Abstract
Highly pathogenic avian influenza viruses from H5 clade 2.3.4.4b are circulating at unprecedently high levels in wild and domestic birds and have the potential to adapt to humans. We generated an mRNA lipid nanoparticle (LNP) vaccine encoding the hemagglutinin (HA) glycoprotein from a clade 2.3.4.4b H5 isolate. We show that the vaccine is immunogenic in mice and ferrets and prevents morbidity and mortality of ferrets following 2.3.4.4b H5N1 challenge.
Highly pathogenic avian influenza (HPAI) H5 viruses of the A/goose/Guangdong/1996 (Gs/Gd) lineage emerged in southeast Asia in 1996 and have since spread geographically and diversified into several genetically distinct hemagglutinin (HA) clades1–3. Long-distance migration of wild birds has enabled rapid transcontinental spread of these HPAI viruses, as evidenced by past H5 outbreaks in 2005–2006, 2014–2015, and 2016–20173–5. Upon re-emerging in 2020, Gs/Gd lineage H5 viruses of clade 2.3.4.4b have circulated at historically high levels in wild and domestic bird populations across Europe, Asia, the Middle East, Africa, and North and South America2,6–8. These viruses have persisted with outbreaks continuing uncharacteristically over the summer seasons, wreaking havoc on the poultry industry and resulting in high rates of wild bird mortality6,9–11. In comparison to previous H5 outbreaks, a wider range of wild and domestic bird species have been affected by the spread of clade 2.3.4.4b H5 viruses since 202012,13. There have also been occasional human infections and increasing incidences of clade 2.3.4.4b H5 virus spillover into mammals such as red foxes, seals, and minks14–17. Some viruses isolated from infected mammals contain genetic mutations associated with mammalian adaptation, highlighting the potential risk an expanded host range can pose13,15,17–20.
Our laboratory and others previously demonstrated that mRNA-lipid nanoparticle (LNP) vaccines encoding influenza virus HA induce potent immune responses in mice, rabbits, and ferrets, and clinical trials confirm their safety and immunogenicity in humans21–24. We recently developed a multivalent mRNA-LNP vaccine that encodes an HA protein from every influenza virus subtype, including clade 1 H524. This multivalent vaccine protects experimentally infected animals against severe disease and death when challenge strains are antigenically mismatched to the vaccine immunogens24; however, the vaccine is not expected to elicit neutralizing antibodies and sterilizing immunity against mismatched influenza virus strains, such as clade 2.3.4.4b H5 viruses. It is therefore important to also develop tailored-made vaccines precisely matched to influenza virus strains with high pandemic potential.
We created a monovalent nucleoside-modified mRNA-LNP vaccine encoding HA from the clade 2.3.4.4b A/Astrakhan/3212/2020 virus. We vaccinated mice with 1 or 10 μg of H5 mRNA-LNP vaccine or 10 μg of a control mRNA-LNP vaccine expressing an irrelevant protein (Ovalbumin), and quantified serum antibody levels and splenic T cell responses after vaccination. Both doses of H5 mRNA-LNP vaccine elicited high levels of HA antibodies that bound (Figure 1a) and neutralized (Figure 1b) A/Astrakhan/3212/2020. Serum antibody titers declined slightly from 28 to 100 days following vaccination (Figures 1a–b). We also tested antibody binding and neutralization of two additional 2.3.4.4b H5 strains, including A/red fox/England/AVP-M1–21-01/2020, which is an H5N8 strain isolated from a red fox, and A/pheasant/New York/22–009066-001/2022 which is an H5N1 virus representative of 2.3.4.4b strains currently circulating in the United States. Relative to the A/Astrakhan/3212/2020 H5 vaccine immunogen, the A/red fox/England/AVP-M1–21-01/2020 HA possesses P152S and S336N substitutions, and the A/pheasant/New York/22–009066-001/2022 HA possesses L120M, V226A, and I526V HA substitutions. The A/Astrakhan-3212/2020-based H5 mRNA-LNP vaccine elicited antibodies that bound (Figure 1c–d) and neutralized (Figure 1e–f) both A/red fox/England/AVP-M1–21-01/2020 and A/pheasant/New York/22–009066-001/2022. Antibody titers against these variant viruses were ~3 fold lower compared to A/Astrakhan/3212/2020 titers (Extended Data Figure 1). We also examined splenic T cell responses 10 days after vaccination of mice and found that the H5 mRNA-LNP vaccine elicited HA-specific CD8+ T cell responses, including CD8+ CD44high CD62Llo cells expressing IFNγ (Figure 1g) and TNFα (Figure 1h).
We vaccinated ferrets using a prime/boost strategy to mimic the dosing schedule initially used for severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) mRNA vaccination of humans25,26. Animals were primed with 60 μg of mRNA-LNP vaccine encoding H5 or an irrelevant protein (Luciferase) and then boosted 28 days later with the same vaccine. Ferrets vaccinated with H5 mRNALNP produced high levels of antibodies that bound and neutralized both the A/Astrakhan/3212/2020 (Figure 2a–b) and A/pheasant/New York/22–009066-001/2022 (Figure 2c–d) viruses. The second dose of H5 mRNA-LNP boosted H5-reactive antibody levels ~8-fold higher relative to prior to the boost. Antibody titers against A/Astrakhan/3212/2020 and A/pheasant/New York/22–009066-001/2022 were similar (Extended Data Figure 2). The vaccinated ferrets were then challenged with A/Bald eagle/North Carolina/ W22–140/2022, an H5N1 strain that is similar to A/pheasant/New York/22–009066-001/2022 and previously shown to be lethal in ferrets27. All four H5 mRNA-LNP-vaccinated ferrets survived the H5N1 challenge, while all Luciferase mRNA-LNP-vaccinated animals reached clinical endpoint by 7 days post-challenge (Figure 2e). Luciferase mRNA-LNP-vaccinated animals lost more weight (Figure 2f), had detectable levels of virus in nasal washes for longer amounts of time (Figure 2g), and displayed more clinical signs (Figure 2h) relative to H5 mRNA-LNP-vaccinated animals.
Together, our data demonstrate that our monovalent clade 2.3.4.4b H5 mRNA-LNP vaccine is immunogenic and protective in mice and ferrets. Further studies will evaluate different doses of clade 2.3.4.4b H5 mRNA-LNP vaccine in animal models prior to Phase 1 testing in humans. It will also be important to evaluate the clade 2.3.4.4b H5 mRNA-LNP vaccine in birds and other animals that could potentially serve as an intermediate host to humans, such as swine. Our studies highlight the flexibility of the mRNA vaccine platform which allows for rapid development and precise antigenic matching of vaccine immunogens to emerging influenza virus strains with pandemic potential.
Supplementary Material
Funding
This project has been funded in part with Federal funds from the National Institute of Allergy and Infectious Diseases, National Institutes of Health, Department of Health and Human Services, under Contract Nos. 75N93021C00015 (S.E.H.) and 75N93021C00016 (R.J.W.), and grant numbers R01AI08686 (S.E.H.) and R01AI126899 (C.A.H.). Funding was also received from the Commonwealth of Pennsylvania (S.E.H. and C.A.H.) and the Penn Institute for Infectious and Zoonotic Diseases (C.A.H.). S.E.H. holds an Investigators in the Pathogenesis of Infectious Disease Awards from the Burroughs Wellcome Fund.
Funding Statement
This project has been funded in part with Federal funds from the National Institute of Allergy and Infectious Diseases, National Institutes of Health, Department of Health and Human Services, under Contract Nos. 75N93021C00015 (S.E.H.) and 75N93021C00016 (R.J.W.), and grant numbers R01AI08686 (S.E.H.) and R01AI126899 (C.A.H.). Funding was also received from the Commonwealth of Pennsylvania (S.E.H. and C.A.H.) and the Penn Institute for Infectious and Zoonotic Diseases (C.A.H.). S.E.H. holds an Investigators in the Pathogenesis of Infectious Disease Awards from the Burroughs Wellcome Fund.
Footnotes
Competing Interests
S.E.H. and D.W. are co-inventors on patents that describe the use of nucleoside-modified mRNA as a platform to deliver therapeutic proteins and as a vaccine platform. S.H.Y.F. is an employee of Acuitas Therapeutics, a company focused on the development of lipid nanoparticulate nucleic acid delivery systems for therapeutic applications. The authors declare no other competing interests.
References
- 1.Group, W. O. F. H. N. E. W. Continued evolution of highly pathogenic avian influenza A (H5N1): updated nomenclature. Influenza and Other Respiratory Viruses 6, 1–5, (2012). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 2.Lewis N. S. et al. Emergence and spread of novel H5N8, H5N5 and H5N1 clade 2.3.4.4 highly pathogenic avian influenza in 2020. Emerging Microbes & Infections 10, 148–151, (2021). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 3.Verhagen J. H., Fouchier R. A. M. & Lewis N. Highly Pathogenic Avian Influenza Viruses at the Wild–Domestic Bird Interface in Europe: Future Directions for Research and Surveillance. Viruses 13, 212, (2021). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 4.Global Consortium for H. N. & Related Influenza V. Role for migratory wild birds in the global spread of avian influenza H5N8. Science 354, 213–217, (2016). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 5.Lycett S. J. et al. Genesis and spread of multiple reassortants during the 2016/2017 H5 avian influenza epidemic in Eurasia. Proc Natl Acad Sci U S A 117, 20814–20825, (2020). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 6.Caliendo V. et al. Transatlantic spread of highly pathogenic avian influenza H5N1 by wild birds from Europe to North America in 2021. Sci Rep 12, 11729, (2022). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 7.King J. et al. Highly pathogenic avian influenza virus incursions of subtype H5N8, H5N5, H5N1, H5N4, and H5N3 in Germany during 2020–21. Virus Evolution 8, (2022). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 8.Adlhoch C. et al. Avian influenza overview December 2022 - March 2023. Efsa j 21, e07917, (2023). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 9.Authority E. F. S. et al. Avian influenza overview May – September 2021. EFSA Journal 20, e07122, (2022). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 10.High pathogenicity avian influenza (HPAI)- situation report. (World Organisation for Animal Health-World Animal Health Information System, 2022).
- 11.European Food Safety, A. et al. Avian influenza overview March - June 2022. EFSA J 20, e07415, (2022). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 12.FAO-UN. Global Avian Influenza Viruses with Zoonotic Potential situation update, <https://www.fao.org/animal-health/situation-updates/> (2023).
- 13.Bordes L. et al. Highly Pathogenic Avian Influenza H5N1 Virus Infections in Wild Red Foxes (Vulpes vulpes) Show Neurotropism and Adaptive Virus Mutations. Microbiology Spectrum 11, e02867–02822, (2023). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 14.Rijks J. M. et al. Highly Pathogenic Avian Influenza A(H5N1) Virus in Wild Red Foxes, the Netherlands, 2021. Emerg Infect Dis 27, 2960–2962, (2021). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 15.Puryear W. et al. Outbreak of Highly Pathogenic Avian Influenza H5N1 in New England Seals. bioRxiv, 2022.2007.2029.501155, (2022). [Google Scholar]
- 16.Pyankova O. G. et al. Isolation of clade 2.3.4.4b A(H5N8), a highly pathogenic avian influenza virus, from a worker during an outbreak on a poultry farm, Russia, December 2020. Euro Surveill 26, (2021). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 17.Agüero M. et al. Highly pathogenic avian influenza A(H5N1) virus infection in farmed minks, Spain, October 2022. Euro Surveill 28, (2023). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 18.Floyd T. et al. Encephalitis and Death in Wild Mammals at a Rehabilitation Center after Infection with Highly Pathogenic Avian Influenza A(H5N8) Virus, United Kingdom. Emerging Infectious Disease journal 27, 2856, (2021). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 19.Postel A. et al. Infections with highly pathogenic avian influenza A virus (HPAIV) H5N8 in harbor seals at the German North Sea coast, 2021. Emerging Microbes & Infections 11, 725–729, (2022). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 20.Alkie T. N. et al. Characterization of neurotropic HPAI H5N1 viruses with novel genome constellations and mammalian adaptive mutations in free-living mesocarnivores in Canada. Emerging Microbes & Infections 12, 2186608, (2023). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 21.Feldman R. A. et al. mRNA vaccines against H10N8 and H7N9 influenza viruses of pandemic potential are immunogenic and well tolerated in healthy adults in phase 1 randomized clinical trials. Vaccine 37, 3326–3334, (2019). [DOI] [PubMed] [Google Scholar]
- 22.Pardi N. et al. Nucleoside-modified mRNA immunization elicits influenza virus hemagglutinin stalk-specific antibodies. Nature Communications 9, 3361, (2018). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 23.Willis E. et al. Nucleoside-modified mRNA vaccination partially overcomes maternal antibody inhibition of de novo immune responses in mice. Sci Transl Med 12, (2020). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 24.Arevalo C. P. et al. A multivalent nucleoside-modified mRNA vaccine against all known influenza virus subtypes. Science 378, 899–904, (2022). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 25.Freyn A. W. et al. A Multi-Targeting, Nucleoside-Modified mRNA Influenza Virus Vaccine Provides Broad Protection in Mice. Molecular Therapy 28, 1569–1584, (2020). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 26.Topol E. J. Messenger RNA vaccines against SARS-CoV-2. Cell 184, 1401, (2021). [DOI] [PMC free article] [PubMed] [Google Scholar]
- 27.Kandeil A. et al. (Research Square, 2022).
Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.