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PLOS Global Public Health logoLink to PLOS Global Public Health
. 2022 Jan 14;2(1):e0000168. doi: 10.1371/journal.pgph.0000168

Determinants of neonatal near misses among neonates admitted to Guji and Borena zones selected public hospitals, Southern Ethiopia, 2021: A facility based unmatched case control study design

Anteneh Fikrie 1,*, Elias Amaje 1, Amana Jilo Bonkiye 2, Wako Golicha Wako 1, Alqeer Aliyo 3, Takala Utura 1, Nurye Sirage 2, Boko Loka 4
Editor: Jenil Patel5
PMCID: PMC10022009  PMID: 36962154

Abstract

There is little available evidence that quantifies the determinats of NNM in Ethiopia despite an increasing magnitude of neonatal mortality. Therefore, this study was designed to provide concrte evidence about the determinats of NNMS among neonates admitted to Guji and Borena Zones Public Hospitals, Southern Ethiopia, 2021. A facility based unmatched case control study design was conducted on 402 (134 cases and 268 controls) selected neonates admitted to Bule Hora, Adola and Yabelo General Hospitals from February 1-March 31, 2021. Cases were consecutively selected. Whereas for each case, two controls were selected by systematic random sampling technique. The data collection included a pretested and structured face-to-face interviewer administered questionnaire with a supplementation of maternal and neonatal medical records with checklists. Then the data were coded and entered in to Epi data version 3.1 and then exported to the Statistical Package for Social Science IBM version 25 for analysis. The descriptive statistics run and the results of the data were presented using frequencies, and tables. Bivariable and multi variable logistic regression was used for the analsysis of the data. Finally, Adjusted Odds Ratio together with 95% Confidence Intervals and p value <0.05 was used to declare the significance of all statistic. A total of 134 cases (neonatal near misses) and 268 controls (normal neonate) were participated in this study to make a response rate of 100% for both cases, and controls. In this study rural residence (AOR = 0.51, 95% CI: 0.27, 0.96), previous history of neonatal death (AOR = 4.85, 95%CI: 2.24,10.49), birth interval ≤ 2 years (AOR = 1.83, 95% CI: 1.04, 3.11) and history of abortion (both induced and miscarriage) (AOR = 1.97, 95%CI: 1.17, 3.31) were found to be statistically significant at a p-value of <0.05. History of prior abortion history of prior neonatal death and short birth interval (≤ 2 years) were identified to be the determinats of NNMs. High quality antenatal and intrapartum continuum of care should be provided for women and neonates. Additionally, contraceptive utilization should be encouraged for a women to space the births of their children.

Background

Until now, there is no standard definition for identification of the criteria for neonatal near-miss(NNM) case. The development of criteria to identify NNM cases is challenged by the absence of a gold standard definition for near-miss cases [1]. However, the 2009 published definition of Maternal Near Miss (MNM) enhanced the understanding for development process of the concept and criteria of NNM [2]. The development of criteria and the definition of NNM are important for the subsequent creation of an epidemiological surveillance system to be used as a tool for public policy and case management [2]. Neonatal near miss case is defined as survival to the 7th day of life and presenting a risk condition at birth (5th minute Apgar <7, birth weight <1,750g, or gestational age <33 weeks) [3]. Identification of NNM case is based two group pragmatic and management criteria [1, 2]. The first group is the pragmatic criteria included by the largest WHO study area (Apgar <7, birthweight < 1750 g and gestational age <33 weeks) [4]. The second group was characterized by the following management criteria: Respiratory distress, blood transfusion, presence of infection with clinical concern, Bile stained vomiting, feeding problems severe enough to cause clinical concern, Cardiopulmonary resuscitation, Congenital Malformations, Convulsion, Surgery, Phototherapy within 24 hours of life, Parenteral intravenous drugs or nutrition, Any intubation [2].

Globally in 2017, 2.5 million babies died from preventable causes like prematurity, complication during the time of birth, bacterial infections, congenital malformations, and poor quality or no health care given at all. Almost all neonatal deaths (98%) occur in low- and middle-income countries, with 78% in Southern Asia and sub-Saharan Africa [5]. Every year, 30 million new born, require specialized or intensive care in a hospital; those who survive often do so with preventable conditions and disabilities that will affect them for life [6]. In Ethiopia, the magnitude of NNM case was found to be 23.3% (233 per 1000 live births) at Northern Ethiopia [7] and 6.2%- 33.4% at South Ethiopia [8, 9].

The Sustainable Development goal (SDG) target to end preventable neonatal deaths obliges all countries to reduce the neonatal mortality rate to 12 deaths or less per 1000 live births by 2030 [10]. Similary, Ethiopia has envisioned ending all preventable newborn and child deaths by 2035 [11] and also the country is trying to increase access to effective coverage of life-saving, high impact neonatal and child health interventions through national-level plans such as Growth and Transformation Plan (GTP) and Health Sector Transformation Plan (HSTP) [12]. Moreover, the National Newborn and Child Survival Strategy (2015/16-2019/20), which was part of the HSTP aimed to reduce NNM from 28/1,000 live births in 2015 to 11/1,000 lives birth by the end of 2020 [11]. However, despite 67% reduction in under-five mortality [13], the NMR has remained 29/1000 lives births by the end of 2019 [14]. Evidence showed that adherence to essential newborn care would benefit newborns, adding special and intensive care services would reduce neonatal mortality by 50% [15]. Thus, identification and correction of factors that may improve maternal and neonatal care are more likely to contribute to the reduction in neonatal mortality rate [4].

Despite the burden of the problem only few researches were conducted on neonatal near miss, even those cross sectional studies that were conducted so far were unable to indentify the determinats NNM cases. Moreover, in the study setting there is no available data that quantifies detrrminats of NNM cases and also in the study area neonatal morbidity and mortality is still high. So that, this study helps us to identify the determinats of NNM which in turn contributed evidence for a better solutions and give possible recommendation for health planners to achieve Ethiopia’s 2035 goal to minimize neonatal death.

Methods

Study setting and period

The study was conducted in Bule Hora, Yabelo and Adola General Public Hospitals which were found in West Guji, Borena and East Guji Zones respectively from February 1-March 31, 2021. Bule Hora General Hospital is located in Bule Hora town which is the capital of West Guji Zone of the Oromia Region and located at 467 km to the South of Addis Ababa. Bule Hora General Hospital provides health services for 1,389,821 population. According to the 2019/20 Zonal health department Health Management Information System report, the Hospital has an annual delivery of 3250. It has also 186 health professionals. Likewise, Adola General hospital is found at Adola, a town administration equivalent to woreda of East Guji Zone, is located at 470 km to the South of Addis Ababa. It provides health services for 771,879 populations and it has 132 health professionals. The 2019/20 annual delivery report of Adola General Hospital was 2362. Yabelo General Hospital is found at Yabelo twon, a capital city of Borena Zone, is located at 570 km to the South of Addis Ababa. also provides health services for 926,690 populations of Borena Zone and The 2019/20 annual delivery report of Yabelo General Hospital was 3206. All of three hospitals have functional neonatal intensive care units.

Study design and population

A facility based unmatched case control study was carried out among live births neonates who were admitted to post-natal or neonatal wards within 28 days of birth in Bule Hora, Adola and Yabelo General Hospitals during the study period.

Selection of cases (neonatal near niss)

Neonatal near misses were identified by well-trained and experienced data collectors using the standard WHO recommended pragmatic and or management criteria but survived this condition within the first 27 days of life. The pragmatic criteria are: Birth weight less than 1750g, Gestational Age less than 33 weeks and Apgar score less than 7 at 5 minutes. Whereas, management severity criteria are; respiratory distress, blood transfusion, presence of infection with clinical concern, Bile stained vomiting, feeding problems severe enough to cause clinical concern, Cardiopulmonary resuscitation, Congenital Malformations, Convulsion, Surgery, Phototherapy within 24 hours of life, Parenteral intravenous drugs or nutrition, any intubation [4]. Hence, live birth neonates who had at least one components of pragmatic and management criteria was included in the study. Whereas, multiple pregnancies and neonatal deaths, mothers of neonates who gave birth at home and neonates whose mothers died, critically ill and unable to communicated during the study period were excluded.

Selection of controls (normal neonate)

Neonates who were admitted to post-natal and neonatal ward in Bule Hora, Yabelo and Adola General hospitals who had no components of pragmatic and management criteria to identify NNM cases confirmed by the senior health care provider (Pediatrician or Neonatologist or Gynecologist or General Practitioner or Health Officer who were working at pediatrics and Obestetrics ward were included in the study as a control. Multiple pregnancies, mothers of neonates who gave birth at home and neonates whose mothers died, critically ill and unable to communicated during the study period were excluded.

Sample size determination and sampling procedure

Sample size was calculated using Epinfo software version 7.1.4.0 by considering the proportion of controls exposed 15.8%, proportion of cases with exposure 5.4%, two-sided confidence level 95%, power 80% and ratio of controls over cases 2:1 [16]. Then by substituting the above figures in to the Stat Calc, 122 cases and 244 controls were obtained. Then after adding of 10% for the potential none response rate the final minimum calculated sample size became 402 (134 cases and 268 controls). Three governmental hospitals namely; Bule Hora General Hospital, Yabelo General Hospital and Adola General Hospitals were selected from the three Zones based on the availability of NICU service. Then the calculated sample size were allocated for each hospitals proportionally based on the last year annual delivery report. As the number of NNM case was rare, all the identified cases were taken until the sample size gots its target during the study period. On the other hand, for each NNM case, two controls at the same day were selected by systematic random sampling.

Data collection tools techniques and quality assurance

The data collection tools were adapted from different previous peer reviewed studies [8, 1618]. The first version of questionnaire was prepared in English language (S1 Text) and then translated to Affaan Oromoo language which is the working language of the Oromiya region. Then it was retranslated to English language to check the consistencies of the information. Data were collected by a pretested and structured face-to-face interviewer administered questionnaire was applied to the mothers and also supplemented with visual observation of medical records of mothers and neonates. The data collection tools consist of socio-demographic and economic characteristics of mothers, obstetrics and medical history of mothers and neonatal characteristics. Six BSc holder Nurses and Midwives were deployed as the data collectors and three MPH holder professionals were recruited as a supervisors. Following a two days training, data collectors and supervisors were commenced the data collection process. Obstetrics and medical history of mothers and neonatal characteristics like pragmatic and managmenet craterias were extracted from medical records of the mothers and neonates respectively by standard checklist. Every data collection day, data collectors and supervisors were met and checked the completeness and consistency of the collected data. The completeness and consistency of the data were checked by investigators.

Data processing and analysis

First the completeness and consistencies of the data were checked. The data template format were prepared and entered into Epidata version 3.1 and then exported to SPSS version 25 for further analysis. Descriptive statics were run using percentages for categorical data and median with IQR for continuous variables. The data were presented by statistical tables. Covariates included were: maternal age [15–24, 25–34 and ≥35], marital status [Married and Others* (single, divorced and widowed], place of residence (Urban, rural), maternal occupation (House wife, Gov’t employed, merchant and Others# (student, daily laborer)) paternal occupation (Farmer, Gov’t employed, merchant and others#(student, daily laborer)), maternal education (No education, primary education, secondary education and college and above), paternal education (No education, Primary education, Secondary education and College and above), Number of children (≤2, 3–5 and ≥5), Type of Pregnancy (Unplanned and Planned), Parity (Multiparous and Nulliparous and Primiparous), History of abortion (both induced & miscarriage) (Yes and No), History of neonatal death (Yes and No), Birth interval (Yes and No), ANC (Yes and No), Number of ANC (Yes and No), Gestation at first visit ANC visit (≤12 weeks and >12 weeks), Mother referred from other facility (Yes and No), Premature rupture of membrane (Yes and No), Mode of delivery (Instrumental deliveries, Spontaneous Vaginal delivery and Cesarean section), Diagnosed with anemia (Yes and No), Hypertension before current pregnancy (Yes and No), Pregnancy induced hypertension(Yes and No), Syphilis (Yes and No), HIV/AIDS (Yes and No), Severe APH (Yes and No), Severe-preeclampsia (Yes and No), Eclampsia (Yes and No) and Uterine rupture (Yes and No).

The bivariable and multivariable logistic regression were used to identify the determinants of neonatal near miss. All covariates with p value ≤ 0.2 in bivariate analysis were entered in to multivariate logistic regression for adjusting the potential effects of confounding variables. Hosmer and lomeshow test statistic was used to check the assumption of logistic regression. Multicollinearity were also checked and the VIF was < 10. Finally, Adjusted odds ratio with 95% confidence interval and p value <0.05 were used to declare the significance of all statistic.

Ethics approval and consent to participate

The study protocol was approved by the Research and Publication Directorate (RPD) of Bule Hora University. Based on the approval, an official letter was written by RPD to each respected Zones: West Guji Zone Health Departement, East Guji Zone Health Departement and Borena Zone Health Departement. Then each Zone Health Departement has wrote support letter for the study hospitals. Furthermore each Medical Director of the Hospital was wrote a letter to Gynecology or Pediatrics ward for their collaboration. At last the data were collected after guaranteed the confidentiality and informed written consent from each study participants. All the study participants were encouraged to participate in the study and at the same time they were also told that they have the right not to participate.

Results

Socio-demographic characteristics of respondents

A total of 134 cases and 268 controls were participated in this study to make a response rate of 100% for both cases, and controls. The median (IQR) age of the neonate’s mother was for controls and for cases was equally represented 25 (21–30). The majority of the neonate’s mother for cases (97.8%) and controls (91.4%) were married. More than three-in-five (61.9%) of neonate’s mother for controls and two-in-five (41%) neonet’s mother for controls were rural residents. Pertaining to the educational status of neonate’s mother (35.9%) for cases and (24.6%) for controls had no education. Similarly, 26.1% of neonates’ fathers for cases and 17.9% for controls had no education (Table 1).

Table 1. Socio-demographic characteristics of mothers who gave live birth in Guji and Borena Zones selected Public Hospitals, Southern Ethiopia, 2021.

Characteristics Cases (%) Controls (%)
Age in years
    15–24 56 (41.8) 124 (46.3)
    25–34 60 (44.8) 109 (40.7)
    ≥35 18 (13.4) 35 (13.0)
Marital status
    Married 131 (97.8) 245 (91.4)
    Others* 3 (2.2) 14 (8.6)
Place of residence
    Urban 51 (38.1) 158 (59.0)
    Rural 83 (61.9) 110 (41.0)
Maternal Occupation
    House wife 93 (69.4) 150 (56.0)
    Gov’t employed 14 (10.4) 46 (17.2)
    Merchant 14 (10.4) 34 (12.7)
    Others# 13(9.7) 38 (14.2)
Paternal Occupation
    Farmer 58 (43.3) 78 (29.1)
    Gov’t employed 26 (19.4) 73 (27.2)
    Merchant 25 (18.7) 63 (23.5)
    Others# 25 (18.7) 54 (20.1)
Maternal education
    No education 48 (35.9) 66 (24.6)
    Primary education 42 (31.3) 81 (30.2)
    Secondary education 26 (19.4) 71 (26.5)
    College and above 18 (13.4) 50 (18.7)
Paternal education
    No education 35 (26.1) 48 (17.9)
    Primary education 39 (29.1) 72 (26.9)
    Secondary education 27 (20.1) 55 (20.5)
    College and above 33 (24.6) 93 (34.7)
Number of children
    ≤2 89 (66.4) 197 (73.5)
    3–5 25 (18.7) 48 (17.9)
    ≥5 20 (14.9) 23 (8.6)

*Single, divorced, widowed

# student, daily laborer.

Obstetric history of mothers

The majority of the neonate’s mother for cases (90.3%) and for controls (94%) had planned type of pregnancy. The majority of neonate’s mother for cases (61.3%) and for controls (57.5%) were multiparous. Regarding abortion (both induced and miscarriage); the majority of neonate’s mother for cases (63.5%) and for controls (80.2%) had no history of abortion. On the otherhand, one-fifth neonate’s mother for cases (20.9%) and one-in-twenty for controls (5.2%) had history of neonatal death (Table 2).

Table 2. Obstetric characteristics of mothers who gave live birth in Guji and Borena Zones selected Public Hospitals, Southern Ethiopia, 2021.

Variables Cases (%) Controls (%)
Type of Pregnancy
    Planned 121 (90.3) 252 (94.0)
    Unplanned 13 (9.7) 16 (6.0)
Parity
    Nulliparous 12 (8.9) 20 (7.5)
    Primiparous 40 (29.8) 94(35.0)
    Multiparous 82 (61.3) 154 (57.5)
History of abortion (both induced & miscarriage)
    Yes 49 (36.5) 53 (19.8)
    No 85 (63.5) 215 (80.2)
History of neonatal death
    Yes 28 (20.9) 14 (5.2)
    No 106 (79.1) 254 (97.8)
Birth interval
    ≤2 years 108 (80.5) 188 (70.1)
    >2 years 26 (19.5) 80 (29.9)
ANC
    Yes 97 (72.4) 220 (82.0)
    No 37 (27.6) 47 (18.0)
Number of ANC (n = 318)
    1–3 52 (38.8) 112 (50.9)
    ≥4 45 (61.2) 108 (49.1)
Gestation at first visit ANC visit
    ≤ 12 weeks 28 (28.9) 62 (28.2)
    >12 weeks 69 (71.1) 158 (71.8)
Mother referred from other facility
    Yes 61 (45.5) 80 (29.8)
    No 73 (54.5) 178 (70.2)
Premature rupture of membrane
    Yes 53 (39.5) 109 (40.7)
    No 81 (60.5) 159 (59.3)
Mode of delivery
    Spontaneous Vaginal delivery 96 (71.6) 200 (74.6)
    Cesarean section 30 (22.4) 59 (22.1)
    Instrumental deliveries 8 (6.0) 9 (3.3)
Hospital
    Yabelo 48 (35.8) 96 (35.8)
    Adola 37 (27.6) 74 (27.6)
    Bule Hora 49 (36.6) 98 (36.6)

Chronic medical history of neonate’s mother

Of the neonates’ mother, 27.6% for cases and 21.6% for controls had diagnosed with anemia. About 7.5% of neonates’ mother for cases and 4.5% for controls had pregnancy induced hypertension. On the other hand, 15.7% of neonates’ mother for cases and 16% for controls had syphilis during their current pregnancy (Table 3).

Table 3. Chronic medical history of neonate’s mother who gave live birth in Guji and Borena Zones selected Public Hospitals, Southern Ethiopia, 2021.

Variables Cases (%) Controls (%)
Diagnosed with anemia
    Yes 37 (27.6) 58 (21.6)
    No 97 (72.4) 210 (78.4)
Hypertension before current pregnancy
    Yes 17 (12.7) 37 (13.8)
    No 117 (87.3) 231 (86.2)
Pregnancy induced hypertension
    Yes 10 (7.5) 12 (4.5)
    No 124 (92.5) 256 (95.5)
Syphilis
    Yes 21 (15.7) 43 (16.0)
    No 113 (84.3) 225 (84.0)
HIV/AIDS
    Yes 31 (23.1) 57 (21.3)
    No 103 (76.9) 211 (79.7)
Severe APH
    Yes 9 (6.7) 5 (1.8)
    No 125 (93.3) 263 (98.2)
Severe-preeclampsia
    Yes 9 (6.7) 9 (3.3)
    No 125 (93.3) 259 (96.7)
Eclampsia
    Yes 3 (2.2) 8 (3)
    No 131 (97.8) 260 (97)
Uterine rupture
    Yes 2 (1.5) 4 (1.5)
    No 132 (98.5) 264 (98.5)

Determinats of neonatal near-misses

Bivariable and multivariable logistic regression was done to identify determinants of NNM cases. In the multivariable model after controlling all the potential confounding variables; place of residence, previous history of neonatal death, birth interval and prior history of abortion (both induced and miscarriage) were found to be statistically significant at a p-value of <0.05. Accordingly, neonates whose mothers were urban resident had 49% reduced odds of experiencing NNM as compared to neonates whose mothers were rural resident (AOR = 0.51, 95% CI: 0.27, 0.96). A neonate’s mother who had history of abortion were nearly 2 times higher likely of being a NNM cases as compared to mothers who hadn’t history of abortion (AOR = 1.97, 95%CI: 1.17, 3.31). The odds of NNM were 4.85 times higher among neonate’s whose mother had history of neonatal death as compared to their counter parts (AOR = 4.85, 95%CI: 2.24,10.49). Neonates who had a birth interval of ≤ 2 years were 83% times more likely to be NNM cases as compared to neonates who had a birth interval of > 2 years (AOR = 1.83, 95% CI: 1.04, 3.11) (Table 4).

Table 4. Multivariable logistic regression analysis on determinants of neonatal near miss among mothers giving live births at Guji and Borena Zones General Hospitals, Southern, Ethiopia, 2021.

Variables Cases (%) Controls (%) COR (95% CI) AOR (95% CI)
Marital status
    Married 131 (97.8) 245 (91.4) 2.40 (0.68–8.52) 4.50 (0.86–23.51)
    Others@ 3 (2.2) 14 (8.6) 1 1
Place of residence
    Urban 51 (38.1) 158 (59.0) 0.48 (0.28–0.65) 0.51 (0.27–0.96)*
    Rural 83 (61.9) 110 (41.0) 1 1
Maternal Occupation
    House wife 93 (69.4) 150 (56.0) 1.81 (0.91–3.58) 1.45 (0.56–3.69)
    Gov’t employed 14 (10.4) 46 (17.2) 0.89 (0.37–2.21) 0.85 (0.24–2.96)
    Merchant 14 (10.4) 34 (12.7) 1.20 (0.49–2.91) 1.26 (0.41–3.79)
    Others# 13(9.7) 38 (14.2) 1 1
Paternal Occupation
    Farmer 58 (43.3) 78 (29.1) 1.60 (0.89–2.87) 0.90 (0.38–2.138)
    Gov’t employed 26 (19.4) 73 (27.2) 0.76 (0.40–1.47) 0.98 (0.435–2.22)
    Merchant 25 (18.7) 63 (23.5) 0.85 (0.44–1.66) 0.96 (0.43–2.16)
    Others# 25 (18.7) 54 (20.1) 1 1
Maternal education
    No education 48 (35.9) 66 (24.6) 2.02 (1.05–3.88) 0.51 (0.14–1.79)
    Primary education 42 (31.3) 81 (30.2) 1.44 (0.74–2.77) 0.75 (0.25–2.23)
    Secondary education 26 (19.4) 71 (26.5) 1.01 (0.50–2.05) 0.70 (0.25–1.93)
    College and above 18 (13.4) 50 (18.7) 1 1
History of abortion
    Yes 49 (36.5) 53 (19.8) 2.33 (1.47–3.71) 1.97 (1.17–3.31)**
    No 85 (63.5) 215 (80.2) 1 1
History of neonatal death
    Yes 28 (20.9) 14 (5.2) 4.79 (2.42–9.46) 4.85 (2.24–10.49)***
    No 106 (79.1) 254 (97.8) 1 1
Birth interval
    ≤2 years 108 (80.5) 188 (70.1) 1.76 (1.07–2.91) 1.80 (1.04–3.11)*
    >2 years 26 (19.5) 80 (29.9) 1 1
ANC
    Yes 97 (72.4) 220 (82.0) 0.57 (0.35–0.93) 0.65 (0.35–1.18)
    No 37 (27.6) 47 (18.0) 1 1
Mother referred from other facility
    Yes 61 (45.5) 80 (29.8) 1.94 (1.27–3.01) 1.21 (0.71–2.07)
    No 73 (54.5) 178 (70.2) 1 1
Type of Pregnancy
    Planned 121 (90.3) 252 (94.0) 0.59 (0.27–1.26) 0.60 (0.21–1.70)
    Unplanned 13 (9.7) 16 (6.0) 1 1
Severe APH
    Yes 9 (6.7) 5 (1.8) 3.78 (1.24–11.53) 1.86 (0.51–6.75)
    No 125 (93.3) 263 (98.2) 1 1
Severe-preeclampsia
    Yes 9 (6.7) 9 (3.3) 2.07 (0.80–5.34) 1.76 (0.63–4.93)
    No 125 (93.3) 259 (96.7) 1 1

*signifiant at P-value of <0.05

**signifiant at P-value of <0.01

***signifiant at P-value of <0.001

Discussion

In this study rural residency, history of abortion, history of neonatal death and short birth interval (≤ 2 years) were identified to be the determinats of neonatal near misses. Evidence revealed that birth in rural places decreased the odds of survival in the neonatal period [10]. Our study result also found that neonates whose mothers were urban resident had 49% reduced odds of experiencing NNM as compared to neonates whose mothers were rural resident. This finding is in consistent to a study conducted at Addis Ababa, Ethiopia [19]. Another study in Northwest Ethiopia found that neonates in rural areas were more likely than those in urban areas to have a severe neonatal morbidity [20]. This is due to the fact that rural residents have inadequate accessibility and utilization health services and also have low information on the danger sign and pregnancy related complications. Moreover, mothers in rural areas have less health seeking bahaviour. This implies the need to strengthen the health delivery at the primary health care level, where the majority of womens are served.

In this study a neonate’s whose mother had history of abortion (both induced and miscarriage) were nearly 2 times higher likely of being a NNM cases as compared to neonate’s whose mothers hadn’t had history of abortion. Our result is consistent with sveral previous studies that showed significantly positive association in the risk of NNM among women with a history of previous both misccariages and induced abortion [2124]. This similarity might be due to the fact that women who have history of abortion has suffered from the short and long term consequences, such as cervical insufficiency and uterine adhesions [25]. Studies showed that spontaneous miscarriage has greatly increases the risk of low Apgar score at 1 minute, low birth weight and intrauterine growth [26] and this might be associated with genetic, immunological, infectious or uterine abnormalities [25]. Moreover, studies found that as the number of abortions increases the magnitude of the estimate also increased [24, 25, 27, 28]. This might reflect the need of improving the quality of obstetrics cares offered during pregnancy and delivery, should contribute to reducing deaths of newborns through assuring the quality of care they receive during childbirth.

Prior studies found that neonate’s whose mother had history of stillbirth were at higher risk of expriencing an adverse perinatal outcomes in succeeding pregnancies [19, 22, 29, 30]. Our study found a result in line with the above evidence. The odds of NNM were 4.8 times higher among neonate’s mother who had history of neonatal death as compared to their counter parts. Similarly, a study conducted at India found that previous history of neonatal stillbirth was associated with risk of neonatal near misses and death [31]. This congruency might be due to the fact that a women who has histry of still birth might be challenged with various psychological symptoms, like stress and depression which persists long after the death of their neonate and and undermines their confidence in achieving future pregnancy success [27]. Moreover, women whose babies have been stillborn feel stigmatised, socially isolated, and less valued by society and the affect could persist for the consequents pregnancies [32]. This implies, the need to emphasize and strengthen high quality antenatal and intrapartum care for women and newly born infants. More importantly, current evidence showed that stillbirth should be used as an indicator of quality of care in pregnancy and childbirth [32].

Neonates who had a birth interval of ≤ 2 years were 83% times more likely to be NNM cases as compared to neonates who had a birth interval of > 2 years. This study is corrobotated by studies conducted in Ethiopia [8, 19]. Likwise, this finding is supported by previous studies conducted in Bangladesh [22, 33] and in six low and lower-middle income countries [34]. Moreover, a meta-analysis of 16 studies reported a similar finding [29]. Another similar studies conducted at India [31], UK [35] and China [21] also found the same result. This similarity might be due to the fact that short birth interval has attributed to an increased risk of adverse maternal and perinatal health outcomes [36].

This hospital based unmatched case control study has contributed to the existing knowledge regarding the determinants of NNM cases which can be used by health program planners, policy makers and public health practitioners who are working at improvement of neonatal health and health service at alls. This study conducted at three zonal level of hospitals whixh can enhances. However, the findings from this study would be difficult to infer to the the target population, for the reason that the study was not community based. Furthermore the data were only collected retrospectively, there might be an introduction of recall bias.

Conclusions

In this study rural residency, history of abortion, history of neonatal death and short birth interval (≤ 2 years) were identified to be the determinats of neonatal near misses. Contraceptive utilization should be encouraged for a women to space the births of their children [11]. Strong public health policies should be established or needs to be reinforced for the provision of high quality essential health care for mothers, and newborns at the community and health facility levels. The local, regional and national governments should strengthened intersectoral collaboration to ensure community empowerment and demand creation for effective use of newborn and child survival interventions with due focus on mothers who had had prior history of adverse perintal outcomes and on the marginalized portions and rural community requiring equitable distribution of services. Further prospective longitudinal study should be conducted by incorporating some missed variables from this study.

Supporting information

S1 Text. English version questionnaire.

(DOCX)

Acknowledgments

We would like to acknowledge Bule Hora University Research and Publication Directorate Office for allowing us to conduct this usefull study. We are also keen to extend our earnest garitude to the administrators of Bule Hora, Adola and Yabelo General Hospitals for the facilitation during the study period. Our thanks also goes to data collectors, supervisors and those who were actively participated in our study.

List of abbreviations and acronyms

ANC

Ante Natal Care

AOR

Adjusted Odds Ratio

CI

Confidence Interval

COR

Crude Odds Ratio

CS

Cesarean Section

EDHS

Ethiopian Demographic and Health Survey

HIV

Human Immuno deficiency virus

IQR

Inter Quartile Range

LB

Live Birth

LBW

Low Birth Weight

NICU

Neonatal Intensive Care Unit

NMR

Neonatal Mortality Rate

NNM

Neonatal Near Miss

SDGs

Sustainable Development Goals

WHO

World Health Organization

Data Availability

Data essential for the conclusion are included in this manuscript.

Funding Statement

Bule Hora University has funded the research (award number: BHU/RPD/262/13). AF has received the award. The funder had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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PLOS Glob Public Health. doi: 10.1371/journal.pgph.0000168.r001

Decision Letter 0

Julia Robinson, Jenil Patel

31 Aug 2021

 PGPH-D-21-00439 Determinants of neonatal near misses among neonates admitted to Guji and Borena zones selected public hospitals, Southern Ethiopia, 2021. A facility based unmatched case control study design PLOS Global Public Health

Dear Dr. Fikrie,

Thank you for submitting your manuscript to PLOS Global Public Health. After careful consideration, we feel that it has merit but does not fully meet PLOS Global Public Health’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

============================== Please make sure to address all comments in the attachment along with the queries provided below. 

==============================

Please submit your revised manuscript by Oct 09 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at globalpubhealth@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pgph/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

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Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

We look forward to receiving your revised manuscript.

Kind regards,

Jenil Patel, MBBS, MPH, PhD

Academic Editor

PLOS Global Public Health

Journal Requirements:

Additional Editor Comments (if provided):

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Does this manuscript meet PLOS Global Public Health’s publication criteria? Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe methodologically and ethically rigorous research with conclusions that are appropriately drawn based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

********** 

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

********** 

3. Have the authors made all data underlying the findings in their manuscript fully available (please refer to the Data Availability Statement at the start of the manuscript PDF file)?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception. The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

********** 

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS Global Public Health does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: No

********** 

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This is a very well-conducted case-control study in a region of Ethiopia, whose data were collected in 3 large hospitals that had neonatal intensive care units.

According to the authors, there is no study of this type previously carried out, which is one of the points that justifies such research.

The study relied on detailed data collection carried out by trained experts.

The analysis relied on descriptive and inferential statistics (Odds Ratio) to verify the relationships between some variables and the occurrence of the case.

The authors were objective and clear in describing the method and analysis.

The results are well described and presented in well-prepared tables.

The discussion brings to light the congruences and inconsistencies with other studies mentioned and allows us to conclude that sociodemographic variables, as well as the history of previous abortion, can be determinant for the occurrence of the studied cases.

The limitations of the study are exposed by the authors.

In the conclusions, the authors cite the use of contraceptives to increase the time between one pregnancy and another. But, the question remains whether this would be the only or the best alternative to be scored in the conclusions. I believe that it is worth bringing up a little about how public policies are being implemented by the local government, as well as reflecting on the installed capacity of material and human resources to serve this population (the authors bring data on the coverage of services and the quantity of professionals from the study hospitals in the method).

Reviewer #2: Thank you to the authors for studying this important topic. It is important for us to understand how to address the Neonatal mortality to help us reach the SDGs.

The authors need to do a thorough edit for the document- there are several spelling and typographical errors. Some terms need to be better explained.

In general, the paper would benefit from a better review of global data on this topic. If there is insufficient data on neonatal near-miss, maybe the authors can add some relevant information from maternal near miss data and how this approach has been useful in modifying practices

There needs to be a section on data quality issues and what is lacking. Is the sample size sufficient, etc.? The authors should also add a few sentences on policy relevance and need for further investigation.

There are many places within the document where I had a question or a suggestion. I have included that as a sticky note in the document. I have also changed text that you will see in a different font.

********** 

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Reviewer #1: Yes: Maria Eugenia Firmino Brunello

Reviewer #2: No

**********

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PLOS Glob Public Health. doi: 10.1371/journal.pgph.0000168.r003

Decision Letter 1

Julia Robinson, Jenil Patel

2 Nov 2021

PGPH-D-21-00439R1

Determinants of neonatal near misses among neonates admitted to Guji and Borena zones selected public hospitals, Southern Ethiopia, 2021. A facility based unmatched case control study design

PLOS Global Public Health

Dear Dr. Fikrie,

Thank you for submitting your manuscript to PLOS Global Public Health. After careful consideration, we feel that it has merit but does not fully meet PLOS Global Public Health’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

==============================

  • Please address all the comments from Reviewer 3 for additional consideration

  • Add a response letter along with highlighted manuscript with corresponding changes as asked by Reviewer 3. 

  • Provide specific feedback from your evaluation of the manuscript

==============================

Please submit your revised manuscript by Dec 16 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at globalpubhealth@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pgph/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

We look forward to receiving your revised manuscript.

Kind regards,

Jenil Patel, MBBS, MPH, PhD

Academic Editor

PLOS Global Public Health

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

Additional Editor Comments (if provided):

[Note: HTML markup is below. Please do not edit.]

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Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #3: (No Response)

**********

2. Does this manuscript meet PLOS Global Public Health’s publication criteria? Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe methodologically and ethically rigorous research with conclusions that are appropriately drawn based on the data presented.

Reviewer #1: Yes

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available (please refer to the Data Availability Statement at the start of the manuscript PDF file)?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception. The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS Global Public Health does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The authors adapted the manuscript according to the first review, in particular, in the conclusions raised about public policies that are being implemented or should be implemented, seeking to reduce abortions and neonatal mortality.

Reviewer #3: Authors have described about neonatal near miss and have tried to identify its determinants among neonates admitted to Guji and Borena Zones Public Hospitals, Southern Ethiopia. Authors have appropriately described what is already known about neonatal near miss and they have tried to identify and emphasize the need to understand the determinants of neonatal near miss. The statistical analysis approach is defined clearly; however, I have suggested some changes below that could overall strengthen this article and provide more details in context to the research question.

• In background section, please add reference to the below sentence to support it: “Globally in 2017, 2.5 million babies died from preventable causes like prematurity, complication during the time of birth, bacterial infections, congenital malformations, and poor quality or no health care given at all.”

• Under Data processing and analysis, please elaborate on all the covariates and describe them for better understanding of the model.

• Why was access to healthcare not evaluated for statistical analysis?

Also, I’ve added comments in the article about several typographical errors which authors need to correct.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

Do you want your identity to be public for this peer review? If you choose “no”, your identity will remain anonymous but your review may still be made public.

For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Maria Eugenia Firmino Brunello

Reviewer #3: No

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLOS Glob Public Health. doi: 10.1371/journal.pgph.0000168.r005

Decision Letter 2

Julia Robinson, Jenil Patel

22 Dec 2021

Determinants of neonatal near misses among neonates admitted to Guji and Borena zones selected public hospitals, Southern Ethiopia, 2021. A facility based unmatched case control study design

PGPH-D-21-00439R2

Dear Dr. Fikrie,

We're pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you'll receive an e-mail detailing the required amendments. When these have been addressed, you'll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at https://www.editorialmanager.com/pgph/ click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they'll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact globalpubhealth@plos.org.

Kind regards,

Jenil Patel, MBBS, MPH, PhD

Academic Editor

PLOS Global Public Health

Additional Editor Comments (optional):

Reviewers' comments:

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Text. English version questionnaire.

    (DOCX)

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    Submitted filename: 1. Responses to the reviewers.docx

    Attachment

    Submitted filename: 1. Responses to the reviewers Second revsion.docx

    Data Availability Statement

    Data essential for the conclusion are included in this manuscript.


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