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PLOS Global Public Health logoLink to PLOS Global Public Health
. 2022 May 10;2(5):e0000386. doi: 10.1371/journal.pgph.0000386

Hypertension screening, prevalence, treatment, and control at a large private hospital in Kampala, Uganda: A retrospective analysis

Usnish Majumdar 1,2, Rose Nanyonga Clarke 3, Andrew E Moran 4, Patrick Doupe 5, Darinka D Gadikota-Klumpers 6, Agaba Gidio 3, Dennis Ssentamu 3, David J Heller 2,*
Editor: Andre F S Amaral7
PMCID: PMC10021338  PMID: 36962239

Abstract

Adult hypertension prevalence in Uganda is 27%, but only 8% are aware of their diagnosis, accordingly treatment and control levels are limited. The private sector provides at least half of care nationwide, but little is known about its effectiveness in hypertension control. We analyzed clinical data from 39 235 outpatient visits among 17 777 adult patients from July 2017 to August 2018 at Uganda’s largest private hospital. We calculated blood pressure screening rate at every visit, and hypertension prevalence, medication treatment, and control rates among the 5 090 patients with two or more blood pressure checks who received any medications from the hospital’s pharmacy. We defined hypertension in this group as 1) an average of two blood pressure measurements at separate consecutive visits, higher than 140 mm Hg systolic or 90 mm Hg diastolic, 2) receipt of any antihypertensive medication, or 3) the use of a hypertension electronic medical record code. We deemed hypertension control as normotensive at the most recent check. 12 821 (72.1%) of patients received at least 1 blood pressure check. Among the 5 090 patients above, 2 121 (41.6%) had hypertension (33.4% age-standardized to a world population standard): 1 915 (37.6%) with elevated blood pressure, and 170 (3.3%) were normotensive but receiving medication. 838 (39.4%) of patients with hypertension received medication at least once. Overall, 18.3% of patients achieved control (27% of treated patients, and 15% of untreated patients). Hypertension is common and incompletely controlled in this Ugandan private-sector population, suggesting several avenues for novel interventions.

Introduction

Hypertension is among the leading risk factors for human mortality worldwide and is both more common and less well-controlled in many low-income countries, especially in sub-Saharan Africa, than in more affluent ones. Uganda, with one of the most rapidly-growing populations in the world, is no exception. Its estimated adult hypertension prevalence is now 28.9% in urban areas and 25.8% in rural areas, up from 14–18% as of 2005 [1]. Its rising prevalence is multifactorial, but sedentary lifestyles, an increasingly “Western” diet of simple carbohydrates and fats, and increasing use of alcohol and tobacco are key contributors [2, 3]. Hypertension and other non-communicable diseases cause 33% of all mortality in Uganda, but only 8% of persons with hypertension are aware of their diagnosis, and 3.6% achieve blood pressure control [46].

Fortunately, novel models for hypertension control in Uganda have begun to emerge. Some, for instance, have leveraged novel HIV/AIDS universal test-and-treat programs to screen patients for elevated blood pressure [79]. Others have leveraged nurses to screen for and treat hypertension and other NCDs as a result of physician shortages, a strategy called task-sharing [10, 11]. Years of experience have suggested how to prevent and remedy supply and medication shortages as well as gaps in patient data-tracking [12]. The majority of this work, however, has occurred in public-sector clinics, even though the private sector provides the majority of outpatient care for many Ugandans [13]. Recent work suggests that private-sector hypertension patients struggle to educate themselves on blood pressure control, while the physicians that treat them lack time or resources to aid their disease self-management, suggesting that nurse-led behavior change interventions for hypertension may be impactful in private as well as public contexts [10, 14]. However, little is known about the epidemiology of hypertension in the Ugandan private sector—or its baseline level of treatment or control. To address this gap, we analyzed clinical data from 39 235 outpatient visits among 17 777 patients at the largest private hospital in the nation.

Methods

Ethics statement

The protocol and data analysis plan for this study were approved by the Program for the Protection of Human Subjects (PPHS) at the Icahn School of Medicine at Mount Sinai, the Research Ethics Committee (REC) at the Clarke International University, and the Uganda National Council for Science and Technology. Because all data were de-identified prior to analysis, the requirement for informed consent of individuals in the data set was waived by each of these oversight boards.

Design

We performed a retrospective observational study of electronic medical record (EMR) data and pharmacy invoicing data at a large private hospital in central Kampala, Uganda’s capital. This private hospital system consists of a cluster of multi-specialty and primary care clinics located on site of a main hospital campus in Kampala which serves as the ‘hub’ of the health system, which additionally serves rural Ugandans through a network of smaller, rural primary care clinics. In this study, we evaluate the primary care-seeking population at the main hospital campus, the largest site of this health system. The data set did not capture the racial or ethnic background of participants, though the hospital serves a population that is chiefly African but also comprises minority South Asian and non-Hispanic white populations among others. Sex-specific results are as presented below.

Study population and data set

The study population included all patients aged 18 or older seen at all outpatient primary care visits from July 2017 to August 2018. We included only visits to the hospital’s general internal medicine clinic and family medicine clinic, because each such provider (unlike, for instance, an urgent care or surgical clinic) is expected to actively screen for, diagnose, and treat hypertension over the course of longitudinal (not one-off) care. We excluded all inpatient data, emergency department visits, as well as all other outpatient visits, including those at specialty clinics that would require referral from a general clinic. At every visit to the included clinics, hospital protocol requires blood pressure to be checked and recorded by a nurse in a sitting position prior to being seen by a doctor. The hospital uses the automated Edan M3A vital signs monitor for all blood pressure readings. By training protocol, blood pressure is checked once per visit, in either arm, with the patient in the seated position and the arm supported and at heart level. The hospital recorded all clinical data using the Navision EMR platform, a product of Microsoft Dynamics 365 Business Central. We used blood pressure data as recorded by that system, without direct observation of its measurement.

In addition to blood pressure values, we acquired visit characteristics (doctor type, insurance status), patient characteristics (age, sex) and all items procured at the hospital pharmacy (drugs and consumables). When documented, we also included diagnosis codes associated with each clinical encounter. These were missing in only 15.8% of visits overall, and 13.2% of persons with hypertension. All patients and doctor names were de-identified and represented by codes. The data set comprised 39 235 unique visits and 17 777 unique patients (Fig 1). We selected and cleaned the data for analysis via freely available Python packages [15].

Fig 1. Inclusion and exclusion flowchart.

Fig 1

All study members and their inclusion or exclusion from calculation of screening rates, as well as those included or excluded from calculation of prevalence, treatment, and control rates.

Outcomes

Our four main outcomes were rates of hypertension screening, prevalence, treatment with medication, and control. We defined a patient as screened for hypertension at a given visit if both systolic and diastolic blood pressure were documented in the Navision EMR. We defined the prevalence of hypertension via those who patients who met at least one of three criteria: 1) a documented blood pressure value of greater than or equal to 140 mm Hg systolic or 90 mm Hg diastolic on an average of any two consecutive checks (as per US Eighth Joint National Committee, or JNC-8, guidelines); 2) a documented diagnosis of hypertension (regardless of blood pressure value); or 3) documented procurement of one or more anti-hypertensive medications [see S1 Table] at the hospital pharmacy [16]. We did not include any upper or lower bounds on the duration of time between two visits to include in this analysis. We defined a patient as receiving treatment for hypertension who received any anti-hypertensive medication at the hospital pharmacy. Of note, this definition of treatment does not include non-pharmacologic measures that are not captured in this data–namely diet and lifestyle modifications. We defined a patient as achieving hypertension control whose most recent blood pressure value was under both 140 mm Hg systolic and 90 mm Hg diastolic, also per JNC-8 guidelines.

We calculated the rate of blood pressure screening for all visits—and therefore all patients—in the data set—a total of 39 235 visits among 17 777 patients. However, we calculated the prevalence of hypertension; the proportion of hypertension under treatment; and the proportion of hypertension under control only among patients who had 1) at least two separate blood pressure measurements and 2) at least one drug of any kind dispensed from the hospital pharmacy during the study period. The first prevalence criterion allowed us to focus only on patients whose hypertension status could be properly ascertained per JNC-8 guidelines. The second prevalence criterion allowed us to focus only on patients whose preferred pharmacy was at the hospital (as opposed to an outside facility) to accurately gauge who did and did not receive medication for hypertension. While the hospital pharmacy represents one of the largest pharmacies in the area, patients can also fill prescriptions at one of numerous local pharmacies. To our knowledge, many patients can and do pick up medications at both the hospital pharmacy and their local pharmacies, as a matter of cost and convenience. Of note, only 5% (268) of patients with two BP measurements during the study period had not picked up a medication from the hospital pharmacy. These two criteria–two BP measurements and hospital pharmacy use—narrowed our sample size to 17 858 visits among 5 090 patients.

Because diagnosis strings appeared in the EMR via a free-text field (i.e. not a standardized set of codes), the data set referred to a hypertension diagnosis in multiple ways, such as “hypertension—essential”, “hypertension”, and “htn”. We defined documented hypertension diagnosis for a given patient as a coded string containing the phrase “hypertension” or “htn”, excluding strings that represent prehypertension (“prehypertension”, “prehtn”, etc.), intracranial hypertension, portal hypertension, and pulmonary hypertension appearing at any time during the study period. “High blood pressure” was not documented as hypertension, as this term was not found frequently in the data set and carries diagnostic ambiguity. Medications dispensed for hypertension at the hospital pharmacy were not free-text but selected from a list, so we used no such criteria—rather, we identified 48 medications for hypertension treatment [see S1 Table] and defined a patient as under hypertension treatment (and therefore experiencing hypertension) who received such a medication at the hospital pharmacy at any time during the study period. To generate this list of medications, we classified all dispensed agents in the dataset according to their Anatomical Therapeutic Chemical (ATC) category and subcategory per World Health Organization criteria. This approach yielded 13 distinct categories and combinations of medications: calcium channel blockers (CCBs); beta blockers; thiazide diuretics; angiotensin-converting enzyme inhibitors (ACE-Is); angiotensin receptor blockers (ARBs); potassium-sparing diuretics; loop diuretics; peripheral alpha-adrenoreceptor antagonists; central alpha-adrenoceptor agonists; combination alpha-beta blockers, arteriolar smooth muscle relaxants; combination ARB-thiazide diuretics; and ARB-CCB combination agents. We presumed that the indication for any use of any such agent in the data set was the treatment of hypertension. Lastly, we age-standardized any hypertension rate to the WHO 2000–2025 World standard population.

Statistical analysis

In order to compare both the study sample (17 777 patients) and the subset of this sample chosen for evaluation of prevalence, treatment, and control (5 090), we performed a Cramer’s V-test (derived from the χ2 statistic but more suitable for large sample sizes) on the distribution of ages among selected ranges (18–30, 30–45, 45–65, and 65+), sex, and insurance status.

We examined potential associated factors via multiple logistic regression of each of the four main outcome variables: screening (at visit level), prevalence (at patient level); treatment (at patient level); and blood pressure control (at patient level). Age, sex, and the total number of outpatient generalist visits during the study period were included as independent variables. We also included payment type as an independent variable: because all hospital patients lacking insurance must pay in cash (self-pay), we treated payment type as a binary variable comprising either cash or insurance. Patients who used both methods of payment during the study period were assigned the payment type they used most frequently. For the regression examining blood pressure control as an outcome variable, we additionally included blood pressure treatment as an independent variable.

We generated odds ratios and 95% confidence intervals for each analysis, holding a p value < 0.05 to be statistically significant. All regressions and statistical tests were performed in Python by utilizing the statsmodels package, an econometric and statistical modeling toolkit, as well as other freely available packages such as pandas, a general-purpose data management library [17, 18].

Results

Baseline characteristics

The screening sample consisted of 39 235 visits and 17 777 patients ranging from 18 to 97 years old (mean: 36.8), whereas the subset of these patients chosen to analyze prevalence, treatment, and control consisted of 17 858 visits and 5 090 patients ranging from 18 to 88 years old (mean: 37.7). More than half the original screening sample are described by diagnosis field as “general checkup” of which the leading diagnoses were diabetes, heart failure, angina, and hypertension. Among these 5 090 patients, the mean number of visits during the study period was 4.25 (minimum 2, median 3, 25th percentile 2, 75th percentile 5, maximum 32). The median interval between consecutive visits was 29 days (mean 59 days, 25th percentile 6, 75th percentile 91 days, max 399 days–the duration of the study period). The distribution of sex, age bins, and insurance status are not significantly different between the original study population and sample (Cramer’s V test, p = 0.99 [age], 0.87 [sex], 0.62 [insurance status]), as can be seen in Table 1 and Fig 2. See S1 Fig for a Venn diagram comparing the different hypertension criteria included in the evaluation of prevalence.

Table 1. Baseline characteristics of study population and sample.

Screening Cohort Prevalence & Treatment Cohort
(n = 17 777) (n = 5 090) p (Cramer’s V test)
Age Quartile 0.99
18–30 6 453 (36%) 1 648 (32%)
30–45 7 548 (42%) 2 172 (43%)
45–65 3 295 (19%) 1 139 (22%)
65+ 481 (3%) 131 (3%)
Sex 0.87
Male 8 610 (48%) 2 351 (46%)
Female 9 167 (52%) 2 739 (54%)
Insurance Status 0.62
Self-Pay 7 126 (40%) 955 (19%)
Insured 10 651 (60%) 4 135 (81%)

All p-values resulted from Cramer’s V test performed on Age Quartile, Sex, and Insurance Status distributions between the two cohorts.

Fig 2. Cascade of care.

Fig 2

Bars in graph depict extent of correct, and imperfect, treatment and control across steps of care cascade.

Screening rates

Among 39 235 eligible visits, 25 352 (65%) recorded both a systolic and diastolic blood pressure. Among 17 777 eligible patients, 12,821 (72.1%) of patients received at least 1 complete blood pressure measurement during the study period (Table 2). In a multiple logistic regression predicting screening with age, gender, number of visits, and insurance status, the male gender was associated with decreased odds of screening (OR 0.86, 95% CI 0.80–0.92, p < 0.001). Number of visits (OR 1.78, 95% CI 1.71–1.86, p < 0.001) and insurance status (OR 2.73, 95% CI 2.54–2.92, p < 0.001), were associated with increased odds of screening, as shown in Fig 3.

Table 2. Overview of screening, prevalence, and treatment.

Screened Prevalence Treatment Control, Treated Control, Untreated
n = 17 777 5 090 2 121 838 1 288
Overall 12 821 (72%) 2 121 (42%) 838 (39%) 223 (27%) 199 (15%)
Age
    18–30 6 453 4 605 (71%) 381 (23%) 47 (12%) 14 (30%) 44 (13%)
    31–45 7 548 5 513 (73%) 869 (40%) 290 (33%) 83 (29%) 93 (16%)
    46–65 3 295 2 391 (73%) 767 (68%) 433 (56%) 107 (25%) 53 (16%)
    66+ 481 312 (65%) 104 (79%) 68 (65%) 19 (28%) 9 (25%)
Sex
    Male 8 610 6 051 (70%) 1 075 (46%) 432 (40%) 99 (23%) 103 (15%)
    Female 9 167 6 770 (74%) 1 046 (38%) 406 (39%) 124 (31%) 96 (16%)
Payment Type
    Insurance 10 651 8 491 (80%) 1 830 (42%) 729 (40%) 190 (26%) 154 (14%)
    Cash 7 126 4 330 (61%) 291 (40%) 109 (34%) 33 (30%) 45 (22%)

Fig 3. Multiple logistic regressions.

Fig 3

Each multivariate logistic regression model predicts the likelihood of an individual being screened for hypertension, having hypertension, treated for hypertension, or controlled.

Prevalence

Among 5 090 patients in the prevalence and treatment sample (who had at least 2 blood pressure measurements and at least 1 hospital pharmacy record during the study period), 2 121 (42%) had hypertension per EMR code, receipt of antihypertensive therapy, or by blood pressure measurements (Table 2). The age-standardized prevalence of hypertension in this sample was 33.4%. Among 2 121 patients, 1 915 met hypertension criteria by blood pressure measurements, 838 by receipt of antihypertensive therapy, and 668 by EMR code. See S1 Fig for a Venn diagram comparing the different hypertension criteria included in the evaluation of prevalence. Of the 2 085 patients who had hypertension by blood pressure or receipt of antihypertensive medications, 632 (30%) were diagnosed as hypertensive by EMR code. 36 patients had a ‘hypertension’ EMR code alone.

Overall, older patients had higher rates of hypertension prevalence than younger patients (79% in 66+, as compared to 23% among ages 18–30), as did male patients (46%) when compared to female patients (38%). In a multiple logistic regression describing hypertension prevalence and its correlates, older age (OR 1.06, 95% CI 1.05–1.06, p < 0.001), male gender (OR 1.15, 95% CI 1.04–1.28, p = 0.007), number of visits (OR 1.13, 95% CI 1.11–1.14, p < 0.001), and insured status (OR 1.21, 95% CI 1.05–1.39, p = 0.007) were associated with increased likelihood of hypertension, as shown in Fig 3.

Treatment (Medication)

Of 2 121 patients with hypertension per study criteria, 838 (39.5%) received antihypertensive medication from the hospital pharmacy during the study period (Table 2). The 646 hypertensive patients identified by diagnosis code had a higher rate of medication treatment (83.4%) than those meeting criteria for hypertensive but without a diagnosis code (37.9%). Overall, 838 patients received 4 776 itemized prescriptions throughout the study period. Calcium-channel blockers (1 916 prescriptions, 40%) and angiotensin-receptor blocker / thiazide diuretic combination pills (1 465 prescriptions, 31%) comprised the majority of medications prescribed (Table 3). In a multiple logistic regression describing medication treatment of hypertension, older age (OR 1.05, 95% CI 1.04–1.06, p < 0.0001), number of visits (OR 1.05, 95% CI 1.04–1.06, p < 0.0001), and insured status (OR 1.60, 95% CI 1.25–2.06, p < 0.0001) were associated with increased likelihood of hypertension treatment (Fig 3).

Table 3. Prescription data.

Antihypertensive Category Number of prescriptions Most common drug in category
CCB 1 916 (40%) amlodipine 10mg
ARB + Thiazide Diuretic 1 465 (31%) losartan 50mg + hydrochlorothiazide 12.5mg
Beta Blockers 552 (12%) bisprolol 5mg
ARB 339 (7%) losartan 50mg
Loop Diuretic 95 (2%) furosemide 40mg
Thiazide Diuretic 94 (2%) bendrofluazide 5mg
Alpha + Beta Blockers 79 (1.6%) carvedilol 6.25mg
ARB + CCB 78 (1.6%) losartan 50mg + amlodipine 5mg
ACE Inhibitor 57 (1.2%) enalapril 5mg
K- sparing Diuretic 47 (1.0%) spironolactone 25mg
Arteriolar smooth muscle relaxants 41 (0.9%) hydralazine 25mg
Alpha- and Beta Blockers 9 (0.2%) labetolol 100mg
Central Alpha-adrenoceptor agonist 2 (0.04%) clonidine 10mcg
Peripheral 2 (0.04%) alfuzosine 10mg

Control

Among 2 121 patients with hypertension, 422 (19.5%) were controlled (normotensive at their last visit). Rates of control were similar across age and gender, but higher in the medication-treated group (27%) than in the untreated group (15%) (Table 2). Of 1 915 patients meeting criteria by clinical measurements alone, those who had a baseline SBP of >160mm Hg systolic had a lower rate of control (8.4%) than those with a baseline SBP 140-160mm Hg (12.4%). In a multiple logistic regression describing control of hypertension, antihypertensive treatment (OR 2.02, 95% CI 1.60–2.55, p < 0.001) was associated with increased likelihood of treatment control, whereas number of visits (OR 0.97, 95% CI 0.96–0.98, p = 0.01) and insured status (OR 0.68, 95% CI 0.51–0.91, p = 0.01) were associated with decreased likelihood of treatment control.

Discussion

Our analysis of one year of blood pressure data in this large private health system sample—in an under-studied and low-resource setting—reveals a high prevalence of hypertension (42%, age-standardized to 33%) relative to those reported in high-income countries (25.3–31.6%), low-middle income countries (age-standardized 31.2–31.7%), and prior estimates in urban Uganda (28.9%) [5, 19]. Rates of treatment with medication (39.4%) and control (20% overall; 27% if medicines and 15% without) were also significantly less than in high-resource settings such as the US or OECD countries [19, 20]. Compared to low- and middle-income countries overall, treatment rate in this cohort was significantly greater (39.4%) than reported averages (29.0%) [19]. However, control rates were lower (19.5%) than comparable populations in sub-Saharan Africa (22.6%)—yet greater than documented in previous work in Uganda (9.4%) [21, 22]. These outcomes were particularly favorable relative to rural Uganda, where over 90% of hypertension is undiagnosed and under 5% of those diagnosed achieve control [5, 7]. In any case, insofar as the “cascade” of hypertension care causes cumulative attrition at each stage, there exist significant opportunities for this private hospital setting to improve its hypertension management strategy at a population level [9]. If those 4 956 patients unscreened for hypertension (no blood pressure measurements at visit) have the same 42% prevalence rate as the study sample (screened twice, picked up medications at hospital pharmacy), some 2 081 persons may have undiagnosed hypertension undetected by our approach.

This private Ugandan hospital, in which approximately 60% of patients have access to health insurance and others pay in cash, likely serves a significantly higher socioeconomic status population than the Ugandan public sector, yet concurrently a lower-income population than most US hospitals (given the income disparity between even the highest-income Ugandan households and the lowest-income US ones). Its control outcomes for hypertension control between the Ugandan and US population averages may therefore reflect how starkly resource access disparities drive health outcomes: an intermediate level of patient and health system affluence between those two poles yields intermediate clinical results [23, 24]. A prior study of the relationship between individual income level and hypertension control found that, in urban clinics among lower-income Sub-Saharan countries, lower individual wealth was associated with both lower likelihood of control and higher grade of hypertension [22]. In the US, those with insurance have nearly twice the rate of hypertension control (43–54%) than those without (24%) [25].

Relative to other hypertension control studies in Uganda and the East African region, our facility-level findings demonstrate higher levels of blood pressure treatment and control than in the general population, yet also offer insight into how routine primary care operates–outside of a pilot study or other research setting. For example, the Sustainable East African Research in Community Health (SEARCH) study achieved 75% medication treatment and 46% blood pressure control among 3,380 persons linked to hypertension care in Uganda and Kenya–significantly greater than observed in this population–but in a program not yet integrated within routine care [8]. Similarly, the Linkage And Retention to hypertension care in rural Kenya (LARK) achieved a mean 13 mm systolic blood pressure decrease in persons with hypertension treated with smartphone behavior counseling and medication, with 26% control rate, in an intervention now being scaled and integrated with microfinance support, but not yet a part of routine care in western Kenya [9, 26, 27]. Given that the private sector provides more than half of health care in Uganda, and given than hypertension care cascade analyses in both private and public sector clinics in East Africa are uncommon, our work provides novel insights into both the baseline state of usual care in a higher-resource Ugandan clinic, and thereby opportunities to strengthen it through improvements in medication treatment and adherence–work now underway at this site [13, 14, 2831].

The significant care disparities between insured (those with better access to healthcare) and uninsured patients within the hospital cohort further supports this hypothesis. Among persons meeting study criteria for hypertension, 34% percent of the uninsured received medication treatment, compared to 40% percent of the insured. After correcting for medication treatment status, insurance status was no longer correlated with hypertension control, suggesting that differential receipt of medications between these two groups explains the observed control disparity. Because of limitations in our study approach (which documented as treated only those who picked up a medicine at the hospital pharmacy, regardless of what was prescribed), we cannot establish to what extent insured persons were more likely to be offered medicine by their physician, as opposed to more likely (and more financially able) to access it. It is suggestive, however, that in the population with enough BP measurements and hospital pharmacy records, 81% were insured versus 60% in the general screening population. Further research should seek to better understand the barriers to medication treatment for patients with hypertension at this and similar hospitals in low-income countries, be it inability to afford medication, therapeutic inertia, reluctance to take medication, or other causes.

Regardless of treatment disparities, however, 27% of those treated for hypertension with medication achieved blood pressure control. This result, which also compares negatively with high-resource settings (in the US, 59.5%), reinforces prior data from high-income settings that access to hypertensive medication (widely known to be an essential therapy but nonetheless widely unavailable in Uganda)- is nonetheless insufficient to achieve blood pressure control on its own [32, 33]. The gap in control rates between treated patients in this cohort and treated patients in high-income settings suggests further disparities: in access to the support required to adhere to antihypertensive medicines, as well as in access to counseling treatment around lifestyle and diet that complements antihypertensive pharmacotherapy treatment.

This finding suggests a separate opportunity for further research: into the extent, barriers, and potential solutions that address medication adherence for hypertension and other non-communicable diseases in Uganda and similar settings. Although medication nonadherence for chronic disease is under extensive study in the United States, data are more sparse in Uganda [7, 9, 34, 35]. Previous work on hypertension control barriers in Uganda details frequent and unpredictable medication stockouts, and limited evidence suggests that inconsistent access to medications may drive loss to follow-up [12, 36]. Nonetheless, it remains unclear whether inconsistent medication access impairs medication adherence relative to an uninterrupted medication supply, as most prior work on medication adherence in Uganda has occurred only in the setting of inconsistent medication access.

Hypertension medication adherence research in hospital cohorts such as this—where a patient’s receipt or non-receipt of medicine at the hospital pharmacy can be confirmed, and where a sizable cohort of patients already access medicine consistently—could address this question. Previous work in this hospital system has demonstrated that a hypertension “adherence club” resulted in significant blood pressure control relative to baseline and relative to the results above, but this study lacked a control group and the effect of medication adherence counseling (as opposed to behavior counseling of other types) remains unclear [10]. Qualitative studies in this setting further reinforced patient and provider interest in hypertension education and adherence counseling [14, 28]. Work in this setting of relative medication abundance could inform hypertension behavior counseling in the Ugandan public sector, where adherence research remains hampered by frequent stockouts but hypertension remains common and public education limited [14, 24, 28, 37, 38].

Our work has several notable limitations, many of which stem from our use of routine care data in this study. Although we used one year of retrospective cohort data, we analyzed the key outcomes of screening, prevalence, and medication treatment cross-sectionally, i.e., we considered a subject to meet these three criteria for the entire study period if they achieved it at any point during the year. We therefore do not make causal inferences regarding how and why these variables correlate. For example, insurance status may correlate with hypertension status due to underlying greater prevalence of hypertension in the insured; or conversely a greater proclivity for those with hypertension to seek insurance. Moreover, these data rely on inference and may not fully reflect underlying behaviors or outcomes: for instance, hypertension may not be less common in the uninsured but merely less often recorded by the physician—due to less frequent blood pressure checks, but perhaps also less diagnostic documentation or medication treatment. Similarly, the uninsured may not in fact be less often prescribed medication for hypertension than the insured, but merely more likely to purchase hypertension medication at a non-hospital pharmacy (and therefore be labeled as ‘untreated’ in our analysis). We worked to mitigate these limitations, however, by adjusting for measured confounders (i.e. treatment as a confounder of the relationship between insurance and control) and also limiting our analyses to those known to use the hospital pharmacy.

Another limitation stems from not placing upper or lower bounds on the interval between consecutive blood pressure measurements considered for hypertension prevalence–visits too closely spaced may limit the accuracy of our approach. Fortunately, visits only one or two days apart were uncommon (median interval 29 days, 25th percentile 6 days), and likely had a minimal effect on study findings. The short study duration (just over 1 year) is also another potential limitation in this study–given the large proportion of patients who were screened for hypertension but only visited the clinic once during the study period, extending the study period may well have captured cases of hypertension missed during the current period. Limiting our analysis to those known use to the hospital pharmacy may limit the external validity of this study, as it is not well known what causes a patient to seek medications at the hospital pharmacy versus elsewhere. Additionally, should a patient who otherwise picked up medications at the hospital pharmacy choose to fill a prescription at a local pharmacy, this would have not been captured in our data and led to an underestimate of treatment.

Treatment of hypertension had a narrow definition in this study–namely, pharmacologic treatment by one of the 48 antihypertensive agents. Notably, this does not include the many non-pharmacologic approaches to hypertension management, including myriad diet and lifestyle interventions. This may additionally explain the relatively weak association between treatment and control (OR close to 2), Separately, any of these antihypertensive agents carry secondary indications for non-hypertensive disorders–for example, spironolactone functions not only as an antihypertensive but also as a mainstay of treatment in some cirrhosis and heart failure patients. Our conservative approach in this setting–including all medications with any indication in hypertension–may result in an overestimate of treatment for hypertension. In describing prevalence, treatment, and control, we utilized age and number of visits as continuous variables in our logistic regression models–one potential limitation of this approach is that the effects of these variables may not be linear.

We measured hypertension control, unlike the other variables above, based only on the most recent blood pressure check conducted. This approach, common to hypertension research, allowed us to some extent to use a retrospective cohort approach, as patients typically underwent hypertension treatment, or obtained multiple visits for hypertension, before that blood pressure check at the end of the study period. However, it remains unclear whether the number of blood pressure visits correlates negatively with control due to (1) prior lack of control prompting more visits or (2) the frequent visits negatively influencing the control outcome. The natural physiologic variability in blood pressure is a further limitation: the most recent single documented blood pressure is not always reflective of underlying hypertensive control, just as the two or more documented blood pressures meeting our criteria for hypertension over the study year may overlook those who met such criteria during years prior but not documented or treated. Furthermore, we were unable to confirm whether the patient was correctly positioned or the cuff properly sized and applied to optimally measure blood pressure. Nonetheless, even after setting the hypertension threshold at a conservatively high level of 140 mm Hg systolic or 90 mm diastolic to improve specificity in our prevalence and control data, we found both a high hypertension prevalence and a large fraction of those whose pressure remained elevated despite treatment with medication.

Conclusions

This study provides novel data on hypertension screening, prevalence, and pharmacotherapy treatment in a leading private-sector Ugandan hospital with a large on-site pharmacy. Little data has been reported on hypertension in the private sector in sub-Saharan Africa, and here we report high hypertension prevalence with medication treatment and control rates worse than in high-income countries but superior to rural Ugandan districts. Our findings suggest significant barriers to hypertension control in Uganda even in a setting where pharmacotherapy is nominally universally available. Further avenues for research include identifying and addressing barriers to medication adherence (if not access) and behavior change. Successful care models could benefit the Ugandan public sector and other low-resource settings that face similar challenges.

Supporting information

S1 Table. List of medications considered to be antihypertensive therapies in this study population.

(DOCX)

S1 Fig. Venn diagram of hypertension criteria.

(TIFF)

Acknowledgments

We gratefully acknowledge the patients, providers, and staff at the hospital where this research was conducted, and whose support made this work possible. We further thank the research support teams at Clarke International University and the Arnhold Institute for Global Health whose assistance supported this research.

Data Availability

The de-identified dataset used for all analyses within this work is available at https://figshare.com/s/85cb17f5871d34a0c361.

Funding Statement

Research training for RNC was supported by the Fogarty International Center of the National Institutes of Health, and the U.S. President’s Emergency Plan for AIDS Relief (PEPFAR); under a single award, number 1R25TW011213. The content in this manuscript is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health. DJH reports receiving a research grant from Teva Pharmaceutical Industries. However, this grant was for work separate from this study and was not in any way involved in the conduct of this research. DJH also reports funding from Resolve, Incorporated (formerly Resolve to Save Lives), also for work separate from this study and in no way related to the conduct of this research. For all disclosed sources of funding above, the funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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PLOS Glob Public Health. doi: 10.1371/journal.pgph.0000386.r001

Decision Letter 0

Andre F S Amaral, Julia Robinson

6 Oct 2021

PGPH-D-21-00519

Hypertension screening, diagnosis, treatment, and control at a large private hospital in Kampala, Uganda: a retrospective analysis

PLOS Global Public Health

Dear Dr. Heller,

Thank you for submitting your manuscript to PLOS Global Public Health. After careful consideration, we feel that it has merit but does not fully meet PLOS Global Public Health’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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Andre F. S. Amaral, Ph.D.

Academic Editor

PLOS Global Public Health

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Reviewer #1: Yes

Reviewer #2: Partly

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: No

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Reviewer #1: No

Reviewer #2: No

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Reviewer #2: Yes

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5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Usnish Majumdar and colleagues present an analysis of hypertension screening, diagnosis, treatment and control of electronic medical record data of over 17500 internal medicine and cardiology outpatients at the largest private hospital in Uganda. The data are well analysed and presented and add important information on hypertension care from the private sector to available information from the public sector. As the analysis is restricted to internal medicine and cardiology outpatients of the hospital, this should be reflected in the title and abstract of the paper.

The limited data available for analysis – blood pressure values, visit characteristics (doctor type, insurance status), patient characteristics (age, sex) and items procured at the hospital pharmacy limit a more comprehensive comparison with public sector patients and do not allow to assess determinants for screening, diagnosis, treatment and control of hypertension, providing insight in who is most at risk of not being screened, diagnosed, treated and well controlled. It is this information that would be most useful for in-hospital quality audit of services rendered to optimize patient care and to allow for more informative comparison with hypertension care in public facilities for practice and policy. While this may be difficult to address in the current paper, future use of EMR data should advocate for more comprehensive data for analysis.

The paper would significantly benefit from a more detailed comparison of hypertension care with previous studies undertaken in the country and elsewhere in the region, respectively sub-Saharan Africa (e.g. Bay et al., BMC Health Serv Res 2019; Sorato et al., BMC Cardiovasc Disord 2021) and LMIC in general (e.g. Geldsetzer et al. Lancet 2019 ; Sudharsanan et al., Circulation 2021) and between private and public facilities.

Reviewer #2: PGPH-D-21-00519

Plos Global Public Health

The importance of the study subject in the study setting cannot be overemphasized.

Hypertension remains one of the most important determinants of death and disability worldwide, with its impact increasing in LMIC, particularly in sub-Saharan Africa, and it is difficult to accept and worth studying why all we know so far is not translating into population benefit.

I congratulate the authors for addressing this issue, making use of secondary data, namely routine care data, to do this study.

However, I have some serious concerns regarding bias of several types. Part of the limitations I will describe now could be overcome or at least reduced with a different analytic approach, with the same data. Some others may be impossible to overcome with this data. The most important concerns are acknowledged by the authors in the discussion, but the problem is that they are too serious to become acceptable with a simple mention in the limitations section.

Specific comments (in the order of the text, not ordered by importance):

1. It is strange to have a population approach and a descriptive objective regarding prevalence of hypertension in the setting of one hospital. The authors should at least describe the system better, explain what they mean by primary care at hospital, and describe the population the hospital serves, for what purposes, how the patients get there (referral), etc. [title, line 297, and more]

2. Line 32 – the word “efficacy” is not applicable here. Effectiveness, at best.

3. Line 37 – two or more blood pressure checks regardless of the time interval between them? This could result in someone with only 2 blood pressure measurements separated by almost 1 year being misclassified according to the JNC principles. I suggest considering only 2 consecutive visits separated by no more than, say, 1 or 2 months.

4. Lines 38-39 – “an average of two blood pressures at separate…” should read “an average of two blood pressure measurements at separate…”

5. Line 41 – what is the coding system/classification used?

6. Line 44 – age-standardised prevalence is a meaningless value unless the standard is known, for comparison purposes. I know it is in the text, but the abstract must be understandable alone.

7. Line 94 – “the term “hypertension specialty” is not clear and it doesn’t refer to a specific concept. I suggest “specialty visits considered most likely to xxxx”. I leave to the authors completing this sentence.

8. Line 94 – When the authors write “We included only visits to the hospital’s general internal medicine clinic and cardiology” do they mean beyond primary care (as written in the previous sentence) or truly only those?

9. Internal medicine and cardiology are the specialties where patients with hypertension are likely referred to due to their hypertension. This population is not appropriate at all to have a population approach to hypertension prevalence or screening. THIS IS A MAJOR POINT.

10. Lines 100 and 103 contradict themselves – is the hospital protocol to measure BP in the non-dominant arm or in either arm?

11. Line 110 – “when documented we also included diagnosis codes”. It is very important to describe how many visits (what proportion of visits) have at least one code documented.

12. CONSORT is for randomized controlled trials, not applicable to this study.

13. Line 121 and general question in the article – the outcome that the authors call “hypertension diagnosis” is in fact “hypertension prevalence”, defined as fulfilling criteria for diagnosis, which are then specified. Many of those patients were not exactly diagnosed. THIS IS A MAJOR POINT. The whole text, tables and figures need to be revised accordingly. In line 318 the authors themselves correctly say “persons meeting diagnostic criteria for hypertension”.

14. Lines 129-130 – it would be very important and useful to describe the system regarding access to medicines, supplies, distribution and patterns of use. Where else can patients get their medications? Are medical prescriptions necessary? How many patients who get one or more drugs at the hospital pharmacy can also get others during the year at other selling sites? THIS IS A MAJOR POINT.

15. Line 131 – the most recent blood pressure value could be the second value that was considered for hypertension definition, in patients with only 2 visits or 2 BP measurements. This is unacceptable to define control. I suggest control should be considered only among treated patients and based on BP measurement AFTER treatment. Also, if this BP measurement is made too soon after treatment initiation (due to the study stop at 1 year) it may be inadequate to define control when “stable”, which takes several weeks.

16. Line 138 – considering the inclusion criterion of having at least one drug of any kind dispensed from the hospital pharmacy in one year seems to me to be too restrictive; I suppose much of this population may not get any drug either at this hospital or at any other place in a 1-year period, even if having medical appointments. Therefore, I suggest that this criterion should be applied only to define treatment and control (for the reason presented by the authors, which I understand) but not for hypertension prevalence, to avoid reducing representativeness so much.

17. Lines 145-149 – What if in the EMR it was written “high blood pressure” or “hypertensive”? On the other hand, how did the authors disregard other forms of hypertension such as intracranial hypertension, portal hypertension, pneumothorax, etc?

18. Lines 150-152 – if the medications at the pharmacy are, fortunately, coded, don’t describe the data extraction as not having to use free text searches, but simply describe it the positive way, as being selected from a list.

19. Lines 162-163 – I know it is difficult to do it in any other way (having the drug and the indication), particularly if not even the diagnoses are registered. However, you should at least discuss what other indications could be at stake, and if their prevalence is high or low in this population. Also, loop diuretics are probably not used for hypertension but rather heart failure, isn’t this right?

20. Line 174 – by estimating screening rates at the visit level, did the authors take into account the interval between visits? For example, in a follow up visit very shortly after a previous visit (for example the next day, for the same reason, unrelated to hypertension) it would be reasonable not to measure BP again.

21. Line 193 – it would be informative and important to describe the reasons/diagnoses in the 39235 visits.

22. Line 195 – please describe the distribution of the number of visits per patient among the 5090 patients (minimum, maximum, median, percentiles 25 and 75, for example) and the interval between consecutive visits.

23. Line 200 – I don’t think the word “attrition” is the best choice here. It suggests losses to follow up in the study.

24. Table 1 – the difference may not be statistically significant, strangely, but from 60% to 81% insured is a large and very important difference. Its impact should be discussed. Statistical significance is not important here because this comparison of characteristics is not hypothesis testing. It is the magnitude of the difference that matters.

25. Lines 216-217 – it is very strange to register only systolic or only diastolic BP in so many patients. How do the authors explain this, taking into account their knowledge of local practice?

26. Line 218 – The 12821 patients with “at least 1 blood pressure measurement during the study period” include those with only systolic or only diastolic?

27. Line 221 – the association with number of visits is very likely to represent reverse causality. This limitation could be addressed by taking into account the reason for the visits.

28. Table 2 – the limits of the age categories are above or below? For example: 18-30, 30-45 – in which class are those aged 30?

29. Lines 236-238 – I suggest drawing and showing a Venn diagram with the 3 criteria, to show how many patients were common among them.

30. Line 244 – the logistic regression model in this study assesses association, not prediction.

31. Table 3 – the data shown are not trends. They are just numbers.

32. Table 3 – clonidine and alfuzosine are swapped (change categories)

33. Line 272 – how can untreated patients be controlled? Probably the problem is in the diagnosis as a case… The hundreds of papers on hypertension prevalence, awareness, treatment and control, estimate control among the treated or control among all hypertensives (defined and treated and controlled). It is not seen as defined here.

34. The association between treatment and control is weak (OR close to 2). Please discuss this more thoroughly.

35. Lines 327-328 – inability to afford medication is repeated

36. Lines 399-410 – this paragraph is too long for a conclusion. Please stick to the direct answer to the study objective, without discussing the results.

37. Figure 2 – The fourth bar title should read “At least 2 BP measurements”. At least means it could be more. The third bar should disappear, in my opinion (see comment 16, above). The fifth bar title should read “Criteria for hypertension”.

38. Figure 3 – Were age and number of visits included as continuous variables in the models? The effect of the number of visits is probably non-linear, so this option might not be the best.

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Reviewer #1: No

Reviewer #2: Yes: Ana Azevedo

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PLOS Glob Public Health. doi: 10.1371/journal.pgph.0000386.r003

Decision Letter 1

Andre F S Amaral, Julia Robinson

6 Apr 2022

Hypertension screening, prevalence, treatment, and control at a large private hospital in Kampala, Uganda: a retrospective analysis

PGPH-D-21-00519R1

Dear Dr. Heller,

We are pleased to inform you that your manuscript 'Hypertension screening, prevalence, treatment, and control at a large private hospital in Kampala, Uganda: a retrospective analysis' has been provisionally accepted for publication in PLOS Global Public Health.

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Thank you again for supporting Open Access publishing; we are looking forward to publishing your work in PLOS Global Public Health.

Best regards,

Andre F. S. Amaral, Ph.D.

Academic Editor

PLOS Global Public Health

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Reviewer #2: All comments have been addressed

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2. Does this manuscript meet PLOS Global Public Health’s publication criteria? Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe methodologically and ethically rigorous research with conclusions that are appropriately drawn based on the data presented.

Reviewer #2: Yes

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3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: Yes

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Reviewer #2: (No Response)

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5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS Global Public Health does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #2: Yes

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6. Review Comments to the Author

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Reviewer #2: (No Response)

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Reviewer #2: Yes: Ana Azevedo

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. List of medications considered to be antihypertensive therapies in this study population.

    (DOCX)

    S1 Fig. Venn diagram of hypertension criteria.

    (TIFF)

    Attachment

    Submitted filename: PLoS GPH Reviewer Response 6-Mar-22.docx

    Data Availability Statement

    The de-identified dataset used for all analyses within this work is available at https://figshare.com/s/85cb17f5871d34a0c361.


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