωM(t)>0, so by [13, Th. 4.3] we have that β(ωM)>0, and we are done.

Proof of Theorem 3.17

We follow the proof of necessity for [5, Th. 2.2]. By Lemma 3.18 and the remark following it, we can assume without loss of generality that m is strictly increasing.

Let G be an optimal {M}-flat function in A{M^}(Sγ) for some γ>0. So, there exists some A>0 such that

pM^,A(G):=supnN0,x(0,+)|G(n)(x)|Ann!Mn<+.

This shows that the Carleman–Roumieu ultradifferentiable class E{M^}((-ε,+)), consisting of all smooth complex-valued functions g defined on the interval (-ε,) for some ε>0, and such that

supnN0,x(-ε,+)|g(n)(x)|Dnn!Mn<+

for suitable D>0, contains nontrivial flat functions (it suffices to extend G by 0 for x(-ε,0]). Then, the well-known Denjoy-Carleman theorem (e.g., see [9, Th. 1.3.8]) yields that M satisfies (nq).

Let now

Rn:=kn1(k+1)mk<+,nN0,

and let the function h¯ be defined by h¯(t):=n if Rn+1<tRn, nN0.

By [2, (14), p. 142] we obtain that

G(x)=|G(x)|pM^,A(G)exp-h¯(Aex),x(0,+).

Combining this with (3.1), with (2.4) and setting C:=pM^,A(G), we get

exph¯(Aex)CG(x)CK1-1exp(ωM(1/(K2x))),x>0.

If we put t=Aex and B:=Ae/K2, we obtain that for every t>0,

h¯(t)log(CK1-1)+ωM(B/t). 3.19

By Lemma 3.19, there exists C11 such that ωM(s)C1νm(s)+C1 for s>0. Choosing t=B/mn in (3.19), we see that

h¯(B/mn)log(CK1-1)+ωM(mn)log(CK1-1)+C1νm(mn)+C1=log(CK1-1)+C1(n+1)+C1,

since m is strictly increasing. Hence, h¯(B/mn)C2(n+1) for some C2N and all nN0. By definition of h¯, we get RC2(n+1)+1B/mn, i.e.,

mnkC2(n+1)+11(k+1)mkB,nN0.

Finally,

mnkn1(k+1)mk=mnkC2(n+1)+11(k+1)mk+mnk=nC2(n+1)1(k+1)mkB+mnn(C2-1)+C2+1(n+1)mnB+2C2,

which is (snq) for M.

Construction of Optimal Flat Functions for a Family of Non strongly Regular Sequences

As deduced in Theorem 3.12, the construction of optimal {M}-flat functions in sectors within an ultraholomorphic class, given by a regular sequence M^, provides extension operators and surjectivity results. Although such general construction has been shown in Proposition 3.10, we wish to present here a family of (non strongly) regular sequences for which an alternative, more explicit technique works.

We recall that, for logarithmically convex sequences (Mp)pN0, the condition (dc) is equivalent to the condition log(Mp)=O(p2), p (see [19, Ch. 6]). On the other hand, the condition (mg) implies that the sequence is below some Gevrey order (there exists α>0 such that Mp=O(p!α) as p; see e.g. [20, 33]).

We will work, for q>1 and 1<σ2, with the sequences Mq,σ:=(qpσ)pN0. They are clearly weight sequences and, by (2.1), it is immediate that γ(Mq,σ)=, so they satisfy (snq) (see (2.3)). According to the previous comments, they satisfy (dc) but not (mg). So, M^q,σ is regular, but Mq,σ is not strongly regular.

The case σ=2 is well-known, as it corresponds to the so-called q-Gevrey sequences, appearing in the study of formal and analytic solutions for q-difference equations, see for example [3, 7] and the references therein.

First, we will construct a holomorphic function on C\(-,0] which will provide, by restriction, an optimal {Mq,σ}-flat function in any unbounded sector Sγ with 0<γ<2. Subsequently, we will obtain such functions on general sectors of the Riemann surface R of the logarithm by ramification. This, according to Theorems 3.2 and 3.12, agrees with the fact that γ(Mq,σ)=.

Flatness in the Class Given by Mq,σ

It will be convenient to note that for a fixed σ(1,2], there exists a unique s2 such that σ=s/(s-1).

We start by suitably estimating the function

ωMq,σ(t)=suppN0lntpqpσ=suppN0(pln(t)-ps/(s-1)ln(q)),t>0.

Due to the fact that ωMq,σ(t)=0 for t1 [since m0=M1/M0=M1=q>1 and by (2.7)], we will restrict our attention to the case t>1. Obviously, ωMq,σ(t) is bounded above by the supremum of xln(t)-xs/(s-1)ln(q) when x runs over (0,), which is easily obtained by elementary calculus and occurs at the point

x0=(s-1)ln(t)sln(q)s-1.

If we put

bq,s:=1ss-1sln(q)s-1, 4.1

then

ωMq,σ(t)(s-1)ln(t)sln(q)s-1ln(t)-(s-1)ln(t)sln(q)sln(q)=bq,slns(t),t>1. 4.2

On the other hand, for t>qs/(s-1) (what amounts to x0>1) we also have that ωMq,σ(t) is at least the value of xln(t)-xs/(s-1)ln(q) at x=x0, that is,

ωMq,σ(t)(s-1)ln(t)sln(q)s-1ln(t)-(s-1)ln(t)sln(q)s-1s/(s-1)ln(q)(s-1)ln(t)sln(q)s-1-1ln(t)-(s-1)ln(t)sln(q)sln(q)=bq,slns(t)-ln(t). 4.3

Lemma 4.1

For every tq2s/(s-1) it holds

bq,slns(t)-ln(t)bq,slnstqs/(s-1)-lnqs/(s-1). 4.4

Proof

Observe that every tq2s/(s-1) may be written as t=qys/(s-1) for some y2. Then, we have that

bq,slns(t)-bq,slnstqs/(s-1)=bq,ssln(q)s-1s(ys-(y-1)s)=ln(q)s-1(ys-(y-1)s).

By the mean value theorem, ys-(y-1)s>s(y-1)s-1, and since s2 and y2, we have (y-1)s-1y-1. So we deduce that

ln(q)s-1(ys-(y-1)s)>sln(q)s-1(y-1)=ln(t)-lnqs/(s-1),

as desired.

Combining (4.2) with (4.3) and (4.4), and using (2.4), we get

exp-bq,slns1thMq,σ(t)qs/(s-1)exp-bq,slns1qs/(s-1)t,0<tq-2s/(s-1). 4.5

We can say that these estimates express optimal {Mq,σ}-flatness.

Optimal {Mq,σ}-Flat Function in S2

The estimates in (4.5) suggest considering the function exp(-bq,slogs(1/z)), with, say, principal branches, as a candidate for providing optimal flat functions. However, its analyticity in wide sectors is not guaranteed. Moreover, even in small sectors around the direction d=0, its behaviour at might not be as desired: For example, when s=2 it tends to 0 as 0<x, what excludes the possibility of proving the inequality in (3.1).

Because of these reasons, we will first define a suitably modified function in the sector S2=C\(-,0], prove its flatness there, and then turn to general sectors by composing it with an appropriate ramification.

We define

G2q,s(z):=exp-bq,slogs1+1z,zS2, 4.6

where the principal branch of the logarithm is chosen for both log and the power wws=exp(slog(w)) involved. Observe that if zS2, then 1+1/zC\(-,1], and so log(1+1/z)=ln(|1+1/z|)+iarg(1+1/z)(-,0]. This ensures that the map

zlogs1+1z=expsloglog(1+1z)

is also holomorphic in S2, and so is G2q,s.

In order that G2q,s is an optimal {Mq,σ}-flat function in S2, we are only left with proving the estimates (3.1) and (3.2). It turns out to be more convenient to work with the associated kernel

e2(z):=G2q,s(1/z)=exp(-bq,slogs(1+z)),zS2,

and verify the following result.

Lemma 4.2

There exist positive constants C1,C2 such that

|e2(z)|C1e2(C2|z|),zS2.

Proof

In the first place, we observe that for every zS2,

(logs(z+1))=|logs(z+1)|cos(arg(logs(z+1)))=|log(z+1)|scos(sarg(log(z+1))). 4.7

Now,

s|arg(log(z+1))|=sarctanarg(z+1)ln|z+1|sarctanπln|z+1|. 4.8

Hence, setting

R0:=1+expπtanπ/(2s)2,

we get that |z|>R0 implies that |z+1|>R0-11, and therefore ln|z+1|>0 and

πln|z+1|<tanπ2s.

From this and (4.8) we deduce that cos(sarg(log(z+1)))>0. Then, continuing with (4.7),

(logs(z+1))|(log(z+1))|scos(sarg(log(z+1)))=lns|z+1|-lns|z+1|sin2(sarg(log(z+1)))1+cos(sarg(log(z+1))). 4.9

Now, from the equality in (4.8) we see that sarg(log(z+1))0 as z in S2, and moreover

limzzS2sin2(sarg(log(z+1)))1+cos(sarg(log(z+1)))/s2arg2(z+1)2ln2|z+1|=1.

Therefore, there exist R1R0 and C>0 such that

sin2(sarg(log(z+1)))1+cos(sarg(log(z+1)))C1ln2|z+1|,|z|>R1.

We deduce from (4.9) that for zS2 with |z|>R1,

(logs(z+1))lns|z+1|-Clns-2|z+1|lns(|z|-1)-Clns-2(|z|+1). 4.10

We would be almost done if we obtain, for the right-hand side in (4.10), a lower bound in terms of, say, lns(1+|z|/2) for |z| sufficiently large.

This is easy in case s=2, for it suffices to take |z|>4 in order to have 3<1+|z|/2<|z|-1, and so if |z|R2:=max{R1,4} we have

(logs(z+1))lns(|z|-1)-Clns1+|z|2-C.

In case s>2, it is not difficult to check that

limx+lns(x-1)-Clns-2(x+1)-lns1+x2=+,

so that, according to (4.10), there exists R2R1 such that for zS2 with |z|R2 one has

(logs(z+1))lns1+|z|2.

In any case, we can deduce an upper estimate of the form

|e2(z)|=exp(-bq,s(logs(z+1)))eCexp-bq,slns1+|z|2=eCe2|z|2,zS2,|z|>R2.

Finally, since the function |e2(z)| stays bounded and bounded away from 0 for bounded |z| (in particular, it tends to 1 when z tends to 0 in S2), the previous estimate can be extended to the whole of S2 by suitably enlarging the constant C.

We are ready for the main objective of this section.

Theorem 4.3

The function G2q,s defined in (4.6) is an optimal {Mq,σ}-flat function in S2.

Proof

The previous lemma ensures that there exist positive constants C1, C2 such that

|G2q,s(z)|C1exp-bq,slns1+C2|z|,zS2. 4.11

Observe that this inequality guarantees that |G2q,s(z)| is bounded. As the same is true for hMq,σ(t) for every tt0 and any fixed t0>0 (see Lemma 2.1), we only need to check the estimate (3.2) for small enough |z|.

For |z|C2 it is clear that ln(1+C2/|z|)>ln(C2/|z|)0. Then, from (4.5) we have that

|G2q,s(z)|C1exp-bq,slns1+C2|z|C1exp-bq,slnsC2|z|C1hMq,σ|z|C2,|z|C2q-2s/(s-1),

and we have proved (3.2).

Now, let us note that G2q,s(x) is bounded away from 0 as soon as xr for any fixed r>0, since then

exp-bq,slns1+1/rG2q,s(x).

Again, we only need to check the estimate (3.1) for small enough x. Indeed, we have for x>0 that

G2q,s(x)=exp-bq,slns1xexp-bq,slns1+1x-lns1x.

The mean value theorem gives that lns(1+1/x)-lns(1/x) tends to zero if x0, and we deduce that there exists L such that

G2q,s(x)Lexp-bq,slns1x,xq-s/(s-1).

The second inequality in (4.5) implies now that, as long as xq-s/(s-1), we have

G2q,s(x)Lq-s/(s-1)hMq,σxqs/(s-1),

and so (3.1) holds.

Optimal {Mq,σ}-Flat Function in Arbitrary Sectors

Let us consider a sector SγR with γ>2, and define the function

Gγq,s(z):=exp-bq,sγ2slogs1+z-2/γ=G2q,s(z2/γ)(γ/2)s,zSγ. 4.12

The map zz2/γ is holomorphic from Sγ into S2, and so Gγq,s is holomorphic in Sγ. We will prove that this function is an optimal {Mq,σ}-flat function in this sector.

As before, we consider the kernel

eγ(z):=Gγq,s(1/z)=exp-bq,sγ2slogs1+z2/γ=e2(z2/γ)(γ/2)s,zSγ.

Lemma 4.4

There exist constants B1,B2>0 such that

|eγ(z)|B1e2(B2|z|),zSγ. 4.13

Proof

According to the definition of eγ and by applying Lemma 4.2, there exist constants C1,C2>0 such that for every zSγ one has

|eγ(z)|=e2(z2/γ)(γ/2)sC1e2(C2|z|2/γ)(γ/2)s.

We recall that the function |e2(z)| stays bounded for bounded |z|; from the previous estimates, the same can be said about |eγ(z)|, and so we can prove (4.13) by restricting our considerations to large enough values of |z| and well chosen B2>0, and then suitably enlarging the constant B1>0 involved. Let us observe that

e2(C2|z|2/γ)(γ/2)s=exp-bq,slns(1+C2|z|2/γ)γ/2,e2(B2|z|)=exp-bq,slns(1+B2|z|).

So, we will be done if we see that

lns(1+B2|z|)-lns[(1+C2|z|2/γ)γ/2]

admits an upper bound for large enough |z| and suitably chosen B2>0. But this follows from the clear fact that

lns(1+B2|z|)-lns1+C2|z|2/γγ/2-slnC2γ/2B2lns-1(1+B2|z|),|z|,

where means that the quotient of both expressions tends to 1. Indeed, in view of this equivalence it suffices to choose any B2<C2γ/2 in order to have the desired estimation for suitably large B1 and |z|.

Corollary 4.5

The function Gγq,s defined in (4.12) is an optimal {Mq,σ}-flat function in Sγ.

Proof

By the previous lemma, there exist B1,B2>0 such that

|Gγq,s(z)|B1exp-bq,slns1+B2|z|,zSγ.

Note that this estimate is essentially that in (4.11), and so the conclusion follows in exactly the same way as in the proof of Theorem 4.3.

Remark 4.6

We mention that a similar approach has been followed in the preprint [11], by A. Lastra and the first and third authors, in order to construct extension operators for the ultraholomorphic classes associated with the sequences Mτ,σ=(pτpσ)pN0, for τ>0 and σ(1,2). These sequences have appeared in a series of papers by Pilipović et al. [2326], inducing ultradifferentiable spaces of so-called extended Gevrey regularity. However, in that case the construction of suitable kernels for our technique involves the Lambert function, whose handling is not so convenient. This fact has caused our results to be available only in sectors strictly contained in S2, in spite of the fact that γ(Mτ,σ)=, what would in principle allow for such extension operators to exist in sectors of arbitrary opening.

Convolved Sequences, Flat Functions and Extension Results

We show in this section that whenever two weight sequences are given and there exist optimal flat functions in the respectively associated classes, then optimal flat functions exist in the class defined by the so-called convolved sequence as well (given by the point-wise product). Moreover, the extension technique works if one of the convolved sequences satisfies (dc).

On the one hand the abstract statement is a straight-forward consequence of a result by H. Komatsu, see Remark 5.1 for more details. On the other hand this approach can be useful for constructing (counter-)examples. In general even for nice sequences the convolved sequence can behave complicated, see Sect. 5.3, and so a direct explicit construction of optimal flat functions in the class defined by the convolved sequence will be challenging.

Convolved Sequences

Let M1=(Mp1)pN0, M2=(Mp2)pN0 be two sequences of positive real numbers, then the convolved sequence L:=M1M2 is (Lp)pN0 given by

Lp:=min0qpMq1Mp-q2,pN0,

see [16, (3.15)]. Hence, obviously M1M2=M2M1.

For all pN0 we have Lpmin{M01Mp2,M02Mp1}. So, if in addition M01=M02=1, then we get L0=1 and

Lpmin{Mp1,Mp2},pN0. 5.1

Given M=(Mp)pN0 with M0=1, put L=(Lp)pN0=MM. The condition (mg) states precisely that there exists A>0 such that MpApLp for every pN0; according to (5.1), M satisfies (mg) if and only if M and MM are equivalent.

Remark 5.1

Let M,M1,M2 be weight sequences.

  • (i)
    In [16, Lemma 3.5] the following facts are shown: M1M2 is again a weight sequence. The corresponding quotient sequence m1m2 is obtained when rearranging resp. ordering the sequences m1 and m2 in the order of growth. This yields, by definition of the counting function (see (2.6)), that for all t0 one has
    νm1m2(t)=νm1(t)+νm2(t);
    so, by (2.7) we get
    ωM1M2(t)=ωM1(t)+ωM2(t),t0,
    and by (2.4) we obtain
    hM1M2(t)=hM1(t)hM2(t),t>0. 5.2
  • (ii)

    If either M1 or M2 has (dc), then M1M2 as well: As said before, for sequences (Mp)pN0 satisfying (lc), the condition (dc) amounts to the condition log(Mp)=O(p2), p. Then, it suffices to apply (5.1).

  • (iii)
    As seen in item (i), for every t0 we have
    2ωM(t)=ωMM(t).
    Since M satisfies (mg) if and only if there exists H1 such that
    2ωM(t)ωM(Ht)+H,t0
    (see [16, Prop. 3.6]), it turns out that (mg) amounts to the fact that
    ωMM(t)ωM(Ht)+H,t0,
    for some H1, or in other words,
    hM(t)eHhMM(Ht),t>0.

Optimal Flat Functions and Extension Procedure

Let M1 and M2 be weight sequences such that optimal flat functions GM1 and GM2 exist in the corresponding classes with uniform asymptotic expansion in a given sector S. Then, we claim that GM1M2:=GM1·GM2 is an optimal flat function (on the same sector S) in the class associated with the sequence M1M2. Suppose Km and Jm, m=1,2,3,4, are the constants appearing in (3.1) and (3.2) for GM1 and GM2, respectively. By (5.2) we get that, for all zS,

|GM1(z)·GM2(z)|K3hM1(K4|z|)J3hM2(J4|z|)K3J3hM1(D|z|)hM2(D|z|)=ChM1M2(D|z|),

with C:=K3J3 and D:=max{K4,J4}, since each function hM is nondecreasing. Similarly, for x>0 we can estimate

GM1(x)·GM2(x)K1hM1(K2x)J1hM2(J2x)K1J1hM1(D1x)hM2(D1x)=C1hM1M2(D1x),

with C1:=K1J1 and D1:=min{K2,J2}, and the conclusion follows.

In case at least one of the sequences M1 and M2 satisfies (dc), M1M2 does so, and the extension operators from Theorem 3.12 will be available for the convolved sequence.

Some Examples

Fix q>1 and σ(1,2]. Let us put Lq,σ:=Mq,σMq,σ, Lq,σ=(Lp)pN0. It is not difficult to check that

L2p=q2pσ,L2p+1=qpσ+(p+1)σ,pN0.

Observe that 2pσ=21-σ(2p)σ, so that L2p equals the 2p-th term of the sequence Mq21-σ,σ. Regarding the odd terms, it is a consequence of Taylor’s formula at x=0 for the functions of the form x(1+x)α, α>0, that

pσ+(p+1)σ-21-σ(2p+1)σ=O(pσ-2),p.

Since σ(1,2], we deduce that Lq,σ is equivalent to Mq21-σ,σ.

According to Sect. 5.2, an optimal flat function in the class associated with Lq,σ in, say, the sector S2 is the function

G(z):=G2q,s(z)G2q,s(z)=exp-2bq,slogs1+1z,zS2.

It is not a surprise that, from the Definition (4.1) of bq,s and the relation between σ and s, one obtains bq21-σ,s=2bq,s, and so G is precisely G2q21-σ,s, what agrees with the aforementioned equivalence of sequences.

If we consider instead 1<σ<2 and J:=Mq,σMq,2, J=(Jp)pN0, the computation of the terms Jp is no longer possible in closed form, since their values depend for general p on the position of σ within the interval (1, 2). However, the previous subsection shows that, for s associated with σ as usual, the function

G(z):=G2q,s(z)G2q,2(z)=exp-bq,slogs1+1z-bq,2log21+1z,zS2,

is an optimal flat function in the class associated with J in S2. Note that s is not equal to 2, hence the very aspect of the exponent in this function, and the fact that the restriction G|(0,) is closely related to the function hJ (see Definition 3.3), shows that J is not equivalent to any of the sequences Mq,σ. Since the sequence J does satisfy (dc), the extension procedure described in this paper is available for the classes associated with J.

Observe that these examples of optimal flat functions can also be provided in general sectors Sγ, γ>2, by using the functions Gγq,s introduced in (4.12).

Author Contributions

All authors contributed to the study and the preparation of previous versions of the manuscript. All authors read and approved the final manuscript.

Funding

Open Access funding provided thanks to the CRUE-CSIC agreement with Springer Nature. The first three authors are partially supported by the Spanish Ministry of Science and Innovation under the project PID2019-105621GB-I00. The fourth author is supported by FWF-Project P33417-N.

Data Availibility

Data sharing not applicable to this article as no datasets were generated or analysed during the current study.

Declarations

Conflict of interest

The authors have no relevant financial or non-financial interests to disclose.

Footnotes

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Contributor Information

Javier Jiménez-Garrido, Email: jesusjavier.jimenez@unican.es.

Ignacio Miguel-Cantero, Email: ignacio.miguel@uva.es.

Javier Sanz, Email: javier.sanz.gil@uva.es.

Gerhard Schindl, Email: gerhard.schindl@univie.ac.at.

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