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. Author manuscript; available in PMC: 2024 Jan 1.
Published in final edited form as: Semin Ophthalmol. 2022 Dec 17;38(1):31–43. doi: 10.1080/08820538.2022.2152710

Penetrating Keratoplasty: Indications and Graft Survival by Geographic Region

Sana Qureshi 1, Thomas H Dohlman 1
PMCID: PMC10084850  NIHMSID: NIHMS1857281  PMID: 36527378

Abstract

Corneal transplantation, or penetrating keratoplasty (PK), is the most common form of solid-organ transplantation performed world-wide. Here, we evaluated the indications for PK and rates of transplant survival around the world by geographic region. We conducted a literature search of PubMed, MEDLINE and Google Scholar databases and identified 155 relevant studies from 41 countries published between 1987 and 2021. The most common indications for PK were keratoconus in Europe, Africa, the Middle East, Australia and New Zealand and Central and South America, bullous keratopathy in North America, and corneal scarring in Asia. The overall global mean graft survival rates at 1-, 2-, 3-, 5-, and 10-years were 88.6%, 81.2%, 78.9%, 72.8%, and 61.2%, respectively. Through this systematic analysis of PK by region, we hope to bring a new perspective to the corneal transplantation literature and to potentially highlight global differences and unmet needs in patient care.

Keywords: Penetrating keratoplasty, corneal transplantation, indication, graft survival, global, systematic review

Introduction

Penetrating keratoplasty (PK) is the full-thickness removal of the cornea and replacement by donor tissue. This surgery was first successfully performed by Zirm in 1906, in Olmutz, Czech Republic (1), and today it is the most common type of solid organ tissue transplantation performed worldwide (2, 3). Broadly speaking, PK is performed in the setting of corneal blindness, which represents a significant public health problem for the global community, (4, 5) as acquired corneal blindness is the second most common cause of visual disability worldwide (68). The specific indications for PK are varied and can include corneal dystrophies and degenerations, congenital opacities, bullous keratopathy (BK), trauma, keratitis, and immune rejection and/or failure of a previous corneal transplant (9).

The prevalence and causes of corneal blindness vary around the world and we know that PK outcomes, including graft survival and complication rates, can be influenced by multiple factors including indication for transplantation, preoperative comorbidities, donor tissue quality, access to cornea-trained surgeons, and follow-up care, all of which can differ by region. The purpose of the current study was to review the global corneal transplantation literature in order to examine the indications for PK and graft survival outcomes by geographic region. Individual publications can challenge the reader to extract and compare relevant information; our goal in the present report is to add to the penetrating keratoplasty literature by synthesizing this information and placing it in a global context. Thus, we have compiled a region-by-region analysis of i) the indication for PK and ii) graft survival rates following transplantation.

Methods

Literature Search

We performed a systematic review of published journal articles reporting on indications of PK and/or graft survival according to the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines (10). PubMed, MEDLINE and Google Scholar databases were used to conduct a search of articles published from 1985 through December 2021. Search parameters were any field(s) containing: “keratoplasty” or “penetrating keratoplasty” or “corneal transplant” or “corneal graft” or “indication” or “graft survival.” Studies for PK indications were included if they represented peer-reviewed manuscripts that evaluated at least 35 transplants with either a clinical or histopathological diagnosis/indication for surgery. Studies for graft survival were included only if follow-up extended at least one year after time of transplantation and included two or more of the indications listed below in their cohort of PKs followed over time. A spreadsheet was used to standardize data extraction. Although studies varied significantly, common indications for PK that we evaluated included keratoconus (KCN), bullous keratopathy (combining aphakic and pseudophakic), corneal scarring/leukoma (including trachoma, burn, and trauma), herpetic keratitis, regraft, corneal dystrophy, and infectious ulcers. “Dystrophy” included Fuchs’ endothelial corneal dystrophy (FED) as well as stromal dystrophies that represented less than 1-3% of total PKs in any of the included studies. Other data collected included total number of PKs, number per indication, country, region, and period under review. Graft survival was evaluated at 1-, 2-, 3-, 5-, and 10-years post-transplantation when possible and mean survival was calculated at each time point for each geographic region, as well as for all studies. Only primary graft survival rates were included in these graft survival analyses. Additionally, studies in the following selective patient populations were excluded from these analyses: bilateral PK, pediatric PK, emergent PK, therapeutic PK, and repeat PK.

Surgical Technique

Full thickness penetrating corneal transplantation in the included studies were performed by a cornea-trained ophthalmologist. Donor corneas were prepared using vacuum or non-vacuum trephines, while trephination of recipient corneas was undertaken with vacuum trephine. The donor cornea size exceeded the recipient by 0.25-0.50 mm and was sutured to the recipient using sixteen 10-0 nylon interrupted sutures, a single 10-0 nylon running suture, or a combination of interrupted and running sutures. Most patients received a combination of subconjunctival steroid and antibiotic at the conclusion of the surgery.

Results

Literature Search

155 studies from 41 countries published between 1987 and 2021 were identified in our literature search and included in our analysis. These included 29 studies from North America, 37 studies from Europe, 36 studies from Asia, 7 from Africa, 16 from the Middle East, 11 from Australia and New Zealand, and 19 from Central and South America.

Indications for Penetrating Keratoplasty and Graft Survival by Region

North America

In more than 500,000 grafts performed in the United States (US) and Canada between 1967 and 2009, bullous keratopathy (pseudophakic bullous keratopathy (PBK) and aphakic bullous keratopathy (ABK)) was the leading indication for corneal transplantation (1128). One study from 1991 found KCN to be the most common indication for PK (29). Two Canadian studies identified repeat corneal transplantation (30, 31) and FED (32) as the most common indications for PK. A review of the Eye Bank Association of America’s annual reports between 2005 and 2014 showed a significant shift in the indications for corneal transplantation with a steady decrease in bullous keratopathy and FED (33), and by 2014 the most common indication for PK was KCN (33).

In terms of graft survival, one single center study with nearly 2000 patients found graft survival rates at 1-, 2-, 3-, and 5-years to be 97%, 95%, 94%, and 91%, respectively (34), with a higher 5-year survival rate for patients with KCN (98%) and FED (98%) as compared to PBK (91%) and ABK (79%) (34). A cohort of consecutive PKs performed by one surgeon found survival rates of 93%, 70%, 61%, 48%, and 30% at 1-, 3-, 5-, 10-, and 15-years, respectively (14, 35). The Cornea Donor Study, which included 105 surgeons from 80 sites across the US, found graft survival rates of 86% and 77% at 5 and 10 years, respectively, but only included patients with bullous keratopathy and FED (36, 37). This is similar to another study’s reported survival rate of 90% at 5 years in a homogenous population of mostly Caucasians with KCN, PBK/ABK and FED (38). One group reported a 30% cumulative probability of developing graft failure at 20 years (39). A recent study evaluating graft survival through a large commercial insurance database found 3, 5 and 7 year graft survival rates of 78%, 76%, and 73%, respectively (40). Two and five-year graft survival in Canada was 79% and 65%, respectively (41). Compared to the survival rates of primary grafts above, second grafts showed lower survival rates with a 2- and 5-year graft survival rate of 64% and 46%, respectively (42) in one study and a 5- and 10-year graft survival rate of 53% and 41%, respectively, in another study (38).

Europe

As in the US, corneal transplantation is the most common type of transplantation surgery performed in the United Kingdom (UK). Studies from the 1980s into the early 2000s showed that the most common indications for PK were corneal ectasia, PBK/ABK, and repeat corneal transplantation (9, 4348). Similar indications for PK were identified in Ireland (49, 50) and Denmark (51, 52). The mean overall 5-year graft survival for any indication was 82%, with survival rates of 93% and 89% for KCN and corneal dystrophies, respectively (47). The average time for graft failure was 28 months from surgery. One year graft survival in the Corneal Transplant Follow-up Study was 89% (53) and more recent data from the United Kingdom Transplant Registry found a 2-year graft survival rate of 93% in patients with PBK and FED (54). One study with a high percentage of regrafts (40%) reported a 5-year overall graft survival rate was 66% (55)

In Italy the Corneal Transplant Epidemiologic Study (CORTES) collected long-term graft survival data on thousands of PKs performed at 174 clinical centers from 2001-2004 (56). Keratoconus was the most common indication for surgery (47%), followed by regraft (14%) and PBK/ABK (14%). 1-, 2-, and 3- year graft survival was estimated to be 95%, 88% and 75%, respectively (56). Graft survival in patients with KCN showed a stable survival rate of 98% for the duration of the study, whereas for patients with other indications, the survival rate steadily decreased over time: with survival of 92%, 74%, and 52% after 1, 2, and 3 years, respectively (56). An update to CORTES showed a 5-year graft survival rate of 83% (57).

In Greece (58, 59) and Sweden (60), the most common indications for PK were BK and KCN, followed by dystrophies and repeat transplantation. Ten year graft survival in Sweden for any indication was 71%, with KCN (88%) having the highest survival rate and PBK/ABK (48%) the lowest (60). Similarly, in three French studies the most common indication for PK was bullous keratopathy followed by KCN (6164). A different study from France found KCN to be almost three times as prevalent as bullous keratopathy as an indication for corneal transplantation (65). In Scotland, the leading indication for PK has been reported to be KCN (66).

In one of the previously mentioned French studies, graft survival rates after 1-, 2-, 5- and 10 years were 79%, 73%, 59% and 50%, respectively (62). Graft survival rates again differed significantly based on indication, with 95% survival for KCN, 57% for herpetic keratitis and 33% for pseudophakic bullous keratopathy. In another study from the Netherlands, patients undergoing PK for FED and PBK had 2- and 5- year graft survival rates of 96% and 90%, respectively (67).

Three studies from Spain between 2001 and 2018 included more than 10,000 PKs and identified KCN, bullous keratopathy, and stromal/endothelial dystrophies as the primary indications for transplantation (6870). A study from the neighboring country of Portugal showed repeat transplantation as the primary indication for PK during a similar timespan, followed by corneal scarring, KCN, and PBK/ABK (71). The overall 1-, 3-, 5- and 10-year graft survival rates in Spain were 85%, 71%, 67% (70) and 65% (68), respectively. As expected, patients with KCN showed the best 10-year survival rate (95%), followed by endothelial and stromal dystrophies (both 55%). Patients receiving a first corneal transplant had a better 10-year survival rate (81%), then those receiving a second transplant (33%) or more than two transplants (16%) (68).

One of the earliest studies (in our period of literature review) on indications for PK in Germany showed corneal scars, KCN and bullous keratopathy as the leading three diagnoses for surgery (72). Subsequent histopathologic studies including over 4,500 corneal buttons found KCN to be the leading indication for PK, followed by corneal dystrophies, corneal scarring, and PBK/ABK (7375). In Hungary (76), Slovenia (77), Poland (78, 79), and the Netherlands (80)the most common indications for PK were corneal scarring and PBK/ABK. Finally, a recent multinational registry study of 12,913 corneal transplants including 3,886 PKs (30%) from 10 European Union member states, the UK and Switzerland found an overall 2-year graft survival rate of 88%, with significantly different survival rates among indications: KCN (98%), FED (97%), PBK (87%), trauma (85%), repeat transplantation (84%), and infectious keratitis (74%) (81).

Asia

In a 1997 report on PK survival rates in India, 1, 2, and 5 year cumulative graft survival rates were reported to be 80%, 69%, and 47%, respectively (2). As with studies from other regions, the 5-year survival rate was highest for transplants performed for KCN (95%) and lowest for re-grafts (21%) (2). Factors associated with a higher relative risk of transplant failure included younger age at time of transplantation, lower socioeconomic status, and corneal neovascularization. Two other groups reported significantly lower graft survival rates at 1 (65-67%) and 2 (53-59%) years, potentially owing to the large number of high risk transplants performed in these studies and the quality of donor tissue (82, 83). The most common reported indications were PBK/ABK, corneal scarring and repeat transplantation (2). Subsequent studies spanning 1990-2012 from northern, (8486) southern, (87, 88) and western (82, 89) India identified corneal scarring as the most common indication for PK followed by either infectious keratitis or PBK/ABK. In two studies from neighboring Pakistan, the most common indication for PK was also corneal scarring (90, 91), with comparable graft survival rates of 80%, 76% and 51% at 1, 2 and 5 years, respectively (91). The highest rate of graft survival was again in patients with KCN. The probability of survival at 30 months among KCN grafts was 90% as compared to 75% in non-KCN grafts (91).

In Nepal, Taiwan, China, and Vietnam, corneal scarring and infectious keratitis are leading indications for PK (92102). One Nepalese study showed that 41% of all grafts performed were therapeutic PKs, with the majority being perforated corneal ulcers (93). In China, one study has reported overall graft survival rates of 94% and 80% at 1 and 2 years, respectively (99). This is similar to another study out of China reporting graft survival of 95%, 88%, and 76%, at 1, 2 and 3 years, respectively (103). Eyes with KCN had the highest graft survival rate (100%) whereas post-infectious corneal scars and repeat grafts had the lowest (<70%) (103). Unlike other countries in Asia, in Turkey the most common indication for PK was KCN (104, 105).

In several studies published between 1987 and 2013, bullous keratopathy has been reported to be the leading indication for PK in Japan, Singapore, Thailand, and the Philippines (106112). Two other analyses from Japan and one from Thailand found corneal scarring to be the leading indication for PK (113115). The overall rate of graft survival at 10 years and 12 years was 72% (106) and 60% (114), respectively. Graft survival rates again differed by indication: KCN (99-100%), herpetic keratitis (87%), corneal dystrophy (77-100%), corneal ulcer (59%), PBK/ABK (51%) and repeat graft (32-62%) (106, 114). Interestingly, graft survival rates were statistically higher in eyes that underwent PKP only versus PKP plus cataract surgery or anterior vitrectomy. Graft survival and rejection-free graft survival rates were statistically higher in first-time transplant recipients as compared to repeat transplants and in avascular recipient corneas as compared to vascularized corneas. Grafts performed for optical purposes had a graft survival rate of 87-94%, 72-76%, 63-80%, and 45-72%, 52%, and 44% at 1, 3, 5, 10, 15, and 20 years, respectively (109, 110, 115117). Graft survival rates for therapeutic grafts were 57-78%, 44-58%, 36-60% and 16-52% at 1, 3, 5, and 10 years, respectively (109, 110, 115). Another group from Japan found a 12-year graft survival rate of 65% for the first PK, and 43% for the second PK (114).

Africa

In Africa, corneal disease is responsible for at least 25% of all blindness as compared to, for example, 2% in the UK, (118) with a high prevalence of diseases such as vitamin A deficiency, trachoma-associated corneal disease, and measles (119, 120). Between 2001-2006, post-inflammatory corneal opacification and KCN were the leading causes for PK in Ethiopia (121). In that study, two-year graft survival for any indication was 77% (121). In a more recent study from the same group, 44% of PKs transplanted between 2000-2013 in Ethiopia were performed for trachoma or leukoma, followed by KCN (14%), corneal dystrophies (14%), and PBK (9%) (122). In this study, graft survival for all indications was 89% and 80% at 1 and 2 years, respectively (122). 2-year graft survival rates for the two most common indications, leukoma (78% survival) and KCN (100% survival), were significantly different (122). In a paper from 2000 from Zimbabwe, KCN and post measles scarring were the two most common indications for PK (123). In addition, four studies spanning 1987 to 2014 (118, 124126) found KCN to be the leading indication for PK in 50% or more cases. 1-year graft survival in one of these studies (Kenya) was 85.8% for all indications and 90% for KCN grafts (126). 1-year graft survival ranged from 65-68% for non-KCN grafts (118, 124) and 87-90% for KCN grafts (118, 124).

Middle East

In a 2004 paper, Al-Towerki et al. reviewed the indications for keratoplasty at a single center in Saudi Arabia between 1983 and 2002. They found that early in this time period, scarring was the leading indication for surgery, however this changed (presumably with improved health awareness and socioeconomic conditions) such that KCN became the leading indication for surgery in 2002; corneal scarring remained the second most common indication for surgery in 2002 (127). Studies from Saudi Arabia, Iran, Bahrain, Israel, and the Palestinian territories have identified KCN as the most common indication for corneal transplant in the Middle East between 1996-2019 (127140), with a dramatic increase in the number of transplants performed for KCN from the early 1980s to the early 2000s (approximately 400% increase) (127). Genetic and environmental factors have been implicated as contributing factors to the high KCN prevalence in the Middle East (141, 142). One recent study from a specific region in Iran with a high percentage of farmers and an increased prevalence of infectious keratitis found corneal scarring to be the most common indication for PK (143).

Graft survival probabilities for any indication in Saudi Arabia have been reported to be 97%, 90%, 86-91%, and 81-84% at 1, 2, 3, and 5 years, respectively (128, 129). The overall graft survival time was 89 months (129). Similar graft survival rates were seen in a study from Israel (2008-2015), which reported 94%, 90%, 88%, and 81% survival at 1, 2, 3, and 5 years, respectively (144). One group found a 2-year graft survival rate of 96% for grafts performed for KCN and 49% for all other indications (140). As has been seen in other regions, one of the most important variables affecting graft survival is the indication for transplantation. In these studies, compared with keratoconus, there was a significantly higher risk of graft failure in eyes that underwent PK for corneal edema, stromal scarring or stromal dystrophies. The overall survival rate for a second PK performed after graft failure was 98%, 83%, and 49%, at 1, 2, and 5 years, respectively (145).

Australia and New Zealand

The Australian Corneal Graft Registry and the New Zealand Eye Bank (NZNEB) were established in 1985 and 1991, respectively. The Australian registry collects data on over 75% of all corneal grafts performed in the country (146) and the NZNEB provides donor tissue for more than 85% of all transplants performed and maintains a comprehensive prospective database (147). These two resources have been instrumental in facilitating both patient care and data analysis, and have identified KCN, followed by PBK/ABK, as the leading indications for PK in most studies over the past 35 years in this region (147154). Two studies from 1989 (155) and 2007 (156), found herpetic keratitis and previous graft failure as the most common indications for PK, respectively. Using the Australian Corneal Graft Registry, Williams et al. reported that the 1-, 3-, 5-, 10- and 15-year graft survival rates for any indication were between 86-91%, 79%, 72-73%, 60-62%, and 46-55%, respectively (149, 150, 157, 158) The 2004 Australian Corneal Graft Registry report from the same group noted a 1-year graft survival rate of 85% in keratoplasties combined with IOL insertion or exchange, and 90% for keratoplasty alone (159). A comparable 1-year survival rate (94%) for either PK alone or in combination with cataract extraction was found by another group (156). In another study, 3-year graft survival for KCN, FED, and PBK/ABK was 96%, 93% and 76%, respectively (160). Indications for grafting other than keratoconus and corneal dystrophy as well as a history of a previously failed graft were noted to be statistically significant predictors of graft failure (152). Anterior segment inflammation, corneal vascularization, elevated IOP, aphakia or the presence of an anterior chamber intraocular lens, as well as grafts smaller than 7.0 mm or larger than 7.9 mm were all associated with subsequent corneal graft failure (149). In New Zealand, a 2011 study found the 1-year graft survival rate for all indications to be 87% and differed by indication: KCN or FED (95% survival), trauma (77%), and infection (70%) (153).

Central and South America

In 2017, 15,242 PKs were performed in Brazil, with the most transplants performed in the state of São Paulo (4,462) (161, 162). Several studies on PKs performed in Brazil and Colombia between 1988 and 2011 identified KCN as the leading indication for transplantation (161, 163171). In contrast, two Brazilian studies along with three from Colombia found PBK/ABK to be the most common indication for PK (172176). Two studies, one from Minas Gerais (177) and another from the Pernambuco region of Brazil (178) found ulcerative keratitis to be most prevalent diagnosis in patients undergoing PK. In the study from Pernambuco, the authors hypothesized that this may be attributable to the higher incidence of corneal ulcers in the region, an agricultural lifestyle, as well as other socioeconomic factors. Another common indication for corneal transplantation in Brazil was corneal scarring/leukoma (22% in Pará, Brazil, 33% in Pernambuco Brazil, and 23% in São Paulo) (179181). Graft survival in Central and South America has been reported by only one group in Colombia (171). In this study, the percentage of transparent grafts at 1, 2 and 5 years was 83%, 81%, and 80%, respectively (171).

Discussion

In the present review we report global indications and graft survival rates for PK that were published in the peer-reviewed literature between 1987-2021. This study builds on a previous comprehensive systematic review on the changing indications of PK (182) and to our knowledge is the first report to compile graft survival rates over several decades and to compare this data across geographic regions. Rates of corneal blindness vary worldwide, with the prevalence of corneal disease, type of pathology and transplantation outcomes influenced by each country and region’s unique circumstances, particularly with respect to healthcare infrastructure, socioeconomic status and environmental and geographic factors (32, 174, 183). While no single report can untangle these complex variables, here we have performed a comprehensive review of indications for and outcomes of corneal transplantation to evaluate differences and also, potentially, unmet needs across different geographic regions.

Overall, the most common indication for PK worldwide was KCN. In relatively higher-income countries, the leading indications for PK tended to be KCN (73, 147), PBK/ABK (19), and a previous failed graft (9, 184). Studies from the US and Canada have documented PBK/ABK to be the leading indication of PK (19%-43% of cases) (19, 21, 32, 38) whereas some European countries and Australia have KCN as their most common indication (29%-48%) (47, 60, 65, 147, 152). Rates of KCN may be declining secondary to the introduction and widespread implementation of crosslinking in developed counties. FED was not found to be a leading cause of PK in most countries, likely owing to the introduction of endothelial keratoplasty in the early 2000s, first with Descemet’s stripping automated endothelial keratoplasty (DSAEK) and more recently with Descemet’s membrane endothelial keratoplasty (DMEK). As endothelial keratoplasty becomes more popular and available worldwide, we will likely see a further decline in PK for pathologies that primarily affect the posterior layers of the cornea such as PBK/ABK and FED.

In the Middle East and Africa, KCN was the leading indication for PK. In both regions, high rates of KCN were seen and may be attributed to the hot and arid climate, a higher rate of vernal keratoconjunctivitis (185187) and atopic disease (188), and specifically in the Middle East, a higher prevalence of KCN due to genetic predisposition. Additionally, the ubiquitous burden of ocular disease in desert climates (189, 190) may contribute to contact lens intolerance, thus increasing the rate of PK for KCN. In Asia, corneal scarring tended to be the leading indication for PK with rates ranging from 14% to 61% (2, 95, 123). Endemic trachoma and cases of resolved infectious keratitis are possible causes of nonspecific corneal scars and opacities in these countries. It is also possible that pathologies with a higher degree of urgency and associated co-morbidities (such as infectious keratitis) may receive preferential surgical treatment over other non-urgent etiologies, such as KCN, due to donor tissue availability in these regions (98, 139). As a comparison, in other regions we found that corneal scarring was responsible for approximately 7% of PKs in the US, 6% in the UK, and 8% in France, compared with 40% in India, 32% in Nepal, and 26% in China.

Based on the data in the articles reviewed, we determined overall global mean graft survival rates at 1, 2, 3, 5, and 10 years to be 88.6%, 81.2%, 78.9%, 72.8%, and 61.2%, respectively. Although these numbers are derived from a heterogenous mix of individual studies, some broad conclusions can still be made. The highest 1-year graft survival rates were reported in North America, the Middle East, and Australia. In addition, keratoconus and FED were identified as the preoperative diagnoses associated with the best overall graft survival rate at various time points in multiple studies. In contrast, noninfectious keratitis, bullous keratopathy, and trauma were all found to have consistently lower rates of graft survival (2, 60, 150, 191).

Primary graft survival in North America ranged from 60-98% at 5 years, with the indication for surgery contributing to this large range of success. In Europe, graft survival rates ranged from 59-90% at 5 years and similarly varied predominantly based on surgical indication and percentage of high-risk grafts. The higher overall rates of graft survival seen in the Middle East and Australia may be due in part to KCN being the leading indication for PK in these regions, with approximately 40% and 33% of grafts being performed for KCN, in the Middle East and Australia, respectively. The lowest overall 1-year graft survival rates were seen in Asia (86.4%) and South America (83%). Five-year graft survival rates in Asia were 47-67%; this lower rate of success compared to the US and Europe may be accounted for by the higher rate of infectious keratitis and corneal ulcer as indications for surgery, which are known to correlate with higher graft failure rates.

Corneal blindness is the second most common cause of vision impairment worldwide and disproportionately affects economically developing countries (68). Over the past forty years, multiple innovations have led to progress in addressing corneal blindness, including the implementation of preventive and ameliorative treatments for trachoma, vitamin A supplementation, and improved nutrition and public sanitation, among others (192). However, there still exists an imbalance between corneal blindness and access to corneal transplantation, with an overall ratio of patients undergoing PK to those waiting for PK of 1:70 (3). More than 50% of the world’s population has no access to corneal transplantation, (3) and the areas with the greatest need for this procedure often also have the fewest resources available, such as eye banks, adequate surgical facilities and sub-specialty-trained surgeons (193). By reporting the indications for PK and graft survival outcomes by geographic region, it is our goal to bring a new perspective to the corneal transplantation literature and highlight differences and potential disparities throughout the world. We hope that this can contribute to the identification of unmet needs with respect to corneal blindness and transplantation, and also encourage the global community to undertake initiatives and expand modern practices to improve quality of care for all.

Table 1.

Indications for Penetrating Keratoplasty per Geographic Region and Country

Indications (%) KCN PBK/ABK Scarring Herpetic Regraft Dystrophy Infectious* Number of PKs Study Period Reference
NORTH AMERICA

Canada 16 19 3 6 18 10 3 6222 1964-1997 Maeno et al (27)
Canada 17 22 14 9 12 8 659 1978-1987 Damji et al (26)
Canada 12 38 19 539 1982-1990 Boisjoly et al (24)
Canada 10 35 3 4 22 8 4 904 1986-1995 Liu et al (25)
Canada 11 52 7 14 5 696 1986-1993 Sit et al (41)
Canada 17 20 14 4 21 10 4 4156 1995-2005 Sheldon et al (31)
Canada 12 26 27 13 4 794 1996-2004 Dorrepaal et al (30)
Canada 14 30 1 4 22 18 3 7100 2000-2009 Boimer et al (28)
Canada 16 17 13 3 17 19 5 4843 2002-2011 Tan et al (32)
United States 21 36 3 27 500 1976-1986 Ing et al (14)
United States 19 25 11 13 14 502 1978-1986 Foulks (11)
United States 24 21 14 5 8 13 1594 1980-1988 Lindquist et al (29)
United States 15 20 11 14 >500000 1980-2004 Darlington et al (22)
United States 24 28 8 3 13 8 6 999 1981-1990 Mamalis et al (15)
United States 10 51 6 1 7 20 1819 1982-1990 Price et al (34)
United States 11 40 11 9 23 4217 1982-1996 Dobbins et al (19)
United States 15 37 2 4 10 18 3 2299 1983-1988 Brady et al (13)
United States 7 37 14 5 18 5 3 1019 1984-1988 Mohamadi (12)
United States 13 33 12 17 13 3941 1985-1988 Hyman et al (16)
United States 7 31 11 21 6 1104 1989-1993 Flowers et al (17)
United States 13 34 2 4 18 18 3 2442 1989-1995 Lois et al (18)
United States 13 25 1 1 12 13 5 30962 1990-2000 Sugar et al (20)
United States 15 27 8 1 18 16 3 1529 1996-2000 Cosar et al (21)
United States 16 28 5 3 22 12 4 1162 2001-2005 Ghosheh et al (23)
United States 21 13 16 7 3 275698 2005-2014 Park et al (33)

EUROPE

Denmark 7 38 14 11 14 180 1984-1993 Haamann et al (51)
Denmark 18 24 6 37 63 1995-2001 Jacobsen et al (52)
France 29 10 7 11 10 9 3736 1980-1999 Legeais et al (65)
France 20 28 9 19 10 103 1981-1988 Muraine et al (62)
France 13 28 8 7 11 8 1540 1982-2000 Leger et al (61)
France 18 41 11 10 14 1209 1992-2010 Guilbert et al (63)
France 19 24 14 15 34187 2004-2015 Ricouard et al (64)
Germany 21 17 20 16 17 5 1250 1992-1996 Cursiefen et al (73)
Germany 26 15 14 13 7 21 1200 2001-2010 Wang et al (74)
Germany 22 11 17 17 9 18 2123 2011-2018 Pluzsik et al (75)
Greece 26 29 8 5 12 5 8 2233 1982-2006 Siganos et al (58)
Greece 10 38 12 18 11 6 960 1999-2015 Droutsas et al (59)
Hungary 19 12 28 5 19 6 1 4778 1946-2009 Modis et al (76)
Ireland 34 8 26 16 133 1975-77, 85-86 Collum et al (49)
Ireland 45 23 16 9 5 37 2001-2005 Guerin et al (50)
Italy 47 14 6 14 4415 2001-2004 Fasolo et al (56)
Netherlands 25 28 5 14 7 2156 1991-1992 Beekhuis et al (80)
Poland 13 22 24 9 11 13 1375 1988-2014 Jankowska-Szmul et al (78)
Poland 18 25 15 8 11 517 2000-2004 Wylegala et al (79)
Portugal 13 12 14 37 506 2011-2016 Bernardes et al (71)
Scotland 29 10 19 14 921 2001-2010 Ting et al (66)
Slovenia 21 23 21 9 15 290 1985-2004 Pahor et al (77)
Spain 38 8 25 20 895 2001-2006 Barraquer et al (68)
Spain 12 32 10 3 24 432 2001-2017 Montesel et al (70)
Spain 11 21 5 14 18 8 9457 2011-2018 Sabater-Cruz et al (69)
Sweden 29 21 3 18 1957 1997-2000 Claesson et al (60)
UK 20 5 9 19 16 12 2 96 1981-1986 Claoue et al (44)
UK 50 3 41 16 25 175 1980-1988 Kervick et al (43)
UK 17 8 5 12 41 9 3555 1971-1990 Sharif et al (45)
UK 20 25 11 18 4560 1987-1991 Vail et al (46)
UK 15 8 6 41 13 1096 1990-1999 Al-Yousuf et al (9)
UK 24 22 9 20 14 5 203 2000-2003 Rahman et al (47)
UK 21 34 15 7 17400 1999-2009 Keenan et al (48)

ASIA

China 6 12 36 19 11 4 12 229 1994-2003 Zhang et al (96)
China 11 9 14 15 6 2 28 3758 1996-2007 Xie et al (97)
China 14 11 27 24 3 9 12 203 1999-2009 Pan et al (99)
China 11 9 5 19 7 3 37 875 2005-2010 Wang et al (98)
China 12 9 3 15 12 5 39 1405 2010-2017 Sun et al (101)
China 5 3 25 5 7 9 25 19896 2014-2018 Gao et al (100)
India 7 25 23 20 10 1725 1987-1995 Dandona et al (2)
India 10 30 31 12 13 1927 1990-2000 Sangwan et al (87)
India 15 38 11 4 28 2022 1997-2003 Sony et al (84)
India 5 30 56 3 14 3 181 2005-2007 Joshi et al (82)
India 5 9 61 13 3 102 2002-2012 Dasar et al (88)
India 4 20 40 8 23 311 2006-2008 Kumari et al (89)
India 1 27 33 12 3 21 145 2012-2014 Raj et al (85)
India 1 10 42 9 16 102 2015-2017 Singh et al (86)
Japan 28 11 38 14 6 698 1971-1992 Yamagami et al (113)
Japan 21 24 2 12 17 7 18 396 1987-1997 Inoue et al (106)
Japan 7 27 42 16 5 509 1998-2014 Ono et al (114)
Japan 14 37 25 6 2 6 319 2003-2018 Nishino et al (107)
Nepal 4 9 37 35 472 1994-1995 Tabin et al (92)
Nepal 7 9 27 11 2 41 645 2005-2010 Bajrachharya et al (93)
Nepal 3 3 31 14 44 36 2014-2015 Singh et al (94)
Pakistan 17 6 50 13 6 7 672 1998-2010 Chaudhry et al (90)
Pakistan 17 8 37 13 10 437 2005-2014 Chaudhry et al (91)
Philippines 2 25 24 4 10 8 18 2131 1996-2004 Padilla et al (112)
Singapore 10 26 10 12 10 327 1991-1995 Wong et al (108)
Singapore 10 23 20 12 1130 1991-2006 Tan et al (109)
Singapore 12 35 16 14 1050 1991-2010 Anshu et al (110)
Taiwan 3 17 28 21 5 18 770 1987-1999 Chen et al (95)
Thailand 29 22 9 20 18 45 1996-1999 Chaidaroon et al (111)
Thailand 4 16 25 14 25 9 704 2000-2013 Reinparyoon et al (115)
Turkey 34 14 20 12 6 12 1330 1995-2014 Altay et al (105)
Turkey 28 23 19 13 12 815 2004-2014 Bozkurt et al (104)
Vietnam 2 5 24 8 10 48 1390 2002-2014 Dong et al (102)

AFRICA

Ethiopia 14 9 44 6 14 3 321 2000-2013 Ayalew et al (122)
Ethiopia 23 48 111 2001-2006 Tilahun et al (121)
Kenya 50 11 8 7 7 216 1987-1993 Yorston et al (118)
Kenya 49 18 174 2001-2011 Hydara et al (124)
Kenya 66 22 118 2012-2014 Chen et al (126)
South Africa 64 6 3 10 104 2011-2014 Khan et al (125)
Zimbabwe 27 13 29 11 1992-1998 Mkanganwi et al (123)

MIDDLE EAST

Bahrain 33 13 27 4 7 3 6 298 1996-2015 Al-Yousuf et al (135)
Iran 40 19 16 8 5 5 66539 1991-2017 Javadi et al (134)
Iran 35 15 19 5 6 19668 1994-2004 Kanavi et al (132)
Iran 38 12 13 4 11 1 10 1859 2004-2009 Zare et al (133)
Iran 3 29 30 12 21 115 2017-2019 Eidizadeh et al
Israel 22 7 7 9 11 7 1018 1961-1990 Frucht-Pery et al (136)
Israel 28 8 7 7 13 7 1681 1961-2000 Yahalom et al (138)
Israel 51 17 20 22 154 2001-2002 Claesson et al (137)
Palestinian territories 38 2 17 11 7 6 14 416 1988-1992 De Cock et al (139)
Palestinian territories 49 161 2001-2002 Claesson et al (140)
Saudi Arabia 40 8 20 11 7 10 8318 1983-2002 Al-Towerki et al (127)
Saudi Arabia 51 19 9 910 1997-2001 Wagoner et al (128)
Saudi Arabia 39 13 18 12 18 85 2000-2008 Omar et al (129)
Saudi Arabia 50 13 9 16 3 244 2005-2010 Arfaj et al (130)
Saudi Arabia 53 14 11 9 7 2 570 2008-2013 Al-Arfai et al (131)

AUSTRALIA AND NEW ZEALAND

Australia 37 8 2 12 16 3 4 511 1982-1986 Brooks et al (148)
Australia 33 23 12 3 13 6 3 1483 1985-1989 Williams et al (157)
Australia 30 25 11 18 7 4499 1985-1995 Williams et al (158)
Australia 32 26 7 1 20 7 3 18686 1985-2007 Williams et al (150)
Australia 30 23 2 4 21 11 2 17301 1985-2012 Keane et al (151)
Australia 22 21 26 16 3 37 1987-1988 Collie et al (155)
Australia 20 8 13 22 21 107 2001-2003 Green et al (156)
New Zealand 45 18 6 7 9 8 3 1308 1991-1999 Edwards et al (147)
New Zealand 45 17 5 7 7 9 3 1820 1994-2003 Patel et al (153)
New Zealand 41 14 4 17 11 3 2205 2000-2009 Cunningham et al (154)

CENTRAL AND SOUTH AMERICA

Brazil 29 21 13 3 11 4 4 507 1988-1997 Cattani et al (165)
Brazil 35 26 10 91 1990-1998 Fabris et al (164)
Brazil 22 10 4 17 9 1 249 1991-1995 Nishiwaki-Dantas (163)
Brazil 17 13 4 5 15 8 12 836 1991-2005 Sano et al (168)
Brazil 9 42 7 4 9 6 85 1995-1997 Florence et al (172)
Brazil 19 20 18 21 814 1998-2002 Amaral et al (178)
Brazil 24 23 7 6 12 11 205 1999-2000 Endriss et al (166)
Brazil 50 8 3 10 7 17 857 1999-2003 Flores et al (161)
Brazil 16 16 14 8 3 35 887 1999-2005 Neves et al (177)
Brazil 14 39 23 8 6 320 2000-2002 Araujo et al (173)
Brazil 16 19 23 5 13 3 7 1085 2000-2009 Barbosa et al (180)
Brazil 7 28 29 13 3 15 1261 2001-2009 Almeida Sobrinho et al (179)
Brazil 65 21 11 3 171 2003-2003 Calix Netto et al (167)
Brazil 51 6 4 13 15 5 3 100 2006-2011 Zeschau et al (169)
Brazil 22 18 33 10 16 871 2011-2012 Almeida et al (181)
Colombia 13 35 16 8 8 14 403 2004-2011 Galvis et al (174)
Colombia 37 17 21 12 712 2010-2017 Mora et al (171)
Colombia 16 30 21 7 9 9 1104 2012-2014 Gonzalez Perez et al (175)
Colombia 5 46 9 22 346 2012-2016 Galvis et al (176)

Abbreviations: Keratoconus, KCN, pseudophakic bullous keratopathy/aphakic bullous keratopathy, PBK/ABK, penetrating keratoplasty, PK

Including stromal and endothelial dystrophy (and Fuchs endothelial dystrophy)

*

Non-herpetic

Table 2.

Graft Survival Rate at 1-, 2-, 3-, 5-, and 10-year After Penetrating Keratoplasty per Geographic Region

Graft Survival Rate Year After Transplant
Reference
1 2 3 5 10
Global Average 88.6 81.2 78.9 72.8 61.2

NORTH AMERICA

Canada 79 65 Sit et al (41)
United States 97 95 94 91 Price et al (34)
United States 78 76 Ahmad et al (40)
United States 86 77 Dunn et al (37)
United States 90 82 Thompson et al (38)
United States 93 70 61 48 Ing et al (14)
United States 92 70 60 46 Patel et al (35)
Regional Average 94 87 78 76 63

EUROPE

Europe 88 Dunker et al (81)
France 79 73 59 50 Muraine et al (62)
Italy 95 88 75 Fasolo et al (56)
Italy 83 Fasolo et al (57)
Netherlands 96 90 Dickman et al (67)
Spain 65 Barraquer et al (68)
Spain 85 71 67 Montesel et al (70)
Sweden 71 Claesson et al (140)
UK 89 Vail et al (53)
UK 82 Rahman et al (47)
UK 93 Figueiredo et al (54)
UK 90 81 66 Beckingsale et al (55)
Regional Average 88 88 76 75 62

ASIA

China 94 80 Pan et al (99)
China 95 88 76 Li et al (103)
India 80 69 47 Dandona et al (2)
India 65 53 Joshi et al (82)
India 67 59 Arya et al (83)
Japan 72 Inoue et al (106)
Pakistan 80 76 51 Chaudhary et al (91)
Singapore 87 72 64 52 Tan et al (109)
Singapore 67 Ang et al (116)
Singapore 91 67 55 Anshu et al (110)
Singapore 94 80 72 Arundhati et al (117)
Thailand 92 76 63 45 Reinprayoon et al (115)
Regional Average 85 71 75 63 59

AFRICA

Ethiopia 89 80 Ayalew et al (122)
Ethiopia 77 Tilahun et al (121)
Kenya 86 Chen et al (126)
Kenya 82 Hydara et al (124)
Kenya 65 Yorston et al (118)
Regional Average 88 76

MIDDLE EAST

Israel 94 90 88 81 Sternfeld et al (144)
Saudi Arabia 97 90 86 81 Wagoner et al (128)
Saudi Arabia 91 84 Omar et al (129)
Regional Average 96 90 88 82

AUSTRALIA

Australia 81 65 Bishop et al (194)
Australia 91 79 Williams et al (157)
Australia 91 79 72 Williams et al (158)
Australia 86 73 62 Williams et al (149)
Australia 87 73 60 Williams et al (150)
Australia 94 Green et al (156)g
New Zealand 87 Patel et al (153)
Regional Average 89 81 79 71 61

CENTRAL AND SOUTH AMERICA

Colombia 83 81 80 Mora et al (171)

Graft survival rates included are for primary grafts only

2). Financial Support:

NIH K08 EY031759 (THD)

Footnotes

1)

Meeting Presentation: None

3)

Conflict of Interest: Each author declares no conflicts of interest, including: financial, paid consulting, patent rights, and family or personal ownership in market companies related to this manuscript.

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