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Clinical Infectious Diseases: An Official Publication of the Infectious Diseases Society of America logoLink to Clinical Infectious Diseases: An Official Publication of the Infectious Diseases Society of America
. 2023 Apr 19;76(Suppl 1):S132–S139. doi: 10.1093/cid/ciac911

Survey-Based Assessment of Water, Sanitation, and Animal-Associated Risk Factors for Moderate-to-Severe Diarrhea in the Vaccine Impact on Diarrhea in Africa (VIDA) Study: The Gambia, Mali, and Kenya, 2015–2018

David M Berendes 1,✉,6, Kirsten Fagerli 2, Sunkyung Kim 3, Dilruba Nasrin 4,5, Helen Powell 6,7,1, Irene N Kasumba 8,9, Sharon M Tennant 10,11, Anna Roose 12,13,2, M Jahangir Hossain 14, Joquina Chiquita M Jones 15, Syed M A Zaman 16,3, Richard Omore 17, John B Ochieng 18, Jennifer R Verani 19, Marc-Alain Widdowson 20,4, Samba O Sow 21, Sanogo Doh 22, Ciara E Sugerman 23, Eric D Mintz 24,3, Karen L Kotloff 25,26
PMCID: PMC10116493  PMID: 37074438

Abstract

Background

Pediatric exposures to unsafe sources of water, unsafely managed sanitation, and animals are prevalent in low- and middle-income countries. In the Vaccine Impact on Diarrhea in Africa case-control study, we examined associations between these risk factors and moderate-to-severe diarrhea (MSD) in children <5 years old in The Gambia, Kenya, and Mali.

Methods

We enrolled children <5 years old seeking care for MSD at health centers; age-, sex-, and community-matched controls were enrolled at home. Conditional logistic regression models, adjusted for a priori confounders, were used to evaluate associations between MSD and survey-based assessments of water, sanitation, and animals living in the compound.

Results

From 2015 to 2018, 4840 cases and 6213 controls were enrolled. In pan-site analyses, children with drinking water sources below “safely managed” (onsite, continuously accessible sources of good water quality) had 1.5–2.0-fold higher odds of MSD (95% confidence intervals [CIs] ranging from 1.0 to 2.5), driven by rural site results (The Gambia and Kenya). In the urban site (Mali), children whose drinking water source was less available (several hours/day vs all the time) had higher odds of MSD (matched odds ratio [mOR]: 1.4, 95% CI: 1.1, 1.7). Associations between MSD and sanitation were site-specific. Goats were associated with slightly increased odds of MSD in pan-site analyses, whereas associations with cows and fowl varied by site.

Conclusions

Poorer types and availability of drinking water sources were consistently associated with MSD, whereas the impacts of sanitation and household animals were context-specific. The association between MSD and access to safely managed drinking water sources post-rotavirus introduction calls for transformational changes in drinking water services to prevent acute child morbidity from MSD.

Keywords: diarrhea, water, sanitation, animal feces


We assessed water, sanitation, and animal-associated risk factors for moderate-to-severe diarrhea in children in a matched case-control study. Less availability (hours/day) and access to quality drinking water were consistent risk factors; poor sanitation and animal ownership were context-specific risk factors.


More than 500 000 deaths, 10% of deaths in children under 5 years of age, are attributed to diarrhea annually [1, 2]. Previous estimates suggest unsafe water and sanitation cause 72% and 56% of diarrheal deaths, respectfully, in children <5 years old [3]. Nonetheless, water, sanitation, and hygiene (WASH) coverage improved globally: use of at least “basic” water services—improved water sources within 30 minutes round trip for collection—increased from 81% to 89% from 2000 to 2015; use of at least “basic” sanitation facilities—improved facilities not shared with other households—increased from 59% to 68% [4]. Both are focuses of the Sustainable Development Goals (SDGs) [4, 5]. Alongside these improvements, other factors—including the introduction of vaccines for rotavirus [6], cholera [7], and typhoid [8] and improved quality and access to healthcare [9]—have the potential to reduce diarrheal morbidity and mortality. Updated evidence of the impact of WASH on severe child morbidity—moderate-to-severe diarrhea (MSD)—in low-income countries following these changes, and of the relative importance of animal feces as a potential cause of MSD [10, 11], is needed.

The Vaccine Impact on Diarrhea in Africa (VIDA) study was a matched case-control study of clinically defined MSD in children <5 years old in 3 sites in sub-Saharan Africa (The Gambia, Kenya, and Mali) that previously participated in the Global Enteric Multicenter Study (GEMS) [12, 13] and subsequently introduced rotavirus vaccine. VIDA collected data on household demographics, assets, education, drinking water sources, sanitation facilities, onsite animals, and other factors. In this study, we aimed to examine associations between survey-based water and sanitation conditions (as measured by associated SDG ladders), animal presence, and MSD in children enrolled in VIDA. Data on associations between WASH and animal characteristics and MSD can inform preventive efforts to maximize impact on acute pediatric clinical illness.

METHODS

Study Sites

Of 7 study sites in the GEMS, 3 in which rotavirus infection accounted for the highest attributable fraction of MSD in the first 2 years of life and that introduced rotavirus vaccine before 2015 were selected for inclusion in the VIDA study [12–14]. These sites were in The Gambia (2 rural areas, Basse and Bansang, the latter site not included in GEMS), Mali (2 urban neighborhoods in Bamako), and Kenya (rural area, Siaya County). Each site maintained a censused population with an ongoing demographic surveillance system (DSS) from which cases and controls were selected.

Study Design

Methods of the VIDA study were similar to GEMS [13] as described elsewhere [15]. In brief, VIDA was a matched case-control study: case-children were <5 years old and sought care for MSD at sentinel health centers within the DSS areas. MSD was defined as ≥3 loose stools within a 24-hour period with one of the following: sunken eyes, need for intravenous fluids, loss of skin turgor, dysentery, or admission to the health center. Each case was matched to 1–3 control children who were free from diarrhea in the 7 days preceding enrollment, randomly selected from the site-specific DSS database within 14 days of case presentation, and matched to each case by age group (0–11, 12–23, and 24–59 months), sex, and neighborhood. Consent was obtained from the caregiver at enrollment. This study was approved by the ethical review committees at the University of Maryland, Baltimore (HP-00062472), the Centers for Disease Control and Prevention (CDC) (reliance agreement 6729), The Gambia Government/Medical Research Council/Gambia at the London School of Hygiene & Tropical Medicine (1409), the Comité d'Ethique de la Faculté de Médecine, de Pharmacie, et d'Odonto-Stomatologie, Bamako, Mali (no number), and the Kenya Medical Research Institute Scientific & Ethics Review Unit in Siaya County, Kenya (SSE 2996). Informed, written consent was obtained from all participants prior to initiation of study procedures.

Data Collection

Data on household demographics, assets, caregiver's education, animals living in the compound, and water and sanitation conditions (using Joint Monitoring Program [JMP] criteria for water and sanitation service ladders [4]) were collected by survey (ie, did not include water testing-based or other laboratory parameters) at enrollment, which took place at the health facility for cases, and at home for controls. The JMP water and sanitation ladder levels are described in Supplementary Material [4].

Analyses

We used conditional logistic regression to compute matched odds ratios (mOR) and 95% confidence intervals (95% CI) for associations between MSD and water and sanitation ladder levels (including subcomponents) and presence/absence of animals in the compound using R version 3.5.2 [16]. We conducted (1) pan-site analyses of data from all 3 sites in a single model, accounting for clustering by site using a random effect and (2) site-specific analyses. Within analyses, we examined (1) “individual” unadjusted associations between the variable of interest and MSD; and (2) “combined,” adjusted models assessing all variables of interest (drinking water, sanitation, and animals) and MSD. Beyond the water and sanitation ladder levels and animal risk factors, we analyzed subcomponents of ladder levels (eg, water availability, sharing of sanitation facilities) to examine risk factors and compare to previous GEMS analyses [17]. All multivariable models were adjusted for caregiver's education, household assets, and fuel source, described in Supplementary Material, as in other VIDA analyses [18].

RESULTS

Survey-Based Drinking Water Source Characteristics

The VIDA study enrolled 4840 cases/6213 controls: 1678 cases/2138 controls in The Gambia, 1608 cases/1980 controls in Mali, and 1554 cases/2095 controls in Kenya. Most caregivers (73%) reported the child had drinking water sources that met survey-based criteria for safely managed [4] (Mali [89%], The Gambia [78%], Kenya [52%]; Table 1). Onsite piped water sources were uncommon in Mali (17%), The Gambia (11%), and Kenya (<2%). Public taps were the most common in Mali (65%) and The Gambia (50%) but not Kenya (17%), where the most common sources were rainwater (34%) and surface water (23%) (Supplementary Table 1). Almost all children were given stored water (99% in The Gambia and Mali, 89% in Kenya, Table 1) despite caregivers reporting high water availability: available “all the time” in Mali and Kenya (>80%) and available “all the time” (53%) or “several hours/day” (45%) in The Gambia.

Table 1.

Drinking Water-Related Characteristics Among Cases and Controls by Site in the Vaccine Impact on Diarrhea in Africa (VIDA) Study, 2015–2018

Variable Pan-site (%) The Gambia (%) Kenya (%) Mali (%)
Water ladder
ȃSafely manageda 8023 (73) 2960 (78) 1885 (52) 3178 (89)
ȃBasicb 484 (4.4) 75 (2.0) 372 (10) 37 (1.0)
ȃLimitedc 984 (8.9) 169 (4.4) 445 (12) 370 (10)
ȃUnimprovedd 699 (6.3) 587 (15) 109 (3.0) 3 (0.08)
ȃSurface watere 862 (7.8) 24 (0.63) 838 (23) 0
Drinks onsite piped waterf 1100 (10) 428 (11) 59 (1.6) 613 (17)
Child given stored water 10 559 (96) 3776 (99) 3245 (89) 3538 (99)
Water availability
ȃAll the time 8021 (73) 2022 (53) 2968 (81) 3031 (84)
ȃSeveral hours per day 2415 (22) 1701 (45) 202 (5.5) 512 (14)
ȃA few times per week 543 (4.9%) 87 (2.3) 422 (12) 34 (0.95)
ȃLess frequent than a few times per week 73 (0.66) 5 (0.13) 57 (1.6) 11 (0.31)

Water for drinking from an improved source (piped water, boreholes or tubewells, protected dug wells, protected springs, rainwater, and packaged or delivered water) that is located onsite, available when needed, and free of fecal and chemical contamination [4].

Water for drinking from an improved source where collection time is ≤30 minutes round trip, inclusive of queueing [4].

Water for drinking from an improved source where collection time is >30 minutes round trip, inclusive of queueing [4].

Water for drinking collected from an unprotected spring or unprotected dug well [4].

Water for drinking collected from a river, dam, lake, pond, stream, canal, or irrigation ditch [4].

Onsite piped water: within the household or in the yard.

Survey-Based Household Sanitation Characteristics

Almost all households reported having access to a sanitation facility (99%, 94%, 100% in The Gambia, Kenya, and Mali, respectively) (Table 2). Most Gambian households (90%), and some in Mali (55%) and Kenya (29%), had a private sanitation facility (not shared with other households). Gambian households had mostly at least basic (34%) and unimproved (61%) sanitation; Kenyan households had at least basic (13%), limited (31%), and unimproved sanitation (50%); Malian households had at least basic (55%) or limited sanitation (44%). Pit latrines were the most common sanitation facility (Supplementary Table 2), although 55% lacked a cleanable slab (making them “unimproved”; those with a slab meet higher sanitation ladder criteria). Pit latrines were reported by 93% in The Gambia (slabs: 32% with, 61% without); 88% in Kenya (slabs: 38% with, 50% without); and 96% in Mali (slabs: 96% with, < 1% without) (Supplementary Table 2).

Table 2.

Sanitation-Related Characteristics Among Cases and Controls by Site in the Vaccine Impact on Diarrhea in Africa (VIDA) Study, 2015–2018

Variable Pan-site (%) The Gambia (%) Kenya (%) Mali (%)
No facility 278 (2.5) 56 (1.5) 222 (6.1) 0
Private facility 6470 (59) 3416 (90) 1064 (29) 1990 (55)
Facility shared by 1–2 HHs 2417 (22) 242 (6.3) 1542 (42) 633 (18)
Facility shared by ≥3 HHs 1888 (17) 102 (2.7) 821 (23) 965 (27)
Sanitation ladder
ȃAt least basica 3723 (34) 1286 (34) 469 (13) 1968 (55)
ȃLimitedb 2834 (26) 138 (3.6) 1121 (31) 1575 (44)
ȃUnimprovedc 4217 (38) 2336 (61) 1836 (50) 45 (1.3)
ȃOpen defecationd 279 (2.5) 56 (1.5) 223 (6.1) 0

Abbreviation: HH, household.

“At least basic” encompasses the highest 2 levels of the sanitation ladder: safely managed (use of improved sanitation facilities—including flush or pour flush toilets to piped sewers, septic tanks, or pit latrines; ventilated improved pit latrines; composting toilets; and pit latrines with slabs—that are not shared with other households and where excreta are safely disposed of onsite/in the system or transported and treated offsite) and basic (use of improved sanitation facilities that are not shared with other households, but whose safe disposal or treatment is unknown) [4].

Use of sanitation facilities that are improved but shared between ≥2 households [4].

Use of pit latrines without a slab or platform, hanging latrines, or bucket latrines [4].

Disposal of human feces in open spaces or bodies of water or with solid waste (ie, not into sanitation facilities) [4].

Combined Water and Sanitation Ladders

Overall, 49% of households in Mali, 28% in The Gambia, and 8% in Kenya met the highest levels for both water and sanitation ladders (Figure 1). Most other households had safely managed water and unimproved sanitation (46%) in The Gambia and safely managed water and limited sanitation (39%) in Mali. In Kenya, combined categories varied: 23% had safely managed water and unimproved sanitation, 18% had safely managed water and limited sanitation, and 14% had surface water and unimproved sanitation.

Figure 1.

Figure 1.

Heatmap distribution of VIDA study households along the water and sanitation ladders, by study site. Numbers represent the percentages of households in given water/sanitation ladder levels for each study site. Abbreviation: VIDA, Vaccine Impact on Diarrhea in Africa.

Survey-Based Reporting of Animals Living in Compound

Almost all households had animals living in the compound with the enrolled study child (>99% per site, Table 3). Rodents (98% in Mali, 93% in The Gambia, 45% in Kenya), (82% in The Gambia, 92% in Kenya, 39% in Mali) and ruminants (cows, goats, or sheep: 86% in The Gambia, 77% in Kenya, 21% in Mali) were most common.

Table 3.

Animals Living in Compound With Cases and Controls by Site in the Vaccine Impact on Diarrhea in Africa (VIDA) Study, 2015–2018

Variable Pan-site (%) The Gambia (%) Kenya (%) Mali (%)
No animal 67 (0.61) 20 (0.52) 37 (1.0) 10 (0.28)
Cats 4105 (37) 1358 (36) 2593 (71) 154 (4.3)
Cows 3972 (36) 1439 (38) 2500 (69) 33 (0.92)
Dogs 3590 (33) 1146 (30) 2319 (64) 125 (3.5)
Fowl 7893 (71) 3137 (82) 3371 (92) 1385 (39)
Goats 4516 (41) 2824 (74) 1644 (45) 48 (1.3)
Pigs 484 (4.4) 2 (0.05) 480 (13) 2 (0.06)
Rodents 8684 (79) 3542 (93) 1630 (45) 3512 (98)
Sheep 4595 (42) 2574 (68) 1272 (35) 749 (21)
Othersa 22 (0.20) 5 (0.13) 9 (0.25) 8 (0.22)
Any ruminants 6862 (62) 3281 (86) 2816 (77) 765 (21)

Includes mostly rabbits and turtles/tortoises.

Water, Sanitation, and Animal Risk Factors for MSD

Findings from individual (Supplementary Tables 3–5) and combined-adjusted (Table 4) models were similar; thus we present combined-adjusted pan-site and site-specific models (Table 4). Compared to those with safely managed water, children in households with poorer drinking water levels had higher odds of MSD in the pan-site model: basic water service mOR: 1.5 (95% CI: 1.2–1.8); limited: 1.5 (1.0, 2.2); unimproved: 1.6 (1.0, 2.5); and surface water: 2.0 (1.6, 2.4). In The Gambia, each water service level below safely managed was associated with higher odds of MSD: basic water mOR: 1.9 (95% CI: 1.1, 3.4); limited: 3.0 (2.1, 4.3); unimproved: 2.2 (1.7, 2.8); and surface water: 2.9 (1.2, 6.7). In Kenya, basic (mOR: 1.4 [95% CI: 1.1, 1.8]), limited (1.5 [1.2, 1.9]), and surface water (1.8 [1.4, 2.2]) were associated with higher odds of MSD.

Table 4.

Adjusted Matched Odds Ratios (mOR) of Moderate-to-Severe Diarrhea (MSD) for Water, Sanitation, and Animal-Associated Risk Factors in the VIDA Study, 2015–2018 (Combined Adjusted Modelsa)

Variable Pan-site mOR (95% CI)b Site-specific
The Gambia mOR (95% CI) Kenya mOR (95% CI) Mali mOR (95% CI)
Water ladder
ȃSafely managed Ref. Ref. Ref. Ref.
ȃBasic 1.48 (1.24, 1.78) 1.93 (1.10, 3.38) 1.39 (1.09, 1.77) 1.07 (.54, 2.11)
ȃLimited 1.47 (.97, 2.23) 2.98 (2.06, 4.32) 1.51 (1.20, 1.91) .96 (.75, 1.22)
ȃUnimproved 1.59 (1.01, 2.53) 2.16 (1.67, 2.78) .77 (.48, 1.22) .75 (.07, 8.55)
ȃSurface water 1.95 (1.58, 2.41) 2.85 (1.22, 6.67) 1.76 (1.43, 2.17)
Sanitation ladder
ȃAt least basic Ref. Ref. Ref. Ref.
ȃLimited .96 (.91, 1.01) .98 (.67, 1.45) 1.39 (1.10, 1.75) .94 (.81, 1.09)
ȃUnimproved .67 (.50, .90) .55 (.48, .65) 1.10 (.88, 1.38) .68 (.36, 1.29)
ȃOpen defecation/no facility .40 (.24, .68) 1.12 (.59, 2.11) .39 (.27, .58)
Animals living in compound
ȃCows 1.23 (.57, 2.65) 2.25 (1.87, 2.70) .71 (.60, .84) 1.74 (.85, 3.57)
ȃFowl .83 (.65, 1.06) 1.16 (.95, 1.41) .64 (.48, .84) .71 (.61, .82)
ȃGoats 1.06 (1.05, 1.06) 1.11 (.92, 1.34) 1.12 (.96, 1.31) 1.03 (.57, 1.86)
ȃSheep .94 (.80, 1.09) .88 (.74, 1.05) .85 (.72, 1.00) 1.16 (.97, 1.38)

Abbreviations: CI, confidence interval; VIDA, Vaccine Impact on Diarrhea in Africa.

Adjusted for caregivers' education, assets, and type of fuel, in addition to variables shown. All variables included in a single model.

Pan-site model includes all sites with a random effect for site.

Compared with those with at least basic sanitation, children with unimproved sanitation (mOR: 0.7 [95% CI: .5, .9]) and without a facility (open defecation: 0.4 [.2, .7]) had lower odds of MSD in the pan-site model, mirroring site-specific findings in The Gambia (unimproved sanitation mOR: 0.6 [95% CI: .5, .7]) and Kenya (open defecation mOR: 0.4 [.3, .6]). However, children with limited (shared) sanitation had 1.4-fold increased odds of MSD in Kenya (95% CI: 1.1, 1.8). No water or sanitation ladder levels were associated with MSD in Mali.

Children from households with goats had 6% higher odds of MSD in the pan-site model (95% CI: 1.05, 1.06). Children from households with cows had 2.3-fold higher odds of MSD in The Gambia (95% CI: 1.9, 2.7) but lower odds of MSD in Kenya (mOR: 0.7 [95% CI: .6, .8]). Children from households with fowl had lower odds of MSD in Kenya (mOR: 0.6 [95% CI: .5, .8]) and Mali (0.7 [.6, .8]).

Among subcomponents of water and sanitation ladder variables tested (Supplementary Table 6A), children in households with water available a few times per week (mOR: 1.5 [95% CI: 1.3, 1.6]) or less often (1.9 [1.8, 2.1]) had higher odds of MSD compared those with water available all the time. Children in Kenya followed this trend. Compared with children with water available all the time, children with water available several hours per day had lower odds of MSD in The Gambia (0.5 [.4, .6]), but 1.9-fold higher odds of MSD (95% CI: 1.5, 2.5) in Mali. Sharing a sanitation facility with ≥3 households (vs having a private facility) was associated with 2.4-fold higher odds of MSD (95% CI: 1.9, 2.9) in Kenya.

Compared with those with improved sources, children who drank from unimproved sources had higher odds of MSD in the pan-site model (mOR: 1.5 [95% CI: 1.2, 1.9]), The Gambia (1.9, [1.5, 2.5]), and Kenya (1.3 [1.1, 1.6]) (Supplementary Table 6B).

DISCUSSION

In pan-site and rural site analyses, we observed strong, positive associations between MSD in children <5 years old and reported water sources that were lower on the JMP water ladder and therefore likely to deliver poorer water quality and/or be less accessible. However, associations between survey-based assessments of sanitation or animals and MSD varied by site. Water availability (hours per day available) was the only association between water and sanitation conditions and MSD in the urban site (Mali), suggesting more complex, unmeasured environmental exposure pathways in cities.

Analyses of water, sanitation, and animal associations with clinical MSD can inform community preventive measures to maximize impact on preventing acute child morbidity from severe diarrhea. These analyses complement analyses of water, sanitation, and animal associations with enteric pathogen carriage [19], which focus on broader prevention of enteric pathogen exposure—regardless of where subsequent development of clinical diarrhea—yet may inform longer-term developmental outcomes.

In pan-site and site-specific analyses in The Gambia and Kenya, levels of the water ladder below “onsite, continuously supplied water from an improved source” (survey-based criteria for “safely managed” water, the highest JMP water ladder level) were associated with higher odds of MSD. However, we did not test water sources for fecal and chemical contamination—the other criteria for safely managed water [4]. Lower levels of the drinking water ladder include water from less accessible improved sources (basic: not onsite but ≤30 minutes round-trip; limited: > 30 minutes round-trip), and water from less-protected sources (more likely to have fecal or other contamination): unimproved or surface water. Higher odds of MSD in children with basic water than in children with safely managed water supports the focus on universal access to safely managed water in SDG 6.1 [4]. Limiting focus to “basic” services alone (SDG 1.4) [4] may leave children at risk for MSD, as evidence from this and other studies [20, 21] suggests additional reductions in diarrhea and child morbidity exist with continuously supplied onsite water.

In the urban site (Bamako, Mali), lower water availability (several hours per day) was associated with higher odds of MSD, but other documented water and sanitation conditions were not associated with MSD. Inconsistent water availability in a primarily piped water supply in the Mali site suggests interruptions in service, increasing reliance on stored water, and the chance of compromises in the system (eg, cross connections, low or negative pressure, or infiltration of the water line) that can introduce fecal contamination [22] and contribute to diarrhea and dysentery [23–25]. The absence of other water and sanitation associations with MSD may reflect a relative uniformity of services in the study population—82% piped in-yard or public tap water, 96% pit latrines with a slab—limiting the ability to detect differences. Furthermore, urban environments may warrant examination of other complex exposure pathways, such as food-associated fecal exposures due to urban wastewater irrigation, open drains, and floodwater [26–33].

Site-specific associations between the sanitation ladder and MSD suggest a need for assessment beyond the ladder levels to evaluate sanitation-associated risks of MSD. For example, use of unimproved versus at least basic sanitation was associated with lower odds of pediatric MSD in The Gambia, but sub-ladder level analysis indicates the comparison was primarily private pit latrines with slabs versus those without slabs. This small difference has produced no measurable change in diarrhea in randomized-controlled trials in Kenya [34]. In Kenya, the absence of a sanitation facility (221 enrollees, 6%) was associated with lower odds of MSD, but these households may have been more geographically isolated than comparison households, leaving children less exposed to fecal contamination from neighbors. Within VIDA, Kenya had the lowest coverage of private (29% vs 90% in The Gambia and 55% in Mali) and “at least basic” (private and improved facilities: 13% vs 34% and 55%, respectively) sanitation. Poorer quality sanitation in areas of lower coverage may not sufficiently reduce community-level fecal contamination to elicit measurable health impacts even among those with higher-quality facilities [35, 36]. Importantly, the reference group encompassed both basic and safely managed facilities because current methods of measuring and data for safe management are incomplete [4]. Fecal waste from sanitation facilities meeting “improved” or “basic” design criteria may still be unsafely emptied, transported, or directly discharged into the environment without treatment [37], which was not accounted for in this study.

Animals present in the child's living space increase the risk of pathogen exposure and subsequent diarrhea, but certain animals represent important food sources whose nutritional benefits may extend to combatting inflammation, infections, and stunting [38, 39]. Children or caregivers who do not practice safe animal feces management and hygiene, which have not been a traditional focus of WASH efforts [11], may have more exposure to environmental fecal contamination [40], animal-associated enteric pathogens [10, 41], and subsequent diarrhea. This analysis is an early effort to incorporate animals into models assessing WASH risk factors; however, further research should improve resolution of human-animal and human-animal feces contact and should model specific animal-associated pathogen risks [11, 41].

Water conditions at sites appeared consistent with, or improved from, the 2007–2011 GEMS. At each site, the most prevalent drinking water source was the same, though reported unimproved or surface water use decreased in Mali (12% to <1%) and Kenya (38% to 26%), but not The Gambia (consistently 15%) (unpublished data). JMP country-level trends in unimproved water source use were consistent in Mali (decrease from 21% to 4%), Kenya (more modest decrease: 51% to 40%), and The Gambia (minimal decrease: 21% to 17%) [4]. Compared to the GEMS, associations between unimproved or surface water and MSD appeared slightly larger in pan-site (mOR: 1.5 [95% CI: 1.2, 1.9] vs 1.2 [1.1, 1.3] in GEMS) and The Gambia (mOR: 1.9 [1.5, 2.5] vs 1.3 [1.0, 1.6]), but similar in Kenya (mOR: 1.3 [1.1, 1.6] vs 1.3 [1.1, 1.5]) and Mali (mOR: 0.7 [0.1, 7.8] vs 1.1 [0.9, 1.3]) (unpublished data), although VIDA and GEMS results were not statistically compared. Larger magnitudes of associations may be due to decreased rotavirus infection (not considered to have primarily waterborne exposure pathways) via vaccine-induced protection and a therefore higher burden of MSD attributable to other WASH-associated pathogens [42].

Sanitation conditions were largely unchanged from the GEMS in The Gambia and Mali, although Kenyan households without sanitation facilities decreased (29% to 6%) [17] more than in 2000–2015 JMP data (20% to 15%) [4]. In Mali, sanitation shared with 1–2 households, compared with private facilities, was associated with lower odds of MSD (mOR: 0.8 [95% CI: .7, 1.0]), in contrast to the GEMS (1.2 [1.0, 1.5] [17]). In Kenya, children in households sharing a facility with ≥3 households had larger odds of MSD than in the GEMS (mOR: 2.2 [1.8, 2.7] vs 1.6 [1.3, 2.1]). Sharing a facility with 1–2 households showed no association, unlike in the GEMS (mOR: 1.4 [1.1, 1.8]) [17]. Shared sanitation was not associated with MSD in The Gambia in either study [17].

Analyses of animal risk factors for MSD in GEMS were limited to a subset of 73 Kenyan case-control pairs, making qualitative comparisons between studies difficult. Frequencies of reporting animals were similar in the GEMS and VIDA [43].

Besides slightly different site locations in Kenya and The Gambia, data collection between the VIDA study and the GEMS [17] varied. The VIDA study did not collect household-level data on water treatment, length of water storage, presence of handwashing stations, and other variables to help contextualize WASH practices. Sanitation facilities were not observed, but respondent-reported, which could have yielded reporting bias in cases enrolled at clinics, not at home [44, 45]. Through verification of latrines in 2019, we observed 33/100 most recent VIDA Kenya case enrollees had a different sanitation facility than reported in their initial enrollment [unpublished data], although we are unable to identify whether these discrepancies were due to changes in household sanitation after enrollment, or inaccurate reporting.

In summary, we observed lower levels of survey-reported access to and availability of safe drinking water sources were strongly associated with MSD: almost all levels of the JMP drinking water ladder below “safely managed” were associated with ≥40% increased odds of MSD in pan-site and rural site (Kenya and The Gambia) analyses. Survey-reported sanitation ladder and animal associations with MSD were more context-dependent. Although improved understanding of how human and animal feces management integrate is still needed [46], these results support calls to deliver more transformational, rather than incremental, improvements in water and sanitation to reduce severed diarrhea in children [47].

Supplementary Data

Supplementary materials are available at Clinical Infectious Diseases online. Consisting of data provided by the authors to benefit the reader, the posted materials are not copyedited and are the sole responsibility of the authors, so questions or comments should be addressed to the corresponding author.

Supplementary Material

ciac911_Supplementary_Data

Contributor Information

David M Berendes, Division of Foodborne, Waterborne, and Environmental Diseases, Centers for Disease Control and Prevention, Atlanta, Georgia, USA.

Kirsten Fagerli, Division of Foodborne, Waterborne, and Environmental Diseases, Centers for Disease Control and Prevention, Atlanta, Georgia, USA.

Sunkyung Kim, Division of Foodborne, Waterborne, and Environmental Diseases, Centers for Disease Control and Prevention, Atlanta, Georgia, USA.

Dilruba Nasrin, Center for Vaccine Development and Global Health, University of Maryland School of Medicine, Baltimore, Maryland, USA; Department of Medicine, Center for Vaccine Development and Global Health, University of Maryland School of Medicine, Baltimore, Maryland, USA.

Helen Powell, Center for Vaccine Development and Global Health, University of Maryland School of Medicine, Baltimore, Maryland, USA; Department of Pediatrics, Center for Vaccine Development and Global Health, University of Maryland School of Medicine, Baltimore, Maryland, USA.

Irene N Kasumba, Center for Vaccine Development and Global Health, University of Maryland School of Medicine, Baltimore, Maryland, USA; Department of Medicine, Center for Vaccine Development and Global Health, University of Maryland School of Medicine, Baltimore, Maryland, USA.

Sharon M Tennant, Center for Vaccine Development and Global Health, University of Maryland School of Medicine, Baltimore, Maryland, USA; Department of Medicine, Center for Vaccine Development and Global Health, University of Maryland School of Medicine, Baltimore, Maryland, USA.

Anna Roose, Center for Vaccine Development and Global Health, University of Maryland School of Medicine, Baltimore, Maryland, USA; Department of Pediatrics, Center for Vaccine Development and Global Health, University of Maryland School of Medicine, Baltimore, Maryland, USA.

M Jahangir Hossain, Medical Research Council Unit, The Gambia at the London School of Hygiene and Tropical Medicine, Banjul, The Gambia.

Joquina Chiquita M Jones, Medical Research Council Unit, The Gambia at the London School of Hygiene and Tropical Medicine, Banjul, The Gambia.

Syed M A Zaman, Medical Research Council Unit, The Gambia at the London School of Hygiene and Tropical Medicine, Banjul, The Gambia.

Richard Omore, Center for Global Health Research, Kenya Medical Research Institute, Kisumu, Kenya.

John B Ochieng, Center for Global Health Research, Kenya Medical Research Institute, Kisumu, Kenya.

Jennifer R Verani, Division of Global Health Protection, Centers for Disease Control and Prevention, Nairobi, Kenya.

Marc-Alain Widdowson, Division of Global Health Protection, Centers for Disease Control and Prevention, Nairobi, Kenya.

Samba O Sow, Centre pour le Développement des Vaccins du Mali (CVD-Mali), Bamako, Mali.

Sanogo Doh, Centre pour le Développement des Vaccins du Mali (CVD-Mali), Bamako, Mali.

Ciara E Sugerman, Division of Foodborne, Waterborne, and Environmental Diseases, Centers for Disease Control and Prevention, Atlanta, Georgia, USA.

Eric D Mintz, Division of Foodborne, Waterborne, and Environmental Diseases, Centers for Disease Control and Prevention, Atlanta, Georgia, USA.

Karen L Kotloff, Center for Vaccine Development and Global Health, University of Maryland School of Medicine, Baltimore, Maryland, USA; Department of Pediatrics, Center for Vaccine Development and Global Health, University of Maryland School of Medicine, Baltimore, Maryland, USA.

Notes

Acknowledgments. The authors express their deep gratitude to the families who participated in these studies, the clinical and field staff for their exceptional hard work and dedication, and to the physicians, administration, and health officials at every site who generously provided facilities and support for the conduct of the study. They are grateful to Catherine Johnson, Chris Focht, and Nora Watson at the Emmes Company, LLC, for expert data management and reporting. Special thanks go to Carl Kirkwood, Duncan Steele, and Anita Zaidi at the Bill and Melinda Gates Foundation for helpful oversight, Kathy Neuzil for thoughtful suggestions, and to the following members of our International Scientific Advisory Committee for providing insightful comments and guidance: Janet Wittes (Chair), George Armah, John Clemens, Christopher Duggan, Stephane Helleringer, Ali Mokdad, James Nataro, and Halvor Sommerfelt. This supplement is sponsored by the Center for Vaccine Development and Global Health (CVD) at the University of Maryland School of Medicine, Baltimore (UMB).

Supplement sponsorship. This supplement was sponsored by the Bill & Melinda Gates Foundation. This study is based on research funded in part by grants from the Bill & Melinda Gates Foundation (OPP1111236/OPP1116751).

Disclaimer. The funding organizations had no role in the design, collection, analysis, or interpretation of data, or in the writing of the manuscript. The findings and conclusions in this report are those of the authors and do not necessarily represent the official position of the Kenya Medical Research Institute, University of Maryland, US Centers for Disease Control and Prevention, nor any of the collaborating partners in this project.

Financial support. This study was funded by the Bill and Melinda Gates Foundation grants OPP1111236 and OPP1116751.

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