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PLOS One logoLink to PLOS One
. 2023 Apr 13;18(4):e0284218. doi: 10.1371/journal.pone.0284218

Validation of the Unesp-Botucatu pig composite acute pain scale (UPAPS) in piglets undergoing castration

I Robles 1, S P L Luna 2, P H E Trindade 2, M Lopez-Soriano 1, V R Merenda 1, A V Viscardi 3, E Tamminga 4, M E Lou 3, M D Pairis- Garcia 1,*
Editor: I Anna S Olsson5
PMCID: PMC10101451  PMID: 37053294

Abstract

To accurately assess pain and support broadly-based analgesic protocols to mitigate swine pain, it is imperative to develop and validate a species-specific pain scale. The objective of this study was to investigate the clinical validity and reliability of an acute pain scale (UPAPS) adapted for newborn piglets undergoing castration. Thirty-nine male piglets (five days of age, 1.62 ± 0.23 kg BW) served as their own control, were enrolled in the study and underwent castration in conjunction with an injectable analgesic administered one-hour post-castration (flunixin meglumine 2.2 mg/kg IM). An additional 10, non-painful female piglets were included to account for the effect of natural behavioral variation by day on pain scale results. Behavior of each piglet was video recorded continuously at four recording periods (24 h pre-castration, 15 min post-castration, 3 and 24 h post-castration). Pre- and post-operative pain was assessed by using a 4-point scale (score 0–3) including the following six behavioral items: posture, interaction and interest in surroundings, activity, attention to the affected area, nursing, and miscellaneous behavior. Behavior was assessed by two trained blinded observers and statistical analysis was performed using R software. Inter-observer agreement was very good (ICC = 0.81). The scale was unidimensional based on the principal component analysis, all items except for nursing were representative (rs ≥ 0.74) and had excellent internal consistency (Cronbach’s alpha ≥ 0.85). The sum of scores were higher in castrated piglets post-procedure compared to pre-procedure, and higher than in non-painful female piglets confirming responsiveness and construct validity, respectively. Scale sensitivity was good when piglets were awake (92.9%) and specificity was moderate (78.6%). The scale had excellent discriminatory ability (area under the curve > 0.92) and the optimal cut-off sum for analgesia was 4 out of 15. The UPAPS scale is a valid and reliable clinical tool to assess acute pain in castrated pre-weaned piglets.

Introduction

In the United States (US), approximately 94 million pigs are castrated annually to prevent unwanted breeding [1], reduce aggression [2] and improve meat quality [3]. Despite the acknowledgment that castration is painful [47], and the economic benefits associated with pain relief and long-term weight gain in pigs [8], this procedure is not commonly performed in conjunction with pharmaceutical pain control in the US [911]. From a European perspective, many countries have passed legislation requiring mandatory pain relief for castrated piglets. However, no current studies to date have assessed actual implementation of pain relief on-farm, and older studies dating back to 2016 noted only 5% of male piglets in some European countries are castrated with pain relief [12]. Currently, the US has no Food and Drug Administration (FDA) approved drug specifically labelled for pain management in swine if veterinarians were mandated to provide pain control [1, 13]. In order to obtain FDA approval for the use of pain relief in pigs, a product must first demonstrate efficacy as supported through clinically validated end-points [1].

Pain associated with castration can be assessed using a variety of measures, including quantifying deviations of a piglet’s typical behavioral repertoire [14]. Deviations in maintenance behaviors (e.g., sleeping, nursing, walking, drinking) as well as increases in pain-associated behaviors (e.g., tail wagging, rump scratching and prostration) have been most frequently used to quantify castration pain [1517]. More recently, a grimace pain scale in castrated pigs has been developed and shows great potential as a future tool for evaluating piglet pain sensitivity [16, 18].

To accurately assess pain states and support broadly-based pain management protocols to mitigate castration pain, the development and validation of objective methods is the next logical step. Pain assessment scales for use in animals show promise given these tools are designed to directly quantify individual animal responses to painful stimuli, yield reliability and validity within and between observers [14]. When reviewing the pain literature in other species, pain assessment scales have been widely adopted as objective tools to quantify pain states in humans [19], domesticated dogs [2022], cats [2325], ruminants [26, 27], horses [2830] and weaned pigs [31]. In addition, pain assessment scales offer advantages for use in livestock as these scales can be applied non-invasively on diverse farm settings, with little to no over-head cost required [14, 31].

In 2020, the Unesp-Botucatu pig composite acute pain scale (UPAPS) was developed specifically for weaned pigs (age: 38 ± 3 days) experiencing pain associated with castration [31]. The UPAPS has good to very good intra and inter-observer agreement, excellent predictive and concurrent criterion validity, and responsiveness [31]. Although this scale was validated as a reliable tool to quantify pain in pigs, castration performed on commercial farm systems is typically conducted on pre-weaned piglets (less than 7 days of age) housed directly with the sow and littermates. Consequently, clinical validation of this scale in a more appropriate age category and environmental setting is necessary as age and social dynamics influence the behavioral repertoire of pigs (i.e. pre-weaned pigs will spend more time nursing and sleeping than older pigs [32]). Therefore, the objective of this study was to investigate the reliability and validity of the UPAPS in assessing postoperative pain in pre-weaned piglets undergoing castration.

Materials and methods

Animal use and procedures were approved by North Carolina State University Animal Care and Use Committee (Animal Utilization Protocol #19–796).

Study animals and housing

A total of 39 Yorkshire-Landrace x Duroc piglets from nine litters (five days of age, 1.62 ± 0.23 kg BW; Fig 1) were enrolled in the study. All male piglets in each litter were enrolled in each litter for the study (range: 1–10 males enrolled per litter), and, on average, two female piglets per litter were enrolled in addition. Given individual variation in pain sensitivity, the experiment was designed to allow male piglets to serve as their own control, thus assessing and comparing pain scores prior to and following a painful event. Male piglets were weighed and individually identified using a permanent marker on the back of the pig. The age category selected for this study was five days of age to simulate typical commercial production practices in the US [3335].

Fig 1. Flow of the experimental design.

Fig 1

Concurrently, 10 female piglets were enrolled simultaneously on the study and underwent a simulated castration (sham procedure) in which they were transported and handled in the same manner as males, but no incisions were made. Female piglets in non-pain states were enrolled to account for the effect of natural behavioral variation by day on pain scale results. Thus, female piglets were not considered true controls.

Sows and piglets were housed in individual farrowing crates (0.8 x 2.3 m) on fully slatted floors within one farrowing room at North Carolina State University (NCSU) Swine Educational Unit (Raleigh, North Carolina, US). The farrowing room was mechanically ventilated, and the temperature was maintained at 22° ± 1.0° C. Light was provided daily from 0630 to 1630 h. Creep area for piglets was heated to approximately 30–35°C using heating lamps. Sows had ad libitum access to feed and water via awater nipple and stainless steel feeder (diet met or exceeded National Research Council [36] nutrient requirements for lactating sows) while housed in the farrowing system.

Castration procedure

One trained person from NCSU performed castration (IG) on all enrolled male piglets (n = 39) on the same day between 0800-1000h. Piglets were moved to the alleyway via a transport cart and individually suspended by the hind legs while the procedure was performed. Once the piglet was secure, two, 2.5 cm incisions were made into the scrotal skin over each testicle using a scalpel blade. Spermatic cords were torn, testicles removed, and iodine was sprayed over the incision site to reduce infection risk. General or local anesthesia was not administered at the time of castration and is standard practice in the US. Currently in the US, there are no FDA approved drugs specifically labeled to manage pain in swine. Therefore, the use of any analgesic/anesthetic protocol to mitigate castration pain must be administered under the direct supervision of a veterinarian in accordance with the Animal Medicinal Drug Use Clarification Act of 1994. Piglets enrolled on this study were castrated according to the current standard operating procedure (SOP) approved on farm by the attending veterinarian and the protocol did not include extra-label administration of an analgesic/anesthetic at castration. All male piglets located at this facility are required to undergo castration prior to weaning, therefore the castration procedure would have occurred regardless of the research project being conducted. It should be noted that although pain mitigation was not provided pre-operatively to comply with farm SOP, all piglets enrolled in this research project received post-operative pain management as approved by the IACUC research protocol one-hour post-castration (2.2 mg/kg flunixin meglumine IM; Merck Animal Health, Millsboro, DE, US). Piglets enrolled on the study had no other procedure performed during the trial period (i.e., ear notching, injection, or tail docking).

Behavioral data collection

Piglets were recorded using high-definition video cameras (AMCREST IP3M-943B; Houston, TX, US; one camera per crate) mounted 2.4 m above the ground and angled 45° above the farrowing crates. Behavior for each piglet was recorded continuously 1h in duration for the following four recording periods: M1 (24h pre-procedure), M2 (15 min post-procedure), M3 (3h post-procedure), M4 (24h post-procedure; Fig 2). At the end of the trial, one individual (MPG), not involved in the behavioral analysis, downloaded videos. For each video, four-minute video clips were trimmed from each recording period (M1-M4) to be evaluated by observers for pain scale validation. Video clips were obtained at the 16-min mark for each recording period (i.e., 16 min after the start of each recording period) until the 20-min mark. The 16-min mark was randomly selected to eliminate observer bias in potentially selecting a video segment with specific behavioral displays and frequencies. Once the continuous 4-min video clips were downloaded, clips were randomized and masked for identifying information (i.e., time stamp, date etc.) prior to initiation of pain scale validation. Observers assessed one piglet at a time for each observation. Potential bias may have occurred if observers were able to differentiate piglet sex. However, camera position and angle made it difficult to differentiate specific details on pigs and genitals were not easily discernable when reviewing videos prior to analysis, therefore, assumed bias level was minimum.

Fig 2. Timeline of the periods of observations used for pain scale validation.

Fig 2

Observer training

The video clips from this study were analyzed by two female observers (IR, MEL). Prior to data collection initiation, the two observers underwent three training sessions (2h/training session) where observers studied components of the scale, observed, and discussed examples of each behavioral score/criteria and practiced scoring for 90 min. Subsequently, inter-observer reliability was assessed, and intra-class correlation coefficient (ICC) was calculated by having each observer score twelve animals individually. Videos were observed in random order and observers were masked to day and time of day.

Scale adaptations

The pain scale validated in this study evaluated six behavioral items, with each item sub-categorized into four descriptive levels. A numerical score was designated from “0” to “3”, with a “0” representing normal behavior (free of pain) and “3” corresponding to pronounced behavioral deviation (Table 1). For the purposes of this study, two adaptations to the pain scale were adopted and included: 1) replacement of feeding behavior with nursing behavior and 2) addition of the behavior sleeping into the 0 sub-categories for the items posture, interaction and interest in the surroundings, and activity. At the initiation of data observation, piglet state was evaluated and categorized as either awake or asleep. Piglet state was then included in the statistical model to facilitate the discrimination between a piglet sleeping (classified as normal) compared to an awake piglet expressing normal non-painful behavior.

Table 1. The Unesp-Botucatu composite pain scale for assessing postoperative pain in piglets (UPAPS).
Item Score Score/criterion Links to videos
Posture 0 Normal1 (any position, apparent comfort, relaxed muscles) or sleeping https://youtu.be/ojvbFAgCWo0
1 Changes posture, with discomfort2 https://youtu.be/SpaWsFCrPxE
2 Changes posture, with discomfort, and protects the affected area3 https://youtu.be/VjSlsRrG8yA
3 Quiet, tense, and back arched4 https://youtu.be/gHUWWf5836M
Interaction and interest in the surroundings 0 Interacts with other animals; interested in the surroundings5 or sleeping https://youtu.be/6s8xEn3QR3c
1 Only interacts if stimulated by other animals; interested in the surroundings. https://youtu.be/9pMULbCO_WE
2 Occasionally moves away from the other animals, but accepts approaches6; shows little interest in the surroundings https://youtu.be/hp4wqdcHanA
3 Moves or runs away from other animals and does not allow approaches; disinterested in the surroundings https://youtu.be/se70oYXcWFw
Activity 0 Moves normally7 or sleeping https://youtu.be/cC75t7L5-YA
1 Moves with less frequency8 https://youtu.be/lQo9wq8LAn8
2 Moves constantly, restless9 https://youtu.be/YQRJjijLvpk
3 Reluctant to move or does not move10 https://youtu.be/Zyx0G3Wpt8o
Nursing* 0 Actively nursing https://youtu.be/6e2iYNKVFNY
1 Not nursing when less than 50% of the piglets are nursing https://youtu.be/3xJuMo2t7b4
2 Unsuccessful attempt at nursing (one or more attempts) https://youtu.be/3PLgcf9ceQ8
3 Not nursing when 50% or more of the piglets are nursing https://youtu.be/TZcB5PbsTT8
Attention to the affected area A. Elevates pelvic limb or alternates the support of the pelvic limb https://youtu.be/UD99ftO7HE0
B. Scratches or rubs the painful area11 https://youtu.be/7idfFk1harE
C. Moves and/or runs away and/or jumps after injury of the affected area https://youtu.be/u-Pqubom278
D. Sits with difficulty https://youtu.be/ETNEOCVV4h0
0 All the above behaviors are absent
1 Presence of one of the above behaviors
2 Presence of two of the above behaviors
3 Presence of three or all the above behaviors
Miscellaneous behaviors A. Wags tail continuously and intensely12 https://youtu.be/pU5dGZFNRHc
B. Bites the bars or objects https://youtu.be/cF3dsq7gMtk
C. The head is below the line of the spinal column. https://youtu.be/ZcIgngclRpI
D. Presents difficulty in overcoming obstacles (example: other animal) https://youtu.be/HlvdOI3lGuY
0 All the above behaviors are absent
1 Presence of one of the above behaviors
2 Presence of two of the above behaviors
3 Presence of three or all the above behaviors

1 Defined as any position in which the piglet demonstrates apparent comfort and relaxed muscles. Postures considered normal which demonstrate piglet comfort include but are not limited to piglets laying in lateral or sternal recumbency either separately or amongst the litter. Normal postural changes include a quick transition from standing to lying and lying to standing and typically result in the entire body descending onto or away from the floor at relatively the same time. Postural positions are most likely driven by external stimuli (e.g., littermate stands up or over piglets while lying). While standing, the piglet’s head is parallel to the spine and the pig will frequently explore the environment by changing head positions (elevating head to explore surrounding area and placing head towards floor to explore ground).

2 Defined as a piglet demonstrating a deviation from normal behavior in which muscles may be tensed, postural change transitions occur more slowly and may occur more frequently. Piglets demonstrating changing posture with discomfort may often extend the rear legs to elevate the rump off the ground while maintaining physical contact to the floor with the front legs and head. Transition from standing to lying or lying to standing also occurs more slowly in which the piglet may remain motionless for short time periods and change posture in the absence of external stimuli such as other littermates.

3 Demonstrated behaviorally as a piglet performing a tucked tail posture in which the rear legs are slight flexed, and the piglet orients the castration site towards the walls or corner of the farrowing stall or runs away when another pig touches the affected area.

4 Typically accompanied with little to no movement or activity. Back has a defined arch, head of the piglet is below the level of the spine and piglet spends majority of the time not moving or within a small physical space of the pen.

5 Animal interaction includes snout to snout contact with littermates but may also include rooting or nosing body parts of littermates including the flank, neck, and rear of the littermate of interest. Interest in the surrounding environment includes actively exploring area (i.e., walking, running to various parts of the stall) and actively rooting with the snout or mouthing items within the stall including but not limited to heat mat, bars, and floor.

6 Accepts approach is to reciprocate interaction with another littermate without running away from littermate.

7 Defined as exhibiting forward motion with all four legs in contact with the floor typically at a walking pace. Normal movement examples for piglets include, but is not limited to, exploring the stall floor by walking to and from areas surrounding the sow (with and without the presence of other littermates), attempting to nurse sow by rooting at udder, and interacting with littermates on heat mat.

8 Defined as the piglet still showing activity but is less likely to move for long periods or cover larger areas of the stall and may not attempt to explore a part of the stall in which no other littermates are present, may not participate in social interactions with littermates, or their behavior deviates from that of littermates.

9 Piglets will likely demonstrate activity at a fast walk or running pace for the majority of the observation. Restless piglets may also demonstrate startle behaviors in which the piglet will quickly freeze (standing with head elevated but not moving) and then resume fast-paced movement.

10 Piglets are likely to be in a lying position for the majority of the observation and demonstrate behavior similar to moribund animals. Piglets reluctant to move will not be easily stimulated by littermates and may isolate themselves from littermates and reside in the corner of the stall. Some piglets may show this behavior while demonstrating a posture score of 3 and will show very little to no reactivity of activity occurring in the pen. Postural changes may occur but will be less frequent in nature and will likely result in little to no physical distance changed from original posture location.

11 Requires physical contact of the surgical site with the farrowing environment (i.e., floor, penning, mat) or littermate. Piglets often perform scratching behavior in which the rear leg is extended to the ear, but this is not considered for purposes of scoring this item as it does not involve the painful area.

12 Tail wagging with intensity is described both by the force in which the tail moves and the frequency. Intense tail wagging will involve movement of the entire tail and movement will occur in short rapid bursts (3+ more tail wags consecutively). Tail wagging can occur while the piglet is standing, lying, or sitting.

* Nursing behavior was observed and analyzed in the study but was excluded from the final pain scale table as it did not meet any of the validation criteria (principal component analysis, specificity, internal consistency, item-total correlation and responsiveness).

Statistical analyses

All statistical analyses were performed one person (PHET) in software R using the integrated development environment RStudio (Version 4.0.2 [2020-06-22], RStudio, Inc.). The functions and packages were presented in the format “function{package}” and α was considered 5% in all tests. A minimum sample size of 6 would be necessary based on the original UPAPS study [31] difference of total pain sums before and after castration based on alpha 0.01 and power of 0.9 (http://biomath.info/power/). Statistical procedures are presented in Table 2, and the scores of two observers were included. Litter was included as a random effect for all analyses. For some analyses, different stratifications of the database were used as specified in Table 2. To exclude the effect of sleeping in the scale validation performance, scores pertaining only to awake piglets were analyzed for some statistical tests (Table 2).

Table 2. Statistical methods used for refinement (R) and validation (V) of the Unesp-Botucatu pig acute pain scale (UPAPS) in the piglets post-castration.

Type of analysis* Description Groups analyzed¥ Statistical test
Internal consistency RV The consistency (interrelation) of the scores of each item of the scale were estimated. The analysis was performed for all grouped moments. All castrated piglets, and awake castrated piglets Cronbach’s alpha coefficient (α; “cronbach{psy}”) and McDonald’s omega coefficient (ω; “omega{psy}”) were used. Cronbach’s α interpretation: 0.60–0.64, minimally acceptable; 0.65–0.69 acceptable; 0.70–0.74 good; 0.75–0.80 very good; and > 0.80 excellent [37]. McDonald’s omega interpretation: 0.70–0.84 is acceptable and > 0.85 is strong [38]
Distribution of scores V 1-Piglets were categorized as awake “0”, awake ≤ 30 seconds “1” or sleeping “2”.
2-Percentage of the frequency distribution of the presence of the scores “0”, “1”, “2” and “3” of each item of the UPAPS at each moment and all moments grouped (MG).
All castrated and awake piglets for all moments grouped (MG = M1+M2+M3+M4)
Descriptive analysis.
Inter-observer reliability RV Reproducibility (agreement matrix)—the level of agreement between the two observers, using the scores for each item and the total sum of the scale was assessed. All castrated piglets For the scores of the items of the UPAPS, the weighted kappa coefficient (kw) was used; the disagreements were weighted according to their distance to the square of perfect agreement (“cohen.kappa{psych}”). The 95% confidence interval (CI) kw based in 1,001 replications by the bootstrap method was estimated (“boot.ci{boot}”). For the sum of the UPAPS, the consistency type intraclass correlation coefficient (ICC; “icc{irr}”) and its 95% CI based in 1,001 replications by the bootstrap method (“boot.ci{boot}”) was used. Interpretation of kw and ICC: very good 0.81–1.0; good: 0.61–0.80; moderate: 0.41–0.60; reasonable: 0.21–0.4; poor < 0.2. The kw and ICC > 0.50 were used as a criterion to refine the scale [24, 39, 40].
Multiple association RV The multiple association of the scale items with each other was analyzed at all moments grouped using principal component analysis, to define the number of dimensions determined by different variables that establish the scale extension. All castrated piglets, andawake castrated piglets. Principal component analysis based on correlation matrix (“princomp{stats”} andget_pca_(“var{factoextra}”). Horn’s Parallel analysis was performed as the method to determine the optimal number of dimensions to be retained in the PCA [41]. Loading value greater than 0.50 or lesser than—0.50 were considered for significant association. For the biplot confidence ellipses were built with significant level of 95% showing the density of piglets’ scores at each moment.
Item-total correlation RV The correlation of each item of the scale, after excluding the evaluated item, was estimated to analyze homogeneity, the inflationary items, and the relevance of each item of the scale. Analysis was performed for all grouped moments.
As nursing was not included in UPAPS, nursing was correlated with the total sum of the UPAPS without any exclusion.
All castrated piglets, and awake castrated piglets Spearman rank correlation coefficient (r2; “rcorr{Hmisc}”). Interpretation of item-total correlation [39].
Interpretation of correlation r: suitable values 0.3–0.7
Specificity RV and sensitivity RV The scores of each item of the scale at M1 (for specificity) and at M2 (for sensitivity) were transformed into dichotomous (score “0”—absence of pain expression behavior for a given item; scores “1”, “2” and “3”—presence of pain).
For the total score of the scale, the percentage of piglets that had score < 4 at M1 and ≥ 4 (cut-off point) at M2 was considered specificity and sensitivity, respectively.
All castrated piglets, andawake castrated piglets. Specificity, sensitivity and its 95% CI were calculated according to the bootstrap method described below (“epi.tests{epiR}”).
Interpretation: excellent 95–100%; good 85–94.9%; moderate 70–84.9%; not specific or not sensitive <70% [30].
Responsiveness and construct validity RV Responsiveness—the scores of each item, and total sum of the scale were compared over time (M1 vs M2 vs M3 vs M4).
Interpretation: differences in scores are expected to occur as follows: M2 > M4 ≥ M3 > M1.
Construct validity was determined using four methods:
1. The three hypothesis tests: i) if the scale really measures pain, the score after surgery (M2) should be higher than the preoperative score (M1 < M2), ii) if analgesia was adequate the score should decrease after analgesia (M2 > M3), iii) and over time (M2 > M4).
2. Known-group validity. The Sham female pain-free piglets should have lower scores than castrated male piglets suffering pain at M2.
3. Internal relationships among items according to all criteria used in statistical analysis (multiple association, internal consistency and item-total correlation)
4. Relationships with the scores of other instruments, as described for criterion validity
All castrated piglets,
Awake castrated piglets.
Awake castrated piglets and Awake non-painful female piglets
The model residuals (“residuals{stats}”) for all the dependent variables did not fit into Gaussian distribution according to the quantile-quantile and histograms graphs (“qqnorm{stats}” and “histogram{lattice}”), thus, generalized mixed linear models (“glmer{lme4}”) were applied. For the dichotomous variables based on behaviors of attention to the affected area and miscellaneous behaviors, logistic regression analysis (“glm{stats}”) was applied. Moments and observers were included as fixed effects and the piglets nested in their litters as random effect in all the models. Tukey test was used as a post hoc test ("lsmeans{lsmeans}" and "cld{multcomp}") [27].
Optimum cut-off point RV The data relative to the indication of rescue analgesia was used to determine the optimal cut-off point, that is, the minimum score suggestive of the need for analgesic rescue or intervention
M1 free of pain (preoperative), and M2 pain (postoperative) were used to determine optimal cut-off point.
Awake castrated piglets Cut-off point was based on the Youden index (YI = [Sensitivity + Specificity]– 1), which determines the highest sensitivity and specificity value concurrently from the Receiver Operating Characteristic (ROC) curve (“roc{pROC}” and “ci.sp{pROC}”), providing a graphic image of the relation between the “true positives” (sensitivity) and the “false positives” (specificity). The discriminatory capacity of the scale was determined by the area under the curve (AUC). AUC values above 0.90 represent high accuracy discriminatory capacity of the scale [42]. In addition, the 95% CI was calculated from the Youden index by replicating the original ROC curve 1,001 times according to the bootstrap method (“ci.coords{pROC}” and “ci.auc{pROC}”).

*All analyses [3742] included both adaptations of the scale: UPAPS Unesp Botucatu pig composite acute pain scale; UPAPS+nursing behavior.

¥ Total piglet numbers included: Male piglets (n = 39 total, n = 14 awake), Female non-painful piglets (n = 10 total, n = 6 awake)

M1 (24-h pre-procedure), M2 (15 min post-procedure), M3 (3-hr post-procedure), M4 (24-h post-procedure)

Results

Pain scale adaptations

The final UPAPS scale is presented in Table 1. The UPAPS+nursing (nursing scored from 0–3 scale described in Table 1) was not retained after analyses as it did not meet any of the validation criteria (principal component analysis, specificity, internal consistency, item-total correlation, and responsiveness described in Table 2. Results for each test completed from Table 2 utilizing the original UPAPS+nursing pain scale can be located in supporting information (S1, S2 Figs and S1S7 Tables).

Distribution of scores

In castrated piglets the distribution of scores “1”, “2”, and “3” for all items occurred more frequently at the M2 and M3 recording period compared to M1 and M4 (Fig 3). Scores for most items were proportionally greater post-castration (M2) when compared to after the rescue analgesia was administered (M3), except for the items “attention to the affected area” and “miscellaneous behaviors”. Scores at M4 tended to return to pre-castration values presented at the M1 recording period (Fig 3). The behaviors included in the item “attention to the affected area” were performed more frequently post-castration (M2) compared to pre-castration (M1). The most frequent behavior displayed immediately post-castration (M2) for the item “attention to the affected area” was “sits with difficulty” and “wags tail continuously and intensely” for the item “miscellaneous behaviors” (Figs 3 and 4).

Fig 3. Distribution of UPAPS items scores (percentage of occurrence) in castrated piglets (n = 39).

Fig 3

Legend: M1 (24h pre-procedure), M2 (15-min post-procedure, before rescue analgesia), M3 (3h post-procedure, after rescue analgesia), M4 (24h post-procedure) GM—data of the grouped moments (M1 + M2 + M3 + M4).

Fig 4. Distribution of UPAPS items scores (percentage of occurrence) in awake castrated piglets (n = 14).

Fig 4

Legend: M1 (24h pre-procedure), M2 (15-min post-procedure, before rescue analgesia); GM—data of the grouped moments (M1 + M2).

Inter-observer reliability

Inter-observer agreement for all items of the pain scale ranged from moderate to very good (Table 3), except for nursing which ranged from reasonable to good. The agreement on total sum of UPAPS was very good (0.81; Table 3).

Table 3. Weighted kappa (kw) or intra-class correlation coefficient (ICC) and confidence interval of the 95% from inter-observer matrix agreement of each item and the sum of the UPAPS applied for all castrated piglets (n = 39) over all moments.

Observer 1 vs Observer 2
Items on the scale
Items on the scale k w
Posture 0.74 (0.59–0.84)
Interaction and interest 0.75 (0.60–0.85)
Activity 0.68 (0.51–0.81)
Nursing 0.57 (0.30–0.76)
Attention to the affected area 0.70 (0.57–0.80)
Miscellaneous behaviors 0.60 (0.45–0.72)
Scales ICC
UPAPS 0.81 (0.72–0.87)

UPAPS—Unesp-Botucatu pig acute composite pain scale. kwweighted kappa coefficient; ICC—intraclass correlation coefficient; Interpretation of reliability: very good 0.81–1.0; good 0.61–0.80; moderate 0.41–0.60; reasonable 0.21–0.4; poor < 0.2.

Multiple association

The Horn’s Parallel analysis [38] was used to determine the optimal number of dimensions for retention and indicated one dimension for the PCA, providing statistical rationale behind why the pain scale applied to pre-weaned piglets was unidimensional. All pain scale items contained high loading values in the 1st dimension, explaining 63% of the variance of the entire data set (Figs 5 and 6; Table 4). In Figs 5 and 6, the ellipses corresponding to post-castration pain (M2 and M3) are in the right side of the figures. On the left side are the ellipses corresponding to no pain and mild pain (M1 and M4 respectively). Pain (M2 and M3) influence all items on the scale because their vectors are directed to these ellipses.

Fig 5. Biplot of the principal component analysis of the UPAPS items applied to all castrated piglets (n = 39).

Fig 5

UPAPS–Unesp-Botucatu pig acute composite pain scale. Confidence ellipses indicate perioperative moments and pain scores. Moments: M1 (24h pre-procedure), M2 (15-min post-procedure, before rescue analgesia), M3 (3h post-procedure, after rescue analgesia), M4 (24h post-procedure). Ellipses were constructed according to the assessment. Each circle corresponds to the score from one observer attributed to each piglet at each moment.

Fig 6. Biplot of the principal component analysis of the UPAPS items applied to awake piglets (n = 14 castrated piglets).

Fig 6

UPAPS–Unesp-Botucatu pig acute composite pain scale. Confidence ellipses indicate perioperative moments and pain scores. Moments: M1 (24h pre-procedure), M2 (15-min post-procedure, before rescue analgesia). Ellipses were constructed according to the assessment. Each circle corresponds to the score from one observer attributed to each piglet at each moment.

Table 4. Loading values, eigenvalues and variance of the UPAPS items applied to castrated piglets (n = 39) and castrated piglets awake (n = 14) based on principal components analysis.

Loading Values
UPAPS UPAPS (awake)
Items on the scale Dim.1 Dim.2 Dim.1 Dim.2
Posture 0.84 0.19 0.86 0.16
Interaction 0.74 -0.55 0.82 -0.52
Activity 0.78 -0.40 0.86 -0.31
Attention to the affected area 0.80 0.41 0.82 0.46
Miscellaneous behaviors 0.79 0.29 0.84 0.21
Eigen value 3.14 0.74 3.54 0.64
Variance 62.78 14.88 70.67 12.80

UPAPS–Unesp-Botucatu pig acute composite pain scale. The structure was determined considering items with a loading value greater than 0.50 or lesser than-0.50 (in bold) and the only first dimension retained by Horn’s Parallel analysis [38].

Item-total correlation

Item-total correlation ranged from 0.62 to 0.71 for all male piglets, and from 0.75 to 0.83 for awake male piglets therefore, all items were relevant (Table 5).

Table 5. Item-total correlation of the UPAPS applied for all castrated piglets (n = 39).

Excluding each item below Item-total (Spearman)
All castrated piglets Castrated piglets awake
Posture 0.68 0.77
Interaction and interest 0.62 0.74
Activity 0.71 0.83
Attention to the affected area 0.65 0.75
Miscellaneous behaviors 0.64 0.76

UPAPS: Unesp-Botucatu pig acute composite pain scale. Interpretation of Spearman’s rank correlation coefficient (r): 0.3–0.7 = acceptable values [39].

Specificity and sensitivity

When all castrated piglet scores were included in the analyses, the UPAPS items and total score had moderate to good specificity but no sensitivity (Table 6). When only awake piglets were considered, UPAPS total score and items had moderate to good specificity and good sensitivity, except for the following items: attention to the affected area (no specificity) and posture (no sensitivity; Table 6).

Table 6. Specificity and sensitivity and 95% confidence interval (CI) of the UPAPS applied for all castrated piglets (n = 39) and awake castrated piglets (n = 14).

Specificity (%) at M1 Sensitivity (%) at M2
All castrated piglets
Items Estimated CI Estimated CI
Posture 84.62 74.67 91.79 39.74 28.83 51.46
Interaction and interest 88.46 79.22 94.59 43.59 32.39 55.30
Activity 82.05 71.72 89.83 56.41 44.70 67.61
Attention to the affected area 75.64 64.60 84.65 33.33 23.06 44.92
Miscellaneous behaviors 78.21 67.41 86.76 47.44 36.01 59.07
UPAPS (≥4) 85.90 76.17 92.74 46.15 34.79 57.82
Only awake castrated piglets
Posture 85.71 67.33 95.97 60.71 40.58 78.50
Interaction and interest 82.14 63.11 93.94 78.57 59.05 91.70
Activity 75.00 55.13 89.31 92.86 76.50 99.12
Attention to the affected area 64.29 44.07 81.36 92.86 76.50 99.12
Miscellaneous behaviors 78.57 59.05 91.70 92.86 76.50 99.12
UPAPS (≥ 4) 78.57 59.05 91.70 92.86 76.50 99.12

UPAPS—Unesp-Botucatu pig acute composite pain scale. Interpretation of specificity and sensitivity: excellent 95–100%; good 85–94.9%; moderate 70–84.9%; not specific or sensitive < 70%; bold values ≥ 70% [30]. Specificity and sensitivity for the total scores were considered as the relation between the number of piglets that had pain scores < 4 at M1 and ≥ 4 at M2 and the total number of piglets, respectively.M1 (24-h pre-procedure), M2 (15 min post-procedure, before rescue analgesia)

Construct validity and responsiveness

The total sum of UPAPS were higher post-castration (M2 and M3) compared to pre-castration (M1) and 24h post-castration (M4). The total sum at M4 were intermediate between M1 and M2/M3. Results demonstrated scale responsiveness to pain and time of day and distinguished moderate (M4) to intense pain (M2). However, the rescue analgesic was not effective, as demonstrated by the unresponsiveness of the scale to the rescue analgesia protocol (Fig 7A; Table 7).

Fig 7. Violin plot of the total sum (median/amplitude) of the a) UPAPS (all castrated piglets; n = 39) and b) UPAPS (awake castrated piglets; n = 14) before and after castration in piglets.

Fig 7

The violin contour represents the dispersion of data density, with the wider contour representing greater data density. The top and bottom box lines represent the interquartile range (25 to 75%), the line within the box represents the median, the extremes of the whiskers represent the minimum and maximum values, black lozenges (♦) represent the mean, black circles (●) represent outliers. UPAPS: Unesp-Botucatu pig acute composite pain scale. Different letters express significant differences between moments where a > b > c, according to the generalized mixed linear models [27]. M1 (24h pre-procedure), M2 (15-min post-procedure, before rescue analgesia), M3 (3h post-procedure, after rescue analgesia), M4 (24h post-procedure).

Table 7. Median (amplitude) of the UPAPS scores before and after castration in all castrated piglets (n = 39).

Behavioral pain scale items M1 M2 M3 M4
Posture 0b (0–2) 0a (0–3) 0a (0–3) 0b (0–2)
Interaction and Interest 0d (0–2) 0a (0–3) 0b (0–3) 0c (0–3)
Activity 0c (0–3) 1a (0–3) 0ab (0–3) 0bc (0–3)
Attention to the affected area 0d (0–3) 0b (0–3) 0a (0–3) 0c (0–3)
    Elevates pelvic limb 0b (0–1) 0b (0–1) 0a (0–1) 0b (0–1)
    Scratches the painful area 0 (0–1) 0 (0–1) 0 (0–1) 0 (0–1)
    Moves after injury 0b (0–1) 0a (0–1) 0a (0–1) 0a (0–1)
    Sits with difficulty 0 (0–1) 0 (0–1) 0 (0–1) 0 (0–1)
Miscellaneous behavior 0b (0–2) 0a (0–3) 0.5a (0–3) 0b (0–3)
    Wags tail 0b (0–1) 0a (0–1) 0a (0–1) 0b (0–1)
    Bites objects 0 (0–0) 0 (0–0) 0 (0–1) 0 (0–1)
  Head is below the spinal column 0b (0–1) 0a (0–1) 0a (0–1) 0b (0–1)
    Difficulty overcoming obstacles 0ab (0–1) 0b (0–1) 0a (0–1) 0b (0–1)
UPAPS 0c (0–10) 3a (0–12) 4a (0–12) 1b (0–11)

UPAPS—Unesp-Botucatu pig acute composite pain scale. Different letters express significant differences between moments where a > b > c > d, according to the mixed linear model [27]. M1 (24h pre-procedure), M2 (15-min post-procedure, before rescue analgesia), M3 (3h post-procedure, after rescue analgesia), M4 (24h post-procedure)

Awake male piglets served as their own control and demonstrated higher scores after castration than before castration (Fig 7b; Table 8). After castration (M2), castrated piglets obtained higher scores than female non-painful piglets (Fig 8; Table 9), confirming construct validity and responsiveness.

Table 8. Median (amplitude) of the UPAPS scores before and after castration in castrated piglets awake (n = 14) during the assessment.

Items M1 M2
Posture 0b (0–2) 2a (0–3)
Interaction and Interest 0b (0–2) 2a (0–3)
Activity 0b (0–3) 3a (0–3)
Attention to the affected area 0b (0–2) 2a (0–3)
    Elevates pelvic limb 0b (0–1) 0a (0–1)
    Scratches the painful area 0 (0–1) 0 (0–1)
    Moves after injury 0b (0–1) 0a (0–1)
    Sits with difficulty 0b (0–1) 1a (0–1)
Miscellaneous behavior 0b (0–2) 2a (0–3)
    Wags tail 0b (0–1) 1a (0–1)
    Bites objects 0 (0–0) 0 (0–0)
    Head is below the spinal column 0b (0–1) 1a (0–1)
    Difficulty overcoming obstacles 0 (0–1) 0 (0–1)
UPAPS 0b (0–10) 9.5a (1–12)

UPAPS—Unesp-Botucatu pig acute composite pain scale. Different letters express significant differences between moments where a > b, according to the mixed linear model [27]. M1: 24h pre-castration; M2: 15-min post-castration.

Fig 8. Violin plot of the total sum (median/amplitude) of the a) UPAPS for castrated piglets (n = 14) and non-painful female piglets (n = 6) after castration (M2) and before rescue analgesia in piglets awake during the assessment.

Fig 8

The violin contour represents the dispersion of data density, with the wider contour representing greater data density. The top and bottom box lines represent the interquartile range (25 to 75%), the line within the box represents the median, the extremes of the whiskers represent the minimum and maximum values, black lozenges (♦) represent the mean, black circles (●) represent outliers. Sub-UPAPS: Unesp-Botucatu pig acute composite pain scale. Different letters express significant differences between moments where a > b > c, according to the generalized mixed linear models [27]. M2 (15-min post-procedure, before rescue analgesia).

Table 9. Median (amplitude) of the UPAPS scores for castrated (n = 14) and non-painful female piglets (n = 6) awake piglets at M2.

Items Female Castrated
Posture 0b (0–0) 2a (0–3)
Interaction and Interest 0b (0–0) 2a (0–3)
Activity 0b (0–2) 3a (0–3)
Attention to the affected area 0b (0–2) 2a (0–3)
    Elevates pelvic limb 0 (0–1) 0 (0–1)
    Scratches the painful area 0 (0–1) 0 (0–1)
    Moves after injury 0b (0–1) 0a (0–1)
    Sits with difficulty 0b (0–1) 1a (0–1)
Miscellaneous behavior 0.5b (0–2) 2a (0–3)
Wags tail 0b (0–1) 1a (0–1)
Bites objects 0 (0–0) 0 (0–0)
Head is below the spinal column 0 (0–1) 1 (0–1)
Difficulty overcoming obstacles 0 (0–1) 0 (0–1)
UPAPS 1b (0–6) 9.5a (1–12)

UPAPS—Unesp-Botucatu pig acute composite pain scale; Different letters express significant differences between moments where a > b, according to the mixed linear model [27]. M2: 15-min post-procedure, before rescue analgesia.

Internal consistency

The Cronbach’s α coefficient of 0.85 and the McDonald’s ω of 0.88 indicates excellent and strong internal consistency of UPAPS respectively (Table 9). Values of α = 0.89 and ω = 0.92 increased for castrated piglets awake (Table 10). The finding that the Cronbach’s α of all individual items was below 0.85 (all piglets) or 0.89 (piglets awake), and the McDonald’s ω of all individual items was below 0.88 (all piglets) or 0.92 (piglets awake) when each item was excluded for calculation, indicate that all items are relevant and contribute to the total score of UPAPS.

Table 10. Internal consistency of the UPAPS applied for castrated piglets awake (n = 14).

All items Internal consistency
All castrated piglets (n = 39) Castrated piglets awake (n = 14)
Cronbach’s α McDonald’s ω Cronbach’s α McDonald’s ω
0.85 0.88 0.89 0.92
Excluding each item below
Posture 0.80 0.85 0.86 0.90
Interaction and interest 0.83 0.88 0.87 0.91
Activity 0.82 0.87 0.86 0.90
Attention to the affected area 0.81 0.86 0.87 0.91
Miscellaneous behaviors 0.81 0.87 0.87 0.90

UPAPS: Unesp-Botucatu pig acute composite pain scale. Interpretation of the Cronbach’s α coefficient values: 0.60–0.64 minimally acceptable; 0.65–0.69 acceptable; 0.70–0.74 good; 0.75–0.80 very good; > 0.80 excellent [42]. McDonald’s omega interpretation: 0.70–0.84 is acceptable and > 0.85 is strong [41].

Optimal rescue analgesia cut-off point

The optimal cut-off for UPAPS in this study was ≥ 4 and AUC was 0.92 demonstrating excellent discriminatory capacity of the instrument (Table 11; Fig 9).

Table 11. Specificity, sensitivity, and Youden index of optimal cut-off for UPAPS.

UPAPS Specificity Sensitivity Youden Index
Estimated IC Estimated IC Estimated IC
0 0.00 0.00 0.00 1.00 1.00 1.00 0.00 0.00 0.00
1 0.57 0.39 0.75 1.00 1.00 1.00 0.57 0.39 0.75
2 0.71 0.54 0.86 0.93 0.82 1.00 0.64 0.36 0.86
3 0.75 0.57 0.89 0.93 0.82 1.00 0.68 0.39 0.89
4 0.79 0.61 0.93 0.93 0.82 1.00 0.71 0.43 0.93
5 0.79 0.61 0.93 0.79 0.64 0.93 0.57 0.25 0.86
6 0.86 0.71 0.96 0.71 0.57 0.86 0.57 0.29 0.82
7 0.89 0.79 1.00 0.68 0.50 0.82 0.57 0.29 0.82
8 0.96 0.89 1.00 0.68 0.50 0.82 0.64 0.39 0.82
9 0.96 0.89 1.00 0.54 0.36 0.71 0.50 0.25 0.71
10 0.96 0.89 1.00 0.50 0.32 0.68 0.46 0.21 0.68
11 1.00 1.00 1.00 0.36 0.18 0.54 0.36 0.18 0.54
12 1.00 1.00 1.00 0.21 0.07 0.39 0.21 0.07 0.39

Fig 9. Receiver Operating Characteristic (ROC) curve and area under the curve (AUC) of the UPAPS applied to castrated piglets awake (n = 14).

Fig 9

AUC values above 0.90 represent high discriminatory capacity (accuracy) of the scale [37]. The gray region represents the 95% confidence interval.

Discussion

Mitigating castration pain for piglets is a critical welfare issue and pain negatively impacts the affective state of the pig and productivity for the producer. Currently, the US has no FDA approved drug specifically labeled for pain management in swine [1, 13] and product approval can only be carried out by demonstrating drug efficacy as supported through clinically validated endpoints, such as behavior scales. In 2020, Luna and colleagues [31] developed and validated an acute pain scale to assess pain in castrated pigs post-weaning (age: 38 ± 3 days). Albeit promising, this tool required adaptation for use with pre-weaned piglets, since castration is performed within the first week of life on commercial farm systems and piglets are group housed with the sow and littermates. Thus, the objective of this study was to assess the reliability and validity of the UPAPS in assessing postoperative pain in pre-weaned piglets undergoing castration.

This study utilized the UPAPS scale originally developed for weaned pigs with the adaptations of two behaviors (sleep and nursing). Analysis of the adapted scale (UPAPS+nursing) revealed that nursing behavior as an item lacked internal consistency, was not homogenous and did not interrelate well with other items. When assessed independently, nursing behavior did not change significantly for any of the moments pre- and post-castration and between castrated piglets and non-painful female piglets, indicating a lack of responsiveness and specificity. These results are in contrast with previous studies utilizing nursing as an indicator of painful states [14]. Nursing behavior is often difficult to capture during short observation periods, as bouts are short in duration and social dynamics influence the length and frequency of nursing. Future use of nursing behavior as an indicator of pain state may be more effective if observation periods are longer and evaluated more frequently, therefore, the remaining discussion of this work will be based on the UPAPS excluding nursing behavior.

The UPAPS scale adapted for pre-weaned piglets has been validated as an effective tool to assess pain in castrated piglets utilizing the required validation assessments [23, 27, 43, 44]. This scale, as well as the UPAPS for pigs [31] and cattle [26], were considered unidimensional and all items in the scale had individual relevance and presented homogeneity. When compared to the UPAPS scale for pigs, UPAPS for pre-weaned piglets had less specificity but better sensitivity with the majority of items achieving over 92%.

The UPAPS scale demonstrated behavioral deviations indicative of pain when comparing male piglet behavior pre-castration (M1) to post-castration (M2). Given individual variation in pain sensitivity, male piglets served as their own control by comparing pain scale scores prior to castration and at three moments post-castration, selected specifically to capture varying pain intensity levels. Post-castrated piglets demonstrated greater pain scores for all scale items (posture, interaction and interest, activity, attention to the affected area and miscellaneous) at M2 compared to M1. Behavioral changes post-castration included postural changes, decreased activity and interaction with surrounding environments as well as increased attention to affected area, sitting with difficulty, tail wagging and prostration (e.g. head below the spinal column). These results agree with previous work conducted using both pain scales and traditional behavioral observation with continuous recording. Piglets post-castration will more frequently display tense and stiff postures [14, 16, 17], decreased activity [4547], and increased sleeping behavior [31].

In contrast to previous work, the UPAPS scale did not demonstrate changes in elevation of pelvic limb and scratching behavior when comparing M1 and M2 periods and is in agreement with Viscardi and Turner’s work in 2018 [16]. Scratching behavior has been commonly used in previous castration studies to quantify local sensitization of the affected area, and has often been anecdotally associated with the wound healing process with some studies reporting scratching behavior to begin within the first hours post castration and continuing up to 4 days post castration [48]. However, the lack of change in scratching behavior in this study may be due to the fact that scratching behavior is performed infrequently (3.56 ± 0.83 bouts; [15]), in clusters, and in short-duration. Given this study only evaluated behavior for four consecutive minutes per moment, capturing pelvic limb alterations and scratching frequency may be difficult to achieve. Nevertheless, the remaining behaviors categorized within “attention to affected area” (moves/runs away, sits with difficulty) were different when comparing painful and non-painful states. Given the presence of any of the behaviors within the category were used for assessment, pain sensitivity can still be accurately assessed.

The internal consistency of this scale was excellent and comparable to pig [31], cattle [26] and cat [43, 44] scales. The scale demonstrated construct validity when comparing total scale score in castrated male piglets compared to non-painful female piglets. Non-painful female piglets were included in the study to assess the effect of sex, handling, time, and social dynamics on the pain scale during a non-pain state and were not considered true controls. In addition to construct validity, the UPAPS scale was responsive to pain state, time of day, and distinguished moderate to intense pain. The optimal cut-off point calling for rescue analgesia was the same as reported in the original UPAPS study [31] demonstrating excellent reproducibility for analgesic treatment decision-making using this tool. However, when assessing responsiveness to rescue analgesic protocol, the scale was not responsive and supports previous work demonstrating that a single administration of an NSAID post-castration does not effectively mitigate castration pain [14].

Although continuous behavioral assessment is currently considered the gold standard for pain evaluation [49], the UPAPS scale fulfilled a similar task within a short assessment time per piglet (only 4 minutes per period). Thus, this is a practical clinical tool that can be used in a veterinary hospital and/or on-farm. It is important to acknowledge that, although results are promising, the UPAPS pain scale should be further investigated as validation is a continuous process and should not be considered the one and only standard for pain assessment in pigs for future work, given several limitations associated with the method and the manner in which behavior was collected may have influenced the results. Piglet pain behaviors are often performed infrequently, subtly and can be significantly influenced by external factors such as the presence of humans, facility design and social syncing (isolation and desynchronization) [50]. For example, work in horses [51], rabbits [52] and cats [53] demonstrated that human presence can influence pain behavior expressed by animals. In addition to the external factor of human presence, social dynamics within the litter can also influence behavior. Male piglet number per litter in this study varied, and all available male piglets were enrolled. Given this variation, the experiment was not designed to control for social cohesion [50] and future considerations should evaluate the pain scale using controlled pig number by litter and control for an equal male: female ratio. Another possible investigation is to use machine learning algorithms to provide statistical weightings and define the importance of each behavior like performed in sheep [54].

Future work should not only address these external factors in the experimental design but should also include direct comparison of pain scale data to other validated measures to assess physiological pain response and pain behaviors using continuous sampling behavioral methodologies. For example, previous swine castration research has identified important pain behaviors specific to swine castration and include, prostrate, tail wag and scratching (summarized in [50]). For this study, these pain specific behaviors were categorized within the items “miscellaneous’ and “attention to affected area’ and scores were based on the cumulative presence/absence of each behavior. This approach did not allow data to be evaluated across behaviors but by a categorical score, thus assuming each behavior included in either category have the same weight, regardless of the frequency and duration of individual behaviors.

Lastly, future implementation of this tool should focus on adopting the scale to be used on commercial swine farms to allow veterinarians, producers, and caretakers the ability to objectively quantify pain and provide pain relief when needed. Future work developing and disseminating current training programs (https://animalpain.org/en/home-en/-pain.com) to those working directly with pigs is needed.

Limitations

The current study had some limitations and constraints. The animals used to determine construct validity were non-painful female piglets. This limitation was driven by the small number of male piglets available to complete the study and, although unlikely, sexual differences in behavior may have influenced results. Behavioral differences are typically not present until pigs reach sexual maturity and the authors are unaware of other studies reporting a sex effect, as is demonstrated in other species such as the rat [55, 56]. Despite the small number of non-painful piglets enrolled, sample size requirements were calculated and met, and significance and validation of the tool was achieved. Of greater importance, male piglets served as their own control, thus the statistical tests analyzed utilized the true control of the male piglet prior to castration providing better insight into behavioral deviations presented after undergoing this painful procedure. Except for surgery, females underwent the same management and handling to simulate the same non-painful but potentially stressful conditions as males. The assessment of all castrated piglets 24h prior to castration served as a baseline for male piglet behavior prior to castration.

The validation of this tool at the research level and by remote assessment does not automatically guarantee that it may be applicable for live observations. Before UPAPS is deemed a valid instrument for use in both clinical and commercial settings devoid of remote assessment, this tool will need to be validated for live observation. Lastly, pre-weaned piglets spend significant periods of their time budget sleeping. Randomly selecting video clips can be challenging if piglets are asleep. Thus, future work must take into account how to randomly select video clips to assess piglet behavior, while maximizing opportunities to view active piglets.

Conclusion

The UPAPS is a valid and reliable tool for remote assessment of post-castration pain in pre-weaned piglets. Further work with this tool is needed to validate and refine the scale for live observations on commercial swine farms utilizing caretakers and veterinarians responsible for animal care and management.

Supporting information

S1 Fig. Biplot of the principal component analysis of the UPAPS+nursing items applied to all castrated piglets (n = 39).

UPAPS–Unesp-Botucatu pig acute composite pain scale. Confidence ellipses indicate perioperative moments and pain scores. Moments: M1—preoperative; M2—postoperative, before rescue analgesia; M3—postoperative, after rescue analgesia; M4 - 24h after orchiectomy. Ellipses were constructed according to the assessment. Each circle corresponds to the score from one observer attributed to each piglet at each moment.

(TIF)

S2 Fig. Violin plot of the total sum (median/amplitude) of the a) UPAPS+nursing (all castrated piglets; n = 39) and b) UPAPS+nursing (awake castrated piglets; n = 14) before and after orchiectomy in piglets.

The top and bottom box lines represent the interquartile range (25 to 75%), the line within the box represents the median, the extremes of the whiskers represent the minimum and maximum values, black lozenges (♦) represent the mean, black circles (●) represent outliers and width of the figures represent the distribution of data (wider sections represent a larger number of data). UPAPS: Unesp-Botucatu pig acute composite pain scale. Different letters express significant differences between moments where a > b > c, according to the generalized mixed linear models [24,26]. M1—preoperative; M2—postoperative before rescue analgesia.

(TIF)

S1 Table. Loading values, eigenvalues and variance of the UPAPS+nursing and UPAPS items applied to all castrated piglets (n = 39) and only to awake castrated piglets (n = 14) based on principal components analysis.

(TIF)

S2 Table. Specificity and sensitivity and confidence interval (CI) of the 95% of the UPAPS applied for all castrated piglets (n = 39) and castrated piglets awake (n = 14).

(TIF)

S3 Table. Median (amplitude) of the UPAPS scores before and after orchiectomy in all castrated piglets (n = 39).

(TIF)

S4 Table. Median (amplitude) of the UPAPS scores before and after orchiectomy in castrated piglets awake (n = 14) during the assessment.

(TIF)

S5 Table. Median (amplitude) of the UPAPS scores for castrated (n = 14) and non-painful female piglets (n = 6) awake piglets, after orchiectomy during the assessment.

(TIF)

S6 Table. Item-total correlation and internal consistency of the UPAPS+nursing applied for all castrated piglets (n = 39).

(TIF)

S7 Table. Item-total correlation and internal consistency of the UPAPS+nursing applied for castrated piglets awake (n = 14).

(TIF)

S1 Dataset

(XLSX)

Data Availability

All relevant data are within the paper and its Supporting Information files.

Funding Statement

MPG and AV received funding from the National Pork Board #19-065 (pork.org). The funder has no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

I Anna S Olsson

24 Jun 2022

PONE-D-22-01216Validation of the UNESP-Botucatu pig composite acute pain scale (UPAPS) in piglets undergoing castration.PLOS ONE

Dear Dr. Pairis-Garcia,

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Reviewers' comments:

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Comments to the Author

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Reviewer #1: Yes

Reviewer #2: No

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

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3. Have the authors made all data underlying the findings in their manuscript fully available?

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Reviewer #1: No

Reviewer #2: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

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5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The authors describe the adaptation of a pain assessment scale (UPAPS) for new-born piglets.

They found the scale functioned well. While it was disappointing that the scale failed to detect the effects of rescue analgesia. However, this was most likely because the doses rate of flunixin was insufficient for pain control, so this does not detract from the study findings. The scale was found to have good to very good consistency both within and between scorers, so has excellent potential to be developed into a live assessment tool on commercial pig farms and therefore refine the welfare of many animals. The paper should be publishable once the authors have dealt with the following issue, some trivial, others more substantial. The queries below were constructed whilst reading the manuscript, so in some instances the authors have dealt with these at subsequent points in the manuscript. Nevertheless, they should amend the manuscript at the lines indicated to improve readability and comprehension. Note that although the authors state that all data have been made available, this is not technically correct. They say all relevant data are available in the manuscript and supporting information, but the supporting information contains results file, not original data.

Line 39: What does the adapted scale mean. Presumably this is described in the main text but should be define in the abstract if mentioned.

The abstract does not adequately describe what behaviours were measured. Sum scores is mentioned - what scores ? The purpose of an abstract is so a reader can quickly discover what the study is about without having to refer to the main text.

Line 66: Clarify here. The PGS has been shown to effective as indicated in citation 16. Do you mean it has not been validated in terms of being shown to reduce following drug treatment ?

Line 68: add 'the' before development

Line 69: insert 'the' before pain literature

Line 93: Did the stats control for litter?

Line 95: It’s nice to have example videos to look at but I am not sure how the piglets could be individually identified based on the marks that are visible. Are the example videos the ones that were scored ?

Line 104: What began the day they farrowed until weaning - access to water and feed? I don't think so.

Line 106: Personnel is plural and there was only one 'person'

Line 124: As females were used as controls - how were the assessors blinded to procedure? More importantly, as behaviour was recorded and scored before castration, the piglets served as their own controls, so why use any females at all?

Line 126: If so why does the piglet shown in this video have an ear tag and the others don’t?

https://www.youtube.com/watch?v=se70oYXcWFw

Line 133: Pigs were recorded not video.

Line 136: Why define the recording periods as M1, M2 etc when T1 and T2 would seem more logical? Better Still, to improve readability, why not use B (Baseline), PO (Post-op), PR (Post rescue) and 24h.

Line 138: Why only 4-minute clips when you have an hours’ worth of data. Seems a waste.

Line 144: As above - how did you blind between males and females. The scrotal sack could be visible in males.

Line 146: Please explain what is meant here. Do you mean because you only chose one 4 minute clip? Focal sampling would normally mean selecting random segments from the available footage.

Line 168: This is a repeat of an earlier statement and is not needed, just describe the adaptations not the reason for them.

174: Dos this mean only awake piglets were scored - it seems obvious it would be, therefore how did that affect numbers scored at each time-point?

Lines 171-180: This whole section is quite confusing. in some instances of sleeping, they were scored as 2, but for pain scoring they were scored 0 when sleeping.

Line 191: Why mention it in the abstract if it was excluded?

Line 200: Insert the relevant sums before and after castration

Line 207: Unusual to have citations in a table legend. Also, why use the term grouped moments for time points in the analysis. They are not moments after all but 4 min segments unless I missed something.

Line 213: You mean 'in' Table 1

Line 279: Should this not be the other way round in terms of what is bold or not.

Line 312: How moderate to intense?

Line 313: Therefore, the rescue analgesia protocol did not work ?

Line 348: Tables 7 and 8 are difficult to interpret. Add a description in the legends as to the meaning of one or 2 table items. What does the symbol d signify, for example when only a,b,c are mentioned.

Line 399: I would prefer the use of the term time(s) rather than moments throughout.

Line 414: Too much discussion devoted to why nursing was excluded.

Line 420: increased

Line 431: Insert ‘to’ after behaviour

Line 439: The fact that there is no chance of detecting pain in sleeping piglets is rather obvious. I am not sure why you bothered to include a sleeping version of the scale and test it so formally.

Line 449: Yes, so why choose the same 4-minute period from every video? A properly randomised scan sampling analysis would be more appropriate.

Line 451: Grammar: behavioural changes cannot n themselves be expressive. redraft this sentence

Line 453: change ‘was’ to were

Line 456: So in future what are you planning to do about it ?

Line 480: insert period punctuation before ‘training’

Line 486-489: Very long sentence

Line 497: Delete ‘the’ before human

Reviewer #2: The manuscript describes a thorough analysis of the validity of the UNESP-Botucatu pig composite acute pain scale (UPAPS). Although the statistical analysis is rather comprehensive, the conclusions are limited by major flaws in the experimental design (i.e. a small of group of female piglets as control). These limitations cannot be fixed by text revisions or changes in the statistical analysis, and may lead to unreliable conclusions regarding the pain scale, which could negatively impact the evaluation of piglet pain following castration. In addition, the method of castration (tearing of the spermatic cords) is painful and often contraindicated as compared to cutting of the cords. This choice is not justified nor explained in the manuscript, which poses an ethical problem.

If the manuscript is still considered for publication, the design limitations must be rightfully addressed, limitations clearly stated in the discussion, and conclusions nuanced. Further studies are required to validate this scale for piglet castration, and the conclusions should more clearly indicate so. Additional comments regarding specific sections of the manuscript include:

General:

- The whole text needs read-proofing and English check

- Very good use of illustration/video

Abstract:

- Some basic description of the pain scale (general elements recorded) is needed for comprehension

Introduction:

- ¨only 5% of the males piglets in some European countries are castrated with pain relief¨: it should be mentioned that this information is 6 years old. More recent statistics may be different – overall, pain relief is mandatory in many European countries, so this is a bit misleading.

Methodology:

- Power calculations are stated, but no justification is given for the lower number of control piglets included. This is a risk of self-replication. In addition, when considering only piglets awake, this sham groups falls to n=6, which is relatively low.

- Number of piglet per group analyzed is missing in Table 2, yet very important

- A description of the repartition of the tested piglets within litters is missing

- Litter effects are lacking as random effect in the statistical models (e.g. in the responsiveness and construct validity analysis)

- A complete and detailed ethical statement is missing. It is hard to understand why castration involved tearing of the spermatic cords, shown to be painful, and generally not recommended, rather than cutting. Incisions are also relatively large compared to standard practice. It is also not clear from the text why analgesia was not administered (if it is because pain was needed to induced for the sake of the study, or because the study aimed at resembling practice, this must be more clearly explained).

- It is unclear why only a 4 minute clip was used rather than a longer one. Considering that some of the behaviours are short-lasting or only observed at certain points in time (e.g. nursing), this choice can be limiting. Further justification is needed.

- Some items of the scale deserve a more detailed description, with a more precise choice of words. E.g. how is discomfort observed? Why is quietness part of the posture scoring, are vocalizations taken into consideration? Overall some of the categories are rather subjective, and deserve more explanation and critical discussion.

- The justification of why nursing was not retained in the analysis must not only be present in Table 1 but also in the materials & methods / results section.

- The section on distribution of scores could be stronger with some actual statistical testing, rather than descriptive statistics. These should include litter effects.

- In the multiple association section (PCA results), the ellipses are good graphical representations, but may not be enough to conclude on “on effect of pain”. Statistical models including PC result and moment (with litter as random effect) can support these claims in a more accurate way.

- It is unclear why specificity is only recorded in M1 and sensitivity only in M2. Why not look at these elements across the 4 recording time points? Further justification is needed.

Discussion:

- It is problematic that all shams were female. This is discussed a bit, but the discussion fails to consider potential cofounding effects (e.g. in terms of social interaction, see Exploration of early social behaviors and social styles in relation to individual characteristics in suckling piglets by Clouard et al)

- I miss a discussion on the scale in itself. Castration-related behaviours observed in past studies include e.g. huddling up or shivering. Why were these not included?

- The discussion on nursing behaviour as indicator of pain lacks a critical reflection on the methods. The fact that nursing was not relevant in this study may be due to the fact that it is not an appropriate indicator of pain, yes, but it can also be due to the study in itself: only 4 minutes clip, while nursing happens approx. 1 or 2 times per hour + nursing is a social behaviour that partly depends on the littermates.

- The discussion on using presence of certain behaviour rather than occurrence frequency deserves more attention. Looking at presence may be more effective, but it may also very much be less accurate (that may be why scratching did not increase in this study). This must be more clearly explained.

- In general, although results are promising, the discussion should be more critical regarding the method: larger-scale studies are still needed (including more piglets, across a wide age range), and the pain scale should also be validated externally by comparison to other quantitative methods to be able to conclude on sensitivity and reliability. Additional, there is lack of validation provided for the pain scale used in the older piglets.

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Reviewer #1: No

Reviewer #2: No

**********

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PLoS One. 2023 Apr 13;18(4):e0284218. doi: 10.1371/journal.pone.0284218.r002

Author response to Decision Letter 0


20 Aug 2022

Response to reviewers:

Reviewer #1: The authors describe the adaptation of a pain assessment scale (UPAPS) for new-born piglets.

They found the scale functioned well. While it was disappointing that, the scale failed to detect the effects of rescue analgesia. However, this was most likely because the doses rate of flunixin was insufficient for pain control, so this does not detract from the study findings. The scale was found to have good to very good consistency both within and between scorers, so has excellent potential to be developed into a live assessment tool on commercial pig farms and therefore refine the welfare of many animals. The paper should be publishable once the authors have dealt with the following issue, some trivial, others more substantial. The queries below were constructed whilst reading the manuscript, so in some instances the authors have dealt with these at subsequent points in the manuscript. Nevertheless, they should amend the manuscript at the lines indicated to improve readability and comprehension. Note that although the authors state that all data have been made available, this is not technically correct. They say all relevant data are available in the manuscript and supporting information, but the supporting information contains results file, not original data.

Response: Thank you for your time and effort in reviewing the manuscript. All comments have been reviewed and responded to accordingly

Line 39: What does the adapted scale mean. Presumably this is described in the main text but should be define in the abstract if mentioned.

The abstract does not adequately describe what behaviours were measured. Sum scores is mentioned - what scores ? The purpose of an abstract is so a reader can quickly discover what the study is about without having to refer to the main text.

Response: The abstract has been revised to clarify the adapted scale and include further description of the behavioral items measured

Line 66: Clarify here. The PGS has been shown to effective as indicated in citation 16. Do you mean it has not been validated in terms of being shown to reduce following drug treatment ?

Response: Sentence restructured to clarify PGS work

Line 68: add 'the' before development

Response: Added

Line 69: insert 'the' before pain literature

Response: Added

Line 93: Did the stats control for litter?

Response: Original statistical analysis did not include litter as an effect. Analysis was rerun to include litter as a random effect in the model for responsiveness to control for this effect in our sampling. The addition of litter as a random effect resulted in minimal changes that have been addressed in the results and Tables 7, 8, and 9.

Line 95: It’s nice to have example videos to look at but I am not sure how the piglets could be individually identified based on the marks that are visible. Are the example videos the ones that were scored?

Response: Example videos include both videos that were scored for this experiment and additional videos that were used for another project. Piglets were identified by either the markings on their back or the color ear tag. For example, posture 0 example is pointing at the pig with the black line on its back, followed by the piglet with the black open circle on the back and lastly the piglet with the purple ear tag. No markings were repeated within a litter and no color was repeated in a litter for pigs evaluated for behavior.

Line 104: What began the day they farrowed until weaning - access to water and feed? I don't think so

Response: Statement revised for clarification

Line 106: Personnel is plural and there was only one 'person'

Response: Changed to person

Line 124: As females were used as controls - how were the assessors blinded to procedure? More importantly, as behaviour was recorded and scored before castration, the piglets served as their own controls, so why use any females at all?

Response: Thank you for the response. We agree that the use of the term “control” for the female piglets is misleading and has been re-written as follows: Female piglets served to assess the effect of sex, handling and social dynamics on the pain scale and were not considered true controls. In addition, video cameras were mounted 2.4m above the ground making it difficulty to visually observer piglet sex in video. However, there is still the possibility that sex was identified on camera and has now been clarified.

Line 126: If so why does the piglet shown in this video have an ear tag and the others don’t?

Response: Please see previous response on videos. Videos with piglets with ear tags was collected from another study and was used solely as an example of the behavior. All piglets enrolled in this current study had markings located on their back for identification

Line 133: Pigs were recorded not video.

Response: Corrected

Line 136: Why define the recording periods as M1, M2 etc when T1 and T2 would seem more logical? Better Still, to improve readability, why not use B (Baseline), PO (Post-op), PR (Post rescue) and 24h.

Response: Thank you for your comments. I agree that the use of different acronyms may be more intuitive, recording periods have been named to maintain consistency with previous work on different species-pain scales to allow for more effective comparison of the work. The authors choose to keep the recording period names

Line 138: Why only 4-minute clips when you have an hours’ worth of data. Seems a waste.

Response: 4-min clips were selected based on previous work conducted in pain scale research in livestock (Luna et al, 2020). Additionally, one objective of this work is to identify alternative methodologies to quantify pain sensitivity while minimizing labor, equipment and time requirements for observing behavior. Thus, the selection of 4-min was also conducted to evaluate if pig pain can be detected in shorter behavior observations timepoints

Line 144: As above - how did you blind between males and females. The scrotal sack could be visible in males.

Response: the authors agree and have included information stating the potential bias that may have occurred. However, camera angle and height made it very difficult to discern piglet sex so bias, although possible, would be limited.

Line 146: Please explain what is meant here. Do you mean because you only chose one 4 minute clip? Focal sampling would normally mean selecting random segments from the available footage.

Response: Agreed. Sentence has been re-written to emphasize that only one piglet was observed for each observation, not multiple piglets at one observation period.

Line 168: This is a repeat of an earlier statement and is not needed, just describe the adaptations not the reason for them.

Response: Statement removed

174: Does this mean only awake piglets were scored - it seems obvious it would be, therefore how did that affect numbers scored at each time-point?

Response: Paragraph revised to clarify. Awake and asleep piglets were assessed. Piglet state was evaluated at the start of each observation. Piglets were categorized in one of two states: 1) Awake or 2) asleep. Piglet state was then used in the statistical model to to facilitate the discrimination between a piglet sleeping (classified as normal) compared to an awake piglet expressing normal non-painful behavior

Lines 171-180: This whole section is quite confusing. in some instances of sleeping, they were scored as 2, but for pain scoring they were scored 0 when sleeping.

Response: Revised

Line 191: Why mention it in the abstract if it was excluded?

Response: Abstract and materials and method revised. Nursing behavior has traditionally been used as a common behavior to evaluate pain states in piglets. The authors felt it important to acknowledge nursing was evaluated and included in the assessment but is not considered a reliable behavior to assess as an item in the pain scale.

Line 200: Insert the relevant sums before and after castration

Response: The authors are unclear what the request is here and it appears number lines are not matching up.

Line 207: Unusual to have citations in a table legend. Also, why use the term grouped moments for time points in the analysis. They are not moments after all but 4 min segments unless I missed something.

Response: Citations have been moved to superscripts of the table. The term “moment” has been used to maintain consistent terminology from previous published work on the pain scale.

Line 213: You mean 'in' Table 1

Response: Corrected

Line 279: Should this not be the other way round in terms of what is bold or not.

Response: Legend revised to provide better clarity

Line 312: How moderate to intense?

Response: There is no current mathematical model to differentiate moderate to intense. For the purposes of this study we defined intense as pain expressed immediately post-castration (M2) and moderate as pain expressed 24 hour post-castration (M4). The manuscript has been updated to reflect this.

Line 313: Therefore, the rescue analgesia protocol did not work?

Response: Correct. Sentence revised

Line 348: Tables 7 and 8 are difficult to interpret. Add a description in the legends as to the meaning of one or 2 table items. What does the symbol d signify, for example when only a,b,c are mentioned.

Response: Superscripts for all figures and tables have been revised

Line 399: I would prefer the use of the term time(s) rather than moments throughout.

Response: Thank you for your comments. I agree that the use of different acronyms may be more intuitive, recording periods have been named to maintain consistency with previous work on different species-pain scales to allow for more effective comparison of the work. The authors choose to keep the recording period names

Line 414: Too much discussion devoted to why nursing was excluded.

Response: Discussion section on nursing revised

Line 420: increased

Response: Discussion revised

Line 431: Insert ‘to’ after behaviour

Response: Discussion revised

Line 439: The fact that there is no chance of detecting pain in sleeping piglets is rather obvious. I am not sure why you bothered to include a sleeping version of the scale and test it so formally.

Response: Limitation section revised

Line 449: Yes, so why choose the same 4-minute period from every video? A properly randomised scan sampling analysis would be more appropriate.

Response: The authors agree and have provided further explanation on why randomly selected scan samples are difficult to conduct when piglet activity time periods are so short. This has been further added to the limitation section.

Line 451: Grammar: behavioural changes cannot n themselves be expressive. redraft this sentence

Line 453: change ‘was’ to were

Line 456: So in future what are you planning to do about it?

Line 480: insert period punctuation before ‘training’Line 486-489: Very long sentence

Line 497: Delete ‘the’ before human

Response: thank you for your thorough review of the discussion. We identify that the discussion was written in a way that was not clear and opportunities were missed to further explain some of the limitations with video selection and rescue analgesic. The discussion has been thoroughly revised, and we appreciate the guidance in making this manuscript more succinct

Reviewer #2: The manuscript describes a thorough analysis of the validity of the UNESP-Botucatu pig composite acute pain scale (UPAPS). Although the statistical analysis is rather comprehensive, the conclusions are limited by major flaws in the experimental design (i.e., a small of group of female piglets as control). These limitations cannot be fixed by text revisions or changes in the statistical analysis and may lead to unreliable conclusions regarding the pain scale, which could negatively impact the evaluation of piglet pain following castration. In addition, the method of castration (tearing of the spermatic cords) is painful and often contraindicated as compared to cutting of the cords. This choice is not justified nor explained in the manuscript, which poses an ethical problem.

If the manuscript is still considered for publication, the design limitations must be rightfully addressed, limitations clearly stated in the discussion, and conclusions nuanced. Further studies are required to validate this scale for piglet castration, and the conclusions should more clearly indicate so. Additional comments regarding specific sections of the manuscript include:

General:

- The whole text needs read-proofing and English check

- Very good use of illustration/video

Abstract:

- Some basic description of the pain scale (general elements recorded) is needed for comprehension

Response: Abstract revised

Introduction:

- ¨only 5% of the males piglets in some European countries are castrated with pain relief¨: it should be mentioned that this information is 6 years old. More recent statistics may be different – overall, pain relief is mandatory in many European countries, so this is a bit misleading.

Response: Statement clarified to prevent misleading.

Methodology:

- Power calculations are stated, but no justification is given for the lower number of control piglets included. This is a risk of self-replication. In addition, when considering only piglets awake, this sham groups falls to n=6, which is relatively low

Response: Thank you for your comments. The term “control” was not an accurate description of the role of the female piglets enrolled on the study and has been changed throughout the manuscript. Given variation in pain sensitivity, the study was designed to permit male piglets to serve as their own control by collecting pain scale data prior to a painful event and collecting data during intense, moderate and mild pain states. The female non-painful piglets were enrolled on the study solely to take into account the effect of natural behavioral variation by day on pain scale results. Previous work published by two co-authors on this manuscript noted behavioral variations by day in castrated horses unassociated with painful states. This work conducted by Trindade and colleagues (2021) noted that pain-related behaviors of horses such as walking and looking out the window decreased, while behaviors such as resting, standing still, and resting pelvic limb increased during the night in comparison with morning or afternoon. Thus, naturally behaviors change throughout the day and providing a non-painful group of female piglets allowed us to take into account such variation in day and time effect on pain scale behavior.

Trindade, P. H. E., Taffarel, M. O., & Luna, S. P. L. (2021). Spontaneous behaviors of post-orchiectomy pain in horses regardless of the effects of time of day, anesthesia, and analgesia. Animals, 11(6), 1629.

- Number of piglet per group analyzed is missing in Table 2, yet very important

Response: Piglet number per group has been included in the superscript of the table

- A description of the repartition of the tested piglets within litters is missing

- Litter effects are lacking as random effect in the statistical models (e.g., in the responsiveness and construct validity analysis)

Response: Original statistical analysis did not include litter as an effect. Analysis was rerun to include litter as a random effect in the model for responsiveness to control for this effect in our sampling. The addition of litter as a random effect resulted in minimal changes that have been addressed in the results and Tables 7, 8, and 9.

- A complete and detailed ethical statement is missing. It is hard to understand why castration involved tearing of the spermatic cords, shown to be painful, and generally not recommended, rather than cutting. Incisions are also relatively large compared to standard practice.

Response: All male piglets located at this facility are required to undergo castration prior to weaning utilizing the approved farm Standard operating procedure and training protocols of the staff.

It is also not clear from the text why analgesia was not administered (if it is because pain was needed to induce for the sake of the study, or because the study aimed at resembling practice, this must be more clearly explained).

Response: Methodology section revised to clarify lack of analgesic use

- It is unclear why only a 4-minute clip was used rather than a longer one. Considering that some of the behaviours are short-lasting or only observed at certain points in time (e.g. nursing), this choice can be limiting. Further justification is needed.

Response: 4-min clips were selected based on previous work conducted in pain scale research in livestock (Luna et al, 2020). Additionally, one objective of this work is to identify alternative methodologies to quantify pain sensitivity while minimizing labor, equipment, and time requirements for observing behavior. Thus, the selection of 4-min was also conducted to evaluate if pig pain can be detected in shorter behavior observations timepoints

- Some items of the scale deserve a more detailed description, with a more precise choice of words. E.g., how is discomfort observed? Why is quietness part of the posture scoring, are vocalizations taken into consideration? Overall, some of the categories are rather subjective, and deserve more explanation and critical discussion.

Response: Scale has been revised to include additional information on each behavioral item

- The justification of why nursing was not retained in the analysis must not only be present in Table 1 but also in the materials & methods / results section.

Response: Removal of nursing behavior is stated in results section 295-299.

- The section on distribution of scores could be stronger with some actual statistical testing, rather than descriptive statistics. These should include litter effects.

Response: Original statistical analysis did not include litter as an effect. Analysis was rerun to include litter as a random effect in the model for responsiveness to control for this effect in our sampling. The addition of litter as a random effect resulted in minimal changes that haven been addressed in the results and Tables 7, 8, and 9. The distribution of scores serves as a visual representation of the data for readers and is not intended to provide statistical meaning to the manuscript. The remaining statistical analyses presented in the paper serve that role. In addition, the authors added Horn’s parallel analysis and McDonald’s omega coefficient to the statistical package and these tests have been described further in the materials and methods.

- In the multiple association section (PCA results), the ellipses are good graphical representations, but may not be enough to conclude on “on effect of pain”. Statistical models including PC result and moment (with litter as random effect) can support these claims in a more accurate way.

Response: Please see previous comments

- It is unclear why specificity is only recorded in M1 and sensitivity only in M2. Why not look at these elements across the 4 recording time points? Further justification is needed.

Response: Specificity and sensitivity were only evaluated at two moments as these moments represented the only moments that were identified as 1) non-painful (M1) and 2) painful (M2) given the occurrence or no occurrence of the castration procedure. Calculating the specificity and sensitivity of the other moments is impossible given the pain states varies and intensity of pain is inconsistent.

Discussion:

- It is problematic that all shams were female. This is discussed a bit, but the discussion fails to consider potential cofounding effects (e.g., in terms of social interaction, see Exploration of early social behaviors and social styles in relation to individual characteristics in suckling piglets by Clouard et al)

- I miss a discussion on the scale. Castration-related behaviours observed in past studies include e.g. huddling up or shivering. Why were these not included?

- The discussion on nursing behaviour as indicator of pain lacks a critical reflection on the methods. The fact that nursing was not relevant in this study may be due to the fact that it is not an appropriate indicator of pain, yes, but it can also be due to the study in itself: only 4 minutes clip, while nursing happens approx. 1 or 2 times per hour + nursing is a social behaviour that partly depends on the littermates.

- The discussion on using presence of certain behaviour rather than occurrence frequency deserves more attention. Looking at presence may be more effective, but it may also very much be less accurate (that may be why scratching did not increase in this study). This must be more clearly explained.

- In general, although results are promising, the discussion should be more critical regarding the method: larger-scale studies are still needed (including more piglets, across a wide age range), and the pain scale should also be validated externally by comparison to other quantitative methods to be able to conclude on sensitivity and reliability. Additional, there is lack of validation provided for the pain scale used in the older piglets.

Response: Thank you very much for the comments. We appreciate your constructive feedback and agree that there is opportunity for our team to revise the discussion to address the concerns you have noted. We have clarified the role of the non-painful female piglets. These piglets do not serve as the true control for the castrated piglets. Given individual variation in pain sensitivity, the experiment was designed to allow male piglets to serve as their own control, thus assessing and comparing pain scores prior to and following a painful event. The female non-painful piglets were enrolled on the study solely to take into account the effect of natural behavioral variation by day on pain scale results. Previous work published by two co-authors on this manuscript noted behavioral variations by day in castrated horses unassociated with painful states. This work conducted by Trindade and colleagues (2021) noted that pain-related behaviors of horses such as walking and looking out the window decreased, while behaviors such as resting, standing still, and resting pelvic limb increased during the night in comparison with morning or afternoon. Thus, naturally behaviors change throughout the day and providing a non-painful group of female piglets allowed us to take into account such variation in day and time effect on pain scale behavior.

Attachment

Submitted filename: Response to reviewers FINAL.docx

Decision Letter 1

I Anna S Olsson

5 Dec 2022

 PONE-D-22-01216R1 Validation of the Unesp-Botucatu pig composite acute pain scale (UPAPS) in piglets undergoing castration. PLOS ONE

Dear Dr. Pairis-Garcia,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. You find the reviewer comments below. Please submit your revised manuscript by Jan 18 2023 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

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We look forward to receiving your revised manuscript.

Kind regards,

I Anna S Olsson, Ph.D.

Academic Editor

PLOS ONE

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Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: (No Response)

********** 

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Reviewer #1: Yes

Reviewer #2: Yes

********** 

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Reviewer #1: Yes

Reviewer #2: Yes

********** 

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Reviewer #1: Yes

Reviewer #2: No

********** 

5. Is the manuscript presented in an intelligible fashion and written in standard English?

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Reviewer #2: Yes

********** 

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: In my opinion the authors have adequately addressed my queries, but I feel they have not fully replied to the comments of Reviewer 2, but I leave that up to reviewer 2 to decide.

Line 384: change decrease and increase to decreased and increased

Line 413: change 'The UPAPS' to 'the UPAPS'

Reviewer #2: I would like to congratulate the authors on a thorough work on improving the article.

The role of the female piglets and use of males as their own controls is now much clearer, and most of the comments on the statistical analysis and content of the article have been addressed.

I still, however, miss an important discussion regarding the content of the scale and the distribution of the behaviours. Although this aspect may have been addressed in previous work, it is central to the discussion, and should be rightfully acknowledged. In particular, I have doubts regarding the pertinence of using the presence of one or more ‘miscellaneous’ behaviours to reach a score for that category. This method implies that behaviours A, B, C or D have a comparable importance for pain recording, and does not take into consideration their intensity or repetition. For instance, prostration may be a stronger sign of pain than biting the bars or objects, and the duration of prostration (4 continuous minutes vs. 2 sec of the behaviour) may also be of importance. Yet these elements are not considered by the scale. The same goes for the ‘attention to the affected area’ category.

For more insights over the relative importance of different behaviours for pain recording in the context of piglet castration, I suggest to read the review ‘Optimal methods of documenting analgesic efficacy in neonatal piglets undergoing castration’ by Sheil and Polkinghorne.

I would like this discussion addressed, as it may affect the reliability and specificity of the scale. In that regard, the scale should be validated by quantitative data.

I am also missing, in the materials and method, an explanation of the distribution of males per litter. Was there a single tested male per litter? 2, 3, 4?

This element is of importance considering that you have social behaviours in the scale. If all males were castrated, and therefore potentially in pain or disturbed, and all females were handled, therefore potentially stressed, can you really say anything about the interaction of a specific individual with its littermates? Again, this warrants a discussion on the behaviours included in the scale.

Lastly, the dataset used to perform the analysis should be made available.

********** 

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Reviewer #2: No

**********

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PLoS One. 2023 Apr 13;18(4):e0284218. doi: 10.1371/journal.pone.0284218.r004

Author response to Decision Letter 1


14 Dec 2022

Reviewer #1: In my opinion the authors have adequately addressed my queries, but I feel they have not fully replied to the comments of Reviewer 2, but I leave that up to reviewer 2 to decide.

Line 384: change decrease and increase to decreased and increased

Response: Updated

Line 413: change 'The UPAPS' to 'the UPAPS'

Response: updated

Reviewer #2: I would like to congratulate the authors on a thorough work on improving the article.

The role of the female piglets and use of males as their own controls is now much clearer, and most of the comments on the statistical analysis and content of the article have been addressed.

I still, however, miss an important discussion regarding the content of the scale and the distribution of the behaviours. Although this aspect may have been addressed in previous work, it is central to the discussion, and should be rightfully acknowledged. In particular, I have doubts regarding the pertinence of using the presence of one or more ‘miscellaneous’ behaviours to reach a score for that category. This method implies that behaviours A, B, C or D have a comparable importance for pain recording, and does not take into consideration their intensity or repetition. For instance, prostration may be a stronger sign of pain than biting the bars or objects, and the duration of prostration (4 continuous minutes vs. 2 sec of the behaviour) may also be of importance. Yet these elements are not considered by the scale. The same goes for the ‘attention to the affected area’ category.

For more insights over the relative importance of different behaviours for pain recording in the context of piglet castration, I suggest to read the review ‘Optimal methods of documenting analgesic efficacy in neonatal piglets undergoing castration’ by Sheil and Polkinghorne.

I would like this discussion addressed, as it may affect the reliability and specificity of the scale. In that regard, the scale should be validated by quantitative data.

This element is of importance considering that you have social behaviours in the scale. If all males were castrated, and therefore potentially in pain or disturbed, and all females were handled, therefore potentially stressed, can you really say anything about the interaction of a specific individual with its littermates? Again, this warrants a discussion on the behaviours included in the scale.

Response: Thank you for your insight and reference to the article. We have updated the discussion to include limitations to the pain scale and address the impact of social behavior and behavior frequency and appreciate your constructive feedback to improve the discussion.

I am also missing, in the materials and method, an explanation of the distribution of males per litter. Was there a single tested male per litter? 2, 3, 4?

Response: information added in materials and methods

Lastly, the dataset used to perform the analysis should be made available.

Response: Included

Attachment

Submitted filename: Reviewer responses.docx

Decision Letter 2

I Anna S Olsson

15 Mar 2023

PONE-D-22-01216R2

Validation of the Unesp-Botucatu pig composite acute pain scale (UPAPS) in piglets undergoing castration.

PLOS ONE

Dear Dr. Pairis-Garcia,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Whereas the issues raised by the reviewers have been addressed, there are a few remaining minor issues.

Minor language issues:

line 57 instead of "pharmaceutical therapies" say "pharmaceutical pain control" as this is what is important in the context

line 99 change to "All male pigs in each litter were enrolled in the study"

line 149 "and one, four-minute video clips" is not understandable - something missing?

line 117 by saying that the sows had ad libitum access to one nipple and one feeder, you say they have access to the devices but you don't actually say anything about their access to water and feed!

line 120 "one-trained" should be "one trained"

line 122 please be specific as to whether the piglets were suspended by their hindlegs or placed with horizontal support

line 163 vs line 187 and any other place in the manuscript where you refer to specific tasks carried out by specific persons: be consistent in how you refer to this and to their identity. Ideally something like "by two observers (initialsA, initialsB)" or for 187 "by the same person (PHET)"

line 346 change to "is a critical welfare issue and pain negatively impacts"

line 363 "is often difficult to capture on video" - it doesn't seem to be the video that is the issue but the short time frame that you are using for the analysis, as you identify on lines 365-366. Please revise accordingly.

line 421 "subtly", not "subtlety"

line 425-26 Please change to "Male piglet number per litter in this study varied".

Apologies for the delay.

Please submit your revised manuscript by Apr 28 2023 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

I Anna S Olsson, Ph.D.

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: All comments have been addressed

********** 2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Yes

********** 3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: Yes

********** 4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #2: Yes

********** 5. Is the manuscript presented in an intelligible fashion and written in standard English?

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PLoS One. 2023 Apr 13;18(4):e0284218. doi: 10.1371/journal.pone.0284218.r006

Author response to Decision Letter 2


17 Mar 2023

Minor language issues:

line 57 instead of "pharmaceutical therapies" say "pharmaceutical pain control" as this is what is important in the context

Response: changed

line 99 change to "All male pigs in each litter were enrolled in the study"

Response: added

line 149 "and one, four-minute video clips" is not understandable - something missing?

Response: revised

line 117 by saying that the sows had ad libitum access to one nipple and one feeder, you say they have access to the devices but you don't actually say anything about their access to water and feed!

Response: revised

line 120 "one-trained" should be "one trained"

Response: changed

line 122 please be specific as to whether the piglets were suspended by their hindlegs or placed with horizontal support

Response: revised

line 163 vs line 187 and any other place in the manuscript where you refer to specific tasks carried out by specific persons: be consistent in how you refer to this and to their identity. Ideally something like "by two observers (initialsA, initialsB)" or for 187 "by the same person (PHET)"

Response: Added

line 346 change to "is a critical welfare issue and pain negatively impacts"

Response: revised

line 363 "is often difficult to capture on video" - it doesn't seem to be the video that is the issue but the short time frame that you are using for the analysis, as you identify on lines 365-366. Please revise accordingly.

Response: revised

line 421 "subtly", not "subtlety"

Response: Changed

line 425-26 Please change to "Male piglet number per litter in this study varied".

Response: changed

Attachment

Submitted filename: Response to reviewers.docx

Decision Letter 3

I Anna S Olsson

27 Mar 2023

Validation of the Unesp-Botucatu pig composite acute pain scale (UPAPS) in piglets undergoing castration.

PONE-D-22-01216R3

Dear Dr. Pairis-Garcia,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

I Anna S Olsson, Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

I Anna S Olsson

4 Apr 2023

PONE-D-22-01216R3

Validation of the Unesp-Botucatu pig composite acute pain scale (UPAPS) in piglets undergoing castration.

Dear Dr. Pairis- Garcia:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. I Anna S Olsson

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Biplot of the principal component analysis of the UPAPS+nursing items applied to all castrated piglets (n = 39).

    UPAPS–Unesp-Botucatu pig acute composite pain scale. Confidence ellipses indicate perioperative moments and pain scores. Moments: M1—preoperative; M2—postoperative, before rescue analgesia; M3—postoperative, after rescue analgesia; M4 - 24h after orchiectomy. Ellipses were constructed according to the assessment. Each circle corresponds to the score from one observer attributed to each piglet at each moment.

    (TIF)

    S2 Fig. Violin plot of the total sum (median/amplitude) of the a) UPAPS+nursing (all castrated piglets; n = 39) and b) UPAPS+nursing (awake castrated piglets; n = 14) before and after orchiectomy in piglets.

    The top and bottom box lines represent the interquartile range (25 to 75%), the line within the box represents the median, the extremes of the whiskers represent the minimum and maximum values, black lozenges (♦) represent the mean, black circles (●) represent outliers and width of the figures represent the distribution of data (wider sections represent a larger number of data). UPAPS: Unesp-Botucatu pig acute composite pain scale. Different letters express significant differences between moments where a > b > c, according to the generalized mixed linear models [24,26]. M1—preoperative; M2—postoperative before rescue analgesia.

    (TIF)

    S1 Table. Loading values, eigenvalues and variance of the UPAPS+nursing and UPAPS items applied to all castrated piglets (n = 39) and only to awake castrated piglets (n = 14) based on principal components analysis.

    (TIF)

    S2 Table. Specificity and sensitivity and confidence interval (CI) of the 95% of the UPAPS applied for all castrated piglets (n = 39) and castrated piglets awake (n = 14).

    (TIF)

    S3 Table. Median (amplitude) of the UPAPS scores before and after orchiectomy in all castrated piglets (n = 39).

    (TIF)

    S4 Table. Median (amplitude) of the UPAPS scores before and after orchiectomy in castrated piglets awake (n = 14) during the assessment.

    (TIF)

    S5 Table. Median (amplitude) of the UPAPS scores for castrated (n = 14) and non-painful female piglets (n = 6) awake piglets, after orchiectomy during the assessment.

    (TIF)

    S6 Table. Item-total correlation and internal consistency of the UPAPS+nursing applied for all castrated piglets (n = 39).

    (TIF)

    S7 Table. Item-total correlation and internal consistency of the UPAPS+nursing applied for castrated piglets awake (n = 14).

    (TIF)

    S1 Dataset

    (XLSX)

    Attachment

    Submitted filename: Response to reviewers FINAL.docx

    Attachment

    Submitted filename: Reviewer responses.docx

    Attachment

    Submitted filename: Response to reviewers.docx

    Data Availability Statement

    All relevant data are within the paper and its Supporting Information files.


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