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. 2023 May 18;18(5):e0285626. doi: 10.1371/journal.pone.0285626

Factors associated with nonadherence to the American Academy of Pediatrics 2014 bronchiolitis guidelines: A retrospective study

Laure F Pittet 1,2,*, Alban Glangetas 3, Constance Barazzone-Argiroffo 4, Alain Gervaix 3, Klara M Posfay-Barbe 1,2, Annick Galetto-Lacour 3, Fabiola Stollar 1
Editor: Sebastien Kenmoe5
PMCID: PMC10194926  PMID: 37200253

Abstract

The latest guideline from the American Academy of Pediatrics for the management of bronchiolitis has helped reduce unnecessary interventions and costs. However, data on patients still receiving interventions are missing. In patients with acute bronchiolitis whose management was assessed and compared with current achievable benchmarks of care, we aimed to identify factors associated with nonadherence to guideline recommendations. In this single-centre retrospective study the management of bronchiolitis pre-guideline (Period 1: 2010 to 2012) was compared with two periods post-guideline (Period 2: 2015 to 2016, early post-guideline; and Period 3: 2017 to 2018, late post-guideline) in otherwise healthy infants aged less than 1 year presenting at the Children’s University Hospitals of Geneva (Switzerland). Post-guideline, bronchodilators were more frequently administered to older (>6 months; OR 25.8, 95%CI 12.6–52.6), and atopic (OR 3.5, 95%CI 1.5–7.5) children with wheezing (OR 5.4, 95%CI 3.3–8.7). Oral corticosteroids were prescribed more frequently to older (>6 months; OR 5.2, 95%CI 1.4–18.7) infants with wheezing (OR 4.9, 95% CI 1.3–17.8). Antibiotics and chest X-ray were more frequently prescribed to children admitted to the intensive care unit (antibiotics: OR 4.2, 95%CI 1.3–13.5; chest X-ray: OR 19.4, 95%CI 7.4–50.6). Latest prescription rates were all below the achievable benchmarks of care. In summary, following the latest American Academy of Pediatrics guideline, older, atopic children with wheezing and infants admitted to the intensive care unit were more likely to receive nonevidence-based interventions during an episode of bronchiolitis. These patient profiles are generally excluded from bronchiolitis trials, and therefore not specifically covered by the current guideline. Further research should focus on the benefit of bronchiolitis interventions in these particular populations.

Introduction

Acute bronchiolitis is among the most common illnesses in pediatrics, both in the ambulatory and in the hospital setting, and is associated with steadily rising annual costs [1, 2]. Whereas the diagnosis of bronchiolitis should be based on clinical presentation, management should essentially focus on symptoms, with minimal handling, and with hydration and oxygen when required [37]. Furthermore, in order to limit the use of non-evidence-based therapies and investigations, the 2014 American Academy of Pediatrics (AAP) clinical practice guideline on bronchiolitis provided explicit recommendations against routine use of bronchodilators, corticosteroids, antibiotics, and chest radiography [3].

Avoiding unnecessary interventions not only benefits the patient, it is also essential to counteract rising healthcare costs. Many studies have reported increasing adherence to the 2014 AAP guideline, with decreasing use of nonevidence-based interventions, mainly bronchodilators [811]. Achievable benchmarks of care (ABC) for bronchiolitis have also been defined [12, 13] in order to improve the quality of healthcare processes and thereby reduce the number of unnecessary interventions. The guideline acknowledges heterogeneity in patient characteristics and in acute clinical presentations, however, it delegates prescription decisions to the treating physician where there is a lack of guidance for specific patient profiles. Interventions may, therefore, be beneficial in a selection of patients not covered by the guidelines [1416], and furthermore there is currently no detailed information regarding the characteristics of these subjects still receiving these interventions.

In patients with acute bronchiolitis whose management was assessed and compared with current achievable benchmarks of care, we aimed to identify profiles associated with the prescription of bronchiolitis interventions. As these interventions are not recommended in the 2014 AAP guideline, we aimed to explore the rationale behind these prescriptions and evaluate patient groups that should be included in a future revised guideline. The objective was hence to evaluate whether we had moved beyond the “are we prescribing less”, toward “our prescriptions are well targeted”.

Methods

Study design and subjects

In this single-centre retrospective observational study, the management of bronchiolitis pre-guideline (Period 1: 2010 to 2012) was compared with two periods post-2014 AAP guideline (Period 2: 2015 to 2016, early post-guideline; and Period 3: 2017 to 2018, late post-guideline). All infants <1 year of age who presented for acute bronchiolitis at the emergency department (ED) of the University Hospitals of Geneva during these periods were eligible. Acute bronchiolitis episodes were identified base on the International Classification of Diseases (ICD), version 2010, using the code “acute bronchiolitis (J21)” and its derivatives. Medical records were reviewed, and only patients with a typical clinical presentation were included [3]. This was defined as a history and clinical exam compatible with bronchiolitis, namely a combination of respiratory distress (e.g. tachypnoea, grunting, nasal flaring, retractions, and/or need for supplementary oxygen) with fine crackles on auscultation. We excluded episodes that were miscoded, as well as individuals with chronic diseases, such as underlying pulmonary diseases (e.g. bronchopulmonary dysplasia, cystic fibrosis, and congenital malformation), congenital heart diseases, genetic diseases (e.g. Down syndrome), congenital or acquired immunodeficiencies, or neuromuscular disorders, as well as those with more than 3 previous episodes of bronchiolitis. Premature infants without chronic diseases were not excluded. The study was approved by the Human Research Ethics Committee of the Canton of Geneva, who waived the need for individual consent; the data was anonymized before analysis. This report followed the STROBE reporting guideline for cohort studies.

Data extraction

The following data were collected from the medical charts: demographics (age, sex, and gestational age at birth), underlying medical conditions, date of admission, radiological assessment (chest X-ray), medications received (inhaled bronchodilator (β-agonist), oral corticosteroids, inhaled corticosteroids and antibiotics) before presentation to the ED (approximate reflection of private practice prescription) and in hospital, as well as disease severity parameters, such as need for hospitalization, length of stay (LOS; defined as the time interval between ED triage and hospital discharge order), admission to intensive care unit (ICU), requirement of nasogastric tube and of supplemental oxygen. Clinical parameters at ED presentation were also collected, including oxygen saturation, respiratory rate, presence of wheezing, and degree of retractions. The latter was divided for this analysis into “none/mild”, defined as no retraction or retraction in only one site (e.g., subcostal retraction or nasal flaring), and “moderate/severe”, defined as retractions in more than on site (e.g., supraclavicular and sternal retractions).

Setting

The University Hospitals of Geneva includes one of the largest paediatric tertiary hospitals in Switzerland, with over 30,000 ED encounters per year. The institutional protocol on bronchiolitis management was changed following the publication of the 2014 AAP guideline [3]. Pre 2014 AAP guideline publication (period 1), a trial of bronchodilator treatment was recommended at ED presentation, especially in patients older than 6 months, but maintained only if beneficial (i.e. increased oxygen saturation, and decreased respiratory rate and wheezing). After 2014 (periods 2 and 3), supportive care was strongly recommended at ED admission and all other treatments (i.e. bronchodilators and corticosteroids) were discouraged [3]. At neither of the three periods were oral steroids routinely used, and antibiotics were only administered when a concomitant bacterial infection (e.g., pneumonia, acute otitis media) was clinically suspected. Laboratory testing and chest X-ray were at the discretion of the pediatrician in charge, as was the decision to start empiric antibiotic treatment; Laboratory confirmation of bacterial infection was not required before starting antibiotics. Hospitalization criteria were: oral intake less than 50% of daily nutritional requirements and requiring nasogastric tube feeding; low oxygen saturation requiring supplemental oxygen (less than 92% in period 1, and less than 90% in periods 2 and 3); progressive respiratory failure, apnoea, bradycardia, or poor social conditions requiring close monitoring. All patients requiring hospitalization for a respiratory illness during the RSV or influenza season had a viral diagnostic test to enable room cohorting. Room cohorting meant that we were not able to include viral testing in our analyses as it would not have been representative.

Statistical analysis

All analyses were 2-tailed and performed using Stata statistical software version 16.0 (StataCorp). For subjects with more than one ED presentation for acute bronchiolitis during the period of interest, only the first episode was included in the analysis. First, subject and episode characteristics were compared between periods 1 and 2, and 1 and 3 using Kruskall-Wallis test for continuous variables, and χ2 or Fisher tests were used for categorical variables, as appropriate. Second, the proportion of subjects receiving medications before ED presentation or in hospital, as well as radiological assessments in hospital were reported with 95% confidence intervals (CI) for each period; results from period 1 (pre-guideline) were compared to period 2 (early post-guideline) and to period 3 (late post-guideline), respectively, and reported as proportion difference with 95% CI. All results were then compared to the published ABC [12, 13]. Third, characteristics of subjects receiving non-recommended interventions (bronchodilators, oral corticosteroids, inhaled corticosteroids, antibiotics and chest X-ray) in hospital after the publication of the AAP guideline (periods 2 and 3) were compared to those who did not receive them using Kruskall-Wallis test for continuous variables, and χ2 or Fisher tests for categorical variables, as appropriate. Factors associated with use of these interventions were identified using univariate logistic regressions and reported as odds ratio (OR). Significant factors (p-value < 0.2) were included as possible covariates in multivariate models for each of the interventions. The models were created using backward stepwise exclusion of factors with p-values > 0.05. Given the slightly higher proportion of severe episodes in periods 2 and 3, sensitivity analyses were done, restricted to patients with severe retraction.

Results

Subject characteristics

A total of 963 subjects were included (434 in period 1, 216 in period 2, and 313 in period 3); patient characteristics are presented in Table 1. There was a significant lower proportion of females in period 1, and a higher proportion of severe episodes in periods 2 and 3, with longer duration of symptoms prior to ED presentation, as well as higher rates of moderate or severe retraction, of nasogastric tube requirement, and of hospitalization.

Table 1. Characteristics of patients presenting with acute bronchiolitis episodes, by study period and in relation to the American Academy of Pediatrics clinical practice guideline on bronchiolitis [3].

Patient characteristics Period 1 (2010–2012) Period 2 (2015–2016) Period 3 (2017–2018) p-value
n n n
Age, months 434 5.5 (2.7 to 7.8) 216 5.0 (2.0 to 8.0) 313 5.2 (2.6 to 7.7) 0.6
Sex, female 434 145 (33.4) 216 92 (42.6) 313 138 (44.1) 0.006
Prematurity 434 28 (6.5) 206 24 (11.7) 285 25 (8.8) 0.08
Personal history of atopy 434 15 (3.5) 216 13 (6.0) 313 14 (4.5) 0.3
Family history of atopy 155 76 (49.0) 30 21 (70.0) 47 18 (38.3) 0.03
Duration of symptoms at presentation, days 431 2 (1 to 3) 213 3 (2 to 4) 297 3 (2 to 4) <0.001
Moderate or severe retractions 434 168 (38.7) 216 127 (58.8) 313 195 (62.3) <0.001
Wheezing 434 193 (44.5) 216 103 (47.7) 313 128 (40.9) 0.3
Tachypnoea 432 276 (63.9) 214 125 (58.4) 310 180 (58.1) 0.2
Oxygen saturation at presentation, % 425 97 (95 to 99) 209 97 (95 to 99) 302 97 (96 to 99) 0.3
Hospitalization 434 128 (29.5) 216 82 (38.0) 313 112 (35.8) 0.06
ICU admission 434 13 (3.0) 216 15 (6.9) 313 14 (4.5) 0.07
Length of stay in hospitalized subjects, days 128 4.1 (2.9 to 5.9) 82 4.2 (2.2 to 7.2) 112 4.6 (2.8 to 6.8) 0.9
Required oxygen supplementation 434 107 (24.7) 216 45 (20.8) 313 70 (22.4) 0.5
Required nasogastric tube 434 65 (15.0) 216 50 (23.1) 313 65 (22.4) 0.02
Otitis media 434 71 (16.4) 216 33 (15.3) 313 49 (15.7) 0.9
Pneumonia 434 5 (1.2) 216 3 (1.4) 313 2 (0.6) 0.7

Categorical variables are reported as number (%), continuous variables are reported as median (interquartile range).

AAP, American Academy of Pediatrics.

Concordance of prescriptions with benchmark criteria

During period 1, only bronchodilators were prescribed above ABC (Table 2 and Fig 1). In periods 2 and 3, a sustained decrease in the proportion of subjects receiving bronchodilators was observed both before ED presentation and in hospital. In period 3, prescriptions for bronchodilators, antibiotics, oral corticosteroids, and chest X-ray all concorded with the highest ABC (Table 2 and Fig 1). In-hospital antibiotic prescriptions did increase between periods 1 and 3 (+4.3%, 95%CI +0.6% to +8.1%), but remained below ABC (9% in period 3; ABC 17–19%). Sensitivity analyses restricted to patients with severe retraction showed similar results.

Table 2. Evolution of prescriptions against benchmark reference values for acute bronchiolitis, over three periods of time.

  Prescribed diagnostic tests and treatments Benchmarks, % Study data, n (%) Difference with period 1 (pre-guideline) % (95% CI)
PHIS databasea, [12] Systematic review [13] Period 1b Period 2b Period 3b Period 2 (early post-guideline) Period 3 (late post-guideline)
(2010–2012) (2015–2016) (2017–2018)
n = 14 882 n = 12 114 n = 434 n = 216 n = 313
Before ED presentation Bronchodilators 19%a 16% 103 (23.7) 35 (16.2) 54 (17.3) -7.5 (-1.2 to -13.9) -6.5 (-0.7 to -12.3)
Oral corticosteroids 6% a 1% 6 (1.4) 2 (0.9) 7 (2.2) -0.5 (-2.1 to +1.2) +0.9 (-1.1 to +2.8)
Inhaled corticosteroids - - 2 (0.5) 1 (0.5) 6 (1.9) 0 (-1.1 to +1.1) +1.5 (-0.2 to +3.1)
Antibiotics 19% a 17% 25 (5.8) 19 (8.8) 21 (6.7) +3.0 (-1.3 to +7.4) +0.9 (-2.6 to +4.5)
In hospital Bronchodilators 19% 16% 141 (32.5) 55 (25.5) 53 (16.9) -7.0 (-14.3 to +0.3) -15.6 (-21.6 to -9.5)
Oral corticosteroids 6% 1% 5 (1.2) 7 (3.2) 7 (2.2) +2.1 (-0.5 to +4.7) +1.1 (-0.8 to +3.0)
Inhaled corticosteroids - - 0 (0.0) 1 (0.5) 1 (0.3) +0.5 (-0.4 to +1.4) +0.3 (-0.3 to +0.9)
Antibiotics 19% 17% 20 (4.6) 18 (8.3) 28 (8.9) +3.7 (-0.5 to +7.9) +4.3 (+0.6 to +8.1)
Chest radiography 32% 42% 52 (12.0) 19 (8.8) 30 (9.6) -3.2 (-8.1 to +1.7) -2.4 (-6.9 to +2.1)

CI: confidence interval; ED: emergency department; PHIS: Pediatric Health Information Systems.

a PHIS database includes tertiary care hospital data only, which are less suitable as a comparator for prescriptions made before ED presentation [12].

b The three periods of time were determined as follows: Period 1 preceded the publication of the American Academy of Pediatrics clinical practice guideline on bronchiolitis [3], whereas Period 2 immediately followed publication of the guideline and Period 3 covered year 3 post-guideline publication.

Fig 1. Evolution of prescriptions compared to reference benchmarks in acute bronchiolitis over three periods of time and two clinical settings.

Fig 1

Period 1: 2010–2012, pre-AAP bronchiolitis guideline; period 2: 2015–2016, early post-guideline; period 3: 2017–2018, late post-guideline. Left panel: proportion of subjects, with 95% CI. Right panel: Differences in prescription rates between periods 1 and 2, and between periods 1 and 3, with 95% CI. Abbreviations: AAP, American Academy of Pediatrics; ED, emergency department; PHIS, Pediatric Health Information Systems.

Factors associated with bronchodilator use in hospital

Subjects receiving bronchodilators after the publication of the 2014 AAP guideline were more likely to be older than 6 months (OR 25.8, 95%CI 12.6 to 52.6), have at ED presentation a history of atopy (OR 3.5, 95%CI 1.5 to 7.5) and wheezing (OR 5.4, 95%CI 3.3 to 8.7; Table 3), and before ED presentation have been prescribed a bronchodilator (OR 4.2, 95%CI 2.6 to 6.85) and oral corticosteroids (OR 5.1, 95%CI 1.3 to 19.2). Subjects who did not receive a bronchodilator in hospital were more likely to be male, admitted to ICU and have longer hospital stays, although these results might all have been confounded by younger age at presentation, as they were no longer significant in the multivariate model that included only older age and wheezing. Indeed, most of the ICU admissions (98%) were before 6 months of age, and LOS were overall longer in children aged less than 6 months, with a median duration of 4.6 days (IQR 3.0 to 7.0) compared with 3.2 days (IQR 2.0 to 5.0, p<0.001) in older subjects.

Table 3. Characteristics of patients with acute bronchiolitis episodes and treated with or without bronchodilators in the emergency department after the publication of the American Academy of Pediatrics clinical practice guideline on bronchiolitis [3] (periods 2 and 3, combined).

 Patient characteristics No bronchodilator (N = 421) With bronchodilator (N = 108) p-value Univariate Multivariate
n n OR (95% CI) p-value OR (95% CI) p-value
Age, % aged > 6 months 421 126 (29.9) 108 99 (91.7) <0.001 25.8 (12.6 to 52.6) <0.001 24.5 (11.8 to 50.8) <0.001
Age (among those > 6 months), months 126 7.8 (6.9 to 9.1) 99 9.0 (7.7 to 10.6) <0.001 1.5 (1.2 to 1.7) <0.001 - -
Sex, female 421 194 (46.1) 108 36 (33.3) 0.02 0.6 (0.4 to 0.9) 0.02 - -
Prematurity 395 37 (9.4) 96 12 (12.5) 0.4 1.4 (0.7 to 2.8) 0.4 - -
Personal history of atopy 421 15 (3.6) 108 12 (11.1) 0.001 3.5 (1.5 to 7.5) 0.003 - -
Family history of atopy 45 23 (51.1) 32 16 (50.0) 0.9 0.9 (0.4 to 2.4) 0.9 - -
Duration of symptoms at presentation, days 406 3 (2 to 4) 104 3 (2 to 4) 0.06 0.9 (0.8 to 1.0) 0.09 - -
Moderate or severe retractions 421 251 (59.6) 108 71 (65.7) 0.2 1.3 (0.8 to 2.0) 0.2 - -
Wheezing 421 150 (35.6) 108 81 (75.0) <0.001 5.4 (3.3 to 8.7) <0.001 5.0 (2.9 to 8.6) <0.001
Tachypnoea 416 239 (57.4) 108 66 (61.1) 0.5 1.2 (0.7 to 1.8) 0.5 - -
Oxygen saturation at presentation, % 406 97 (96 to 99) 105 97 (94 to 98) 0.03 0.9 (0.9 to 1.0) 0.08 - -
Hospitalization 421 159 (37.8) 108 35 (32.4) 0.3 0.8 (0.5 to 1.2) 0.3 - -
ICU admission 421 28 (6.6) 108 1 (0.9) 0.02 0.1 (0.2 to 0.9) 0.05 - -
Length of stay in hospitalized subjects, days 159 4.6 (2.9 to 7.1) 35 2.8 (1.6 to 5.1) <0.001 0.7 (0.6 to 0.9) 0.002 - -
Bronchodilators before ED presentation 421 50 (11.9) 108 39 (36.1) <0.001 4.2 (2.6 to 6.85) <0.001 - -
Oral corticosteroids before ED presentation 421 4 (0.9) 108 5 (4.6) 0.008 5.1 (1.3 to 19.2) 0.02 - -
Inhaled corticosteroids before ED presentation 421 4 (0.9) 108 3 (2.8) 0.1 3.0 (0.7 to 13.5) 0.2 - -
Antibiotics before ED presentation 421 28 (6.6) 108 12 (11.1) 0.1 1.7 (0.9 to 3.6) 0.1 - -

Categorical variables are reported as number (%), continuous variables are reported as median (interquartile range).

In the comparison of periods following the 2014 AAP guideline, we observed an overall decrease in bronchodilator use, as well as modifications in characteristics of patients receiving bronchodilators (Table 4). Subjects receiving bronchodilators during period 3 were older (96% were aged 6 months or more), had a more severe clinical presentation and longer duration of symptoms at ED presentation compared with those receiving bronchodilators in period 1.

Table 4. Characteristics of patients with acute bronchiolitis episodes and treated with bronchodilators in the emergency department at study periods preceding and following publication of the American Academy of Pediatrics clinical practice guideline on bronchiolitis [3].

 Patient characteristics Period 1a (2010–2012) N = 141 Period 2a (2015–2016) N = 55 Period 3a (2017–2018) N = 53 p-value
n n n
Age > 6 months 141 93 (66) 55 48 (87) 53 51 (96) <0.001
Age if ≥ 6 months, months 93 7.9 (7.1 to 9.3) 48 8.5 (8.1 to 9.8) 51 9.2 (7.6 to 10.8) 0.1
Sex, female 141 42 (30) 55 17 (31) 53 19 (36) 0.7
Prematurity 141 11 (8) 51 5 (10) 45 7 (16) 0.3
Personal history of atopy 141 9 (6) 55 8 (15) 53 4 (8) 0.2
Familial history of atopy 61 36 (59) 15 9 (60) 17 7 (41) 0.4
Duration of symptoms at presentation, days 141 2 (1 to 3) 54 3 (1 to 4) 50 3 (2 to 4) 0.01
Moderate or severe retractions 141 71 (50) 55 38 (69) 53 33 (63) 0.04
Wheezing 141 107 (76) 55 43 (78) 53 38 (72) 0.07
Tachypnoea 141 99 (70) 55 32 (58) 53 34 (64) 0.3
Oxygen saturation at presentation, % 139 96 (94 to 98) 53 96 (94 to 98) 52 97 (96 to 98) 0.2
Hospitalization 141 39 (28) 55 18 (33) 53 16 (30) 0.8
ICU admission 141 2 (1) 55 1 (2) 53 0 (0) 1
Bronchodilators before ED presentation 141 58 (41) 55 20 (36) 53 19 (36) 0.7

Categorical variables are reported as number (%), continuous variables are reported as median (interquartile range)

a The three periods were determined so that Period 1 preceded the publication of the 2014 American Academy of Pediatrics clinical practice guideline on bronchiolitis [3], whereas Period 2 immediately followed publication of the guideline and Period 3 covered the 3rd year post-guideline publication.

Factors associated with oral or inhaled corticosteroid use in hospital

Subjects receiving oral corticosteroids after the publication of the 2014 AAP guideline were more likely to be older than 6 months (OR 5.2, 95%CI 1.4 to 18.7) and present with wheezing (OR 4.9, 95% CI 1.3 to 17.8; Table 5). Only two subjects were still prescribed inhaled corticosteroids during period 2 and 3 (Table 6).

Table 5. Acute bronchiolitis episodes in patients treated with or without oral corticosteroids in the emergency department, after publication of the American Academy of Pediatrics clinical practice guideline on bronchiolitis [3] (periods 2 and 3, combined) a.

 Patient characteristics No oral corticosteroids (N = 515) With oral corticosteroids (N = 14) p-value Univariate Multivariate
n n OR (95% CI) p-value OR (95% CI) p-value
Age, % aged > 6 months 515 214 (41.5) 14 11 (78.6) 0.006 5.2 (1.4 to 18.7) 0.01 4.2 (1.1 to 15.2) 0.03
Age (among those > 6 months), months 214 8.2 (7.2 to 9.9) 11 8.6 (7.2 to 10.8) 0.5 1.1 (0.8 to 1.6) 0.5 - -
Sex, female 515 225 (43.7) 14 5 (35.7) 0.6 0.7 (0.2 to 2.2) 0.6 - -
Prematurity 479 49 (10.2) 12 0 (0) 0.2 - - - -
Personal history of atopy 515 25 (4.8) 14 2 (14.2) 0.1 3.2 (0.7 to 15.4) 0.1 - -
Family history of atopy 73 37 (50.7) 4 2 (50.0) 1.0 0.9 (0.12 to 7.3) 1.0 - -
Duration of symptoms at presentation, days 498 3 (2 to 4) 12 2.5 (1.5 to 3) 0.2 0.8 (0.6 to 1.1) 0.3 - -
Moderate or severe retractions 515 315 (61.2) 14 7 (50.0) 0.4 0.6 (0.2 to 1.8) 0.4 - -
Wheezing 515 220 (42.7) 14 11 (78.6) 0.008 4.9 (1.3 to 17.8) 0.02 3.9 (1.1 to 14.4) 0.04
Tachypnoea 510 298 (58.4) 14 7 (50.0) 0.5 0.7 (0.2 to 2.0) 0.5 - -
Oxygen saturation at presentation, % 497 97 (95 to 99) 14 97.5 (94 to 100) 0.7 0.9 (0.8 to 1.1) 0.4 - -
Hospitalization 515 189 (36.7) 14 5 (35.7) 0.9 0.9 (0.3 to 2.9) 0.9 - -
ICU admission 515 28 (5.4) 14 1 (7.1) 0.8 1.3 (0.2 to 10.6) 0.8 - -
Length of stay in hospitalized subjects, days 189 4.3 (2.6 to 6.9) 5 4.1 (3.5 to 6.0) 1.0 0.9 (0.7 to 1.3) 1.0 - -
Bronchodilators before ED presentation 515 84 (16.3) 14 5 (35.7) 0.06 2.8 (0.9 to 8.7) 0.07 - -
Oral corticosteroids before ED presentation 515 9 (1.7) 14 0 (0) 0.6 - - - -
Inhaled corticosteroids before ED presentation 515 6 (1.2) 14 1 (7.2) 0.05 6.5 (0.7 to 58.1) 0.09 - -
Antibiotics before ED presentation 515 38 (7.4) 14 2 (14.3) 0.3 2.1 (0.4 to 9.7) 0.3 - -

Categorical variables are reported as number (%), continuous variables are reported as median (interquartile range).

a The study periods were determined based on the publication of the 2014 American Academy of Pediatrics clinical practice guideline on bronchiolitis: [3] Period 2 immediately followed publication of the guideline and Period 3 covered the 3rd year post-guideline publication.

Table 6. Acute bronchiolitis episodes in patients treated with or without inhaled corticosteroids in the emergency department, after publication of the American Academy of Pediatrics clinical practice guideline on bronchiolitis3 (periods 2 and 3, combined)a.

 Patient characteristics No inhaled corticosteroids (N = 527) With inhaled corticosteroids (N = 2) p-value Univariate Multivariate
n n OR (95% CI) p-value OR (95% CI) p-value
Age, % aged > 6 months 527 223 (42.3) 2 2 (100.0) 0.2 - - - -
Age (among those > 6 months), months 223 8.2 (7.2 to 9.9) 2 8.8 (6.8 to 10.8) 1.0 1.1 (0.5 to 2.5) 0.9 - -
Sex, female 527 229 (43.4) 2 1 (50.0) 1.0 1.3 (0.1 to 20.9) 0.9 - -
Prematurity 490 49 (10.0) 1 0 (0) 1.0 - - - -
Personal history of atopy 527 26 (4.9) 2 1 (50.0) 0.1 19.3 (1.2 to 316.8) 0.04 - -
Family history of atopy 76 38 (50.0) 1 1 (100.0) 1.0 - - - -
Duration of symptoms at presentation, days 508 3 (2 to 4) 2 2 (1 to 3) 0.3 0.6 (0.3 to 1.6) 0.4 - -
Moderate or severe retractions 527 321 (60.9) 2 1 (50.0) 1.0 0.6 (0.04 to 10.3) 0.8 - -
Wheezing 527 229 (43.5) 2 2 (100.0) 0.2 - - - -
Tachypnoea 522 305 (58.4) 2 0 (0) 0.2 - - - -
Oxygen saturation at presentation, % 509 97 (95 to 99) 2 100 (100 to 100) 0.05 - - - -
Hospitalization 527 193 (36.6) 2 1 (50.0) 1.0 1.7 (0.1 to 27.8) 0.7 - -
ICU admission 527 29 (5.5) 2 0 (0) 1.0 - - - -
Length of stay in hospitalized subjects, days 193 4.3 (2.6 to 6.9) 1 3.5 (3.5 to 3.5) 0.6 0.8 (0.3 to 1.9) 0.6 - -
Bronchodilators before ED presentation 527 88 (16.7) 2 1 (50.0) 0.3 5.0 (0.3 to 80.5) 0.3 - -
Oral corticosteroids before ED presentation 527 9 (1.7) 2 0 (0) 1.0 - - - -
Inhaled corticosteroids before ED presentation 527 6 (1.1) 2 1 (50.0) 0.03 86 (4.8 to 1556.6) 0.002 - -
Antibiotics before ED presentation 527 40 (7.6) 2 0 (0) 1.0 - - - -

Categorical variables are reported as number (%), continuous variables are reported as median (interquartile range).

a The study periods were determined based on the publication of the American Academy of Pediatrics clinical practice guideline on bronchiolitis: [3] Period 2 immediately followed publication of the guideline and Period 3 covered year 3 post-guideline publication.

Factors associated with antibiotic use in hospital

Subjects receiving antibiotics after publication of the 2014 AAP guideline were more likely to be older than 6 months (OR 2.0, 95%CI 1.1 to 3.8), have moderate or severe retraction (OR 3.5, 95%CI 1.5 to 7.5) and lower oxygen saturation (OR 0.8 per unit, 95%CI 0.8 to 0.9) at ED presentation, have been prescribed a bronchodilator (OR 2.4, 95%CI 1.2 to 4.7) and antibiotics (OR 6.6, 95%CI 3.1 to 14.1) before ED presentation, and were more likely to be hospitalized (OR 6.5, 95%CI 3.2 to 13.1) and admitted to ICU (OR 5.6, 95%CI 2.4 to 13.2; Table 7). In the multivariate model, the factors independently associated with in-hospital antibiotic use were older age (OR 17.3, 95%CI 5.9 to 51.2), ICU admission (OR 4.2, 95%CI 1.3 to 13.5), and length of stay (OR 1.2 per day, 95%CI 1.1 to 1.4; Table 7).

Table 7. Acute bronchiolitis episodes in patients treated with or without antibiotics in the emergency department, after publication of the American Academy of Pediatrics clinical practice guideline on bronchiolitis [3] (periods 2 and 3, combined)a.

 Patient characteristics No antibiotics (N = 483) With antibiotics (N = 46) p-value Univariate Multivariate
n n OR (95% CI) p-value OR (95% CI) p-value
Age, % aged > 6 months 483 198 (41.0) 46 27 (58.7) 0.02 2.0 (1.1 to 3.8) 0.02 17.3 (5.9 to 51.2) <0.001
Age (among those > 6 months), months 198 8.2 (7.3 to 9.9) 27 9.4 (7.2 to 10.5) 0.2 1.2 (0.9 to 1.5) 0.1 - -
Sex, female 483 212 (43.9) 46 18 (39.1) 0.5 0.8 (0.4 to 1.5) 0.5 - -
Prematurity 448 45 (10.0) 43 4 (9.3) 0.9 0.9 (0.3 to 2.7) 0.9 - -
Personal history of atopy 483 24 (4.9) 46 3 (6.5) 0.6 1.3 (0.4 to 4.6) 0.6 - -
Family history of atopy 66 34 (51.5) 11 5 (45.4) 0.7 0.8 (0.2 to 2.8) 0.7 - -
Duration of symptoms at presentation, days 466 3 (2 to 4) 44 3 (2 to 5) 0.2 1.1 (0.9 to 1.3) 0.2 - -
Moderate or severe retractions 483 287 (59.4) 46 35 (76.1) 0.03 2.2 (1.1 to 4.4) 0.03 - -
Wheezing 483 209 (43.3) 46 22 (47.8) 0.6 1.2 (0.6 to 2.2) 0.6 - -
Tachypnoea 478 273 (57.1) 46 32 (69.6) 0.1 1.7 (0.9 to 3.3) 0.1 - -
Oxygen saturation at presentation, % 468 97 (96 to 99) 43 96 (93 to 97) <0.001 0.8 (0.8 to 0.9) <0.001 - -
Hospitalization 483 159 (32.9) 46 35 (76.1) <0.001 6.5 (3.2 to 13.1) <0.001 - -
ICU admission 483 20 (4.1) 46 9 (19.6) <0.001 5.6 (2.4 to 13.2) <0.001 4.2 (1.3 to 13.5) 0.01
Length of stay in hospitalized subjects, days 159 4.3 (2.5 to 6.6) 35 5.3 (3.2 to 7.8) 0.1 1.1 (0.9 to 1.2) 0.1 1.2 (1.1 to 1.4) 0.003
Bronchodilators before ED presentation 483 75 (15.5) 46 14 (30.4) 0.01 2.4 (1.2 to 4.7) 0.01 - -
Oral corticosteroids before ED presentation 483 8 (1.7) 46 1 (2.2) 0.8 1.3 (0.2 to 10.8) 0.8 - -
Inhaled corticosteroids before ED presentation 483 5 (1.0) 46 2 (4.3) 0.06 4.3 (0.8 to 23.0) 0.08 - -
Antibiotics before ED presentation 483 27 (5.6) 46 13 (28.3) <0.001 6.6 (3.1 to 14.1) <0.001 - -

Categorical variables are reported as number (%), continuous variables are reported as median (interquartile range).

a The study periods were determined based on the publication of the American Academy of Pediatrics clinical practice guideline on bronchiolitis: [3] Period 2 immediately followed publication of the guideline and Period 3 covered year 3 post-guideline publication.

Factors associated with chest X-ray prescription in hospital

Prescription of chest X-ray after the publication of the 2014 AAP guideline was associated with younger age (>6 months-old OR 0.3, 95%CI 0.2 to 0.7), moderate or severe retraction (OR 2.4, 95%CI 1.2 to 4.8) and lower oxygen saturation (OR 0.8 per unit, 95%CI 0.8 to 0.9) at ED presentation, hospitalization (OR 25.0, 95%CI 8.8 to 70.7), admission to ICU (OR 55.0, 95%CI 21.6 to 140.2) and longer hospital stay (OR 1.1 per day, 95%CI 1.0 to 1.2; Table 8). In the multivariate model, the factors independently associated with chest X-ray prescription were hospitalization (OR 13.4, 95%CI 4.6 to 39.5) and ICU admission (OR 19.4, 95%CI 7.4 to 50.6).

Table 8. Acute bronchiolitis episodes in patients investigated with a chest X-ray in the emergency department, after publication of the American Academy of Pediatrics clinical practice guideline on bronchiolitis [3] (periods 2 and 3, combined)a.

 Patient characteristics No chest X-ray (N = 480) With chest X-ray (N = 49) p-value Univariate Multivariate
n n OR (95% CI) p-value OR (95% CI) p-value
Age, % aged > 6 months 480 214 (44.6) 49 11 (22.4) 0.003 0.3 (0.2 to 0.7) 0.004 - -
Age (among those > 6 months), months 214 8.2 (7.2 to 9.8) 11 9.9 (7.9 to 10.8) 0.07 1.4 (0.9 to 2.0) 0.07 - -
Sex, female 480 206 (43.0) 49 24 (49.0) 0.4 1.3 (0.7 to 2.3) 0.4 - -
Prematurity 442 43 (9.7) 49 6 (12.2) 0.6 1.3 (0.5 to 3.2) 0.6 - -
Personal history of atopy 480 24 (5.0) 49 3 (6.1) 0.7 1.2 (0.4 to 4.3) 0.7 - -
Family history of atopy 69 35 (50.7) 8 4 (50.0) 1.0 1.0 (0.2 to 4.2) 1.0 - -
Duration of symptoms at presentation, days 462 3 (2 to 4) 48 3 (2 to 4) 0.8 0.9 (0.8 to 1.1) 0.7 - -
Moderate or severe retractions 480 284 (59.2) 49 38 (77.5) 0.01 2.4 (1.2 to 4.8) 0.01 - -
Wheezing 480 215 (44.8) 49 16 (32.6) 0.1 0.6 (0.3 to 1.1) 0.1 - -
Tachypnoea 475 273 (57.5) 49 32 (65.3) 0.2 1.4 (0.7 to 2.6) 0.3 - -
Oxygen saturation at presentation, % 469 97 (96 to 99) 42 94 (93 to 97) <0.001 0.8 (0.8 to 0.9) <0.001 - -
Hospitalization 480 149 (31.0) 49 45 (91.8) <0.001 25.0 (8.8 to 70.7) <0.001 13.4 (4.6 to 39.5) <0.001
ICU admission 480 7 (1.5) 49 22 (44.9) <0.001 55.0 (21.6 to 140.2) <0.001 19.4 (7.4 to 50.6) <0.001
Length of stay in hospitalized subjects, days 149 4.1 (2.3 to 6.0) 45 6.0 (3.9 to 8.6) 0.001 1.1 (1.0 to 1.2) 0.007 - -
Bronchodilators before ED presentation 480 83 (17.3) 49 6 (12.2) 0.4 0.7 (0.3 to 1.6) 0.4 - -
Oral corticosteroids before ED presentation 480 8 (1.7) 49 1 (2.0) 0.8 1.2 (0.1 to 10.0) 0.8 - -
Inhaled corticosteroids before ED presentation 480 6 (1.2) 49 1 (2.0) 0.6 1.6 (0.2 to 13.9) 0.6 - -
Antibiotics before ED presentation 480 38 (7.9) 49 2 (4.1) 0.3 0.5 (0.1 to 2.1) 0.3 - -

Categorical variables are reported as number (%), continuous variables are reported as median (interquartile range).

a The study periods were determined based on the publication of the American Academy of Pediatrics clinical practice guideline on bronchiolitis: [3] Period 2 immediately followed publication of the guideline and Period 3 covered year 3 post-guideline publication.

Discussion

In this retrospective study of nearly 1000 episodes of bronchiolitis over 8 years, the management of acute bronchiolitis was evaluated in the light of the latest AAP guideline. We observed a sustained decrease in the use of bronchodilators not only in hospital, but also before ED presentation, reflecting changes in clinical practice at the hospital, but also among primary care physicians. However, despite new guideline recommendations, bronchodilators, and sometimes oral corticosteroids, continue to be prescribed in a minority of subjects over 6 months of age presenting with wheezing and an atopic background. Antibiotics and chest X-ray were more frequently prescribed to hospitalized infants admitted to ICU.

Heterogeneity in subject characteristics and in clinical presentation of acute bronchiolitis may be associated with variable responses to treatments [1719]. Infants with an atopic background, previous episodes of bronchiolitis, severe presentation or respiratory failure were excluded from most trials assessing bronchodilators in acute bronchiolitis, therefore the findings from those trials cannot be generalised to these children [20]. Older infants presenting with a wheezing phenotype will possibly benefit more from bronchodilator therapy [1416]. We also observed a shift in age of the population receiving bronchodilators in period 3, in line with our assumptions. These patients also presented with longer duration of symptoms and more severe presentation.

We also noticed increased antibiotic prescriptions over the years, in line with previous studies that also report that these rates are the hardest to improve [2123]. However, the proportion of subjects receiving antibiotics in our study remained below benchmark values throughout all three periods. Antibiotics are sometimes justified in cases of pneumonia, or against co-infection, such as acute otitis media or urinary tract infections, which may be why ABC are set between 17% and 19% [12, 13]. Antibiotics are more likely to be prescribed in sicker children [21], although the proportion of severe episodes contributing to the rise in antibiotic prescription is unknown. In our setting, the rates of pneumonia remained stable, as did those of acute otitis media, despite a more stringent definition of the latter following the 2013 AAP guideline on acute otitis media [24]. However, in line with the literature [21], antibiotics were more frequently prescribed to the sickest children admitted to ICU.

The rate of chest radiography remained unchanged across all three study periods and was far below ABC [12, 13]. Other studies found a reduction in X-ray prescriptions following the 2014 AAP guideline recommendations, however, all studies had higher baseline prescription rates [2527]. According to the literature, chest radiography only rarely contributes to improved management of acute bronchiolitis, while it causes unnecessary expenditures and radiation, increased rates of incorrect diagnosis of bacterial pneumonia, and unnecessary use of antibiotics, and should therefore be kept to a minimum [3, 2831]. In our setting, chest radiography was predominantly prescribed to hospitalized children admitted to ICU, possibly to rule out other pathologies.

Our results are, overall, in line with previous reports [811]. The strength of our study lies first, in that we were able to retrieve robust data from patients presenting with acute bronchiolitis between three distinct periods of observation. Second, we identified how clinical and imaging data from different settings were associated with prescriptions. Indeed, our study was based on data retrieved from medical charts that included clinical parameters as well as prescriptions for medications and investigations both pre-ED presentation and in hospital. In contrast, most published reports have relied on in-hospital data only, sometimes pre-dating current management guidelines, retrieved from physician questionnaires or hospital billing databases lacking clinical information, focussing only on medication prescriptions and ignoring investigations [811].

Our study has potential limitations inherent to its retrospective design. Given the tertiary hospital setting, our sample might have been biased toward greater disease severity and higher prescription rates; part of this limitation was mitigated by concomitant collection of data on treatments administered before ED presentation, although the latter is a slightly biased reflection of the ambulatory setting. Moreover, analysis was based on treatment prescription, which does not infer efficacy; standardised clinical evaluations pre- and post-treatment were not documented, precluding any conclusion on benefit.

We only included children less than 1 year of age, whereas ABC for bronchiolitis are based on children aged 0 to 2 years. In 1- to 2-year-olds, different phenotypes of bronchiolitis exist, and bronchodilator and corticosteroid use may be more often required because of the difficulty to differentiate between bronchiolitis and wheezing with an atopic phenotype. Phenotype-guided bronchodilator therapy strategy has recently been reported as more cost-effective, leading to less hospital admission and lower total treatment costs [32]. Lower ABC for bronchiolitis management in children less than 1 year of age might therefore be more suitable comparators than those used in the present study. Moreover, the AAP guideline ABC we used as comparators mostly reflect intervention rates preceding 2014; updated estimations might therefore be slightly lower. Also, one of the ABC based all its rates on tertiary care hospital data [12], which are less suitable as a comparator for prescriptions made before ED presentation. Lastly, we have also included patients with more than one episode of bronchiolitis; although some research group recommend to focus bronchiolitis research on first episodes (i.e. only in individuals without prior wheeze episode), this is not a consensus and heterogeneity in the population exists [33, 34].

In conclusion, we found that current prescription habits in our centre were compliant to available ABC for the management of bronchiolitis. Even though recourse to some of the interventions was reduced according to guideline recommendations, in this study we could show that they are still commonly used in older and atopic subjects with a severe wheezing presentation, or in children requiring hospitalization. The management of acute bronchiolitis is well-suited for “smarter medicine” in that the evidence-based 2014 AAP guideline does not recommend any specific intervention but aims rather to prevent overtreatment given the lack of evidence of benefit. Reducing unnecessary prescriptions can positively impact on intervention side effects and also help curb healthcare costs. However, several barriers still need to be overcome, such as parents’ pressure to do more, apprehension of relying only on clinical assessment only, without investigations [35]. Targeted quality improvement strategies aiming at better patient and healthcare management should include education programs both for clinicians and parents.

Further research should account for patient heterogeneity rather than considering bronchiolitis as a homogenous disease. Focus should be on groups for whom interventions might be beneficial but for whom there is no current guideline recommendation, such as patients with older age, severe presentation, atopic background, or recurrent episodes. Moreover, the ABC would benefit from a more up-to-date AAP guideline, and separate recommendations should be made for 0–1 and 1-2-year-old populations, for reasons already discussed. Finally, de-implementation campaigns that aim at stopping practices that are not evidence-based should account more for patient heterogeneity, and future guidelines should avoid general recommendations that overlook particularities in disease presentation until more conclusive evidence is available for each patient population [20, 36].

Acknowledgments

We would like to thank Aliki Buhayer (www.prismscientific.ch) for editorial support.

Data Availability

The data underlying the results presented in the study are available from https://doi.org/10.26037/yareta:pxcrz2cuhrhlngrip52357m2du.

Funding Statement

This study was supported by the Schmidheiny Foundation (F.S., no grant number, http://www.fondation-schmidheiny.ch/lafondation.html) and by the University of Geneva’s Research and Development Projects Fund (F.S., grant number PRD 5-2017-I, https://www.hug.ch/direction-medicale-qualite/recherche-clinique). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. There was no additional external funding received for this study.

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Decision Letter 0

Sebastien Kenmoe

10 Apr 2023

PONE-D-22-27995Factors associated with nonadherence to the American Academy of Pediatrics 2014 bronchiolitis guidelines: a retrospective studyPLOS ONE

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Sebastien Kenmoe

Academic Editor

PLOS ONE

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3. Thank you for stating in your Funding Statement:

“This study was supported by the Schmidheiny Foundation (F.S., no grant number, http://www.fondation-schmidheiny.ch/lafondation.html) and by the University of Geneva’s Research and Development Projects Fund (F.S., grant number PRD 5-2017-I, https://www.hug.ch/direction-medicale-qualite/recherche-clinique). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.”

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[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

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Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you for submitting this manuscript, which highlights the benefits of published management guidelines and standards of care, but also highlights the deficiencies with these - namely the difficulty in extrapolating general guidelines for specific patient presentations.

I just have a few questions regarding the methodology and analysis.

Could you please expand more on the clinical definition of bronchiolitis used? "Only those with a typical clinical presentation were included". Can you please advise what the parameters for inclusion and exclusion based on "typical presentation" were?

The "post-guidelines" group were sicker at presentation to ED than the earlier cohort. Is there anything to suggest that the later presentation was also related to the guidelines publication? Eg did general practitioners feel more confident managing sicker babies in the community, leading to later presentation in ED?

Your pre-guidelines cohort were already receiving less antibiotics and less CXRs than the Benchmarking. Is this unique to your centre or is this similar Nationally?

Reviewer #2: Dear authors,

This is a retrospective, single-center study to evaluate the factors associated with nonadherence to the American Academy of Pediatrics 2014 bronchiolitis guidelines.

While I appreciate the relevance of the study and your efforts, there are some comments that I want to make to improve the manuscrit and its understanding:

-The main problem of this study is the selected population. If we stick to the definition of bronchiolitis, this is only the first episode in patients under 2 years of age. In this study, on the other hand, patients with up to 3 episodes of respiratory distress, which do not correspond to bronchiolitis itself, are included, and this produces a bias in the results and their interpretation. The management of these patients is not included in the AAP guidelines since it corresponds to another concept.

This is probably why patients older than 6 months with wheezing use more bronchodilators and corticosteroids, because they are treated as bronchospasms as they are not first episodes and, therefore, not bronchiolitis.

Lines 247-250 should be changed. As explained, if there are previous episodes of bronchiolitis, they are no longer considered as bronchiolitis.

-The other big problem with this manuscript is the results. The groups have statistically significant differences in their characteristics (for example, in severity), so I don't know if the results or their interpretations are really comparable. For this reason, it would be important to analyze subgroups with equal severity to avoid bias.

- Why were patients with some risk factor (heart disease, bronchopulmonary dysplasia...) excluded? It would be very interesting to be able to see what happens with this a priori more serious part of the population.

-It would be very interesting to use severity scores to know which patients we are talking about and not just use "none/mild" and "moderate/severe" for retractions. In patients with acute bronchiolitis there are very good validated severity scores and thus also allow comparisons between groups of equal severity.

-I would like to know why the use of hypertonic saline or nebulized adrenaline, widely used treatments in these patients that appear in the guidelines, has not been analyzed, and instead inhaled corticosteroids, which are rarely used, are analyzed. In fact, the table of inhaled corticosteroids could be removed.

-Regarding the use of antibiotics, it would be interesting to show in the results the infection data of the patients (pneumonia, acute otitis media, urinary infection...). In the discussion section, reference is made to them but without providing the data and it is interesting to assess the increase in their prescription between periods 1 and 3.

-How do the authors explain why more antibiotics are prescribed to RSV-positive patients?

-The conclusions should be reduced a bit and put only those derived from this study. Talking about reducing costs, although it is true, is not discussed in this manuscript.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

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Reviewer #1: No

Reviewer #2: No

**********

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PLoS One. 2023 May 18;18(5):e0285626. doi: 10.1371/journal.pone.0285626.r002

Author response to Decision Letter 0


21 Apr 2023

PONE-D-22-27995

Factors associated with nonadherence to the American Academy of Pediatrics 2014 bronchiolitis guidelines: a retrospective study

PLOS ONE

Dear Dr. Pittet,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Make sure the reference style is adjusted to PLOS One. What was the method used to assess suspicion of bacterial infection? Prior to administering antibiotics, was laboratory confirmation of bacterial infection required?

Authors’ reply:

Dear Editor, thank you for giving us the opportunity to submit a revised manuscript.

Ordering of laboratory testing (usually full blood count, inflammatory parameters such as CRP and procalcitonin, and sometimes hemocultures), urine sampling, and chest X-ray were at the discretion of the paediatrician in charge, as was the decision to start empiric antibiotic treatment. In our center, laboratory confirmation of bacterial infection is not required before starting antibiotics. We have added this precision in the manuscript (lines 106-109, page 5)

The reference style is now in complete accordance with PLOS One recommendation.

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

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https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf.

Authors’ reply: We have verified that our manuscript follows the PLOS ONE formatting guidelines.

2. Please provide additional details regarding participant consent. In the ethics statement in the Methods and online submission information, please ensure that you have specified (1) whether consent was informed and (2) what type you obtained (for instance, written or verbal, and if verbal, how it was documented and witnessed). If your study included minors, state whether you obtained consent from parents or guardians. If the need for consent was waived by the ethics committee, please include this information.

If you are reporting a retrospective study of medical records or archived samples, please ensure that you have discussed whether all data were fully anonymized before you accessed them and/or whether the IRB or ethics committee waived the requirement for informed consent. If patients provided informed written consent to have data from their medical records used in research, please include this information.

Authors’ reply: The need for individual consent was waived by the ethical committee, and the data was anonymized before analysis; this information has been added to the manuscript (page 4, line 81)

3. Thank you for stating in your Funding Statement:

“This study was supported by the Schmidheiny Foundation (F.S., no grant number, http://www.fondation-schmidheiny.ch/lafondation.html) and by the University of Geneva’s Research and Development Projects Fund (F.S., grant number PRD 5-2017-I, https://www.hug.ch/direction-medicale-qualite/recherche-clinique). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.”

Please provide an amended statement that declares *all* the funding or sources of support (whether external or internal to your organization) received during this study, as detailed online in our guide for authors at http://journals.plos.org/plosone/s/submit-now. Please also include the statement “There was no additional external funding received for this study.” in your updated Funding Statement.

Please include your amended Funding Statement within your cover letter. We will change the online submission form on your behalf.

Authors’ reply: The funding statement has been updated in the cover letter.

3. We note that you have indicated that data from this study are available upon request. PLOS only allows data to be available upon request if there are legal or ethical restrictions on sharing data publicly. For more information on unacceptable data access restrictions, please see http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions.

In your revised cover letter, please address the following prompts:

a) If there are ethical or legal restrictions on sharing a de-identified data set, please explain them in detail (e.g., data contain potentially sensitive information, data are owned by a third-party organization, etc.) and who has imposed them (e.g., an ethics committee). Please also provide contact information for a data access committee, ethics committee, or other institutional body to which data requests may be sent.

b) If there are no restrictions, please upload the minimal anonymized data set necessary to replicate your study findings as either Supporting Information files or to a stable, public repository and provide us with the relevant URLs, DOIs, or accession numbers. For a list of acceptable repositories, please see http://journals.plos.org/plosone/s/data-availability#loc-recommended-repositories.

We will update your Data Availability statement on your behalf to reflect the information you provide.

Authors’ reply: The dataset can now be found at the following DOI: 10.26037/yareta:pxcrz2cuhrhlngrip52357m2du

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Partly

________________________________________

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

________________________________________

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

________________________________________

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

________________________________________

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1

Thank you for submitting this manuscript, which highlights the benefits of published management guidelines and standards of care, but also highlights the deficiencies with these - namely the difficulty in extrapolating general guidelines for specific patient presentations.

I just have a few questions regarding the methodology and analysis.

Could you please expand more on the clinical definition of bronchiolitis used? "Only those with a typical clinical presentation were included". Can you please advise what the parameters for inclusion and exclusion based on "typical presentation" were?

Authors’ reply: A ‘typical presentation’ was defined as a history and clinical exam compatible with bronchiolitis, namely a combination of respiratory distress (e.g. tachypnoea, grunting, nasal flaring, retractions, and/or need for supplementary oxygen) with fine crackles on auscultation. Episodes that were miscoded were excluded. We added this information to the manuscript (lines 72-75 page 4).

The "post-guidelines" group were sicker at presentation to ED than the earlier cohort. Is there anything to suggest that the later presentation was also related to the guidelines publication? Eg did general practitioners feel more confident managing sicker babies in the community, leading to later presentation in ED?

Authors’ reply: Indeed, this was our hypothesis, but we were unable to verify it.

As requested by reviewer 2, we performed sensitivity analyses restricted to children with moderate/severe retraction at ED presentation and fond similar results.

Your pre-guidelines cohort were already receiving less antibiotics and less CXRs than the Benchmarking. Is this unique to your centre or is this similar Nationally?

Authors’ reply: Hartog et al. (reference 11 in the manuscript) performed a cross‐sectional online survey of all board‐certified pediatricians in Switzerland in November 2019. The reported use of therapies were compared with that reported in previous surveys done in 2001 and 2006. The authors found that there was an overall decrease in the prescription of therapeutics and interventions for acute bronchiolitis from 2001 to 2019. Overall 27% of respondents reported prescribing antibiotics “sometimes” or to “infants at risk”.

Reference: Hartog K et al. Acute bronchiolitis in Switzerland - Current management and comparison over the last two decades. Pediatr Pulmonol. 2022;57(3):734-43. (reference 11 in manuscript)

Reviewer #2:

Dear authors,

This is a retrospective, single-center study to evaluate the factors associated with nonadherence to the American Academy of Pediatrics 2014 bronchiolitis guidelines.

While I appreciate the relevance of the study and your efforts, there are some comments that I want to make to improve the manuscrit and its understanding:

-The main problem of this study is the selected population. If we stick to the definition of bronchiolitis, this is only the first episode in patients under 2 years of age. In this study, on the other hand, patients with up to 3 episodes of respiratory distress, which do not correspond to bronchiolitis itself, are included, and this produces a bias in the results and their interpretation. The management of these patients is not included in the AAP guidelines since it corresponds to another concept.

This is probably why patients older than 6 months with wheezing use more bronchodilators and corticosteroids, because they are treated as bronchospasms as they are not first episodes and, therefore, not bronchiolitis.

Lines 247-250 should be changed. As explained, if there are previous episodes of bronchiolitis, they are no longer considered as bronchiolitis.

Authors’ reply: Thank you for your comment, we agree with you that researchers have often attempted to focus the population of children with bronchiolitis by limiting inclusion to infants < 1 year old with a first episode of bronchiolitis, but it is not a consensus and heterogeneity in the population may persist.1 Historically, there has been a lack of consistency in the definition of bronchiolitis, due in large part to the intrinsic underlying heterogeneity of the condition.2 We now discuss it in the limitations section of the discussion (lines 314-316, page 25).

References

1. Zorc JJ, Hall CB. Bronchiolitis: recent evidence on diagnosis and management. Pediatrics. 2010;125(2):342-9. (reference 34 in manuscript)

2. Dalziel SR, Haskell L, O'Brien S, Borland ML, Plint AC, Babl FE, et al. Bronchiolitis. Lancet. 2022;400(10349):392-406. (reference 33 in manuscript)

-The other big problem with this manuscript is the results. The groups have statistically significant differences in their characteristics (for example, in severity), so I don't know if the results or their interpretations are really comparable. For this reason, it would be important to analyze subgroups with equal severity to avoid bias.

Authors’ reply: We did a sensitivity analysis restricted to patients with moderate/severe retraction and had similar results. This is now reported in the methods (page 6, lines 134-135) and in the result section (page 9, lines 155-156).

- Why were patients with some risk factor (heart disease, bronchopulmonary dysplasia...) excluded? It would be very interesting to be able to see what happens with this a priori more serious part of the population.

Authors’ reply: We have excluded patients with chronic diseases because they have been excluded from the AAP guideline, and therefore the AAP guideline are not applicable to them.1 Moreover, patients with chronic diseases have been excluded from the calculation of the achievable benchmarks of care, precluding comparison if they had been included in our study.2

References:

1. Ralston SL, Lieberthal AS, Meissner HC, Alverson BK, Baley JE, Gadomski AM, et al. Clinical practice guideline: the diagnosis, management, and prevention of bronchiolitis. Pediatrics. 2014;134(5):e1474-502. (reference 3 in the manuscript)

2. Parikh K, Hall M, Mittal V, Montalbano A, Mussman GM, Morse RB, et al. Establishing benchmarks for the hospitalized care of children with asthma, bronchiolitis, and pneumonia. Pediatrics. 2014;134(3):555-62. (reference 12 in the manuscript)

-It would be very interesting to use severity scores to know which patients we are talking about and not just use "none/mild" and "moderate/severe" for retractions. In patients with acute bronchiolitis there are very good validated severity scores and thus also allow comparisons between groups of equal severity.

Authors’ reply: We agree with the reviewer, but given the retrospective setting of this study, we were unable to use scores due to missing information, and had to use what was uniformly available in the medical charts, namely the respiratory rate and the degree of retraction.

The "bronchiolitis severity scores" have been withdrawn from our hospital’s algorithm for the management of bronchiolitis, following the publication of systematic reviews showing that most clinical scores were informally developed and insufficiently validated.1,2

In a recent study, Rodriguez-Martinez et al. pointed out that there is an urgent need to develop better instruments and to validate them in a comprehensive way.3

References:

1. Destino L, Weisgerber MC, Soung P, Bakalarski D, Yan K, Rehborg R, Wagner DR, Gorelick MH, Simpson P. Validity of respiratory scores in bronchiolitis. Hosp Pediatr. 2012 Oct;2(4):202-9.

2. Fernandes RM, Plint AC, Terwee CB, Sampaio C, Klassen TP, Offringa M, van der Lee JH. Validity of bronchiolitis outcome measures. Pediatrics. 2015 Jun;135(6):e1399-408.

3. Rodriguez-Martinez CE, Sossa-Briceño MP, Nino G. Systematic review of instruments aimed at evaluating the severity of bronchiolitis. Paediatr Respir Rev. 2018 Jan;25:43-57.

-I would like to know why the use of hypertonic saline or nebulized adrenaline, widely used treatments in these patients that appear in the guidelines, has not been analyzed, and instead inhaled corticosteroids, which are rarely used, are analyzed. In fact, the table of inhaled corticosteroids could be removed.

Authors’ reply: Our centre does not use hypertonic saline, and uses nebulized adrenaline only in selected very severe bronchiolitis, reason why they were not assessed in this study. If you think it is necessary and the editor also requires it, we agree to remove table 6 presenting the data on inhaled corticosteroids.

-Regarding the use of antibiotics, it would be interesting to show in the results the infection data of the patients (pneumonia, acute otitis media, urinary infection...). In the discussion section, reference is made to them but without providing the data and it is interesting to assess the increase in their prescription between periods 1 and 3.

Authors’ reply: Thank you for your comment, we agree with you, however, unfortunately, we are not able to include this information as we did not collect data on urinary tract infection or other bacterial infection.

The number of otitis media and pneumonia are available in Table 1.

-How do the authors explain why more antibiotics are prescribed to RSV-positive patients?

Authors’ reply: All patients requiring hospitalization for a respiratory illness during the RSV or influenza season had a viral diagnostic test done to enable room cohorting. Therefore, viral testings (and positive test results) were only done in the sickest patient. As analyses were biased by this, the revised manuscript does no longer include any analysis on RSV and influenza test results. Thanks for pointing that out to us.

-The conclusions should be reduced a bit and put only those derived from this study. Talking about reducing costs, although it is true, is not discussed in this manuscript.

Authors’ reply: We like to put the results of our study in perspective, in order to emphasize why they are important. If you think it is necessary and the editor also requires it, we agree to remove the part of the discussion on cost (page 25, lines 305 to 307).

________________________________________

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Attachment

Submitted filename: Bronchiolitis - Plos One - R1 Response to Reviewers.docx

Decision Letter 1

Sebastien Kenmoe

27 Apr 2023

Factors associated with nonadherence to the American Academy of Pediatrics 2014 bronchiolitis guidelines: a retrospective study

PONE-D-22-27995R1

Dear Dr. Pittet,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Sebastien Kenmoe

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

Reviewer #2: I feel the author's have made necessary revisions or justified rationale for not including certain items.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

**********

Acceptance letter

Sebastien Kenmoe

8 May 2023

PONE-D-22-27995R1

Factors associated with nonadherence to the American Academy of Pediatrics 2014 bronchiolitis guidelines: a retrospective study

Dear Dr. Pittet:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Sebastien Kenmoe

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