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. 2022 Aug 18;2(8):e0000883. doi: 10.1371/journal.pgph.0000883

SARS-CoV-2 seroprevalence in three Kenyan health and demographic surveillance sites, December 2020-May 2021

Anthony O Etyang 1,*,#, Ifedayo Adetifa 1,2,#, Richard Omore 3, Thomas Misore 3, Abdhalah K Ziraba 4, Maurine A Ng’oda 4, Evelyn Gitau 4, John Gitonga 1, Daisy Mugo 1, Bernadette Kutima 1, Henry Karanja 1, Monica Toroitich 1, James Nyagwange 1, James Tuju 1, Perpetual Wanjiku 1, Rashid Aman 5, Patrick Amoth 5, Mercy Mwangangi 5, Kadondi Kasera 5, Wangari Ng’ang’a 6, Donald Akech 1, Antipa Sigilai 1, Boniface Karia 1, Angela Karani 1, Shirine Voller 1,2, Charles N Agoti 1, Lynette I Ochola-Oyier 1, Mark Otiende 1, Christian Bottomley 1, Amek Nyaguara 1, Sophie Uyoga 1, Katherine Gallagher 1, Eunice W Kagucia 1, Dickens Onyango 7, Benjamin Tsofa 1, Joseph Mwangangi 1, Eric Maitha 8, Edwine Barasa 9,10, Philip Bejon 1,10, George M Warimwe 1,10,#, J Anthony G Scott 1,2,#, Ambrose Agweyu 1,#
Editor: Hannah E Clapham11
PMCID: PMC10021917  PMID: 36962821

Abstract

Background

Most of the studies that have informed the public health response to the COVID-19 pandemic in Kenya have relied on samples that are not representative of the general population. We conducted population-based serosurveys at three Health and Demographic Surveillance Systems (HDSSs) to determine the cumulative incidence of infection with SARS-CoV-2.

Methods

We selected random age-stratified population-based samples at HDSSs in Kisumu, Nairobi and Kilifi, in Kenya. Blood samples were collected from participants between 01 Dec 2020 and 27 May 2021. No participant had received a COVID-19 vaccine. We tested for IgG antibodies to SARS-CoV-2 spike protein using ELISA. Locally-validated assay sensitivity and specificity were 93% (95% CI 88–96%) and 99% (95% CI 98–99.5%), respectively. We adjusted prevalence estimates using classical methods and Bayesian modelling to account for the sampling scheme and assay performance.

Results

We recruited 2,559 individuals from the three HDSS sites, median age (IQR) 27 (10–78) years and 52% were female. Seroprevalence at all three sites rose steadily during the study period. In Kisumu, Nairobi and Kilifi, seroprevalences (95% CI) at the beginning of the study were 36.0% (28.2–44.4%), 32.4% (23.1–42.4%), and 14.5% (9.1–21%), and respectively; at the end they were 42.0% (34.7–50.0%), 50.2% (39.7–61.1%), and 24.7% (17.5–32.6%), respectively. Seroprevalence was substantially lower among children (<16 years) than among adults at all three sites (p≤0.001).

Conclusion

By May 2021 in three broadly representative populations of unvaccinated individuals in Kenya, seroprevalence of anti-SARS-CoV-2 IgG was 25–50%. There was wide variation in cumulative incidence by location and age.

Introduction

Kenya has had five waves of SARS-CoV-2 infection as of January 2022. As of 31 December 2021 the official number of reported cases and deaths was 295,028 and 5,378 respectively [1]. The official number of reported cases is widely acknowledged to be an underestimate of the true number of infections. Accurate estimates of the proportion of the population previously infected with SARS-CoV-2 are important to understand the epidemiology of the infection and inform control strategies such as vaccination and non-pharmaceutical interventions. Previous studies have shown significant temporal and spatial heterogeneity in the pattern of infections in Kenya [26], but these studies had the limitation of not being population-based, instead relying on convenience samples of special population groups such as blood donors [26], antenatal clinic (ANC) attendees,5 truck drivers4 and health care workers (HCW) [3]. A similar situation obtains in many low and middle income countries (LMICs), with only a handful of published population based studies having been conducted in Africa [711], which is home to over one billion people.

Sub-Saharan Africa appears to have had lower mortality from SARS-CoV-2 infections than other parts of the world. One reason that has been proposed for this is that the African population is generally younger [12]. To test this hypothesis, accurate age specific estimates of cumulative incidence of infection are required from population-based studies. These estimates can then be used to determine age-specific infection fatality rates. However, previous studies have been susceptible to several biases, including the absence of children in studies of blood donors, the restriction of ANC studies to females, and potentially higher exposure to SARS-CoV-2 among HCWs and truck drivers. In addition, many of these studies have over-sampled urban residents, yet majority of the people in sub-Saharan Africa live in rural areas.

We report results from the first round of a population-based survey for presence of SARS-CoV-2 antibodies at three [1315] health and demographic surveillance sites broadly representative of the population of Kenya.

Methods

Study sites and participants

Following consultations with the Ministry of Health, three representative health and demographic surveillance systems (HDSS’s) spread across Kenya were chosen as sites for the serosurveillance study. The sites were as follows: Manyatta HDSS in Kisumu (Western Kenya) [13], Nairobi urban HDSS (Central Kenya) [14], and Kilifi HDSS [15], (South East Kenya) (S1 Fig). The total population under regular surveillance at the three sites is ~470,000 [1315].

The Kisumu HDSS comprises a semi-urban population [13]. At the median date of sample collection in Kisumu (31 March 2021), the official number of reported cases of SARS-CoV-2 infection in the county was 2,670, and the official number of reported COVID-19 deaths was 24.

The Nairobi HDSS comprises an urban population [14]. At the median date of sample collection in Nairobi (28 March 2021), the official number of reported cases of SARS-CoV-2 infection in the county was 60,836, and the official number of reported COVID-19 deaths was 984.

The Kilifi HDSS comprises a predominantly rural population [15]. At the median date of sample collection in Kilifi (17 Feb 2021), the official number of reported cases of SARS-CoV-2 infection in the county was 2,613, and the official number of reported COVID-19 deaths was 21.

The predominant circulating SARS-COV-2 variants in Kenya at the median time when the serosurveys were done were the Alpha and Beta variants. (S2 Fig).

At each of the three sites, we aimed to recruit 850 randomly selected individuals across all age groups as follows: 100 individuals in each 5-year age band from 0–14 years, 50 individuals in each 5-year age band from 15–64 years and 50 individuals aged ≥ 65 years. A sample of 300 participants <15 years old would suffice to estimate seroprevalence of 1% with a 2% margin of error, and a sample of 550 participants aged ≥15 years would suffice to estimate seroprevalence of 3–5% with a <5% error margin.

Participants were selected from population lists of residents at the HDSS sites, which in the pre-pandemic period were updated at least twice a year. Surveillance activities at all sites were temporarily halted from March to September 2020 because of the disruption caused by the pandemic. Following approval from regulatory authorities and the Ministry of Health fieldwork activities resumed prior to the serosurvey, as this was deemed an essential public health activity.

Inclusion criteria for the study were that the individual should be a resident of the HDSS and provide consent. Potential participants were excluded if they had a bleeding disorder or other medical contraindication for venipuncture.

Members of the study team visited the homes of selected participants between 01 December 2020 and 27 May 2021. Potential participants that could not be found after three attempts were replaced by randomly selected individuals meeting the same age and sex category as the originally selected individual.

Ethics and consents

Ethical approval for conducting the study and publication of these data was obtained from the Kenya Medical Research Institute Scientific and Ethics Review Unit (KEMRI/SERU/CGMR-C/203/4085). Written informed consent (and assent for individuals 13–17 years of age) was obtained from all participants, or their guardians (for individuals <18 years of age) before their participation in the study.

Study procedures

Study staff administered a questionnaire to the participants either electronically (using android-run tablets) or on paper, to collect data on demographic and clinical characteristics, including whether the individual had experienced symptoms compatible with COVID-19 in the preceding six months. None of the study participants had received any dose of a COVID-19 vaccine at the time of sample collection.

Study staff then collected 5ml (2ml in children under 5 years) of venous blood from each participant. Serum was obtained by centrifuging the samples at 450 x g for 5 minutes. Serum samples were then stored in -80°C freezers at the study sites before being transported in dry ice to the KEMRI-Wellcome Trust research laboratories in Kilifi for assays.

ELISA for SARS-CoV-2 spike protein

All samples were tested at the KEMRI-Wellcome Trust Research Programme laboratories in Kilifi for IgG to SARS-CoV-2 whole spike protein using an adaptation of the Krammer Enzyme Linked Immunosorbent Assay (ELISA) [16]. Validation of the assay was described previously [6]. Briefly, sensitivity, estimated in 174 SARS-CoV-2 PCR positive recovering Kenyan COVID-19 patients in Nairobi and a panel of sera from the UK National Institute of Biological Standards and Control (NIBSC), was 92.7% (95% CI 87.9–96.1%); specificity, estimated in 910 serum samples from Kenya drawn in 2018 (i.e. pre-pandemic period), was 99.0% (95% CI 98.1–99.5). Results were expressed as the ratio of test OD to the OD of the plate negative control; samples with OD ratios greater than two were considered positive for SARS-CoV-2 IgG.

Statistical analyses

In the primary analysis, we estimated seroprevalence at each site based on the weighted proportion of samples with an OD ratio >2. The study period was divided into six 30-day periods and separate seroprevalence estimates were computed for each period. For site specific age-stratified analyses, we used three time periods of 60 days each. We adjusted the seroprevalence estimates for assay sensitivity and specificity using both classical [17] and Bayesian modelling [18]. Summary estimates for each site were weighted to account for underlying population, age, and sex structure at the study sites. In the Bayesian modelling (code provided in S1 Text), non-informative priors were used for all parameters, and the models were fitted using the Rstan software package [19], as with previous studies [3,6]. We tested whether seropositivity was associated with sex, age, location, COVID-19 like symptoms, education level and period of sample collection using multivariable logistic regression.

All analyses were conducted using Stata™ Version 15 software (College Station, Texas, USA) and R version 3.6.1 (Vienna, Austria).

Results

We recruited 2,559 individuals from the three health and demographic surveillance sites (Fig 1). The proportion of residents that provided consent to participate in the study in Kisumu, Nairobi, and Kilifi were 90%, 89% and 65% respectively. Samples were collected from 08 Feb 2021 to 27 May 2021 (median sample date 31 Mar 2021) in Kisumu, 21 Jan 2021 to 17 May 2021 (median sample date 28 Mar 2021) in Nairobi, and 01 Dec 2020 to 28 April 2021 (median sample date 17 Feb 2021) in Kilifi. The median age (IQR, range) of study participants was 27 years (10–78, 0–100) and 52% were female.

Fig 1. Study flow chart.

Fig 1

Fig 2 and S1 Table display Bayesian adjusted seroprevalence estimates at the three sites for each month between December 2020 and May 2021. In Kisumu seroprevalence was 36.0% (95 CI 28.2–44.4%) in February 2021 rising to 42.0% (95% CI 34.7–50.0%) in May 2021. In Nairobi, seroprevalence was 32.4% (95% CI 23.1–42.4%) in January 2021 rising to 50.2% (95% CI 39.7–61.1%) in May 2021. Seroprevalence in Kilifi rose substantially during the study period, starting at 14.5% (95% CI 9.1–21%) in December 2020, rising to 24.7% (95% CI 17.5–32.6%) in April 2021. The temporal differences in seroprevalence were statistically significant in the multivariable logistic regression models in Kilifi (p = 0.017) and Nairobi (p = 0.012) but not in Kisumu (p = 0.172).

Fig 2. Seroprevalence by HDSS site and study period.

Fig 2

Seroprevalence estimates were obtained using Bayesian threshold analysis adjusted for test performance and underlying population structure using multilevel regression and poststratification Error bars indicate 95% Credible Intervals.

Fig 3 displays Bayesian adjusted seroprevalence estimates for individuals ≥16 years and those ≤ 16 years for the entire study period at the three sites. Seroprevalence was substantially lower among children aged <16 years than among older individuals at each site. In Kisumu seroprevalence in individuals aged <16 years and ≥16 years was 30.1% (95% CI 24.4–36.3%) and 43.8% (95% CI 39.1–49%), respectively; in Nairobi, it was 29.1% (95% CI 23.7–35%) and 47.6% (95% CI 42.6–52.8%), respectively; in Kilifi it was 14.5% (95% CI 10.4–19.2%) and 25.1% (95% CI 21.1–29.3%), respectively. Variation in seroprevalence with age was significant at each of the three sites (P = 0.002 in Kisumu and P<0.001 Nairobi and Kilifi) and the pattern of variation was similar at each site. S2 Table displays Bayesian adjusted age specific seroprevalence in 10-year age bands at each of the three sites over three 60-day intervals.

Fig 3. Seroprevalence in children and adults by HDSS site.

Fig 3

Seroprevalence estimates were obtained using Bayesian threshold analysis adjusted for test performance and underlying population structure using multilevel regression and poststratification Error bars indicate 95% Credible Intervals.

Overall, seroprevalence in males (32.7%, 95% CI 29.6–36%) did not differ significantly from seroprevalence in females (33.8%, 95% CI 30.8–37.2%). Significant sex differences were not apparent in site specific analyses (S3 Table).

Results of analyses where we used classical methods to adjust for assay sensitivity and specificity were essentially similar to the Bayesian adjusted estimates (S3 and S4 Tables).

In a multivariate analysis testing for factors associated with seropositivity, we observed associations with age, study site and education level, but not with sex or history of symptoms (S5 Table).

Discussion

In this population-based serosurveillance study using a locally-validated assay at three sites broadly representative of Kenya, we found that 25–50% of the resident populations had SARS-CoV-2 antibodies by the end of our study in May 2021. As none of the study participants had received a COVID-19 vaccine the presence of anti-spike antibodies indicates previous infection. There were large temporal, age-related and geographical differences in seroprevalence; in particular, older individuals and those in the urban areas of Kisumu and Nairobi had higher seroprevalence.

Our results are generally consistent with other community surveys conducted in Kenya at a roughly similar time point during the pandemic. In two household surveys conducted in Nairobi in November-December 2020, overall seroprevalence was 34.7% and 43.3% [10,20], where we found a seroprevalence of 32.4% in Nairobi in January 2021; we observed similar age related seroprevalence patterns compared to the previous surveys.

Our results from this population-based survey were also generally consistent with those obtained from special population groups in Kenya. This provides assurance that previous studies among other populations in Kenya have been broadly representative of seroprevalence trends. For example, seroprevalence among health care workers in Nairobi from July to December 2020 was 44% [3], compared to 32% in the general population of the Nairobi HDSS in January 2021. Seroprevalence among blood donors in the counties in which Kisumu, Nairobi, and Kilifi are located were 38%, 62% and 43% respectively in January to March 2021 [21], compared to 40%, 47% and 25% during March 2021 in the present study. Of note studies of blood transfusion donors are restricted to individuals aged 16–65 years who have substantially higher seroprevalence than children or older adults in our study. The lower seroprevalence observed in children is consistent with studies conducted in other parts of Africa [22] and may be due to age-related differences in the antibody response to infection with SARS-COV-2 [23]. Seroprevalence estimates from other population samples showed geographical variations of similar magnitude to those observed in the present study. Comparisons between different sampling methods are highly susceptible to confounding as illustrated above.

Our results once again demonstrate the significant discrepancy between officially reported numbers of cases at each of the study areas and actual population level exposure to SARS-COV-2 virus. The numbers of reported cases at each of the three study sites suggested that less than 1% of the population there had been exposed to the SARS-CoV-2 virus, in stark contrast to what we found on antibody testing. The disparate numbers are likely due to underreporting of cases as a results of limited public health infrastructure for morbidity and mortality surveillance, which has been highlighted previously [2,6,21]. The rapid rise in seroprevalence in Nairobi compared to Kilifi and Kisumu is consistent with studies of transmission dynamics that showed higher levels of population mixing in Nairobi compared to other less urbanized areas [24].

A significant strength of this study is the random sampling of a defined population. The results are therefore more generalizable to the Kenyan population than previous studies that involved special populations [26]. Although there had been two other population-based studies [10,20] conducted earlier, both were limited to Nairobi, the capital city of Kenya. Our inclusion of other sites in this study, far removed from Nairobi, helps to provide broader insights into the extent of the SARS-CoV-2 pandemic in Kenya. Another strength is that we used an assay that had been rigorously validated using samples from the local population and reference panels from the National Institute for Biological Standards and Control (NIBSC) in the UK, as well as the WHO [25,26].

A key limitation of the study is that we were unable to fully account for waning of antibodies, which could have led to an underestimation of infection prevalence. In a previous study, we undertook mixture modelling [27], which does not rely on thresholds, but instead assumes that the population sampled consists of two groups with different distributions of antibody levels; this suggested that the threshold-based method was significantly underestimating the true seroprevalence. We were however unable to conduct similar analysis for this dataset, as the mixture modelling requires control data from the respective sites which we did not have.

An additional limitation was the fact that nearly half of those who were targeted through the random sampling were not present at home. These were in most cases individuals who had gone to their workplaces. Given that these individuals would have had more interactions with others both at the workplace and during commuting, it is likely that the seroprevalence figures presented here are an underestimate of the true value.

In conclusion, in this population-based study at three health and demographic surveillance sites, broadly representative of the population in Kenya, we found that between a quarter and a half of the population had evidence of previous infection by May 2021, though with marked variation in infection risk by age and geographical region.

Supporting information

S1 Fig. Location of study sites within Kenya.

We used the Kenya boundaries outline shapefile from the Humanitarian data exchange platform https://data.humdata.org/dataset/cod-ab-ken. Population data were downloaded in raster format from WorldPop at 1km spatial resolution https://www.worldpop.org/.

(TIFF)

S2 Fig. Timeline of COVID-19 waves in Kenya and serosurveys at the three health and demographic surveillance sites.

The orange data series are the daily number of new cases of COVID-19 in Kenya. The predominant variant behind each wave is denoted at the base of each wave. Data source: COVID-19 cases were obtained from Our World in Data (https://ourworldindata.org).

(TIFF)

S3 Fig

(TIFF)

S1 Table. Seroprevalence by HDSS site and study period.

§ Figures represent percentages with 95% credible intervals in parentheses. Bayesian threshold analysis adjusted for test performance and underlying population structure using multilevel regression and poststratification

(DOCX)

S2 Table. Age specific seroprevalence at three HDSS sites in Kenya.

± Performance adjusted Bayesian threshold analysis adjusted for test performance and underlying population structure using multilevel regression and poststratification. Figures represent percentages with 95% credible intervals in parentheses. § Kisumu data were collected from 01 Feb 2021–27 May 2021.

(DOCX)

S3 Table. Sex-stratified seroprevalence by HDSS site and study period.

± Kilifi HDSS population as at 18 Feb 2021 was used as the standard population. Prevalence estimates were adjusted for performance characteristics of assay used as described in methods section. § Figures represent percentages with 95% credible intervals in parentheses. Bayesian threshold analysis adjusted for test performance and underlying population structure using multilevel regression and poststratification.

(DOCX)

S4 Table. Age and sex-stratified seroprevalence by HDSS site for entire study period.

(DOCX)

S5 Table. Multivariable analysis of factors associated with presence of antibodies to SARS-CoV-2 in Kisumu, Nairobi, and Kilifi.

§ Per 5-year increase in age. ± Symptoms included the following: Abdominal pain, chest pain, cough, diarrhoea, fever and chills, headache, irritability and confusion, joint pains, loss of smell/taste, muscular pain, nausea and vomiting, runny nose, shortness of breath, sore throat and weakness.

(DOCX)

S1 Text. Stan code for Bayesian adjustment of prevalence estimates to account for test performance and population structure.

(DOCX)

Acknowledgments

We thank Nelson Mbaya, Salma Musa, Boniface Ingumba Butichi and Nicholas Kiprono Mutai for their roles in data, laboratory and field work management in Nairobi. We thank Victor Akelo, Beth A. Tippet Barr, Dickson Gethi, Kephas Otieno and Frederick Oluoch for their technical support before and during implementation of the study in Kisumu. We thank F. Krammer for providing the plasmids used to generate the spike protein used in this work. Development of SARS-CoV-2 reagents was partially supported by the NIAID Centres of Excellence for Influenza Research and Surveillance (CEIRS) contract HHSN272201400008C. The COVID-19 convalescent plasma panel (NIBSC 20/118) and research reagent for SARS-CoV-2 Ab (NIBSC 20/130) were obtained from the NIBSC, UK. We also thank the WHO SOLIDARITY II network for sharing of protocols and for facilitating the development and distribution of control reagents. This paper has been published with the permission of the director, Kenya Medical Research Institute.

For the purpose of Open Access, the author has applied a CC-BY public copyright licence to any author accepted manuscript version arising from this submission.

Data Availability

Data underlying the findings in this manuscript are available at https://doi.org/10.7910/DVN/TG31BU.

Funding Statement

This project was funded by the Wellcome Trust (grants 220991/Z/20/Z and 203077/Z/16/Z), the Bill and Melinda Gates Foundation (INV-017547), and the Foreign Commonwealth and Development Office (FCDO) through the East Africa Research Fund (EARF/ITT/039) and is part of an integrated programme of SARS-CoV-2 sero-surveillance in Kenya led by KEMRI Wellcome Trust Research Programme. A.A. is funded by a DFID/MRC/NIHR/Wellcome Trust Joint Global Health Trials Award (MR/R006083/1), J.A.G.S. is funded by a Wellcome Trust Senior Research Fellowship (214320) and the NIHR Health Protection Research Unit in Immunisation, I.M.O.A. is funded by the United Kingdom’s Medical Research Council and Department For International Development through an African Research Leader Fellowship (MR/S005293/1) and by the NIHR-MPRU at UCL (grant 2268427 LSHTM). G.M.W. is supported by a fellowship from the Oak Foundation. C.N.A. is funded by the DELTAS Africa Initiative [DEL-15-003], and the Foreign, Commonwealth and Development Office and Wellcome (220985/Z/20/Z). S.U. is funded by DELTAS Africa Initiative [DEL-15-003], L.I.O.-O. is funded by a Wellcome Trust Intermediate Fellowship (107568/Z/15/Z). R.A is funded by National Institute for Health Research (NIHR) (project reference 17/63/82) using UK aid from the UK Government to support global health research. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. The views expressed in this publication are those of the authors and not necessarily those of the funding agencies.

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PLOS Glob Public Health. doi: 10.1371/journal.pgph.0000883.r001

Decision Letter 0

Hannah E Clapham

18 Apr 2022

PGPH-D-22-00247

SARS-CoV-2 Seroprevalence in three Kenyan Health and Demographic Surveillance Sites, December 2020-May 2021

PLOS Global Public Health

Dear Dr. Etyang,

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PLOS Global Public Health

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: No

Reviewer #2: No

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Reviewer #2: Yes

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5. Review Comments to the Author

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Reviewer #1: General comments:

This study provides useful data on SARS-CoV-2 seroprevalence from representative populations in Kenya, which adds to previous seroprevalence data from specific population subgroups (blood donors, truck drivers etc.) and includes data from both urban and rural settings. Available SARS-CoV-2 serological data are currently heavily skewed towards high-income settings and this study is a welcome addition to the literature. The analysis appears sound and the manuscript is for the most part clearly written. In some places the reader would benefit from greater detail, particularly in the methods, and the discussion section would be more compelling if the study findings were discussed in relation to the wider COVID-19 situation in the country.

Major comments:

1.Introduction – it would help for context if the authors could provide some information on the circulating SARS-CoV-2 variants during the time of the study

2.Methods – If district-level data on daily/weekly case counts are available, I would suggest including a figure that shows this for each study site, with an indication on when the data collection period occurs. This would give some better contextual information about when in the epidemic samples were collected and how much transmission was occurring. Currently, I don’t find the information on median sample dates and reported cases particularly informative.

3.Methods, p6, para 2 – I feel the first sentence could be re-written slightly to make the target number of participants clearer without the reader having to do unnecessary mental arithmetic. Personally, I don’t find the sample size calculation particularly necessary or useful – the hypothesised seroprevalence is much lower than reality and doesn’t take into account uncertainties introduced by post-stratification weighting or adjustments for assay performance. It’s clear from the results that the expected estimates and margins of error are quite irrelevant, and I think the uncertainty bounds from the Bayesian analysis speak for themselves.

4.Methods, p8, para 1 – please clarify when assent was applicable, as well as the age of consent before which parental consent was required.

5.Methods – the statistical analyses section needs some more detail to make it clear what specific analyses were done. At the very least, the models used to estimate seroprevalence correcting for assay sensitivity and specificity should be detailed in the appendix, together with the assumed priors, simulation conditions, and what method was used to determine the point estimate and confidence bounds. There’s also mention of a logistic model for factors associated with seropositivity, but it’s not clear if this was a Bayesian model or not. The findings from this model also don’t seem to be presented in the results section. Could you also clarify what is meant by “weighted to account for underlying population, age, and sex structure”? Were factors other than age and sex accounted for in the weighting? If so, what were they?

6.Results – could you please include the site-specific participation % in the first paragraph?

7.Table 1 – I feel this would be more compelling as a figure, perhaps showing the posterior estimates by time period as box/violin plots or something similar, and it would be easier to discern trends in relation to the uncertainty in the estimates. The table could be moved to the appendix.

8.Table 2 – in its present form, I don’t find this table to be very informative, because it’s clear that the survey wasn’t designed to provide reasonable estimates of seroprevalence within such fine age groupings. I also don’t think such fine age groupings are necessary, since epidemiologically, there’s not much reason to expect that 25-34 year-olds are very different to 35-44 year-olds in terms of SARS-CoV-2 infection risk. Children and the elderly are clearly different, but I would suggest combining adults into one or two categories. Presently, a number of these estimates are based on fewer than 10 individuals and the width of CrIs is larger than the point estimate in many cases. I would also be inclined to present this as a figure rather than a table (which again could be in the appendix), to allow for easier comparison across sites and age groups.

9.Results – in the methods, the authors say that information was collected on symptoms compatible with COVID-19. Was there any association between seropositivity and symptoms?

10.Discussion – it would be helpful to discuss the results in the context of the wider COVID-19 situation in the country, as well as comment on the possible reasons for differences in seroprevalence between sites. For example, how does the cumulative infection risk compare with the population risk of COVID-19 as determined by official statistics? And what are likely reasons why seroprevalence increased much more rapidly in Nairobi compared with the other two sites? It’s also interesting that seroprevalence in children was lower initially in Kilifi but rose dramatically over the study period. What might be the reasons for this? It’s not apparent in other age groups.

Minor comments:

1.P8, para 2 – please clarify what platform (software, hardware) was used for electronic data collection

2.P8, para 3 – “They” is ambiguous here, so suggest re-wording slightly.

3.P13, last para – antibody waning would lead to an underestimation of infection prevalence, rather than seroprevalence.

Reviewer #2: This is a well-conducted and nicely written SARS-CoV-2 seroprevalence survey from Kenya, which uses robust sampling methodology. It provides useful insight into the extent of community spread of SARSCoV2 up to end of May 2021 and is a helpful contribution to the literature. I have minor suggestions only.

1. Sampling: On page 7 it states potential participants that could not be found after 3 attempts were replaced by randomly selected individuals meeting same age and sex category as original individual. According to the Figure 1 flow chart (page 21) in Nairobi, of 2388 individuals approached, only 42% (981) were present at home. It would be helpful to know how many of the 2388 were from the original random selection. If less than 42% the sample becomes less random and more convenience based on who is at home. This has been addressed in the discussion, but it might be more transparent to add percentages in the 'Present at home' boxes of the flowchart.

2. Validation of the ELISA: the diagnostic test is well described and referenced but I found it difficult to establish what sort of patients sensitivity was evaluated on. Were the 174 SARSCoV2 PCR positive Kenyan adults all sick hospitalised patients? And any info re the panel from UK NIBSC? If they are broadly representative of recovered adults in the community then worth saying that. However if not, quoted assay sensitivity of 92.7% may be over-estimated (antibody titres will be higher if taken frm hospitalised patients soon after serious infection).

3. Context: It would be helpful to get a bit more context of the epidemic in Kenya. E.g. Was it predominatly alpha variant circulating between December 2020 and May 2021? In the intro it mentions there were 5 waves up to Jan 22 but when did deaths peak according to official figures? In the intro it states only 5378 deaths have been reported. Given such high pre-vaccine seroprevalence figures this is indicative of either a very low case fatality rate or massive under-reporting of COVID-related deaths. The fact that 55.5% of >65s were antibody positive in Nairobi but relatively few individuals died of COVID warrants some discussion.

4. The lower antibody prevalence in children also worth mentioning in the discussion. What do the authors think is reason for this? School closures? Or is it increased waning in this kids if they were the first to be affected in 2020? Is it possible that the lower blood volume in <5s (2ml vs 5ml) contributes to lower antibody positivity on the ELISA?

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Reviewer #1: Yes: Clarence Tam

Reviewer #2: Yes: Barnaby Flower

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PLOS Glob Public Health. doi: 10.1371/journal.pgph.0000883.r003

Decision Letter 1

Hannah E Clapham

15 Jul 2022

SARS-CoV-2 Seroprevalence in three Kenyan Health and Demographic Surveillance Sites, December 2020-May 2021

PGPH-D-22-00247R1

Dear Dr Etyang,

We are pleased to inform you that your manuscript 'SARS-CoV-2 Seroprevalence in three Kenyan Health and Demographic Surveillance Sites, December 2020-May 2021' has been provisionally accepted for publication in PLOS Global Public Health.

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Best regards,

Hannah E. Clapham

Academic Editor

PLOS Global Public Health

***********************************************************

Reviewer Comments (if any, and for reference):

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Location of study sites within Kenya.

    We used the Kenya boundaries outline shapefile from the Humanitarian data exchange platform https://data.humdata.org/dataset/cod-ab-ken. Population data were downloaded in raster format from WorldPop at 1km spatial resolution https://www.worldpop.org/.

    (TIFF)

    S2 Fig. Timeline of COVID-19 waves in Kenya and serosurveys at the three health and demographic surveillance sites.

    The orange data series are the daily number of new cases of COVID-19 in Kenya. The predominant variant behind each wave is denoted at the base of each wave. Data source: COVID-19 cases were obtained from Our World in Data (https://ourworldindata.org).

    (TIFF)

    S3 Fig

    (TIFF)

    S1 Table. Seroprevalence by HDSS site and study period.

    § Figures represent percentages with 95% credible intervals in parentheses. Bayesian threshold analysis adjusted for test performance and underlying population structure using multilevel regression and poststratification

    (DOCX)

    S2 Table. Age specific seroprevalence at three HDSS sites in Kenya.

    ± Performance adjusted Bayesian threshold analysis adjusted for test performance and underlying population structure using multilevel regression and poststratification. Figures represent percentages with 95% credible intervals in parentheses. § Kisumu data were collected from 01 Feb 2021–27 May 2021.

    (DOCX)

    S3 Table. Sex-stratified seroprevalence by HDSS site and study period.

    ± Kilifi HDSS population as at 18 Feb 2021 was used as the standard population. Prevalence estimates were adjusted for performance characteristics of assay used as described in methods section. § Figures represent percentages with 95% credible intervals in parentheses. Bayesian threshold analysis adjusted for test performance and underlying population structure using multilevel regression and poststratification.

    (DOCX)

    S4 Table. Age and sex-stratified seroprevalence by HDSS site for entire study period.

    (DOCX)

    S5 Table. Multivariable analysis of factors associated with presence of antibodies to SARS-CoV-2 in Kisumu, Nairobi, and Kilifi.

    § Per 5-year increase in age. ± Symptoms included the following: Abdominal pain, chest pain, cough, diarrhoea, fever and chills, headache, irritability and confusion, joint pains, loss of smell/taste, muscular pain, nausea and vomiting, runny nose, shortness of breath, sore throat and weakness.

    (DOCX)

    S1 Text. Stan code for Bayesian adjustment of prevalence estimates to account for test performance and population structure.

    (DOCX)

    Attachment

    Submitted filename: Reviewer comments.docx

    Data Availability Statement

    Data underlying the findings in this manuscript are available at https://doi.org/10.7910/DVN/TG31BU.


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