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. 2023 Mar 29;18(3):e0283625. doi: 10.1371/journal.pone.0283625

Morphological characteristics convey social status signals in captive tree sparrows (Passer montanus)

Ju-Hyun Lee 1, Ha-Cheol Sung 1,*
Editor: Ofer Ovadia2
PMCID: PMC10057748  PMID: 36989332

Abstract

In social animals that form flocks, individuals compete or cooperate to gain access to shared resources. In particular, group-foraging individuals frequently engage in aggressive interactions with conspecifics, including threat displays and physical attacks, in order to acquire food resources. Here, we investigated social interactions in flocks of captive tree sparrows (Passer montanus) to observe the formation of dominance hierarchies. We also examined correlations between social status and morphological traits to identify which physical traits act as indicators of dominance. To do so, we recorded aggressive behaviours (attacks and threats) of tree sparrows caught in two distinct regions in the Republic of Korea (Gwangju and Gurye). After merging the two groups, we examined dominance structures using David’s scores for one month, and we recorded 1,051 aggressive interactions at a feeder in a group of 19 individuals. Using the number of aggressions and attack and threat behaviours, we tested whether morphological traits and sex influenced dominance structures. Aggressions were significantly more frequent in males than in females. However, no significant difference was observed the frequency of between- and within-sex aggression. In addition, differences in the frequency of aggression behaviours were observed between capture-site groups. Dominance structure was significantly correlated with certain morphological traits; specifically, the frequency of attacking behaviours was correlated with bill-nose length, and the frequency of threat displays was correlated with sex and badge size. These results suggest that social signals are closely related to morphological traits that are used to form dominance hierarchies in tree sparrow flocks.

Introduction

In groups of social animals, individuals compete or cooperate to gain access to shared resources such as mating partners, food resources, and nesting sites, which affect individuals’ fitness [13]. The benefits of flocking include better exploitation of food resources as well as detection and mobbing of potential predators. However, flocking entails costs such as intraspecific competition for limited resources and potentially harmful conflicts between individuals [4, 5]. Aggressive behaviour can incur costs when physical fights lead to bodily harm [6]. To minimize such costs, social species frequently resolve conflicts through alternative mechanisms through establishing dominance hierarchies [7] or through social status signalling [8]. These mechanisms help establish the order of access to resources with respect to an individual’s dominance status and may adjust an individual’s behaviour in a way that allows them to avoid unnecessary conflicts in social flocks [9].

Dominance hierarchies in groups emerge through dyadic aggressive interactions, producing a dominant individual (winner) and a subordinate individual (loser) [10]. Dominance hierarchies can regulate individual precedence and control aggressive behaviours among individuals with respect to their access to resources [4, 11]. Dominance hierarchies occur in various social species of birds in both captive and field conditions. Examples include white-throated sparrows (Zonotrichia albicollis; [12]), sociable weavers (Philetairus socius; [9]), house sparrows (Passer domesticus; [13]), and tree sparrows (Passer montanus; [14]). These species typically form foraging flocks, and individuals frequently compete for food resources through aggressive interactions.

In social flocks, most agonistic interactions are asymmetric due to opponents’ unequal fighting abilities [15, 16]; and flock members may convey their social status through various signals. Generally, factors affecting dominance in birds include sex [4, 17], body size [18, 19], age [20], and plumage ornamentation [9, 21, 22]. Some morphological traits have been considered hierarchy signals with respect to physical fitness which includes male reproductive fitness, health, fighting ability, and aggressiveness [15]. Thus, each individual in a flock could maximize their physical fitness by predicting social status among flock members, leading to the evolution of status signalling that provides phenotypic correlates of dominance in a social flock [9].

The social status signalling hypothesis predicts that a dominance hierarchy is predetermined by adaptive variation in individual appearance [4, 23]. Social status signalling helps reduce unnecessary aggressive encounters and, in flocking bird species, plumage variability has evolved to convey hierarchy information [1]. A higher dominance rank may be exhibited by larger or more colourful patches [22], and melanin-based plumage coloration, (also referred to as ‘badge of status’) [9]. Status signalling has evolved to provide an ‘honest signal’ of competitive ability in social species that frequently compete in flocks. In the Passeridae and Emberizidae families, birds often exhibit black chest and throat patches that function as badges of social status [1, 22, 24]. In house sparrows, badge size is a reliable indicator of dominance in males and females, and large-badged individuals frequently attack small-badged individuals, but rarely vice versa [13]. In great tits (Parus major), breast stripe width is closely correlated with social status, and individuals with wider stripes are more aggressive [25]. Eurasian siskins (Carduelis spinus) may bear a badge of dominance with individuals with larger, blackish bib plumage are typically dominant over individuals exhibiting smaller badges. These large-badged individuals were found to win 77% of agonistic interactions [26]. The study of sociable weaver under the field condition, they exhibit an ordered hierarchy within colony and the size of the bib predicts success in social competition In Passer species [9], the size of the melanin-based black throat patch (i.e., badge) is the most reliable predictor of dominance rank (i.e., a status signalling trait), individuals with large badges are more likely to win aggressive encounters than individuals with smaller badges [13, 14, 2729].

In social birds, conflict between groups (intergroup conflict) occurs for the occupation of several resources [30, 31]. Especially, cooperatively breeding birds often compete against individuals from other groups in order to protect their territories. However, such competition can differ between breeding and non-breeding season [32]. When intergroup conflicts were observed, group size and home field advantage influenced the outcome of competition [30, 31]. However, the role played by group selection in such circumstances in unclear.

The tree sparrow is a social sparrow and is widely distributed in the Republic of Korea [33]. These birds form social foraging flocks from the end of the breeding season through winter, and flock members typically forage and roost together during winter [34, 35]. Individuals in flocks frequently exhibit intraspecific aggressive behaviour to gain access to resources (e.g., food resources, foraging sites, and roosting sites) and they establish dominance hierarchies within their flocks [14, 36]. A previous study observed linear dominance hierarchies in two of three captive tree sparrow flocks, but the status signalling function of badges was not clearly supported, as badge size was a reliable predictor of dominance rank in only one flock [14]. However, a different study suggested that throat patch size acted as a social status signal in males but not females, as fighting success and badge size were correlated only in males [29]. The various competitive interactions between individual tree sparrows have not been examined by distinguishing between aggressive and threat behaviours. We thus examined dominance hierarchies based on aggressive behaviours in captive tree sparrow and do distinguish between attack and threat behaviours to test the occurrence of social status signalling.

Materials and methods

Study site and captive conditions

This study was conducted using captive tree sparrows caught at two sites, located 60 km apart. Tree sparrows were captured using a mist net (nylon 30 mm mesh; Avinet, Portland, ME, USA) in March 2020 at Gwangju (GJ; 879, Pochung-ro, Nam-gu, Gwangju, Republic of Korea; 35°5’15.94" N, 126°51’36.35" E) and Gurye (GR; 261–1, Hwangjeon-ri, Masan-myeon, Gurye-gun, 35°14’5.46" N, 127°29’22.84" E). After capturing tree sparrows, we measured the following morphological variables according to the Bird Banding Manual [37]. Tarsus and beak lengths were recorded to the nearest 0.1 mm using a BLUETEC digital calliper, and wing length (wing chord length) and body lengths were measured to the nearest 1.0 mm using a ruler. Beak lengths include bill-nose length (length from the tip of the nostril to the tip of the beak), bill-head length (length from the tip of the back of the head to the tip of the beak), and bill-skull length (length from the junction of the skull and beak to the tip of the beak). Body length is the length from the tip of the beak to the tip of the tail when the bird is laid down, and badge size was defined as the area covered by black feathers on the throat. We photographed each individuals using a digital camera (Samsung Galaxy S20+, Samsung, Suwon-si, Republic of Korea), and measured badge size (mm2) using ImageJ software (version 1.52 for Windows; [38]). Each individual was photographed from a distance of 15 cm with its back facing a black wall. To facilitate quick recognition of individual tree sparrows during the behaviour recordings, we applied different combinations of coloured bands (Avinet; Darvic markers XF 2.3–2.5 mm) to both legs of each individual and applied corresponding colour markings to the tail feathers. Birds were sexed by PCR-based amplification of the sex-chromosome-linked CHD1 gene using p2 and p8 primers [39].

We transferred captured tree sparrows to a semi-outdoor aviary on the rooftop of Natural Science Building #1, Chonnam National University, Republic of Korea (35°10’ 38.06″ N, 126°54’33.50″ E). The size of the aviary was 3.5 m × 6 m × 2 m, and we installed four cameras to record the sparrows’ behaviour during the daytime. The aviary contained seven nest boxes, 1.5-m high roosting trees, a food dish, a water dish, and a sand dish, and it was illuminated by natural light. Water and food were provided ad libitum. We placed a round feeding plate (a white plastic plate, 50 cm in diameter) containing food (i.e., a mixture of millet seeds, vitamin-enriched cracked corn, and mealworms) at a fixed location in the centre of the aviary. Nineteen tree sparrows (six males and four females from GR and three males and six females from GJ) were housed in the aviary. We released captured individuals into the aviary after stabilizing in a dark room, and behavioural recording was started one week after the captive individuals had adapted to the aviary without human access for a week. Behavioural recordings were conducted during the daytime (06:00–19:00) from March to May before the breeding season, and the recording was stopped at the start of the breeding behaviour.

Behavioural analyses

We recorded the total number of aggressive behaviours of tree sparrows that occurred on the feeding plate and in the surrounding area. Aggressive behaviours were classified into two categories: attacks and threat displays. Attacks were defined as physical contact involving pecking the body, kicking, and holding the opponent using the bill. Threat displays were defined as non-physical contact used to displace an opponent (e.g. distracting movements, fluffing feathers, head-forward threat display, etc.). We recorded aggressive behaviours, with respect to attacks and threats, and we identified ‘the winner’ and ‘the loser’ of each interaction if one individual unambiguously displaced the other. We omitted and ignored ambiguous displacements. If attacks occur simultaneously between each other in the X-to-Y dyad, both X and Y are considered winners and both scored 1. ‘Fighting success’ was recorded as a binomial variable comprising the total number of aggressive interactions; thus, it was possible to record winning and losing situations between individuals to generate interaction matrices based on paired comparisons.

Dominance relationships were determined by the outcomes of aggressive behaviours within each dyad. To determine the dominance rank of individuals within the flock, we used David’s score (DS; [40]) to calculate dominance scores for the 19 individuals. Individual DS ranks have the advantage that win/loss asymmetries are considered by integrating the dyadic dominance proportions in the calculation; therefore, it is not disproportionately weighted by minor deviations from the main dominance direction [41] DS was calculated by Pij (the proportion of wins by individual i in its interactions with individual j) and Pji (the proportion of wins by individual j in its interactions with individual i) of an individual weighted by the relative strength of its opponents. The Pij is the number of times that i defeats j (aij) divided by the total number of its interactions between i and j (nij; Pij = aij/nij). Thus, DS for each member could calculated with this formula:

DS=w+w2ll2

where w is the sum of the Pij values of i, w2 is the summed w values of those individuals that i interacted with, l represents the sum of Pji values of i’, and l2 represents the summed l values of those individuals that i interacted with [40, 41]. We calculated the DS values (DSs) in three forms: the number of aggressive behaviours (DSaggression), the number of attacks (DSattack), and the number of threat displays (DSthreat). Individual ranks were determined according to DSaggression.

Statistical analyses

We investigated whether the number of aggressive behaviours differed between sparrows of different sexes as well as different regional groups (GJ or GR). To compare frequencies of aggressive behaviours regarding sex and capture site, we used Mann-Whitney U tests and Kruskal-Wallis tests. In addition, we also examined differences in the number of aggressive behaviours in two different tree sparrow demographic categories using a t-test; the first category was within-group or between-group, and the second category was same-sex or inter-sex. To investigate whether the DSs of a given individual were predicted by morphological traits, we fit a generalized linear model (GLM) using sex, wing length, tarsus length, bill-nose length, and badge size. DSaggression, DSattack, and DSthreat were the dependent variables, and sex was the fixed factor. In addition, wing length, tarsus length, bill-nose length, and badge size were used as covariates. Statistical analyses were conducted using the IBM SPSS statistics software package (v.21, IBM Corporation, Armonk, NY, USA). Statistical significance is reported at α = 0.05. Results are presented as the mean ± standard deviation.

Ethical note

This study was approved by the Chonnam National University (CNU) and CNU Laboratory Animal Research Centre (License no: CNU IACUC-YB-2020-01) under the Association for the Study of Animal Behaviour Guidelines for the Treatment of Animals in Behavioural Research. Tree sparrows received their typical daily diets, and water was available ad libitum throughout the observations. We made efforts to minimize disturbance during behavioural data collection by recording without the presence of researchers.

Results

During the recording period, we observed 1,051 aggressive behaviours, including 503 attacks and 548 threat displays. Attack and threat displays were recorded the most in the first week, and attack displays rapidly decreased by week, but threat display decreased relatively slowly (Fig 1). The mean number of performed total aggressive behaviours per individual was 55.32 ± 47.54, and the mean number of attacks and threat displays was 26.47 ± 20.68 (1–70) and 28.84 ± 28.05 (0–86), respectively. The average number of aggressive behaviours per individual differed significantly between sexes, with males engaging in 91.63 ± 52.19 aggressive behaviours and females performing 28.90 ± 23.77 aggressive behaviours (n = 19; Mann-Whitney U-test: U = 10.0, Z = -2.86, P < 0.05). The proportion of dyads in aggressive encounters depended on the sex of the two opponents (χ23 = 12.871, P < 0.05). The number of aggressive encounters was the highest in male-to-female dyads, followed by male-to-male dyads and female-to-female dyads. The number of aggressive encounters in female-to-male dyads was the lowest (Table 1). No significant difference was observed between GR-to-GR dyads, GR-to-GJ dyads, GJ-to-GR dyads, and GJ-to-GJ dyads with respect to the number of aggressive behaviours (χ23 = 0.073, P = 0.99; Table 1). The number of aggressive behaviours between individuals from different capture-site groups was significantly higher when those individuals were of the same sex (t = 2.31, P = 0.029). However, this difference did not exist in within-group interactions between same-sex or inter-sex individuals (Table 2).

Fig 1. Changes of the number of attack and threat displays by week.

Fig 1

Table 1. Number of aggressive behaviours, categorized by sex-to-sex dyads and group-to-group dyads (referring to capture-site groups).

Category Number of aggressions (mean ± SD) χ 2 P n
Sex to Sex M → M 41.50 ± 25.99 12.871 0.005 9
M → F 50.13 ± 28.70 9
F → M 9.64 ± 8.89 10
F → F 19.27 ± 15.84 10
Group to Group GR → GR 33.10 ± 33.36 0.073 0.995 10
GR → GJ 29.40 ± 27.12 10
GJ → GR 23.33 ± 21.62 9
GJ → GJ 24.00 ± 15.52 9

SD: standard deviation, M: male, F: female, GJ: Gwangju, GR: Gurye.

Table 2. Number of aggressive behaviours within and between capture-site groups.

Category 1 Category 2 Number of aggressions (mean ± SD) t P n
Within Group Within Sex 16.05 ± 13.83 -1.76 0.861 19
Between Sex 16.89 ± 13.79 19
Between Groups Within Sex 17.00 ± 12.57 2.31 0.029 19
Between Sex 9.53 ± 6.42 19

Higher-ranking individuals displayed significantly higher number of aggressions (Spearman’s rank test; rs = 0.892, n = 19, P < 0.001), attacks (rs = 0.889, n = 19, P < 0.001), and threat displays (rs = 0.855, n = 19, P < 0.001). High-ranking individuals (ranking from 1st to 5th) performed more threat displays than attacking behaviours, whereas intermediate-ranked individuals (6th to 14th) showed more attacks than threat displays. Moreover, aggressions and threat behaviours were significantly correlated with sex (GLM estimate of DSaggression = 56.24 ± 21.67, t = 2.59, P = 0.022; GLM estimate of DSthreat = 73.91 ± 22.34, t = 3.31, P = 0.006; Table 3, Fig 2), but not with the frequency of attacks (GLM estimate of DSattack = 31.46 ± 16.75, t = 1.88, P = 0.083; Table 3, Fig 2). Regarding the correlation of dominance scores based on total aggressive behaviours and morphological traits, DSaggression was significantly correlated with tarsus length, bill-nose length, and badge size (tarsus length: t = -2.16, P = 0.049, B ± SE = -28.17 ± 12.99; bill-nose length: t = 3.06, P = 0.009, B ± SE = 33.90 ± 11.09; badge size: t = 3.06, P = 0.009, B ± SE = 1.13 ± 0.42), and males had higher DSaggression than females (sex: t = 2.59, P = 0.022, B ± SE = 56.24 ± 21.67; Table 3, Fig 2A and 2B). However, DSattack and DSthreat showed unique correlations with morphological traits. DSattack was significantly correlated with bill-nose length (t = 3.05, P = 0.009, B ± SE = 26.10 ± 8.56), but not with other morphological traits or sex (Table 3, Fig 2C and 2D). DSthreat was significantly correlated with badge size and sex, with males showing higher scores than females (badge size: t = 2.27, P = 0.041, B ± SE = 0.99 ± 0.44; sex: t = 3.31, P = 0.006, B ± SE = 73.91 ± 22.34), but it was not significantly correlated with wing length, tarsus length, and bill-nose length (Table 3, Fig 2E and 2F).

Table 3. Effects of morphological traits on the outcomes of aggressions, attacks, and threat displays in tree sparrows.

B ± SE 95% CI t p
DSaggression (r2 = 0.849)
Intercept -113.15 ± 350.84 -871.01–644.78 -0.32 0.752
Sex 56.24 ± 21.67 9.42–103.07 2.59 0.022
Wing length 2.48 ± 3.96 -6.08–11.04 0.63 0.542
Tarsus length -28.17 ± 12.99 -56.25–0.09 -2.16 0.049
Bill-nose length 33.90 ± 11.09 9.95–57.85 3.06 0.009
Badge size 1.13 ± 0.42 0.38–2.20 3.06 0.009
DSattack (r2 = 0.746)
Intercept -155.06 ± 271.11 -740.75–430.63 -0.57 0.577
Sex 31.46 ± 16.75 -4.72–67.64 1.88 0.083
Wing length 2.27 ± 3.06 -4.35–8.89 0.74 0.472
Tarsus length -15.87 ± 10.04 -37.56–5.83 -1.58 0.138
Bill-nose length 26.10 ± 8.56 7.59–44.61 3.05 0.009
Badge size 0.46 ± 0.33 -0.24–1.17 1.41 0.183
DSthreat (r2 = 0.838)
Intercept 59.68 ± 361.56 -721.41–840.78 0.17 0.871
Sex 73.91 ± 22.34 25.65–122.16 3.31 0.006
Wing length -1.11 ± 4.08 -9.93–7.71 -0.27 0.790
Tarsus length -18.01 ± 13.39 -46.95–10.92 -1.34 0.202
Bill-nose length 23.88 ± 11.42 -0.80–48.56 2.09 0.057
Badge size 0.99 ± 0.44 0.05–1.93 2.27 0.041

Results were obtained from a generalized linear model. B ± SE: coefficient ± standard error; CI: confidence interval.

Fig 2. The relationship between either morphological trait or DS scores.

Fig 2

The relationship between either morphological trait and badge size (a, c, e) or morphological traits and bill–head length (b, d, f) in relation to DSaggression (a, b), DSattack (c, d), and DSthreat (e, f). Higher David’s scores (DS) indicate more dominant individuals. Solid lines indicate the estimated effect of morphological traits on dominance scores.

Discussion

Competition is essential for birds to occupy limited food resources, and agonistic interactions are common, especially in social birds living in groups. In this situation, the social system was characterized by dominance hierarchy to mediate conflicts and the social status signal has evolved to reduce the cost by agonistic interaction [42, 43]. When foraging on feeding plates, tree sparrows frequently interacted through aggressive behaviours, including attacks and threat displays and they established a dominance hierarchy based on the outcomes of aggressive behaviours. We found that morphological characteristics independently affected social status signalling, and it is likely to be important for organizing stable society to mediate conflicts in the tree sparrow flock.

Social species frequently establish dominance hierarchies to prevent conflicts during competition for limited resources [9, 29, 42, 43] and the observed agonistic interactions of tree sparrows were consistent with this prediction. Tree sparrows showed aggressive behaviours when competing over food resources in captivity, and dominance hierarchies were observed. During agonistic interactions, dominant individuals initiated aggressive behaviours more frequently than subordinate individuals. Such asymmetric dominance relationships and social organizations frequently occur in foraging flocks of tree sparrows [14, 29], house sparrows [13, 27, 44], and sociable weavers [9]. Considering that, in the present study, the number of aggressive behaviours of high-ranking individuals (mostly males) differed markedly from those of low-ranking individuals (mostly females), low-ranking individuals may reduce the costs of agonistic interactions involving competition for resources by avoiding unnecessary fights with more aggressive high-ranking individuals.

In many passerine birds, males initiate agonistic interactions and are dominant over females [9, 11, 29, 45, 46]. In the current study, males had higher dominance ranks than females, and males also exhibited agonistic interactions more frequently than females. Specifically, the proportion of aggressive encounters appeared in the descending order of male-to-female dyads, male-to-male dyads, female-to-female dyads, and female-to-male dyads. In addition, female-to-female dyads showed a significantly higher frequency of aggressive encounters than female-to-male dyads. This difference may have evolved to reduce conflict costs faced by females due to intersexual aggression and to increase the dominance status of the flock [4, 47, 48]. Evening grosbeaks (Hesperiphona vespertina) in flocks are more likely to engage in agonistic encounters with same-sex conspecifics than with those of the opposite sex. Particularly, females are more likely to fight with other females but they generally avoid fighting with males [4]. Similarly, in the current study, female tree sparrows rarely attacked males but attacked other females more often in competition for food. Therefore, our results support the asymmetry of intersexual agonistic interactions.

With regard to capture site, the number of agonistic interactions did not differ significantly between intra-group and inter-group encounters. There are two possible outcomes of encounters with unacquainted individuals from a different group: aggression [49] or preference (when meeting a new individual of the opposite sex) [50]. Great tits are more aggressive when encountering new conspecifics than when exposed to known individuals [49]. However, in the current study, tree sparrows did not show significant differences in the number of agonistic interactions between inter- and intra-group confrontations during the research periods. Tree sparrows are highly sociable birds that frequently form foraging groups of various sizes, the compositions of which change frequently ([29, 35] J.H.L. pers. obs.). Thus, tree sparrows frequently encounter new individuals, which may explain why no difference in aggression was observed with respect to capture-site groups. However, inter-group aggression towards the opposite sex was significantly less frequent, which is assumed to be due to preference for novel individuals of the opposite sex. According to [50]), Japanese quail (Coturnix coturnix) prefer conspicuous and slightly novel partners that somewhat different from familiar ones. Thus, tree sparrows did not show more frequent aggression towards individuals from other groups because of their high sociality, and they also showed less aggression towards potential mating partners from the opposite capture-site group.

In the present study, low-ranking individuals avoided high-ranking individuals, even in the absence of a direct physical attack. High-ranking individuals displayed more threatening behaviours than attacking behaviours, whereas individuals of intermediate ranking showed more attack behaviours than threat displays. Regarding agonistic interactions of social birds, threat displays are typically preferred over physical aggression to reduce the risk of injury [51]. High-ranking individuals commonly show conflict avoidance, and both dominant and subordinate individuals avoid physical fights to reduce competition costs (i.e., conflict management strategy; [9, 5254]. Threat displays convey information [55] such as motivation and fighting ability [5658]. Therefore, individuals of many species presumably advertise their fitness through initial displays or ornaments to assess the fighting ability of their opponents and avoid physical conflicts [5961]. In the present study, high-ranking tree sparrows frequently displayed threat behaviours to establish a stable dominance hierarchy.

Bill length was a significant predictor of DSattack, and sex and badge size were significant predictors of DSthreat. Fighting ability in birds generally depends on physical fitness, as these traits typically reflect individual strength [62, 63]. In addition, badge size is correlated with fighting ability and predicts dominance over male and female conspecifics [29, 64, 65]. Our results suggested that sex and badge size were correlated with threat behaviour, whereas bill length was associated with fighting behaviour. A previous study on status signalling in tree sparrows suggested that male fighting success was predicted by badge size, whereas female fighting success was predicted by wing length [29]. In tree sparrows, badge size is larger in males than in females. However, bill-nose length does not differ consistently between sexes [39]. In addition, badge size and bill length showed a positive correlation in males, but not in females [66]. Thus, sex and badge size are signals of high-status during threat displays, whereas bill-nose length may be used to determine fighting ability.

The ‘badge of status’ may have evolved in social groups as an honest signal used to showcase an individual’s fitness to unfamiliar individuals in order to compete for limited food resources. However, badges may be less functional in interactions with familiar individuals [22, 44, 49, 65]. In the current study, in which we used individuals from two capture-site groups, badge size may have been an indicator of the fitness of unfamiliar individuals. In different species (including great tits and house sparrows) occurring in foraging flocks, plumage ornamentation does not predict an individual’s success when fighting a familiar individual, but rather indicates fighting ability to unfamiliar opponents from a different group [44, 49]. In addition, tree sparrows frequently form large groups (sometimes hundreds of individuals), whose members were changed constantly. Thus, they may not be able to recognize and memorize the fighting ability of each member of their flock (see [9]). Badge-of-status signalling may help individuals gather reliable information on the dominance status of other group members, and it also helps an individual decide whether to threaten, fight, or flee.

In conclusion, tree sparrows exhibited a dominance hierarchy within the captive flock, and morphological traits correlated with dominance hierarchies deduced from aggressive behaviours, implying the existence of social status signalling. Bill-nose length correlated with attack behaviour, and badge size was related to threat behaviour. Thus, social stability of tree sparrow flocks may benefit from social status signalling as a conflict-resolution strategy.

Acknowledgments

We are grateful to Kang-Sik Kim, Ju-Eun Lee, Yu-Jeong Oh, and Seung-Jun Oh for the help provided for the behavioural analysis. We also acknowledge members of animal behavior & ecology lab to participate aviary setting and managing.

Data Availability

All relevant data are within the paper.

Funding Statement

This study was supported by a project entitled “Global Ph.D. Fellowship (2019H1A2A1073960)” The funders did not play any role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Ofer Ovadia

20 Feb 2023

PONE-D-22-22925Morphological characteristics convey social status signals in captive tree sparrows (Passer montanus)PLOS ONE

Dear Dr. Sung,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

As one of the reviewers pointed out, your study was done during the early breeding season when these birds usually do not live in groups. You need to refer to this issue in the method section and elaborate on its possible implications in the discussion.

I fully agree with the first reviewer that a temporal axis should be included in the data analysis to test if and how familiarity with other individuals influences the results.  

As pointed out by the second reviewer, it is not clear if the stress of being captured and transferred to an aviary influences the number or type of aggressive behaviors. It would be best if you referred to this possibility in the discussion.

In addition, you do not refer to similar studies done under field conditions. I find it hard to believe that there are no such studies, but if this is the case, clearly say it.

Finally, make sure that your paper is well-edited (see comments by both reviewers).

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: I Don't Know

Reviewer #2: Yes

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The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

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5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Intro

Line 40: “flocks” implies birds, but the authors make a point of saying “social animals”. Either say social animals and groups or flocks and birds.

41: “individuals’” implies multiple individuals. But the authors say “the” individuals’, which is a bit confusing. Maybe omit the “the”

43: Here you say “food resources”, whereas in the previous sentence (and in the abstract), the authors refer to food as “forage”. Be consistant.

53: do you really want to put “loser” and the citation in the same set of parentheses?

56: “several”? Perhaps you should say that hierarchies have been demonstrated in various bird species. The way it is currently stated implies that these are the only species that hierarchies exist in.

56: You say “social species”. Is that necessary? Can a dominance hierarchy exist in a non-social species?

61: comma splice. Perhaps it would be better to have a semi-colon followed by “flock members….”

65: is it necessary to say “reproductive fitness”? I’m assuming you are distinguishing it from “physical fitness”?

66: here you use the term “fitness” without qualifier – is it necessary to in the previous line?

73-74: you say “certain morphological traits” and then “larger or more colourful patches”. Arent the latter examples of the former?

And aren’t all of them social status signals?

74: need a comma before social status signals

76: maybe say “birds often exhibit….”

Or “individuals often exhibit….”

82: maybe say “with” instead of “and”

And maybe “sporting” or “exhibiting” rather than “with” later in the sentence

88: “are commonly occurred”?? Huh?

90: reword “compete for protecting territories”. Maybe “often compete against individuals from other groups in order to protect their territories. However, such competition can differ between breeding…”

92: not “were occurred”. Maybe say “were observed”

92: use past tense (influenced)

93-94: A bit confusing. Maybe “However, the role played by group selection in such circumstances in unclear.”

95: Have you introduced this species already in the Introduction? If not, provide scientific name.

95: what is meant by “a typical social bird”? I suggest dropping that and just saying “is a social sparrow and is widely ….”

96: should this be “from the end of the breeding season through winter”?

99: comma splice. Avoid. (“, and”)

117, 119: What is meant by “wing length”? Wing chord? Also, how exactly is body length measured?

120: Is it necessary to say “digital photographs were taken with a digital camera”? Can you not just say “photographs were taken with a digital camera”?

Or better yet, avoid passive voice and say “We photographed …. using a digital camera….”. Of course, I’m not sure what the editorial policy of PLOS One is re passive voice.

126: Are you sure that your colour markings on the tail (or the colourbands) had no effect on agonistic outcomes? A la Nancy Burley?

129: I’m getting lots of passive voice in the Methods, so I’m assuming it’s preferred.

131: nope, here it says “we installed”

133: you mention that the aviary contains a water dish, but you don’t mention a food dish (and in the next sentence you mention that water and food were provided ad libitum.

135: vitamin-rich corn? That kind of implies that neither the millet nor mealworms were vitamin rich. I’m assuming it was cracked corn (vs. whole corn kernals). Perhaps say “vitamin-enriched cracked corn”

138: recordings were made during the breeding season? This seems unusual given that the birds probably aren’t living in flocks during the breeding season. Nor can we assume their behavior is unaffected by the fact that it is the breeding season. This is a big potential problem.

138: I don’t think it’s necessary to say that individuals were identified by their applied colour markings (since you had just finished describing the color markings in the previous paragraph). Also, the word “markings” implies that the bands provided no identification use, which I assume is incorrect.

Behavioural Analyses

141: “on” the feeding plate? Only? It seems likely that some interactions took place “beside” the plate rather than just on the plate. You ignored those?

146: you mention unambiguous displacement. But what did you do when it was not unambiguous. You should probably say that you omitted/ignored displacements that were ambiguous.

147: “comprising the total number”? Is that the word you want?

Statistical Analyses

168: use plural of “test”

Or say a Mann-Whitney test and a Kruskall-Wallis test

173: “bill-nose” length? You didn’t mention this in the Methods. I’ve never heard of “bill-nose length”. What is the “nose” of a bird anyway? What about body length (which, frankly, I’ve also never heard of).

Results

185: The fact that males engaged in more aggressive behaviors during the breeding season is not terribly surprising. Recrudesence of the gonads is occurring at this time, so presumably testosterone levels are elevated in males. I worry that keeping the birds in an aviary during the breeding season (or at least the onset of the breeding season) is more than a little problematic.

189: I’m a little confused by the “to” in “male-to-male” etc. This implies that there was always an aggressor? You implied already that only unambiguous outcomes were recorded. How did you score it if the aggressor LOST? Can you have an X to Y dyad if Y won and X lost? Even if X was the aggressor?

191: How much of this aggression could be explained by the fact that the birds in each locale might have already been familiar with one another. How long did you allow the birds in the aviary to habituate before you started collecting data?

Also, I would assume that 60 km is not enough distance for any genetic differences between populations to have an effect.

Discussion

236: comma splice (, and they established….)

I’m struck by your use of the word “established”. By definition, one should observe more threats and fewer attacks as a dominance hierarchy is established. In other words, there should be a strong temporal component involved. But I don’t recall anything about you reporting a decrease in attacks over time. I feel that this is a potential problem.

243: another comma splice

275: again, it depends on the amount of time the individuals had to get to know one another. I would suspect that after a month, flock of origin might not matter anymore.

282: unclear what is meant by “more conspicuous characteristics”.

300: fighting ability depends on fitness? Are you referring to “reproductive fitness” here? Or physical condition?

315: you are saying that individuals from the two sites were unfamiliar with one another. That may be the case during the first week, but I don’t think there’s any reason to believe that the birds did not know each other well by the end of the experiment.

326: Here you say bill length rather than bill-nose length. Also, I notice that in the Methods (line 117), you refer to the bill as the beak. Be consistent. And, as I mentioned earlier, there is certainly no mention of noses in the Methods.

Reviewer #2: This is a well-constructed paper with a straightforward study. Study design and conclusions are explained clearly. Behavioural studies are not my area of expertise, so I’m not sure if additional data should be included as supplementary information (eg. More details on the study design/data collection protocols?), but I was surprised at how little data was reported/shared. Some caveats/limitations should be discussed; eg. Does the stress of being captured and transferred to an aviary influence the number/type of aggressive behaviours? Have there been studies like this done in the wild?

Other than that, I only have minor editorial comments; a few grammatical errors should be attended to, and make sure to refer to all tables in the text (table 1 is not mentioned in the text).

- 43: “mobbing of potential predators. However…” should be new sentence

- 47-48: remove “such as”, “and through social status signalling” to “or through…”

- 52: “due to” should be “through”, remove “thus”

- 60: agonistic instead of agnostic?

- 63: can you specify what kinds of ornaments? Maybe ‘cranial ornaments’?

- 84-87: I would put these sentences together – “(status signalling trait), and individuals with large badges..”

- 88: “…are commonly occurred for occupying several resources” is an awkward grammar. Are you trying to say “conflict between groups commonly occurs when the individuals/groups occupy several resources”? Or “conflict between groups occurs for the occupation of several resources”?

- 90: often compete to protect territories from other groups, but this varies between breeding and non-breeding seasons

- 91-92: “were occurred” should be changed to “occurs”

- 93-94: this question is confusing; if it is intergroup conflict, doesn’t that mean that it is happening at the group level? If this is referring to group fitness vs individual fitness, perhaps clarify this

- 102: “not unambiguously supported” is awkward phrasing because it’s a double negative, so its unclear what this sentence means. Rephrase

- 106: remove “so far”

- 108: remove “using video footage”; presumably this is explained in the methods section; change “and we distinguished” to “do distinguish”

- 144: is it possible to describe threat displays a little more? E.g, distracting movements, flexing feathers, jumping etc.

- 159: might be good to show the equations for w and w2 as well, since the lines before the equation mention P, i, and j, but none of these are present in the equation shown

- 181: add the word ‘total’ before ‘aggressive behaviours’ to emphasize that attacks and threat displays are types of aggressive behaviours

- 187: add the numbers of aggressive encounters between male-female, male-male, and female-female dyads in brackets, or refer to the table with this data (table 1)

- 233: I would start the discussion with a bigger picture overview of the significance of this study and the results. Eg. Something about why it is interesting to study aggressive interactions in birds. Its possible you don’t need this first discussion paragraph at all, and can start with the second paragraph

- 309: signals of what during threat displays? Signals of dominance or high-status?

- 320: explain what fission-fusion groups are

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Reviewer #2: No

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PLoS One. 2023 Mar 29;18(3):e0283625. doi: 10.1371/journal.pone.0283625.r002

Author response to Decision Letter 0


1 Mar 2023

Responses to the Reviewers’ comments

1. Responses to the academic editor

We highly appreciate your reviewing efforts and your detailed comments. We have modified the manuscript as per your instructions and tried to resolve all issues you mentioned. Herein, we are responding to each of your concerns point by point.

1. Regarding the study period during the early breeding season: The tree sparrow generally forms social flock in breeding season, and exhibit group foraging and group breeding in breeding season (Summers-Smith 1995, Lee et al. 2020, Lee 2022). In addition, captive sparrow populations tend to reproduce later than outdoor populations, probably due to changes in sunlight exposure and temperature. Therefore, the social behavior of the sparrows that we recorded was analyzed to before the breeding season, and the recording was stopped at the start of the breeding behavior. We have added this to the text.

Added: Line 136-137

“before the breeding season, and the recording was stopped at the start of the breeding behaviour.”

2. Regarding the familiarity and changes of agonistic behaviors by temporal axis: Thank you for your detail comments. In this study, attacking behaviors and threating behaviors were recorded the most in the first week of recording, and attacking behavior rapidly decreased, but threatening behavior decreased relatively slowly. Then, attacking behavior was slightly increased only in the first week of May, the last week of recording. Observation of the sparrow population showed that both attacking and threatening decreased as low-ranking individuals did not approach feeding areas with alpha males in the latter half of the recording period. We added this information to the text.

Added: Line 194-195

“Attack and threat displays were recorded the most in the first week, and attack displays rapidly decreased by week, but threat display decreased relatively slowly (Fig 1).”

Added: Line 211

“Fig 1. Changes of the number of attack and threat displays by week”

3. Regarding the stress influence the number/type of aggressive behaviors: Thank you for your comment. Since stress of being captured and transferred to an aviary influence the number/type of aggressive behaviours, we released individuals into the aviary after stabilizing in a dark room, and we started behavioural recording one week after the captive individuals had adapted to the aviary without human access for a week. Therefore, we judged that the stress of being captured and transferred to aviary could not influence the aggressive behaviours. We added the sentence in the manuscript.

Added: Line 133-135

“We released captured individuals into the aviary after stabilizing in a dark room, and behavioural recording was started one week after the captive individuals had adapted to the aviary without human access for a week.”

4. Providing the similar studies done under field conditions: Thank you for your comment. As we included the manuscript in the manuscript, Rat et al. (2015) was the good examples for the study of dominance hierarchy and social status signaling under the field conditions. Therefore, we emphasized the reference of these studies.

Rat, M., van Dijk, R. E., Covas, R., & Doutrelant, C. (2015). Dominance hierarchies and associated signalling in a cooperative passerine. Behavioral Ecology and Sociobiology, 69(3), 437-448. https://doi.org/10.1007/s00265-014-1856-y

Added: Line 52-53

“..in both captive and field conditions, …”

Added: Line 78-80

“The study of sociable weaver under the field condition, they exhibit an ordered hierarchy within colony and the size of the bib predicts success in social competition [9].”

5. Ensuring that manuscript meets PLOS ONE’s style requirements: Thanks for your comment. We have revised the manuscript accordingly. We have modified the symbols of the author’s affiliation, font sizes of headings and subheadings, spacing of the first lines of all paragraphs, formatted tables, etc., following the guidelines.

6. Providing the data availability statement: Thanks for your comments. We added the ‘Data availability statement’ in the manuscript.

7. Providing full ethics statement in the ‘Methods’ section: Yes, we provided full ‘Ethical Note’ in the ‘Materials and Methods’ section.

Added: Line 183

Ethical Note

This study was approved by the Chonnam National University (CNU) and CNU Laboratory Animal Research Centre (License no: CNU IACUC-YB-2020-01) under the Association for the Study of Animal Behaviour Guidelines for the Treatment of Animals in Behavioural Research. Tree sparrows received their typical daily diets, and water was available ad libitum throughout the observations. We made efforts to minimize disturbance during behavioural data collection by recording without the presence of researchers.

2. Responses to the Reviewer 1

We highly appreciate your reviewing efforts and your detailed comments. We have modified the manuscript as per your instructions and tried to resolve all issues you mentioned. Herein, we are responding to each of your concerns point by point.

1. Line 40; Changed: Line 39

“flocks” → “groups”

2. Line 41; Changed: Line 40

“the individuals” → “individuals”

3. Line 43; Regarding the word consistency: Thank you for your suggestion. We changed all the words the same for consistency.

Word changed: forage → food resources

Changed: Line 40

Changed: Line 56

Changed: Line 93

4. Line 53; Changed: Line 50

(loser; Drews, 1993). → (loser) [10].

5. Line 56; Changed: Line 52

“several” → “various”

Changed: Line 53

“, including…” → “Examples include…”

6. Line 56; Regarding the existence of dominance hierarchy in the social species: Thank you for your advice. According to Rat et al. (2015), dominance hierarchies are found in many taxa ranging from insect to primates, including humans, and are crucial for group stability and cohesion. However, dominance hierarchies are generally found for social animals because dominance hierarchies are marked by strong directional asymmetry between individuals forming the group that exhibit social-relationships within the group. Therefore, we remained to use this word because we judged that the dominance hierarchy occurs in social groups where interactions between entities continue (e.g. Creel et al. 2013, Functional Ecology; Rat et al. 2015, Behavioral Ecology and Sociobiology; Shizuka & McDonald 2015, Journal of the Royal Society Interface)

7. Line 61: Changed: Line 58

“,” → “;”

8. Line 65: Regarding the word “reproductive fitness”: We considered reproductive fitness as an individual’s quality which is important for reproductive success, and reproductive fitness, as you said, is included in physical fitness. Therefore, we integrated these words into physical fitness.

Changed: Line 61

“male reproductive fitness, health, fighting ability, and aggressiveness” → “physical fitness which includes male reproductive fitness, health, fighting ability, and aggressiveness”

9. Line 66: Changed: Line 61

“fitness” → “physical fitness”

10. Line 73-74: Changed: Line 68-69

“certain morphological traits” → “larger or more colourful patches”

11. Line 73-74: Rephrase sentences: Thank you for your detailed advice. We integrated and reorganized sentence.

Changed: Line 68-69

“by certain morphological traits (e.g., melanin-based plumage coloration, also referred to as ‘badge of status’; Rat et al., 2015) social status signals, and larger or more colourful patches (Senar, 2006).” → “by larger or more colourful patches [22], and melanin-based plumage coloration, (also referred to as ‘badge of status’) [9]..”

12. Line 76: Changed: Line 71

“birds exhibit” → “birds often exhibit”

13. Line 82: Changed: Line 76-77

“Eurasian siskins (Carduelis spinus) may bear a badge of dominance, and individuals with larger, blackish bib plumage are typically dominant over individuals with smaller badges.” → “Eurasian siskins (Carduelis spinus) may bear a badge of dominance with individuals with larger, blackish bib plumage are typically dominant over individuals exhibiting smaller badges.”

14. Line 88: Changed: Line 84-85

“conflicts between groups (intergroup conflict) are commonly occurred for occupying several resources” → “conflict between groups (intergroup conflict) occurs for the occupation of several resources”

15. Line 90: Changed: Line 85-87

“often compete for protecting territories against individuals form other groups, but it differs between breeding and non-breeding season” → “often compete against individuals from other groups in order to protect their territories. However, such competition can differ between breeding and non-breeding season”

16. Line 92: Changed: Line 87

“were occurred” → “were observed”

17. Line 92: Changed: Line 88

“influence” → “influenced”

18. Line 93-94: Changed: Line 88-89

“However, it is uncertain whether intergroup competition occurs at the group level (intergroup exclusivity) or individual level (individual fitness).” → “However, the role played by group selection in such circumstances in unclear.”

19. Line 95: Providing scientific name of Eurasian tree sparrows: We already introduced scientific name of the tree sparrow (line 55), but we changed ‘The Eurasian tree sparrow’ to ‘The tree sparrow’ to unify the words.

Changed: Line 90

“The Eurasian tree sparrow” → “The tree sparrow”

20. Line 95: Changed: Line 90

“is a typical social bird that is widely…” → “is a social sparrow and is widely”

21. Line 96: Changed: Line 91

“from the breeding season to winter” → “from the end of the breeding season through winter”

22. Line 99: Changed: Line 94

“, and” → “ and”

23. Line 117, 119: Providing measurement information: As you pointed out, wing length means wing chord length, and body length means length from the tip of the beak to the tip of the tail with the bird laid down. We measured tree sparrows after capturing individuals following morphological variables according to the Bird Banding Manual (Korea national Park Research Institute, 2007), so we followed the word in this reference and cited this reference in the manuscript (e.g. Lee et al. 2022. The Wilson Journal of Ornithology).

Changed: Line 110-111

“we measured tarsus, wing, beak, and body length, as well as badge size.” → “we measured the following morphological variables according to the Bird Banding Manual (Korea National Park Research Institute 2007).”

Changed: Line 112

“and wing and body lengths” → “and wing length (wing chord length) and body lengths”

Added: Line 113-117

“Beak lengths include bill-nose length (length from the tip of the nostril to the tip of the beak), bill-head length (length from the tip of the back of the head to the tip of the beak), and bill-skull length (length from the junction of the skull and beak to the tip of the beak). Body length is the length from the tip of the beak to the tip of the tail when the bird is laid down, and badge…”

24. Line 120: Changed: Line 117-119

“Digital photographs of each individual were taken using a digital camera (Samsung Galaxy S20+, Samsung, Suwon-si, Republic of Korea), and badge size (mm2) was measured …” → “. We photographed each individuals using a digital camera (Samsung Galaxy S20+, Samsung, Suwon-si, Republic of Korea), and measured badge size (mm2) using ImageJ software”

25. Line 126: Regarding the colour marking affects agonistic outcomes: Thank you for your detailed comments. Previously, we conducted preliminary experiment in 2019 that in which the colour of the tail and the color of the band were changed during the experiment. As a result, we found no effect on agonistic outcomes among individuals. Therefore, in this study, we used the colour markings on the tail and colour bands on the tarsus to identify individuals.

26. Line 129: Regarding to write passive voice or active voice: Thank you for your suggestion. We changed the sentences as active voice.

Changed: Line 125

“Captured tree sparrows were transferred to a semi-outdoor aviary on the rooftop…” → “We transferred captured tree sparrows to a semi-outdoor aviary on the rooftop…”

27. Line 133: Added: Line 128-129

“a food dish”

28. Line 135: Changed: Line 131

“vitamin-rich corn” → “vitamin-enriched cracked corn”

29. Line 138: Regarding the flock behaviors during the breeding season: The tree sparrow generally forms social flock in breeding season, and exhibit group foraging and group breeding in breeding season (Summers-Smith 1995, Lee et al. 2020, Lee 2022). In addition, captive sparrow populations tend to reproduce later than outdoor populations, probably due to changes in sunlight exposure and temperature. Therefore, the social behavior of the sparrows that we recorded was analyzed to before the breeding season, and the recording was stopped at the start of the breeding behavior. We have added this to the text.

Added: Line 136-137

“before the breeding season, and the recording was stopped at the start of the breeding behaviour.”

30. Line 138: Regarding the statement of “marking”: Thank you for your suggestion. We deleted the phrase.

Deleted: “and each individual was identified according to the applied colour markings.”

31. Line 141: Changed: Line 140

“We recorded the total number of aggressive behaviours of tree sparrows that occurred on the feeding plate.” → “We recorded the total number of aggressive behaviours of tree sparrows that occurred on the feeding plate and in the surrounding area”

32. Line 146: Added: Line 146-147

“We omitted and ignored ambiguous displacements.”

33. Line 147: Regarding the ‘comprising the total number’: Yes, we regarded the fighting success as the total number of aggressive interactions to calculate David’s Score.

34. Line 168: Changed: Line 172

“we used Mann-Whitney U test and Kruskal-Wallis test.” → “we used Mann-Whitney U tests and Kruskal-Wallis tests.”

35. Line 173: Regarding the using terms: bill-nose length and body length: As we mentioned above (no. 23), we followed measuring method of morphological variables according to the Bird Banding Manual (Korea national Park Research Institute, 2007). So we added the information in the manuscript.

Added: Line 113-117

“Beak lengths include bill-nose length (length from the tip of the nostril to the tip of the beak), bill-head length (length from the tip of the back of the head to the tip of the beak), and bill-skull length (length from the junction of the skull and beak to the tip of the beak). Body length is the length from the tip of the beak to the tip of the tail when the bird is laid down, and badge”

36. Line 185: Considering male engaged in more aggressive behaviors and breeding season: Thank you for your detailed comment. Regardless of breeding and non-breeding seasons, several studies have reported that males were more aggressive than females (Cramp & Perrins 1994, Mónus et al. 2017), and of course, males showed high aggression near the breeding season, but in general, male tree sparrows are large and dominant over females. The results of male aggression in this study were similar to those of other studies, and this was consistent until right before breeding season. Therefore, in this manuscript, we added the phrase that this study was conducted from before the breeding season to onset the breeding season.

Added: in result (Line 136-137)

“before the breeding season, and the recording was stopped at the start of the breeding behaviour.

37. Line 189: Providing “X-to-Y” dyads: Yes, we implied that X was always an aggressor, and we recorded only unambiguous outcomes. We focused on performing aggressive behaviour. When an attack or threat (aggressive behaviour) was applied to each other, both individuals (X and Y) scored 1 because X and Y were both ‘the winner’ and ‘the loser’. We added this statement in the manuscript.

Added: Line 147-148

“If attacks occur simultaneously between each other in the X-to-Y dyad, both X and Y are considered winners and both scored 1”

38. Line 191: Regarding the aggression between individuals and habituate before recording: Thank you for your detailed comments. We gave the birds a week to acclimate, and then we started recording. Also, tree sparrows are representative resident birds in Korea and do not migrate far from their breeding grounds (Summers-Smith 1995, Chae 2019, Lee et al. 2020, Lee 2022). Therefore, the 60 km separation distance of our capture area was not to show genetic differences, but to test the interaction of different populations.

Added: Line 134-135

“and behavioural recording was started one week after the captive individuals had adapted to the aviary without human access for a week.”

39. Line 236: Regarding the establishment of dominance hierarchy: Thank you for your detail comments. In this study, attacking behaviors and threating behaviors were recorded the most in the first week of recording, and attacking behavior rapidly decreased, but threatening behavior decreased relatively slowly. Then, attacking behavior was slightly increased only in the first week of May, the last week of recording. Observation of the sparrow population showed that both attacking and threatening decreased as low-ranking individuals did not approach feeding areas with alpha males in the latter half of the recording period. We added this information to the text.

Added: Line 194-195

“Attack and threat displays were recorded the most in the first week, and attack displays rapidly decreased by week, but threat display decreased relatively slowly (Fig 1).”

Added: Line 211

“Fig 1. Changes of the number of attack and threat displays by week”

40. Line 243: Changed: Line 258

“…Mónus et al., 2016), and…” → …41, 42] and”

41. Line 275: Regarding the inter-group competition: Thank you for your detailed comment. As we described above, most of the tree sparrow's agonistic interactions occurred within early period and continued to decline. As a result of the analysis, there was no difference inter- and intra-group agonistic interactions of the tree sparrow in both the early and late periods, and there was no difference even in the early period when the agonistic interactions were concentrated. We added ‘during the research periods’ to the sentence.

Added: Line 287

“… during the research periods”

42. Line 282: Changed: Line 292-293

“Japanese quail (Coturnix coturnix) prefer novel individuals to known partners, as novel partners may show slightly more conspicuous characteristics than familiar individuals” → “Japanese quail (Coturnix coturnix) prefer conspicuous and slightly novel partners that somewhat different from familiar ones.”

43. Line 300: Changed: Line 309

“body size and fitness” → “physical fitness”

44. Line 315: Regarding the inter-group identification: Thank you for your comment. As the reviewer pointed out, we don't think each individuals of tree sparrows are not considered unfamiliar until later in the recording period. However, as mentioned above, since tree sparrows consistently showed agonistic interactions regardless of the group from the early recording period to the late recording period, we assume that individual physical fitness is more important than the group origin of tree sparrows.

45. Line 326: Regarding to use ‘beak length’: Thank you for your comments. As we mentioned above, we added a detailed explanation of beak length (Line 113-117).

Changed: Line 333

“Bill length” → “Bill-nose length”

3. Responses to the Reviewer 2

We highly appreciate your reviewing efforts and your detailed comments. We have modified the manuscript as per your instructions and tried to resolve all issues you mentioned. Herein, we are responding to each of your concerns point by point.

1. Regarding the stress influence the number/type of aggressive behaviors: Thank you for your comment. Since stress of being captured and transferred to an aviary influence the number/type of aggressive behaviours, we released individuals into the aviary after stabilizing in a dark room, and we started behavioural recording one week after the captive individuals had adapted to the aviary without human access for a week. Therefore, we judged that the stress of being captured and transferred to aviary could not influence the aggressive behaviours. We added the sentence in the manuscript.

Added: Line 133-135

“We released captured individuals into the aviary after stabilizing in a dark room, and behavioural recording was started one week after the captive individuals had adapted to the aviary without human access for a week.”

2. Providing the similar studies done under field conditions: Thank you for your comment. As we included the manuscript in the manuscript, Rat et al. (2015) was the good examples for the study of dominance hierarchy and social status signaling under the field conditions. Therefore, we emphasized the reference of these studies.

Rat, M., van Dijk, R. E., Covas, R., & Doutrelant, C. (2015). Dominance hierarchies and associated signalling in a cooperative passerine. Behavioral Ecology and Sociobiology, 69(3), 437-448. https://doi.org/10.1007/s00265-014-1856-y

Added: Line 52-53

“..in both captive and field conditions, …”

Added: Line 78-80

“The study of sociable weaver under the field condition, they exhibit an ordered hierarchy within colony and the size of the bib predicts success in social competition [9].”

3. Line 43: Changed: Line 42

“mobbing of potential predators; however…” → “mobbing of potential predators. However, ...”

4. Line 47-48: Changed: Line 45-46

“such as through establishing dominance hierarchies (Rowell, 1974) and through social status signalling (Rohwer & Ewald, 1981).” → “through establishing dominance hierarchies [7] or through social status signalling [8].”

5. Line 52: Changed: Line 49-50

“due to dyadic aggressive interactions, thus producing a dominant individual (winner)” → “through dyadic aggressive interactions, producing a dominant individual (winner)”

6. Line 60: Changed: Line 57

“agnostic” → “agonistic”

7. Line 63: Specifying the ornament: Generally, ornament of birds means the plumage coloration, ornamental feathers, and melanin-based ornament that based on the bird feather, so we changed the word ‘ornament’ to ‘plumage ornamentation’.

Changed: Line 59-60

“ornament” → “plumage ornamentation”

8. Line 84-87: Changed: Line 81

“of dominance rank (i.e., a status signalling trait). Individuals with large badges” → “of dominance rank (i.e., a status signalling trait), individuals with large badges”

9. Line 88: Changed: Line 84-85

“conflicts between groups (intergroup conflict) are commonly occurred for occupying several resources” → “conflict between groups (intergroup conflict) occurs for the occupation of several resources”

10. Line 90: Regarding to change sentence: Thank you for your detailed advice. We changed the sentence as you and Reviewer #1’s advice.

Changed: Line 85-87

“often compete for protecting territories against individuals form other groups, but it differs between breeding and non-breeding season” → “often compete against individuals from other groups in order to protect their territories. However, such competition can differ between breeding and non-breeding season”

11. Line 91-92: Changed: Line 87

“were occurred” → “were observed”

12. Line 93-94: Clarifying the sentences: As you and the Reviewer #1 questioned, we changed the sentence as the Reviewer #1’s suggestion.

Changed: Line 88-89

“However, it is uncertain whether intergroup competition occurs at the group level (intergroup exclusivity) or individual level (individual fitness)” → “However, the role played by group selection in such circumstances in unclear.”

13. Line 102: Changed: Line 96

“not unambiguously supported” → “not clearly supported”

14. Line 106: Deleted

“so far”

15. Line 108: Changed: Line 101

“in captive tree sparrow flocks using video footage, and we distinguished” → “in captive tree sparrow and do distinguish”

16. Line 144: Added: Line 144

“(e.g. distracting movements, fluffing feathers, head-forward threat display, etc.)”

17. Line 159: Regarding to show the equations: Thank you for your suggestion. We added the details for Pij because w and l values were the simple sum of i’s Pij values (as described below).

Added: Line 159-161

“The Pij is the number of times that i defeats j (aij) divided by the total number of its interactions between i and j (nij; Pij = aij/nij). Thus, DS for each member could calculated with this formula:”

18. Line 181: Added: Line 195-196

“The mean number of performed total aggressive behaviours”

19. Line 187: Regarding to add the number oaf aggressive encounters: Thank you for your suggestion. We refer to the table with this data (Table 1)

Added: Line 204

“…was the lowest (Table 1).”

Added: Line 205

“…to the number of aggressive behaviours (χ23 = 0.073, P = 0.99; Table 1)”

20. Line 233: Regarding to change paragraph: Thanks for your suggestion. We changed paragraph as your suggestion.

Changed: Line 249-256

“In this study, we investigated aggressive behaviour of captive tree sparrows in flocks, specifically considering the effects of sex, dominance hierarchy, and status signalling with respect to morphological traits. When foraging on feeding plates, tree sparrows frequently interacted through aggressive behaviours, including attacks and threat displays and they established a dominance hierarchy based on the outcomes of aggressive behaviours. Males showed higher dominance ranks than females, but no differences were observed regarding capture-site groups. We found that morphological characteristics independently affected social status signalling; DSattack was significantly correlated with bill¬-nose length, whereas DSthreat was significantly correlated with sex and badge size.” → “Competition is essential for birds to occupy limited food resources, and agonistic interactions are common, especially in social birds living in groups. In this situation, the social system was characterized by dominance hierarchy to mediate conflicts and the social status signal has evolved to reduce the cost by agonistic interaction [41-42]. When foraging on feeding plates, tree sparrows frequently interacted through aggressive behaviours, including attacks and threat displays and they established a dominance hierarchy based on the outcomes of aggressive behaviours. We found that morphological characteristics independently affected social status signalling, and it is likely to be important for organizing stable society to mediate conflicts in the tree sparrow flock.”

21. Line 309: Added: Line 317

“…sex and badge size are signals of high-status during…”

22. Line 320: Providing what fission-fusion groups are: We intend to use the ‘fission-fusion group’ as large group whose members were changed constantly, so we added the supporting phrase after the word.

Changed: Line 326-327

“tree sparrows frequently form large fission-fusion groups, sometimes comprising hundreds of individuals” → “tree sparrows frequently form large groups (sometimes hundreds of individuals), whose members were changed constantly”

Attachment

Submitted filename: PLOSONE_Response to Reviewers_20230221.doc

Decision Letter 1

Ofer Ovadia

13 Mar 2023

Morphological characteristics convey social status signals in captive tree sparrows (Passer montanus)

PONE-D-22-22925R1

Dear Dr. Sung,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

Ofer Ovadia

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Ofer Ovadia

20 Mar 2023

PONE-D-22-22925R1

Morphological characteristics convey social status signals in captive tree sparrows (Passer montanus)

Dear Dr. Sung:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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Kind regards,

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on behalf of

Dr. Ofer Ovadia

Academic Editor

PLOS ONE

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    Submitted filename: PLOSONE_Response to Reviewers_20230221.doc

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