Skip to main content
PLOS ONE logoLink to PLOS ONE
. 2023 Mar 29;18(3):e0281800. doi: 10.1371/journal.pone.0281800

Mental health and gender-based violence: An exploration of depression, PTSD, and anxiety among adolescents in Kenyan informal settlements participating in an empowerment intervention

Rina Friedberg 1,*, Michael Baiocchi 2,3,¤a, Evan Rosenman 4,¤b, Mary Amuyunzu-Nyamongo 5,¤c, Gavin Nyairo 5,¤c, Clea Sarnquist 6,¤d
Editor: Yann Benetreau7
PMCID: PMC10057741  PMID: 36989329

Abstract

Objective

This study examines the prevalence of depression, anxiety, and post-traumatic stress disorder (PTSD) among adolescents attending schools in several informal settlements of Nairobi, Kenya. Primary aims were estimating prevalence of these mental health conditions, understanding their relationship to gender-based violence (GBV), and assessing changes in response to an empowerment intervention.

Methods

Mental health measures were added to the final data collection point of a two-year randomized controlled trial (RCT) evaluating an empowerment self-defense intervention. Statistical models evaluated how past sexual violence, access to money to pay for a needed hospital visit, alcohol use, and self-efficacy affect both mental health outcomes as well as how the intervention affected female students’ mental health.

Findings

Population prevalence of mental health conditions for combined male and female adolescents was estimated as: PTSD 12.2% (95% confidence interval 10.5–15.4), depression 9.2% (95% confidence interval 6.6–10.1) and anxiety 17.6% (95% confidence interval 11.2% - 18.7%). Female students who reported rape before and during the study-period reported significantly higher incidence of all mental health outcomes than the study population. No significant differences in outcomes were found between female students in the intervention and standard-of-care (SOC) groups. Prior rape and low ability to pay for a needed hospital visit were associated with higher prevalence of mental health conditions. The female students whose log-PTSD scores were most lowered by the intervention (effects between -0.23 and -0.07) were characterized by high ability to pay for a hospital visit, low agreement with gender normative statements, larger homes, and lower academic self-efficacy.

Conclusion

These data illustrate a need for research and interventions related to (1) mental health conditions among the young urban poor in low-income settings, and (2) sexual violence as a driver of poor mental health, leading to a myriad of negative long-term outcomes.

Background

Gender-based violence (GBV) and mental health conditions are distinct but intertwined global challenges [14]. For example, in the Democratic Republic of the Congo, territories reporting high rates of sexual violence and human rights violations also reported higher rates of adult depression and post-traumatic stress disorder (PTSD) [5]. In the United States, adult women who had been raped also reported higher rates of PTSD and depression compared to those who had not been raped [6]. This pattern has also been documented for women living in shelters [7, 8], for a wide range of women across the United States [9], and for adolescents in global urban environments [10].

Adolescence is a critical time for prevention of both GBV and mental illness. Although sequelae can manifest later in life, the World Health Organization (WHO) estimates that half of all mental illnesses begin by age 14 and three-quarters by age 20. Neuropsychiatric conditions are the leading cause of disability, and suicide is the second-leading cause of death, among 15–29 year-olds globally [11]. Thus, approaches that might prevent or mitigate mental health problems in this age group are essential. Research into these approaches must take into account different experiences for severely underserved populations such as the one we study here.

In Nairobi, Kenya, adolescents living in informal urban settlements are exposed to high rates of poverty, violence, and other traumas, yet little is known about the impact of this environment on mental health. Rates of GBV in these settlements are high: for example, depending on age, between 8–25% of female adolescents living in the informal settlements experience sexual assault each year [1214]. These numbers are much higher than the estimated nationwide incidence of 11% among females and 4% among males aged 13–17 [15]. Previously-described mental health consequences of GBV among adolescents in other settings include anxiety, PTSD, depression, and suicidality [1619]. These consequences are exacerbated by high rates of poverty, as poor mental health and poverty have been shown to interact in a negative cycle in low- and middle-income countries [20]. Mental health challenges have also been linked to higher odds of cardiovascular, arthritis, respiratory, and chronic pain conditions, especially if the initial trigger was sexual violence [21].

In this study, we both consider mental health overall in this population and in response to an empowerment self-defense (ESD) program. ESD programs, which teach skills like awareness, verbal confrontations, and physical self-defense, have been shown to reduce annual incidence of sexual assault [12, 22, 23]. Moreover, several studies have found relationships between empowerment trainings and mental health and well-being outcomes. A self-defense and psychoeducation intervention reduced PTSD and depression among female veterans [24]; another was shown to reduce anxiety among women who attended a physical self-defense course [25]. Similar programs have also been shown to increase female participants’ self-efficacy [26, 27], as well as reducing self-blame for past assaults and increasing ability to recognize abusive situations and think positively about gender [22, 27, 28].

As discussed above, informal settlements have high prevalence of sexual violence, which has been demonstrated to negatively affect mental health, and the global burden of poor adolescent mental health is enormous and poorly characterized. Therefore, we sought to understand the potential benefits of an ESD intervention on adolescent girl’s mental health, as well as describe overall adolescent mental health, in these under-studied communities.

The primary aims of the current study were the following: (1) estimate the prevalence of depression, anxiety, and PTSD among adolescents living in the informal settlements of Nairobi, both overall and stratified by sex; (2) stratify prevalence of mental health conditions by history of sexual violence; (3) explore the potential average treatment effect of the empowerment intervention on mental health (i.e., the population level effect of the intervention on all participants); and (4) investigate possible sources of heterogeneity in those treatment effects.

Ethics

Global ethical and safety guidelines for research on gender-based violence and with adolescents were followed. Data collectors were trained in trauma-informed interviewing practices and all had lists of resources for mental and physical health services if a young person disclosed a need for such services. All data collection was confidential, with surveys identified by unique ID numbers, and Stanford data analysts were blinded to which adolescents reported experiencing mental health symptoms. Data were collected onsite at the schools, recorded on paper, and then entered online for secure transmission. RedCap was used to enter and transfer data from the Nairobi site to Stanford to maintain security and privacy of data throughout the study. This is an add-on to a clinical trial originally registered via ClinicalTrials.gov, #NCT02771132. This study had IRB approval at Stanford University and from the Kenya Medical Research Institute (KEMRI). Written consent was obtained from parents, and assent was obtained from students. Participants could choose to opt out of any part of, or the entire, survey at any time.

Methods

Sample

The described study built on a larger cluster-randomized control trial (CRT), implemented for 4,091 class eight students (3,263 female and 828 male), that evaluated the effectiveness of an ESD intervention for reducing annual rape incidence among female students. Data collection for this RCT occurred between January 2016 and December 2018.

Intervention

The female students’ intervention involved empowerment, gender norms, techniques for achieving goals, and self-defense [29]. The male students’ intervention focused on gender norms and achieving positive social goals. The intervention was deployed at the school level. Each program involved 12 total hours of classroom-based sessions, and data was collected at baseline and after a follow-up period of about two years. The standard of care (SOC) group received training on life skills such as hygiene, citizenship, and financial planning.

The CRT took place in five informal settlements outside of Nairobi, denoted neighborhoods A-E for confidentiality. Schools were selected for their willingness to participate in the study, and a final total of 94 schools, with one class per school, received either the intervention or SOC. Baseline data was collected and analyzed after randomization. The follow-up data collection round for the larger CRT, conducted May through November of 2018, included the mental health scales. Fig 1 gives the CONSORT flow diagram for the CRT (female students).

Fig 1. CONSORT flow diagram.

Fig 1

Flowchart showing participants and schools from baseline to endline.

Measures

All mental health measures had been previously tested and validated in adolescent populations. Specifically, these included (1) the Child PTSD Symptom Scale (CPSS), (2) the Beck Child Depression Inventory 2 (CDI 2), (3) the Beck Anxiety Inventory (BAI), and (4) the Rosenberg self-efficacy scale (RSES). Many of these scales have been used globally, and have been piloted with sexual assault survivors specifically [30, 31].

History of sexual violence was measured by asking students a series of questions about experiences with sexual violence; for example, “In the past 12 months, how many times has a current or a previous boyfriend ever physically forced you to have sex when you did not want to?”. Their responses were then aggregated with an adjudication model, previously described elsewhere [32, 33].

Data analysis

Throughout this paper, we considered prevalence of PTSD, depression, and anxiety scored as moderate to severe; these correspond to cutoffs of 21, 20, and 17, for each respective mental health condition, consistent with previous literature [3436]. In order to create a population estimate of these mental health outcomes, there were two main issues to balance.

The first was the male-female balance. There were 3,263 female students but only 828 male students at the data collect point. Given the dearth of data describing mental health for male and female adolescents in this population, we sought to derive population estimates targeting gender parity. To facilitate comparisons between female and male groups, we gave the total male students from each school equal weight to the total female students from that school. For all outcomes, we provide 95% confidence intervals based on 1000 clustered bootstrap replicates [37].

The second balance issue is that students who dropped-out between the beginning of the CRT and the endpoint, where this mental health data was collection (n = 858), did not do so at random, but rather those at higher risk of rape dropped out at higher rates [38]. To address this, we used inverse probability weights [39] to “upweight” students who remained in our study—but who appear similar to those who dropped out—in order to mitigate the effect of the dropout. All results discussed here are balanced by inverse probability weights. Other missing data were omitted from the analysis.

Analysis objective 1: Mental health condition prevalence

Overall prevalence estimates for moderate-to-severe mental health conditions were calculated for the overall population and each gender by weighting the estimates for male and female students to estimate a 50/50 population balance. Furthermore, all were adjusted using inverse probability weights to address dropout.

Analysis objective 2: Mental health condition prevalence stratified by rape history

Descriptive analysis compared prevalence of mental health conditions between participants with a previous history of sexual assault, and those without. We also trained a linear mixed model to predict mental health conditions at the student level, using individual covariates including history of rape.

Analysis objective 3: Understand the relationship between the empowerment intervention and mental health for female students

We trained a linear mixed effects model to predict mental health outcomes from intervention assignment, neighborhood, baseline rape incidence, home size, and a socioeconomic status measure asking if a student could obtain money for a needed hospital visit. Covariates used in the models to predict 2-year responses to the intervention were all collected from baseline measures and previously identified as relevant features (39). The random assignment mechanism tended to produce balanced assignments, and moreover we observed high-quality balance across many covariates at baseline [33], providing confidence in our point estimate of the treatment effect. This model assumed a random effect for each school; while outcomes may differ by school, we did not aim to model that difference. Outcomes were log-transformed to reduce the undue influence of outlying points. Coefficients are as reported in R by the package lme4 [40]. We report standard errors estimated by bootstrapping the full procedure 1000 times, and report significance at the p = 0.05 level if 0 is not contained in the 95% bootstrap confidence interval.

Analysis objective 4: Investigate possible sources of heterogeneity in intervention responses

Last, we considered individual causal effects of the empowerment intervention on mental health measures. We predicted the conditional average treatment effect (CATE); here “conditional” indicates that this is the predicted treatment effect conditional on the covariates we observe about an individual. A local linear causal forest model for individual log PTSD scores was used. The model was trained with inverse probability of dropout weights. Unlike our prior analysis, this method assumes no specific model and instead adaptively learns patterns in the data [41].

This section focuses on PTSD for brevity; analogous results for depression and anxiety are included in S1 Fig. All scores are again scaled by the log transformation to manage outliers. Correspondingly, the prediction discussed here for one individual is the expected change in her log-transformed PTSD score if she received the empowerment intervention, compared to if she did not receive the intervention. Large, negative estimated values suggest the participant benefited quite a bit (i.e., a decrease in the mental health condition), whereas positive values suggest a worsening in response to the intervention.

Results

Objective 1: Overall prevalence

The two-year retention rate for female students was 79.2%, with 4,121 completing the survey at baseline and 3,263 of those completing the follow-up survey. For male students, retention was 75.3%, with a baseline total of 1,105 students and a follow-up total of 832 students.

Population prevalence of depression, anxiety, and PTSD for combined male and female class 8 students, as well as for female and male students separately, can be found in Table 1. Overall population estimates were: PTSD 12.2% (95% confidence interval 10.5%, 15.4%), depression 9.2% (6.6%, 10.1%) and anxiety 17.6% (11.2%, 18.7%). By gender, female students reported significantly higher levels of depression (10.4%; 95% CI 9.1%-11.7%) compared to male students (5.9%, 95% CI 4.3%-8.3%). The other comparisons across gender were not statistically significant.

Table 1. Prevalence of moderate to severe PTSD, depression, and anxiety.

Group PTSD 95% CI Depression 95% CI Anxiety 95% CI
Overall 12.2 (10.5, 15.4) 9.2 (6.6, 10.1) 17.6 (11.2, 18.7)
Female 11.6 (10.4, 12.9) 10.4 (9.1, 11.7) 18.9 (16.5, 21.4)
Female, R0 = 0 10.7 (9.4, 12.0) 9.3 (8.1, 10.6) 17.6 (15.2, 20.3)
Female, R0 = 1 21.6 (16.6, 26.7) 21.9 (17.2, 27.4) 34.0 (24.7, 43.8)
Male 12.9 (10.2, 15.5) 5.9 (4.3, 8.3) 16.7 (10.5, 21.4)
Male, R0 = 0 13.2 (10.3, 16.1) 5.5 (3.5, 8.2) 15.9 (9.9, 20.6)
Male, R0 = 1 9.9 (2.6, 17.3) 10.7 (3.7, 17.7) 26.4 (14.0, 41.9)

The notation R0 indicates whether a student reported rape at the beginning of the study, and R1 indicates whether they reported rape at follow-up.

Objective 2: Prevalence by history of sexual violence

Table 1 additionally gives prevalence statistics among class 8 female and male students, broken into students without (R0 = 0) and with (R0 = 1) reported prior rape at the baseline data collection period. Female students who had not been raped before the baseline study period reported overall PTSD prevalence of 10.7% (95% CI 9.4, 12.0), while those who had been raped before the study reported a prevalence of 21.6% (16.6, 26.7). Female students who reported rape before the baseline study period also reported significantly higher depression (21.9%, 17.2–27.4, compared to 9.3%) and anxiety (34.0%, 24.7–43.8, compared to 17.6%). Moreover, among female adolescents who had not been raped at baseline, but reported a rape during the study period, rates of all three outcomes were high, with PTSD at 38.7% (intervention) comped to 33.1% (SOC); depression at 31.0% (intervention) and 22.6% (SOC); and anxiety at 44.8% (intervention) and 44.5% (SOC). Fig 2 shows these results graphically, with the estimated overall prevalence shown for comparison. Estimates are displayed as the black squares, along with 95% confidence intervals shown as dotted gray lines. The central gray line is the overall estimated prevalence.

Fig 2. Prevalence of mental health conditions.

Fig 2

Forest plots of prevalence estimates for moderate-to-severe PTSD, depression, and anxiety.

We also analyzed covariates associated with the mental health outcomes (Table 2) at follow-up, aggregating across arms of the intervention. Those that were significant across all three categories (PTSD, depression, and anxiety) were: (1) prior rape at baseline (coefficients of 0.35, 0.24, and 0.18, respectively), which increased negative mental health condition scores, and (2) the ability to obtain money for a needed hospital visit (coefficients -0.03, -0.05, and -0.06, respectively), which decreased negative mental health condition scores.

Table 2. Results of separate mixed effects Gaussian models predicting log of each individual PTSD, depression, and anxiety for female adolescents.

Fixed effect Coefficient (PTSD) Coefficient (depression) Coefficient (anxiety)
Estimate Standard error Estimate Standard error Estimate Standard error
Intercept 1·85* 0·07 1·98* 0·08 2·07* 0·10
Prior rape at baseline 0·35* 0·08 0·24* 0·07 0·18* 0·10
Ability to obtain money for a needed hospital visit -0·03* 0·02 -0·05* 0·01 -0·06* 0·02
Home size 0·01 0·01 0·00 0·01 -0·01 0·01
Area- A -0·26* 0·08 0·06 0·07 0·53* 0·11
Area- B -0·32* 0·08 -0·07 0·07 0·24* 0·09
Area- C -0·41* 0·06 -0·17* 0·06 -0·09 0·11
Area—D -0·02 0·06 0·11 0·06 0·26* 0·08
Treatment 0.02 0.04 -0.03 0.03 0.05 0.06

*significant at 0.05 level

Objective 3: Effect of the empowerment intervention

To quantify the effect of the ESD intervention on mental health, we compared the prevalence of mental health outcomes between intervention and SOC populations (Table 3), as well as between the sub-group of individuals from intervention and SOC populations who reported rape. Though not significant, the strongest relationship detected in the exploratory analysis was the differential rate of depression between the SOC group (11.6%, 95% CI 9.9–13.3) compared to the intervention group (9.2%).

Table 3. Prevalence of PTSD, depression, and anxiety by treatment status.

Group PTSD 95% CI
PTSD
Depression 95% CI
depression
Anxiety 95% CI
anxiety
Treatment 11.0 (9.3, 12.9) 9.2 (7.4, 11.0) 18.5 (15.2, 21.9)
SOC 12.3 (10.4, 14.4) 11.6 (9.7, 13.6) 19.4 (15.9, 23.2)
Treatment with R1 = 0 10.2 (8.3, 11.8) 8.6 (7.0, 10.3) 17.7 (14.4, 21.4)
SOC with R1 = 0 11.3 (9.3, 13.3) 10.0 (8.1, 11.9) 17.5 (14.0, 20.9)
Treatment with R0 = 0, R1 = 1 38.7 (28.8, 49.6) 31.0 (23.2, 40.2) 44.8 (25.2, 62.0)
SOC with R0 = 0, R1 = 1 33.1 (23.1, 44.1) 22.6 (13.3, 33.9) 44.5 (26.7, 66.7)

Estimates in Table 3 are weighted by estimated dropout probability.

Objective 4: Intervention effect heterogeneity

Fig 3 shows a histogram of the resulting estimated individual treatment effects; with a mix of negative and positive CATEs. The left panel shows a plot of CATE estimates, and the right plot shows average covariate values that were significantly different between low-CATE individuals and the other two groups, averaged by 10 quantiles of predicted CATE. The prediction shown in the left panel, for one individual, is the expected change in her log-transformed PTSD score if she received the empowerment intervention, compared to if she did not receive the intervention. Large, negative estimated values suggest the participant benefited quite a bit (i.e., a decrease in PTSD), whereas positive values suggest a worsening in response to the intervention. The right panel also shows that the female adolescents whose log-PTSD scores were most lowered by the intervention (effects between -0.23 and -0.07) were characterized by high ability to pay for a hospital visit, low agreement with negative gender normative statements, larger homes, and lower academic self-efficacy.

Fig 3. Conditional average treatment effects.

Fig 3

CATE estimates, shown as a histogram (left) and varying with covariate values (right).

Table 4 gives average covariate values for female students with low (indicating lower PTSD due to the intervention), middle (close to zero, indicating no effect), and high estimated CATEs. Covariates included are average agreement with gender-normative statements such as “a woman wearing a short skirt is ‘asking for it’”; academic, social, and emotional self-efficacy, defined as an individual’s belief in her capabilities; the number of individuals in a home; ability to pay for a needed hospital visit; frequency of alcohol use per month at baseline; history of violence from a student’s father against her mother; and prior rape at study baseline. We report average unweighted covariate values for the three groups of students with low (-0.23 to -0.07), mid (-0.07 to 0.08), and high (0.08 to 0.24) estimated CATEs. Low-CATE individuals were characterized by significantly lower agreement with gender-normative statements (2.23; 95% CI 2.18–2.27; mid-CATE 2.46, high-CATE 2.57) and greater ability to pay for a needed hospital visit, compared to both other groups (3.15, 95% CI 2.99–3.16; mid-CATE 2.98, high-CATE 2.93).

Table 4. Average baseline covariate values, with 95% bootstrap confidence intervals, for three regions of the conditional average treatment effect (CATE).

Variable Low-CATE 95% CI Mid-CATE 95% CI High-CATE 95% CI
Gender norm agreement 2.23 (2.18, 2.27) 2.46 (2.45, 2.48) 2.57 (2.55, 2.58)
Academic self-efficacy 3.74 (3.65, 3.83) 3.95 (3.92, 3.97) 4.09 (4.04, 4.15)
Home size 6.37 (6.06, 6.67) 5.51 (5.39, 5.63) 4.68 (4.67, 4.89)
Social self-efficacy 3.72 (3.62, 3.82) 3.90 (3.87, 3.92) 3.56 (3.51, 3.61)
Emotional self-efficacy 3.74 (3.63, 3.84) 3.76 (3.73, 3.79) 3.29 (3.23, 3.35)
Ability to pay for a hospital visit 3.15 (2.99, 3.16) 2.98 (2.93, 3.04) 2.93 (2.82, 3.05)
Frequency of monthly alcohol use 1.03 (0.17, 2.38) 2.04 (1.49, 2.66) 1.57 (0.61, 2.49)
Violence of fathers against mothers 0.15 (0.08, 0.21) 0.19 (0.16, 0.21) 0.19 (0.15, 0.24)
Prior rape at baseline 0.12 (0.08, 0.17) 0.09 (0.08, 0.11) 0.05 (0.04, 0.08)

Discussion

Mental health conditions among socioeconomically disadvantaged adolescents, particularly those in low-income settings, are critically understudied. A major contribution of our work is a set of estimates for the prevalence of moderate to severe PTSD (12.2%), depression (9.2%) and anxiety (17.6%) among male and female class eight students attending schools in informal settlements of Nairobi, Kenya.

The literature offers some insights into semi-comparable populations. For example, our study found a substantially higher rate of PTSD relative to a reported rate (6.6%) for children aged 3–19 in rural Uganda [42]. In contrast, our depression and anxiety rates were similar to prior findings of female adolescents in several countries, ranging from 11.2% in Sudan [43] to 15.3% in Cairo, Egypt [44]. The wide range of anxiety prevalence we found is also consistent with the literature. For example, reported adolescent anxiety prevalence estimates have ranged from 15% in a Nigerian population [45] to 26.6% in a Ugandan population [42].

In this sample, depression varied notably by gender, with female adolescents reporting significantly higher prevalence, at 10.4%, than male adolescent, at 5.9%. This finding is consistent with many other studies reporting higher depression rates among women and adolescent girls globally [46, 47]. Similar variation by gender did not, however, hold for anxiety or PTSD, which was an unexpected finding based on the literature. Future work should consider whether this pattern would hold for PTSD and anxiety in a larger study of this population.

We also found that experiencing rape within the last two years was a strong predictor of scoring poorly on all PTSD, depression, and anxiety scales. This relationship held regardless of being in the intervention or control group of the larger study. It is also consistent with prior research that has established that experiencing rape during adolescence is correlated with depression, anxiety, and PTSD [46, 48, 49].

We found that reporting prior rape at baseline was especially detrimental to the mental health of these young adolescents. Specifically, our generalized linear model associated prior rape at baseline with significantly increased rates of PTSD, depression, and anxiety. That model also suggested that the ability to pay for a needed hospital visit for a family member was a significantly protective factor for PTSD and depression. These results indicate that students with more favorable baseline conditions, both in terms of rape experiences and economically, are less likely to report mental health conditions. It also illustrates a dire need for mental health services that are accessible to the most vulnerable populations who may be most at risk for mental health conditions.

Ability to pay for a needed hospital visit for a family member also showed up as a factor associated with individuals who had the largest mental health improvements over the duration of the study. This group also had significantly less agreement with negative gender-normative statements as well as significantly lower academic self-efficacy; the latter merits future exploration. Combining these results with the generalized linear mixed model that showed that ability to pay for a needed hospital visit was also protective for mental health conditions, there is a cohesive story, consistent with other literature, about how individuals who start off in more stable positions are more likely to remain in stable positions.

Finally, we compared differences between the cohorts of female adolescents who received the empowerment intervention versus the SOC, but found no statistically significant differences in mental health outcomes. As the empowerment intervention was designed for GBV reduction, not targeted to mental health outcomes, this is expected. Nonetheless, since poorer mental health and experiences of violence are often correlated, it may be worth including mental health measures in GBV evaluations, and consider combined interventions that might be able to address both of these intertwined issues concurrently [50].

Limitations

The major limitation of this study is that it is primarily exploratory in nature; the intervention and parent RCT was designed to study rape, not mental health. Replications of this research, with baseline measurements of mental health, and analysis of empowerment interventions focused on mental health, are warranted. In addition, as these questions were placed at the end of the survey, response rates were lower than ideal. For example, the anxiety questions were only answered by about half of the respondents, and it is likely that students unable to complete the survey in the allotted time were non-randomly different than those who were. Nonetheless, these methods are applicable to other populations and contexts, and this study demonstrates how rigorous statistical methods can be deployed to analyze global mental health.

Diversity

This work describes the mental health of adolescents living in the informal settlements of Nairobi, who constitute a diverse population compared to those traditionally studied in academic journals. There is limited data and research describing mental health and sexual violence in such low-income populations, especially among this age group. This study adds to the literature connecting gender-based violence to mental health, supporting the evidence base that sexual violence is an important driver of poor mental health for adolescents, and broadening the knowledge base to include adolescents living in informal urban settlements.

Summary

We observed high prevalence of mental health conditions, and large differences corresponding to experiences of sexual violence, in adolescents living in informal settlements in this study. These findings suggest a need for more research and programming with a focus on the relationship between mental health and sexual violence in these settings. This study also has implications for policy makers and funders. In particular, the findings that young people who are raped as fairly young children, as well as those with larger economic disadvantages, are more likely to report mental health challenges speaks to unmet need. Few prevention interventions for either sexual assault or poor mental health outcomes are aimed at young people before their teenage years; but it seems possible that such targeting to younger populations might help mitigate health issues and related expenses that have the potential to be life-long. Furthermore, understanding the causal relationship between sexual assault and mental health conditions, and the reverse, may allow more interventions to tackle both challenges simultaneously in order to improve the health of these poorly served populations.

Supporting information

S1 Fig. Histograms of predicted CATE values for the female students.

We consider depression (left) and anxiety (right).

(TIFF)

S1 Table. Prevalence of mental health disorders, stratified by overall rates, sex, and prior violence experience.

These estimates are not weighted by probability of dropout during the study.

(DOCX)

S2 Table. Heterogeneity checks across treatment vs. control, unweighted.

Prevalence and 95% bootstrap confidence intervals are displayed for each mental health outcome and each subgroup, without IPW.

(DOCX)

Data Availability

These data are highly sensitive, due to (a) sexual assault reporting, (b) data describing PTSD, anxiety, and depression, and (c) the age of the participants (ranging between 10 and 14 years at baseline). The data will therefore only be available via request directly to the corresponding author or a representative at Stanford University. The representative was not involved in the study and will vet that IRB and data safety guidelines are appropriately in place. The representative is Bonnie Halpern-Felsher, PhD, Professor of Pediatrics and (by courtesy) Health Research and Policy at Stanford University School of Medicine, and can be reached at bonniehalpernfelsher@stanford.edu. The corresponding author is Rina Friedberg, and she can be reached at rinafriedberg@gmail.com.

Funding Statement

This study was funded by South African Medical Research Council through the What Works to Prevent Violence Innovation Grant (#52069); by the Department of Defense, Air Force Office of Scientific Research, National Defense Science and Engineering Graduate (NDSEG) Fellowship, 32 CFR 168a; and by the Marjorie Lozoff Fund, Michelle R. Clayman Institute for Gender Research, Stanford University. LinkedIn Corp provided support in the form of salary for RF. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. The specific roles of these authors are articulated in the ‘author contributions’ section.

References

  • 1.Golding JM. Intimate Partner Violence as a Risk Factor for Mental Disorders: A Meta-Analysis. J Fam Violence. 1999. Jun 1;14(2):99–132. [Google Scholar]
  • 2.Pico-Alfonso MA, Garcia-Linares MI, Celda-Navarro N, Blasco-Ros C, Echeburúa E, Martinez M. The Impact of Physical, Psychological, and Sexual Intimate Male Partner Violence on Women’s Mental Health: Depressive Symptoms, Posttraumatic Stress Disorder, State Anxiety, and Suicide. J Womens Health. 2006. Jun 1;15(5):599–611. doi: 10.1089/jwh.2006.15.599 [DOI] [PubMed] [Google Scholar]
  • 3.Ullman SE, Filipas HH, Townsend SM, Starzynski LL. Psychosocial correlates of PTSD symptom severity in sexual assault survivors. J Trauma Stress. 2007. Oct 1;20(5):821–31. doi: 10.1002/jts.20290 [DOI] [PubMed] [Google Scholar]
  • 4.Choudhary E, Smith M, Bossarte RM. Depression, Anxiety, and Symptom Profiles Among Female and Male Victims of Sexual Violence. Am J Mens Health. 2011. Nov 21;6(1):28–36. doi: 10.1177/1557988311414045 [DOI] [PubMed] [Google Scholar]
  • 5.Johnson K, Scott J, Rughita B, Kisielewski M, Asher J, Ong R, et al. Association of Sexual Violence and Human Rights Violations With Physical and Mental Health in Territories of the Eastern Democratic Republic of the Congo. JAMA. 2010. Aug 4;304(5):553–62. doi: 10.1001/jama.2010.1086 [DOI] [PubMed] [Google Scholar]
  • 6.Kilpatrick DG, Best CL, Saunders BE, Veronen LJ. Rape in marriage and in dating relationships: How bad is it for mental health? Ann N Y Acad Sci. 1988;528:335–44. doi: 10.1111/j.1749-6632.1988.tb50875.x [DOI] [PubMed] [Google Scholar]
  • 7.Bennice JA, Resick PA, Mechanic M, Astin M. The relative effects of intimate partner physical and sexual violence on post-traumatic stress disorder symptomatology. Violence Vict. 2003. Feb;18(1):87–94. doi: 10.1891/vivi.2003.18.1.87 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 8.Mechanic MB, Weaver TL, Resick PA. Mental health consequences of intimate partner abuse: a multidimensional assessment of four different forms of abuse. Violence Women. 2008. Jun;14(6):634–54. doi: 10.1177/1077801208319283 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 9.Hedtke KA, Ruggiero KJ, Fitzgerald MM, Zinzow HM, Saunders BE, Resnick HS, et al. A longitudinal investigation of interpersonal violence in relation to mental health and substance use. J Consult Clin Psychol. 2008;76(4):633–47. doi: 10.1037/0022-006X.76.4.633 [DOI] [PubMed] [Google Scholar]
  • 10.Decker MR, Peitzmeier S, Olumide A, Acharya R, Ojengbede O, Covarrubias L, et al. Prevalence and Health Impact of Intimate Partner Violence and Non-partner Sexual Violence Among Female Adolescents Aged 15–19 Years in Vulnerable Urban Environments: A Multi-Country Study. Well- Adolesc Vulnerable Environ Study. 2014. Dec 1;55(6, Supplement):S58–67. doi: 10.1016/j.jadohealth.2014.08.022 [DOI] [PubMed] [Google Scholar]
  • 11.World Health Organization. Child and Adolescent Mental Health. 2016; [Google Scholar]
  • 12.Baiocchi M, Omondi B, Langat N, Boothroyd DB, Sinclair J, Pavia L, et al. A Behavior-Based Intervention That Prevents Sexual Assault: the Results of a Matched-Pairs, Cluster-Randomized Study in Nairobi, Kenya. Prev Sci Off J Soc Prev Res. 2017. Oct;18(7):818–27. doi: 10.1007/s11121-016-0701-0 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 13.Kenya National Bureau of Statistics IM. Kenya Demographic and Health Survey 2008–2009. 2010; [Google Scholar]
  • 14.Sarnquist C, Omondi B, Sinclair J, Gitau C, Paiva L, Mulinge M, et al. Rape Prevention Through Empowerment of Adolescent Girls. Pediatrics. 2014. May 1;133(5):e1226. doi: 10.1542/peds.2013-3414 [DOI] [PubMed] [Google Scholar]
  • 15.United Nations Children’s Fund. Violence against Children in Kenya: Findings from a 2010 National Survey. Summary Report on the Prevalence of Sexual, Physical and Emotional Violence, Context of Sexual Violence, and Health and Behavioral Consequences of Violence Experienced in Childhood Nairobi, Kenya: United Nations Children’s Fund, Prevention DoV. 2012; [Google Scholar]
  • 16.Campbell JC. Health consequences of intimate partner violence. The Lancet. 2002. Apr 13;359(9314):1331–6. doi: 10.1016/S0140-6736(02)08336-8 [DOI] [PubMed] [Google Scholar]
  • 17.Campbell R, Dworkin E, Cabral G. An Ecological Model of the Impact of Sexual Assault On Women’s Mental Health. Trauma Violence Abuse. 2009. May 10;10(3):225–46. doi: 10.1177/1524838009334456 [DOI] [PubMed] [Google Scholar]
  • 18.Mathews S, Abrahams N, Jewkes R. Exploring Mental Health Adjustment of Children Post Sexual Assault in South Africa. J Child Sex Abuse. 2013. Aug 1;22(6):639–57. doi: 10.1080/10538712.2013.811137 [DOI] [PubMed] [Google Scholar]
  • 19.Rees S, Silove D, Chey T, Ivancic L, Steel Z, Creamer M, et al. Lifetime Prevalence of Gender-Based Violence in Women and the Relationship With Mental Disorders and Psychosocial Function. JAMA. 2011. Aug 3;306(5):513–21. doi: 10.1001/jama.2011.1098 [DOI] [PubMed] [Google Scholar]
  • 20.Lund C, De Silva M, Plagerson S, Cooper S, Chisholm D, Das J, et al. Poverty and mental disorders: breaking the cycle in low-income and middle-income countries. The Lancet. 2011. Oct 22;378(9801):1502–14. doi: 10.1016/S0140-6736(11)60754-X [DOI] [PubMed] [Google Scholar]
  • 21.Atwoli L, Platt JM, Basu A, Williams DR, Stein DJ, Koenen KC. Associations between lifetime potentially traumatic events and chronic physical conditions in the South African Stress and Health Survey: a cross-sectional study. BMC Psychiatry. 2016. Jul 7;16(1):214. doi: 10.1186/s12888-016-0929-z [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 22.Brecklin LR. Evaluation outcomes of self-defense training for women: A review. Aggress Violent Behav. 2008. Jan 1;13(1):60–76. [Google Scholar]
  • 23.Senn CY, Eliasziw M, Barata PC, Thurston WE, Newby-Clark IR, Radtke HL, et al. Efficacy of a Sexual Assault Resistance Program for University Women. N Engl J Med. 2015. Jun 10;372(24):2326–35. doi: 10.1056/NEJMsa1411131 [DOI] [PubMed] [Google Scholar]
  • 24.David WS, Simpson TL, Cotton AJ. Taking Charge: A Pilot Curriculum of Self-Defense and Personal Safety Training for Female Veterans With PTSD Because of Military Sexual Trauma. J Interpers Violence. 2006. Apr 1;21(4):555–65. doi: 10.1177/0886260505285723 [DOI] [PubMed] [Google Scholar]
  • 25.Ozer EM, Bandura A. Mechanisms governing empowerment effects: A self-efficacy analysis. J Pers Soc Psychol. 1990;58(3):472–86. doi: 10.1037//0022-3514.58.3.472 [DOI] [PubMed] [Google Scholar]
  • 26.Shim DJ. Self-defense training, physical self-efficacy, body image, and avoidant behavior in women. 1998;58(8-B):4472–4472. [Google Scholar]
  • 27.Senn CY, Eliasziw M, Hobden KL, Newby-Clark IR, Barata PC, Radtke HL, et al. Secondary and 2-Year Outcomes of a Sexual Assault Resistance Program for University Women. Psychol Women Q. 2017/03/02 ed. 2017. Jun;41(2):147–62. doi: 10.1177/0361684317690119 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 28.Hollander JA. Women’s self-defense and sexual assault resistance: The state of the field. Sociol Compass. 2018. Aug 1;12(8):e12597. [Google Scholar]
  • 29.Sarnquist C, Kang JL, Amuyunzu-Nyamongo M, Oguda G, Otieno D, Mboya B, et al. A protocol for a cluster-randomized controlled trial testing an empowerment intervention to prevent sexual assault in upper primary school adolescents in the informal settlements of Nairobi, Kenya. BMC Public Health. 2019. Jun 27;19(1):834–834. doi: 10.1186/s12889-019-7154-x [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 30.Schmitt D, Allik J. Simultaneous Administration of the Rosenberg Self-Esteem Scale in 53 Nations: Exploring the Universal and Culture-Specific Features of Global Self-Esteem. J Pers Soc Psychol. 2005. Nov 1;89:623–42. doi: 10.1037/0022-3514.89.4.623 [DOI] [PubMed] [Google Scholar]
  • 31.Gillihan SJ, Aderka IM, Conklin PH, Capaldi S, Foa EB. The Child PTSD Symptom Scale: Psychometric properties in female adolescent sexual assault survivors. Psychol Assess. 2013;25(1):23–31. doi: 10.1037/a0029553 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 32.Baiocchi M, Friedberg R, Rosenman E, Amuyunzu-Nyamongo M, Oguda G, Otieno D, et al. Prevalence and risk factors for sexual assault among class 6 female students in unplanned settlements of Nairobi, Kenya: Baseline analysis from the IMPower & Sources of Strength cluster randomized controlled trial. PloS One. 2019. Jun 6;14(6):e0213359–e0213359. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 33.Rosenman E, Sarnquist C, Friedberg R, Amuyunzu-Nyamongo M, Oguda G, Otieno D, et al. Empirical Insights for Improving Sexual Assault Prevention: Early Evidence from a Cluster-Randomized Trial of IMPower and Sources of Strength. Violence Women. 2019. Nov 26; [DOI] [PubMed] [Google Scholar]
  • 34.Foa EB, McLean CP, Capaldi S, Rosenfield D. Prolonged Exposure vs Supportive Counseling for Sexual Abuse–Related PTSD in Adolescent Girls: A Randomized Clinical Trial. JAMA. 2013. Dec 25;310(24):2650–7. doi: 10.1001/jama.2013.282829 [DOI] [PubMed] [Google Scholar]
  • 35.Julian LJ. Measures of anxiety: State-Trait Anxiety Inventory (STAI), Beck Anxiety Inventory (BAI), and Hospital Anxiety and Depression Scale-Anxiety (HADS-A). Arthritis Care Res. 2011. Nov 1;63(S11):S467–72. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 36.Upton J. Beck Depression Inventory (BDI). In: Gellman MD, Turner JR, editors. Encyclopedia of Behavioral Medicine [Internet]. New York, NY: Springer New York; 2013. p. 178–9. Available from: doi: 10.1007/978-1-4419-1005-9_441 [DOI] [Google Scholar]
  • 37.Efron B. Bootstrap Methods: Another Look at the Jackknife. Ann Stat. 1979. Jan;7(1):1–26. [Google Scholar]
  • 38.Sarnquist C, Friedberg R, Rosenman E, Amuyunzu-Nyamongo M, Nyairo G, Baiocchi M. Sexual assault among young adolescents in informal settlements in Nairobi, Kenya: Findings from the IMPower and SOS cluster-randomised controlled trial. Manuscr Prep. 2020; [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 39.Rosenbaum PR, Rubin DB. The central role of the propensity score in observational studies for causal effects. Biometrika. 1983. Apr 1;70(1):41–55. [Google Scholar]
  • 40.Bates D, Mächler M, Bolker B, Walker S. Fitting Linear Mixed-Effects Models Using lme4. J Stat Softw Vol 1 Issue 1 2015. [Internet]. 2015; Available from: https://www.jstatsoft.org/v067/i01 [Google Scholar]
  • 41.Friedberg R, Tibshirani J, Athey S, Wager S. Local Linear Forests. Arxiv E-Prints 180711408. 2019; [Google Scholar]
  • 42.Abbo C, Kinyanda E, Kizza RB, Levin J, Ndyanabangi S, Stein DJ. Prevalence, comorbidity and predictors of anxiety disorders in children and adolescents in rural north-eastern Uganda. Child Adolesc Psychiatry Ment Health. 2013. Jul 10;7(1):21. doi: 10.1186/1753-2000-7-21 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 43.Shaaban KMA, Baashar TA. A Community Study of Depression in Adolescent Girls: Prevalence and Its Relation to Age. Med Princ Pract. 2003;12(4):256–9. doi: 10.1159/000072294 [DOI] [PubMed] [Google Scholar]
  • 44.El-Missiry A, Soltan M, Hadi MA, Sabry W. Screening for depression in a sample of Egyptian secondary school female students. J Affect Disord. 2012. Jan 1;136(1):e61–8. [DOI] [PubMed] [Google Scholar]
  • 45.Adewuya AO, Ola BA, Adewumi TA. The 12-month prevalence of DSM-IV anxiety disorders among Nigerian secondary school adolescents aged 13–18 years. J Adolesc. 2007. Dec 1;30(6):1071–6. doi: 10.1016/j.adolescence.2007.08.002 [DOI] [PubMed] [Google Scholar]
  • 46.Grose R, Roof K, Semenza D, Leroux X, Yount K. Mental health, empowerment, and violence against young women in lower-income countries: A review of reviews. Aggress Violent Behav. 2019. May 1;46.33312052 [Google Scholar]
  • 47.Yatham S, Sivathasan S, Yoon R, da Silva TL, Ravindran AV. Depression, anxiety, and post-traumatic stress disorder among youth in low and middle income countries: A review of prevalence and treatment interventions. Asian J Psychiatry. 2018. Dec 1;38:78–91. doi: 10.1016/j.ajp.2017.10.029 [DOI] [PubMed] [Google Scholar]
  • 48.Finkelhor D, Ormrod RK, Turner HA. Poly-victimization: A neglected component in child victimization. Child Abuse Negl. 2007. Jan 1;31(1):7–26. doi: 10.1016/j.chiabu.2006.06.008 [DOI] [PubMed] [Google Scholar]
  • 49.Lagdon S, Armour C, Stringer M. Adult experience of mental health outcomes as a result of intimate partner violence victimisation: a systematic review. Eur J Psychotraumatology. 2014. Dec 1;5(1):24794. doi: 10.3402/ejpt.v5.24794 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 50.Barata PC, Senn CY. Interventions to Reduce Violence against Women: The Contribution of Applied Social Psychology. In: The SAGE Handbook of Applied Social Psychology. 2019. p. 61–84. [Google Scholar]

Decision Letter 0

Emily Chenette

18 May 2022

PONE-D-21-25156Mental health and gender-based violence: An exploration of depression, PTSD, and anxiety among adolescents in informal settlements participating in an empowerment interventionPLOS ONE

Dear Dr. Friedberg,

Thank you for submitting your manuscript to PLOS ONE; I sincerely apologise for the unusually delayed review timeframe. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please note that we have only been able to secure a single reviewer with expertise in biostatistics to assess your manuscript. We are issuing a decision on your manuscript at this point to prevent further delays in the evaluation of your manuscript. Please be aware that the editor who handles your revised manuscript might find it necessary to invite additional reviewers to assess this work once the revised manuscript is submitted. However, we will aim to proceed on the basis of this single review if possible.

Please submit your revised manuscript by Jul 01 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Emily Chenette

Editor in Chief

PLOS ONE

Journal requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf.

2. We note that the grant information you provided in the ‘Funding Information’ and ‘Financial Disclosure’ sections do not match. When you resubmit, please ensure that you provide the correct grant numbers for the awards you received for your study in the ‘Funding Information’ section.

3. In your Data Availability statement, you have not specified where the minimal data set underlying the results described in your manuscript can be found. PLOS defines a study's minimal data set as the underlying data used to reach the conclusions drawn in the manuscript and any additional data required to replicate the reported study findings in their entirety. All PLOS journals require that the minimal data set be made fully available. For more information about our data policy, please see http://journals.plos.org/plosone/s/data-availability.

Upon re-submitting your revised manuscript, please upload your study’s minimal underlying data set as either Supporting Information files or to a stable, public repository and include the relevant URLs, DOIs, or accession numbers within your revised cover letter. For a list of acceptable repositories, please see http://journals.plos.org/plosone/s/data-availability#loc-recommended-repositories. Any potentially identifying patient information must be fully anonymized.

Important: If there are ethical or legal restrictions to sharing your data publicly, please explain these restrictions in detail. Please see our guidelines for more information on what we consider unacceptable restrictions to publicly sharing data: http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions. Note that it is not acceptable for the authors to be the sole named individuals responsible for ensuring data access.

We will update your Data Availability statement to reflect the information you provide in your cover letter.

4. Please include your full ethics statement in the ‘Methods’ section of your manuscript file. In your statement, please include the full name of the IRB or ethics committee who approved or waived your study, as well as whether or not you obtained informed written or verbal consent. If consent was waived for your study, please include this information in your statement as well.

5.  Please upload a copy of Figure 3, to which you refer in your text on page 15. If the figure is no longer to be included as part of the submission please remove all reference to it within the text.

6. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: No

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Abstract methods: need details for the study design and statistical methods.

The statistical analysis is not clearly written.

Objective 1:

For table 2, clarify whether the outcomes are baseline or change. The mixed model was not mentioned in method section of Objective 1 (mentioned only in the title). Why separate female and male? Gender can be added as a covariate and its interactions with other covariates can be evaluated. Was log of score used? Normality tested?

More important of all, better use logistic regression to model prevalence of PTSD, depression and anxiety as they are the primary outcomes for this objective.

Further, Table 2 does not seem to belong here as the objective is for mental health prevalence, not associations with baseline characteristics.

Objective 2:

What model did you use for GBV comparisons? Better use logistic regression rather than “Descriptive analysis”. GBV can be evaluated in the model. Need odds ratios and p values.

Objective 3:

The “mixed” model mentioned in the method section does not match the results presented in Table 3. The method section mentioned “outcomes were log-transformed” but the outcomes in Table 3 are all dichotomous.

To evaluate the intervention effects, the analysis should focus on the comparisons between intervention and control. Logistic regression is more appropriate for dichotomous outcomes. GBV with other characteristics can be added as covariates.

Objective 4:

How are low, mid and high-CATE determined? Are those cutoff points clinically meaningful?

Predictors in Table 4 need to be clearly described.

Need rationale to use log-transformation of outcomes. Does it improve normality?

Why bootstrap? As this is a large study.

Flow charts: clarify N is # of schools.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2023 Mar 29;18(3):e0281800. doi: 10.1371/journal.pone.0281800.r002

Author response to Decision Letter 0


3 Aug 2022

We thank the editor and the reviewer for their helpful comments! Responses to each individual point are included in the response to reviewers.

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Maria Elisabeth Johanna Zalm

31 Oct 2022

PONE-D-21-25156R1Mental health and gender-based violence: An exploration of depression, PTSD, and anxiety among adolescents in informal settlements participating in an empowerment intervention

PLOS ONE

Dear Dr. Friedberg,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Your revised manuscript has been reviewed by the original peer-reviewer and additional reviewers and their reports are appended below. 

The reviewers comment that your manuscript would benefit from additional details on the study design, methodology and data analysis. In addition, the reviewers request that terms used in the manuscript are better defined or further clarified. Furthermore, the reviewers comment that the discussion section could benefit from further discussion regarding the implications and recommendations of the findings of this study on current and future studies and policies.

Could you please carefully revise the manuscript to address all comments raised?

Please submit your revised manuscript by Dec 12 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Maria Elisabeth Johanna Zalm, Ph.D

Editorial Office

PLOS ONE

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: (No Response)

Reviewer #3: (No Response)

Reviewer #4: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: (No Response)

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: No

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: (No Response)

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: I Don't Know

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: (No Response)

Reviewer #2: No

Reviewer #3: (No Response)

Reviewer #4: No

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: (No Response)

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: No

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

Reviewer #2: Thank you for the opportunity to review this paper. The current study aimed to explore the prevalence of mental health problems in terms of depression, anxiety and PTSD among adolescents in Kenya, Nairobi. Additionally, the study aimed to explore the relationship between these mental health problems and gender-based violence (GBV) as well as to explore changes in mental health outcomes in response to an empowerment intervention. Main findings were that the prevalence of mental health problems were high and more common in girls who had experienced GBV than those who had not. There were no differences in mental health outcomes between girls who had received the empowerment intervention and those who had not.

In my opinion, this is a robust and important study that adds knowledge to the current research field. Overall, the paper is well written, the statistical analyses are appropriate and the findings have clear implications for ways to improve the health for adolescents living in informal urban settlements. I also believe that the authors have responded well to the previous review comments. I do have a couple of minor comments/suggestions for how to improve the paper:

*Minor comment, at the end of the background section, line 93, “these communities”, which communities are you referring to?

*Currently, the study aims are described in the method section. I suggest moving them to the end of the background section in order to improve the flow of the text.

*In the method section, there is now description of the flow of participants/schools, e.g. number of dropouts. I understand that there was previously a flowchart describing this? I suggest to put it back.

*In the method section, please describe how many classes were included in the study.

*Were the schools randomized based on a 1:1 allocation ratio? Was the baseline assessment conducted prior to or after randomization? Please specify.

*In the method section, where you describe the mental health measures, please describe how GBV was assessed? Was this assessed with a scale or single items? Can you provide an example of such items? It is now briefly described in the analysis objective 2 section but I suggest to also add it here in order to improve the flow of the text.

*In the method section, more information could be provided on where the data collection took place. At the same location as where the CRT took place? I assume that the adolescents completed the measures on their mobile phones/ computers? How long approximately did the data collection take?

*In Tables 1 and 3, merely % of participants is provided. Is it possible to add N and total N to these tables? It would make them more informative.

Reviewer #3: Review of:

Mental health and gender-based violence: An exploration of depression, PTSD, and anxiety among adolescents in Kenyan informal settlements participating in an empowerment intervention.

Thank you for the opportunity to review this manuscript. It is believed ongoing research in the field of young people and specifically those living in circumstances that expose them to higher incidences of sexual trauma is much needed.

I have included a manuscript with track changes to refer to my specific comments. I include only my general comments below:

A strength of the manuscript is the statistical analyses. There are however some assumptions or decisions made about the data that requires more clarification in the manuscript.

The manuscript will benefit from the inclusion of a diagram to help depict the timelines of the research and the assessment points. As the research has multiple components the manuscript lacks some flow in my opinion. I have tried to comment on this in the attached track changes documents.

Reviewer #4: This study investigates are very under-researched sample in a low-income country which is a major strength of this work. The editor and reviewer of the first revision provided many helpful suggestions. The authors could add some more explanations in the response letter to the paper as readers wonder about the same things.

This is very important work and an interesting study design, but the manuscript needs much more work.

Some comments and suggestions:

Abstract:

Please state confidence intervals correctly (see CONSORT)

Please state statistical values in “findings”, at least p-values

First sentence in conclusion can already be read in findings

Background

Please define and explain ESDs

The background section is very short and really different paragraphs that don’t “make a story”

The significant gap in the literature is not well described

Methods

Please cite the RCT when first mentioning it (registration number, main paper, ….)

Introduce abbreviations only once

Aims of the current study need to be described in the background/ introduction section. Please describe more literature to each goal and state hypothesis

Please insert the common headings (sample, intervention,…)

Please describe measures more detailed with cut-off values

Please add the RCT flow-chart to better understand the high and systematic drop-out (I think this had been taken out afterwards? There is a crossed-out sentence on page 10)

Please describe handling of missings

I don’t understand the new sentence on page 8

Why was school not included as a control variable? The analysis could possibly also be implemented in a hierarchical structure

Results

I am not an expert in statistics, which is why I leave out comments on the analysis

Discussion

Please discuss the finding that female participants “only” report higher depression but no PTSD and anxiety, as this is not in line with the literature (p.18 top)

In the discussion section it is again not a coherent narrative but only sentences and paragraphs on a finding each

The conclusion on potential combined interventions (p.18-19) is not based on the results, please re-phrase

The discussion could benefit from more clinical and political implications of the results

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

Reviewer #4: No

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Attachment

Submitted filename: Manusciipt with reviewer comments.docx

Decision Letter 2

Yann Benetreau

2 Feb 2023

Mental health and gender-based violence: An exploration of depression, PTSD, and anxiety among adolescents in Kenyan informal settlements participating in an empowerment intervention

PONE-D-21-25156R2

Dear Dr. Friedberg,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Yann Benetreau

Staff Editor

PLOS ONE

Additional Editor Comments (optional):

* Please consider the requests by reviewers to address typos.

* Please list commercial affiliations as a competing interest; more information on our policy on competing interests is available at https://journals.plos.org/plosone/s/competing-interests

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: (No Response)

Reviewer #2: Yes

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: (No Response)

Reviewer #2: Yes

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: (No Response)

Reviewer #2: No

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: (No Response)

Reviewer #2: Yes

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

Reviewer #2: The authors have responded well to my previous comments and I believe the manuscript is suitable for publication.

Reviewer #3: Thank you for addressing all my concerns.

I have nothing further to add than small errors.

In the track changes document:

line 58: PTSD change to (PTSD)

line 390: which was ana unexpected finding

line 436: may be worth

are small typos

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

**********

Acceptance letter

Yann Benetreau

17 Mar 2023

PONE-D-21-25156R2

Mental health and gender-based violence: An exploration of depression, PTSD, and anxiety among adolescents in Kenyan informal settlements participating in an empowerment intervention

Dear Dr. Friedberg:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Maria Elisabeth Johanna Zalm

Staff Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Histograms of predicted CATE values for the female students.

    We consider depression (left) and anxiety (right).

    (TIFF)

    S1 Table. Prevalence of mental health disorders, stratified by overall rates, sex, and prior violence experience.

    These estimates are not weighted by probability of dropout during the study.

    (DOCX)

    S2 Table. Heterogeneity checks across treatment vs. control, unweighted.

    Prevalence and 95% bootstrap confidence intervals are displayed for each mental health outcome and each subgroup, without IPW.

    (DOCX)

    Attachment

    Submitted filename: Response to Reviewers.docx

    Attachment

    Submitted filename: Manusciipt with reviewer comments.docx

    Attachment

    Submitted filename: Response to reviewers.docx

    Data Availability Statement

    These data are highly sensitive, due to (a) sexual assault reporting, (b) data describing PTSD, anxiety, and depression, and (c) the age of the participants (ranging between 10 and 14 years at baseline). The data will therefore only be available via request directly to the corresponding author or a representative at Stanford University. The representative was not involved in the study and will vet that IRB and data safety guidelines are appropriately in place. The representative is Bonnie Halpern-Felsher, PhD, Professor of Pediatrics and (by courtesy) Health Research and Policy at Stanford University School of Medicine, and can be reached at bonniehalpernfelsher@stanford.edu. The corresponding author is Rina Friedberg, and she can be reached at rinafriedberg@gmail.com.


    Articles from PLOS ONE are provided here courtesy of PLOS

    RESOURCES