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Dental Press Journal of Orthodontics logoLink to Dental Press Journal of Orthodontics
. 2023 Apr 3;28(1):e2321175. doi: 10.1590/2177-6709.28.1.e2321175.oar

International trends of orthodontic publications: A bibliometric observational study of the last decade (2011-2020)

Nabeel ALMOTAIRY 1
PMCID: PMC10069745  PMID: 37018829

ABSTRACT

Introduction:

The number of published orthodontic studies has increased considerably over the past ten years.

Objective:

To analyze the bibliometric data of international orthodontic studies included in orthodontic journals encompassed by the Scopus database between 2011 and 2020, as well as to undertake data comparison between the period 2010-2015 and the period 2016-2020.

Materials and methods:

A retrospective search was conducted on 14 orthodontic journals included in the Scopus database from 2011 to 2020. Studies of both primary and secondary types were targeted by the search. The yearly number of studies published in the 14 journals, and the first 20 countries, institutions and their type (public/private), and authors, respectively, regarding publication volume, were presented.

Results:

Over the past ten years, the number of publications in the chosen journals reached 9200, where the American Journal of Orthodontics and Dentofacial Orthopedics and Angle Orthodontist topped the journal list, with 22% and 12% of the publications, respectively. Furthermore, the orthodontic publication volume showed a declining trend by the end of the decade (-9%), where academic/public institutions produced most of the orthodontic studies, and the US (20%), Brazil (17%), and South Korea (8%) topped the countries with the most orthodontic studies. A comparison of the two halves of the decade revealed that orthodontic research exhibited an increasing trend in developing nations, especially Egypt (104%), Saudi Arabia (88%), and Iran (83%).

Conclusion:

The orthodontic studies published in the chosen journals over the past ten years showed a dynamic change in yearly publication and ranking of countries, institutions, and authors.

Keywords: Orthodontics, Bibliometrics, Article characteristics, Orthodontic journals, Dental research

INTRODUCTION

Scholarly publication undergoes continuous change with time, and has increased over the recent decades. 1 The continuous change in the bibliometric data of such publications (such as author characteristics, publication type, affiliation, and country of origin) can be described with bibliometric methods. Such methods can shed light on the effects elicited by a particular domain, group of authors, and subjects, and identify studies of special significance in a particular research field.

There has been a marked rise in the number of orthodontic publications in recent times due to innovations in clinical procedures, applications, and techniques. 2 , 3 The bibliometric data of orthodontic studies have been the focus of a few bibliometric studies, with emphasis on distinct research questions, time-frame periods, databases, and journal breadth. 3 - 20 For instance, the study by Tarazona-Alvarez et al 4 was concerned solely with the bibliometric data of lingual orthodontics studies, whereas other studies analyzed the bibliometric data of orthodontic studies conducted in particular parts of the world 15 , 18 or that adopted specific research designs, such as systematic reviews and/or randomized clinical trials. 3 , 17 Moreover, highly cited orthodontic studies were explored within particular intervals of recent decades. 7 , 9 , 20 Certain bibliometric studies concentrated on publications from a limited number of orthodontic journals 9 , 13 , 18 , 19 or database range. 3 , 6 , 14 , 18 However, the restrictions in database coverage or in the number of included orthodontic journals may affect the interpretation of orthodontic literature bibliometrics, thus limiting the studies’ outcome generalizability. Therefore, the present study intended to include as many orthodontic journals as possible in order to gain as broad a picture of orthodontic literature as possible.

The majority of previous orthodontic bibliometric studies have used Web of Science database (WoS). 4 , 5 , 7 - 9 , 16 , 19 , 20 As far as the author is aware, the bibliometrics of orthodontic studies published in the journals encompassed in Scopus database have never been investigated. Indeed, the Scopus database does not have the longevity of the WoS, having been created in 2004, but displays greater breadth. 21 Regarding orthodontic literature, WoS encompasses 13 orthodontic journals as of 2021, of which 50% were added since 2015. On the other hand, 17 orthodontic journals are contained in Scopus, and most were added before 2005. Thus, the Scopus database compared to the WoS is an optimum choice when conducting orthodontic bibliometric studies due to its inclusion of more orthodontic journals with a greater literature coverage.

Given the above considerations, the purpose of the present paper was to explore bibliometric data of international orthodontic studies publications in orthodontic journals included in the Scopus database in the period from 2011 to 2020, as well as to compare how the bibliometric data transformed dynamically between the two halves of the decade in question.

MATERIAL AND METHODS

LITERATURE SEARCH STRATEGY

The paper adopted an observational research design to review international orthodontic studies published in the last ten years based on the Scopus publication bibliometrics. The search was conducted on April 1st, 2021, by searching for orthodontic journals included in Scopus for the period between 2011 and 2020. The chosen journals were the American Journal of Orthodontics and Dentofacial Orthopedics (AJODO), Angle Orthodontist (AO), Australasian Orthodontic Journal (AOJ), Dental Press Journal of Orthodontics (DPJO), European Journal of Orthodontics (EJO), International Orthodontics (IO), Journal of Clinical Orthodontics (JCO), Journal of Orofacial Orthopedics (JOO), Journal of Orthodontics (JO), Journal of the World Federation of Orthodontists (JWFO), Korean Journal of Orthodontics (KJO), Orthodontic Waves (OW), Orthodontics & Craniofacial Research (OCR), and Progress in Orthodontics (PO). The chosen journals were subjected to a retrospective search for studies published in the last ten years based on the Scopus advanced search tool. This method involved determining the database name indices of the target orthodontic journals and subsequently merging those indices with Boolean operators, as follows.

( SRCTITLE ( American AND Journal AND of AND Orthodontics AND Dentofacial AND Orthopedics ) ) OR ( SRCTITLE ( European AND Journal AND of AND Orthodontics ) ) OR ( SRCTITLE ( Angle AND Orthodontist ) ) OR ( SRCTITLE ( Progress AND in AND Orthodontics ) ) OR ( SRCTITLE ( Korean AND Journal AND of AND Orthodontics ) ) OR ( SRCTITLE ( Journal AND of AND Orofacial AND Orthopedics ) ) OR ( SRCTITLE ( Orthodontics AND Craniofacial AND Research ) ) OR ( SRCTITLE ( Dental AND Press AND Journal AND of AND Orthodontics ) ) OR ( SRCTITLE (Journal AND of AND Clinical AND Orthodontics)) OR ( SRCTITLE ( International AND Orthodontics ) ) OR ( SRCTITLE ( Journal AND of AND Orthodontics ) ) OR ( SRCTITLE ( Journal AND of AND The AND World AND Federation AND of AND Orthodontists ) ) OR ( SRCTITLE ( Orthodontic AND Waves ) ) OR ( SRCTITLE ( Australasian AND Orthodontic AND Journal ) ) OR ( SRCTITLE ( Australian AND Orthodontic AND Journal ) ) AND ( LIMIT-TO ( DOCTYPE, “ar”) OR LIMIT-TO ( DOCTYPE, “re”) ) AND ( LIMIT-TO ( PUBYEAR,2020) OR LIMITTO ( PUBYEAR,2019) OR LIMIT-TO ( PUBYEAR,2018) OR LIMIT-TO ( PUBYEAR,2017) OR LIMIT-TO ( PUBYEAR,2016) OR LIMIT-TO ( PUBYEAR,2015) OR LIMIT-TO ( PUBYEAR,2014) OR LIMIT-TO ( PUBYEAR,2013) OR LIMIT-TO ( PUBYEAR,2012) OR LIMIT-TO ( PUBYEAR,2011) ) AND ( EXCLUDE ( EXACTSRCTITLE, “Journal of Orthodontic Science”) ) AND ( EXCLUDE ( EXACTSRCTITLE, “International Journal of Orthodontics Milwaukee Wis”) OR EXCLUDE ( EXACTSRCTITLE, “Turkish Journal of Orthodontics”) )

Orthodontic journals were excluded if they lacked complete or partial Scopus database coverage for the period in question. Such journals included the Turkish Journal of Orthodontics, Journal of Orthodontic Sciences and Journal of Orthodontics Milwaukee Wisconsin. Note that no language restrictions were put during the database search.

ELIGIBILITY CRITERIA

Original and review studies published between 2011 and 2020 were included, but biographies, book reviews, book chapters, editorials, retractions, errata, and proceedings were excluded.

DATA EXTRACTION

The bibliometric data associated with the orthodontic studies were exported using the Scopus database’s refine result’ tool. This tool was used to extract the number of studies published every year during 2011-2020 and the number of studies published in every chosen journal, country, institution, and authors. The tool was also used to extract the proportion of narrative versus systematic reviews and the publication language of the retrieved studies. Furthermore, the ‘view citation overview’ tool of the Scopus database was employed to extract the citation data of all authors, including the rate of self-citation during 2011-2020.

The search result was exported to Microsoft Excel, and descriptive statistics were produced regarding the yearly number of studies published in the 14 journals and first 20 countries, institutions and their type (public/private), and authors in terms of publication volume. Additionally, data comparison of the selected variables was also conducted between the two halves of the decade (2011-2015 versus 2016-2020).

RESULTS

The number of orthodontic publications included in the chosen journals in the last ten years was 9200. Of these, 8802 were articles and 398 were reviews. The reviews comprised two sub-types: systematic reviews (n = 327) and narrative reviews (n = 71). The language of the greatest proportion of articles (94%) was English, whilst 4% of articles were written in French and 1.5% in German. By contrast, articles written in Korean and Portuguese accounted for less than 0.5% of the overall publications. The source journal, year, country, institution, and author were the criteria used to organize the descriptive data pertaining to the orthodontic studies.

PUBLICATION JOURNAL

The number of publications in the chosen orthodontic journals over the past ten years is given in Table 1. AJODO contained 22% of the identified studies, while AO contained 14%. Compared to the first half of 2011-2020, fewer studies were published in the AJODO, AO, EJO, DPJO, and AOJ in the second half.

Table 1: The number and proportion of publications in the chosen orthodontic journals over the last ten years and during the first and second parts of the decade.

Rank Journal Total % 2011-2015 2016-2020 Trend change (%)
Articles % Articles %
1 American Journal of Orthodontics and Dentofacial Orthopedics 2009 22 1102 23 907 20 -18
2 Angle Orthodontist 1311 14 741 16 570 13 -23
3 European Journal of Orthodontics 952 10 539 11 413 9 -23
4 Dental Press Journal of Orthodontics 848 9 540 11 308 7 -43
5 Journal of Clinical Orthodontics 717 8 355 7 362 8 2
6 International Orthodontics 587 6 203 4 384 9 89
7 Orthodontics & Craniofacial Research 433 5 156 3 277 6 78
8 Progress in Orthodontics 421 5 202 4 219 5 8
9 Journal of Orthodontics 420 5 178 4 242 5 36
10 Korean Journal of Orthodontics 408 4 197 4 211 5 7
11 Journal of Orofacial Orthopedics 396 4 194 4 202 5 4
12 Australasian Orthodontic Journal 254 3 132 3 122 3 -8
13 Journal of The World Federation of Orthodontists 236 3 104 2 132 3 27
14 Orthodontic Waves 208 2 95 2 113 3 19

However, other journals had either the same or a higher research output in the second half of the decade by comparison to the first.

PUBLICATION YEAR

Figure 1A shows the yearly volume of orthodontic publications during 2011-2020, where the number of publications was 9% lower in 2020 than in 2011. In 2017, the number of orthodontic publications was the same as in 2011, mainly due to the increased research output of JCO and OW (Fig 2A). While the number of orthodontic publications in 2018 relative to 2011 decreased by 15%, mainly due to the reduced research output of DPJO, AO, and JOO (Fig 2B). The number of published reviews in 2011-2015 and 2016-2020 is presented in Figure 1B. In the first half of the decade, the proportion of reviews accounted for 3% of the overall number of studies, whereas in the second half, it accounted for 5.5%. However, even though systematic reviews published in 2016-2020 were twice as many as those published in 2011-2015, the number of narrative reviews declined by 38% for the same interval.

Figure 1: A) The number of publications between 2011 and 2020 alongside the relative change in the proportion of publications compared to 2011; B) The overall number of narrative and systematic reviews published between 2011 and 2020 as well as during the first and second parts of the decade.

Figure 1:

Figure 2: A) The number of publications between 2011 and 2020 by JCO and OW journals alongside their relative change in the proportion of publications in 2017 compared to 2011; B) The number of publications between 2011 and 2020 by DPJO, AO and JOO journals alongside their relative change in the proportion of publications in 2018 compared to 2011.

Figure 2:

PUBLICATION COUNTRY

The orthodontic studies published in the last ten years were produced in 107 countries, especially the US (20%), Brazil (17%), South Korea (8%), Italy (7%), and the UK (7%). The first 20 countries with the greatest proportion of publications in the chosen journals are listed in Table 2. Comparison of the two halves of the decade was conducted to assess changes in research output trend in the foremost 20 countries. Thus, a number of eight countries displayed a downturn in research output, yet most countries displayed a rise in research output, particularly Egypt, with an increase of 104%, Saudi Arabia (88%), Iran (83%), and Australia (63%).

Table 2: The first 20 countries in terms of orthodontic research output, alongside alterations in their ranking and publication yield in 2011-2015 and 2016-2020.

Rank Country Total 2011-2015 2016-2020 Trend change (%)
Rank Articles Rank Articles
1 United States 1869 1 951 1 918 -3
2 Brazil 1552 2 897 2 655 -27
3 South Korea 705 3 363 3 342 -6
4 Italy 624 4 316 4 308 -3
5 United Kingdom 604 6 297 5 307 3
6 Germany 525 5 305 9 220 -28
7 Japan 522 7 285 6 237 -17
8 Turkey 486 8 257 7 229 -11
9 China 386 10 164 8 222 35
10 India 365 9 180 10 185 3
11 Switzerland 323 11 139 11 184 32
12 Canada 304 12 132 12 172 30
13 France 200 13 102 18 98 -4
14 Greece 198 14 88 15 110 25
15 Australia 191 16 73 13 118 62
16 Iran 178 18 63 14 115 83
17 Egypt 161 20 53 16 108 104
18 Saudi Arabia 161 19 56 17 105 88
19 Sweden 154 15 74 19 80 8
20 Netherlands 137 17 66 20 71 8

PUBLICATION INSTITUTION

Over the last ten years, orthodontic research was carried out across 8022 institutions. The first 20 institutions with the greatest proportion of publications in the chosen journals, alongside research output changes and rank during 2011-2015 and 2016-2020 are listed in Table 3. The foremost five institutions were: Universidade de Sao Paulo in Brazil (n = 444 studies), Universidade Federal do Rio de Janeiro (n = 208 studies), Kyung Hee University (n = 190 studies), University of Alberta (n = 183 studies), and Seoul National University (n = 159 studies).

Table 3: The first 20 institutions in terms of orthodontic research output, alongside alterations in their ranking and publication yield in 2011-2015 and 2016-2020.

Rank Affiliation Articles 2011-2015 2016-2020
Rank Articles Rank Articles
1 Universidade de São Paulo (USP) 444 1 227 1 217
2 Universidade Federal do Rio de Janeiro 208 2 140 7 68
3 Kyung Hee University 190 5 87 2 103
4 University of Alberta 183 7 80 3 103
5 Seoul National University 159 4 91 8 68
6 Universidade Estadual Paulista (UNESP) 156 3 94 10 62
7 University of Michigan, Ann Arbor 148 9 75 6 73
8 University of Zurich 147 13 57 4 90
9 University of Bern 147 6 80 9 67
10 Yonsei University 139 10 65 5 74
11 Università degli Studi di Firenze 120 12 63 12 57
12 National and Kapodistrian University of Athens 113 15 56 13 57
13 Universität Bonn 104 14 56 20 48
14 Universidade do Estado do Rio de Janeiro 103 8 75 45 28
15 St. Louis University 103 19 49 14 54
16 The University of North Carolina at Chapel Hill 102 17 49 15 53
17 University of Ferrara 100 16 53 22 47
18 Arizona School of Dentistry and Oral Health 98 28 37 11 61
19 Texas A&M University System 96 11 64 39 32
20 The Catholic University of Korea 89 17 50 29 39

PUBLICATION AUTHOR

The number of authors involved in the production of the publications in the chosen orthodontic journals over the last ten years was 11,957. Co-authorship with at least one author was the norm in most of the studies. The first 20 authors with the greatest proportion of publications in the chosen orthodontic journals are provided in Table 4. The maximum number of studies (n = 144) was authored by Guilherme Janson, while the next four authors with the highest number of studies were Lorenzo Franchi (n = 102 studies), Carlos Flores-Mir (n = 99 studies), Nikolaos Pandis (n = 93 studies), and Jae Hyun Park (n = 93 studies).

Table 4: The first 20 authors with the greatest proportion of publications in the chosen journals, as well as the proportion of citation, including self-citation, over the last ten years.

Rank Author Articles Citations Self-cite (%)
2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Total
1 Janson, G 144 0 10 20 37 76 80 101 129 148 213 107 921 21
2 Franchi, L 102 8 23 45 60 89 135 173 226 254 323 145 1481 22
3 Flores-Mir, C 99 0 4 12 40 49 96 128 148 188 257 112 1034 13
4 Pandis, N 93 0 8 33 79 106 120 126 145 216 264 111 1208 21
5 Park, JH 93 2 4 17 18 53 48 79 100 98 161 95 675 33
6 Eliades, T 92 1 8 32 65 83 86 103 132 181 228 114 1033 23
7 Nanda, R 86 1 6 6 30 53 66 68 118 121 118 59 646 14
8 Pithon, MM 86 0 4 11 35 39 69 68 59 104 89 33 511 18
9 Buschang, PH 77 5 18 54 85 107 100 148 138 155 207 101 1118 10
10 Lombardo, L 72 1 3 10 10 13 43 63 83 77 102 57 462 17
11 Siciliani, G 68 0 2 9 17 20 45 72 80 84 111 58 498 14
12 Baek, SH 67 4 12 27 43 60 46 56 79 53 84 45 509 18
13 Kim, SH 67 6 15 39 81 57 60 78 77 92 90 75 670 27
14 Kook, YA 67 4 10 29 36 96 71 101 135 119 163 107 871 35
15 Papageorgiou SN 64 0 2 18 33 59 65 101 138 175 231 109 931 22
16 Bourauel, C 61 2 4 16 33 50 67 91 84 92 104 58 601 18
17 Consolaro, A 57 0 1 3 2 7 19 23 26 46 55 18 200 13
18 Darendeliler, MA 54 4 10 22 27 55 59 59 71 97 88 46 538 12
19 Jäger, A 54 2 8 12 31 32 53 73 84 72 90 52 509 24
20 Katsaros, C 53 1 11 38 70 94 97 119 119 114 144 52 859 17

The overall rate of self-citation was 19.6%, where 50% of the first 20 authors cited themselves in proportion of 10-20% whilst the other 50% cited themselves in proportion of 21-35%.

DISCUSSION

Orthodontic studies proliferated in the past years. Bibliometric studies could be employed to observe how trends in publication changed dynamically. The bibliometric data associated with international orthodontic publications in orthodontic journals included in the Scopus database over the period between 2011 and 2020 were analyzed in the present paper. In addition, a comparison was conducted between the two halves of the decade in question about the transformations in bibliometric data. As far as the author is aware, this is the first paper to comprehensively explore the orthodontic studies published in journals encompassed in the Scopus database over the last ten years.

The bibliometrics of published orthodontic studies were analyzed in a number of Studies. 3 - 20 Of those studies, some focused on citation patterns or investigated subjects, 3 , 7 , 9 , 12 , 17 , 20 while other studies focused on the bibliometric data of orthodontic studies published only in limited orthodontic journals. 9 , 13 , 18 , 19 Thus, the current study chose 14 popular orthodontic journals encompassed in the Scopus database in the period between 2011 and 2020 to gain as broad a picture of orthodontic publication trends as possible. Furthermore, distortion of results was prevented by excluding journals that were included only partially in the Scopus database.

One major observation derived from this analysis was that the number of reviews rose from 2011-2015 to 2016-2020 primarily as a result of the increase in systematic reviews in the second half of the decade. In recent times, systematic reviews have increased, where they were published more often than clinical trials due to several reasons. 22 On average, systematic reviews require less resources, can take a shorter time to finish, and bring more citations than clinical trials. 22 Systematic reviews also require no ethical clearance, which makes them convenient for postgraduate research projects. 22 Regardless of the increase in systematic reviews, there was a decrease of about 9% in the total number of orthodontic studies by the end of the decade. Five journals were particularly associated with this decrease, namely, AJODO, AO, EJO, DPJO, and AOJ, whereas the research output of the other nine journals remained unchanged or rose to a minor extent. It must be highlighted that the findings obtained are applicable solely to the chosen journals, they do not reflect a reduction in the general proportion of orthodontic studies. As indicated by Mavropoulos and Kiliaridis, studies pertaining to the topic of orthodontics can be published in journals that are not exclusively dedicated to the topic. 6 Indeed, the authors showed that such non-specialist journals received a fair number of orthodontic studies. This could be one reason for the decrease in orthodontic research output discovered in the present paper, as can the proliferation of online open access journals with wide coverage, which would have captured a greater proportion of orthodontic studies. Moreover, the Covid-19 pandemic coupled with the introduced safety measures could have contributed to the decline in orthodontic publications in 2020 by restricting the possibility of undertaking clinical research. However, the pandemic must be fully resolved before an assessment can be made of its implications for the orthodontic research output.

As far as the publication country is concerned, this paper corroborated earlier investigations by finding that most published studies were produced in the US. 15 , 16 , 19 followed by Brazil, South Korea, Italy, and the UK. However, the paper differs from earlier investigations in the fact that discrepancies in chosen journals and time periods engendered variability in the number of studies and the ranking of the publication countries. 15 , 16 , 19 Furthermore, in partial agreement with earlier work, 8 , 15 , 16 comparison between the two halves of the decade in question revealed that developing countries (e.g. China, Iran, Egypt, Saudi Arabia) exhibited an increasing trend in the number of orthodontic studies. This increase could be attributed to convoluted personal, institutional, and national determinants, such as modifications in governmental policies, greater research funds, improvement in research infrastructure, the financial potential of academia, and enhanced rate of postgraduate registration. 23

Another point of consistency between this paper and earlier work is the finding that academic institutions produced most orthodontic studies. 8 , 16 , 17 , 19 , 24 According to Aura et al., 16 academic institutions generated 80% of the orthodontic studies published in the journals included in the Journal Citation Report from 2007 to 2017, while non-academic and private institutions showed a decreasing trend in orthodontic research output. 16 One explanation for such results could be the greater emphasis placed on intensification of orthodontic research programs and recruitment of well-qualified academics with ample research experience to attain the necessary funding. 6 The favorable effects of specialty program accreditations like the Network of Erasmus‐Based European Orthodontic Postgraduate Programs could also elucidate the high number of orthodontic studies produced by academic institutions. 25

The current results also showed that the overall self-citation rate was 19.6%, corroborating what was previously reported in orthodontics, 16 , 26 dental, 27 and other medical fields. 28 According to Livas et al. 26 , author origin and gender were strong contributors to the self-citation rate, where Asian authors and females were less likely to cite themselves than other regions and male authors. In the present study, the self-citation rate of the first 20 authors was registered (Table 4), but no intention was put to profoundly investigate the self-citation pattern since most authors publish studies in other journals/fields, which could lead to inaccurate interpretation and comparison with other studies.

The present paper is not without shortcomings, such as the limitation of the number of orthodontic journals to just 14. Journals covering a wide variety of disciplines have started to proliferate, 29 with 287 such journals have been founded by the MDPI publisher, as an example. Over the past ten years, MDPI publications have increased annually, with around 110,000 articles being published just in 2019. 12 Hence, it is highly likely that studies on the topic of orthodontics could have been included in those journals. At the same time, it could be challenging to differentiate articles related to specialties from articles without any particular specialty. The journals examined in this paper were chosen specifically to capture as many orthodontic studies as possible while screening out non- specialty studies. Nevertheless, open access journals with wide coverage should be included in future research in order to better understand the pattern of published orthodontic studies.

CONCLUSION

The number of orthodontic studies in the chosen journals decreased, whereas the number of systematic reviews increased over the last ten years. The AJODO, AO, EJO, and DPJO accounted for over 50% of the number of orthodontic publications over the period in question. Academic and public institutions produced the largest proportion of studies, and the top five countries in which orthodontic studies were conducted were the US, Brazil, South Korea, Italy, and the UK. A comparison of the two halves of the decade in question showed that the number of orthodontic studies was on the rise in developing countries, including China, Iran, Egypt, and Saudi Arabia.

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