Abstract
Background
Antimicrobial resistance is exponentially worsening, and the spread of prevalent carbapenem resistant Enterobacteriaceae (CRE) is a major contributor to this global concern. Infection prevention and control strategies are increasingly consolidated key tools to control this worldwide problem.
Aim
To identify, collect and analyse available evidence regarding the impact of infection prevention and control strategies on prevalent CRE dissemination.
Methods
Pubmed®, Scopus® and Web of Science® were searched systematically for articles published between 1th January 2017 and 30th June 2020, guided by the research question ‘What are the most effective and efficient strategies to prevent and control infection/colonisation caused by Carbapenem resistant Escherichia coli and Carbapenem resistant Klebsiella pneumoniae?’.
Findings
Eleven thousand six hundred and thirty-five publications were found, but after applying the inclusion and exclusion criteria, only 30 were selected. The majority of reviewed studies (n = 24) were performed in outbreak situations, 26 studies occurred in acute care units and of those, 17 in intensive care units . From the set of implemented infection prevention and control measures, in 29 studies surveillance cultures were applied, in 23 studies patients were isolated or cohorted and, in general, all described the implementation of standard and contact precaution measures.
Conclusion
This systematic review underlines the importance of infection prevention and control strategies in CRE dissemination, standing out the need of further studies outside outbreak and intensive care units contexts. Investment increments and training and educating of all involved are also important contributors to shift this problem, but still with relevant gaps in their implementation, in all types of care units, that need to be addressed.
Keywords: Infection prevention and control, antimicrobial stewardship, Enterobacteriaceae, carbapenem resistant Escherichia coli, carbapenem resistant Klebsiella pneumoniae
Background and skin and soft
Antimicrobial resistance (AMR) is a growing global challenge (World Health Organization (WHO), 2019), estimating to cause 2.4 million deaths by 2050, a number higher than the predicted mortality due to cancer (Organisation for Economic Co-operation and Development (OECD), 2018). Multidrug resistance (MDR) is a worrisome problem, since it greatly reduces therapeutic options and its prevalence is also exponentially rising in several pathogens (Holmes et al., 2016; O’Neill, 2014).
Antimicrobials are among the most prescribed drugs in medicine, yet up to 50% are prescribed unnecessarily, increasing the selective pressure for pathogens, one of the main factors for MDR emergence (Holmes et al., 2016). AMR control is attained not by adding new antimicrobials to the treatment options but, more importantly, by improving antimicrobials usage, currently known as antimicrobial stewardship (AS). Parallel to AS, infection prevention is certainly one of the first practical milestones for AMR control, by its inherent goal of preventing the infection to occur, and thus preventing the use of antimicrobials, being an essential set of actions for AMR control, acknowledged as more effective in the short term (O’Neill, 2014), Infection Prevention and Control (IPC) is a tried-and-true, cost-effective approach, with the capacity to sustain or even potentiate antimicrobial usage successes (Zingg et al., 2019).
IPC measures are practical, evidence-based approaches to prevent the risk of pathogens transmission (National Health and Medical Council (NHMC), 2010). Universally considered essential for all healthcare systems, IPC translate into improved health and biosafety gains to all stakeholders: patients, visitors, healthcare workers (HCW) and overall society (WHO, 2016a). The major goal of an IPC program is to decrease the incidence of healthcare associated infections (HAI) ideally to zero. Globally, on average, one in every ten inpatients develops an HAI. WHO data shows that effective IPC programmes can reduce HAI rates by at least 30%, and surveillance activities can further reduce HAI by 25–57% (WHO, 2016b).
IPC guidelines include standard precautions and transmission-based precautions. Standard precautions, underpin routine best practices including hand hygiene, respiratory hygiene and cough etiquette, principles of asepsis, personal protective equipment (PPE) usage, patient placement, sterilisation and medical devices decontamination, environmental cleaning, safe handling of linen and laundry, waste management, prevention of injuries from sharp instruments and post-exposure prophylaxis (NHMC, 2010; WHO, 2016a). Transmission-based precautions are designed according to pathogens transmission route with the goal of adequately breaking their chain of infection (NHMC, 2010). In healthcare settings, transmission routes occur mainly through direct contact (including bloodborne), droplet and airborne, varying according to the type of microorganism and, in some cases, transmission can occur by more than one route (Public Health Agency of Canada (PHAC), 2012). Transmission-based precautions involve a combination of measures: continued implementation of standard precautions like the appropriate use of PPE (gloves, apron or gowns, surgical masks or respirators and protective eyewear), patient-dedicated equipment, allocation of single rooms or patients cohorting, appropriate air handling requirements, enhanced cleaning and disinfection of the patient environment and restricted transfer of patients within and between facilities (NHMC, 2010). If successfully implemented, standard and transmission-based precautions can prevent any type of infectious agent from being transmitted to susceptible hosts, including MDR pathogens. IPC practices should be tailored to the level of care that is being provided in the different types of healthcare settings, the inherent risk to individuals and the population, if infection occurs (PHAC, 2012), but also regarding the different pathogens and their MDR.
Transmission of MDR pathogens between patients, including those who are either infected or asymptomatically colonised, greatly accounts for AMR increase. The purpose of screening patients by active surveillance cultures (ASC) is to prevent patient-to-patient transmission by identifying colonised and infected patients, to allow early implementation of transmission-based precautions. Execute ASC involves the collection of specimens for culture whether or not the patient is exhibiting signs or symptoms of infection, and in addition to specimens collected at hospital admission, ASC may also be performed periodically during hospitalisation (Weber et al., 2007).
AS is defined as the optimal selection, dosage and duration of an antimicrobial treatment, translated in the best clinical outcome during an infection treatment, minimal toxicity to the patient and impact on subsequent AMR development (Doron and Davidson, 2011) in the pathogen to debleat and the microbial commensals that inhabit the patient, that act as AMR reservoirs (Wang et al., 2019). Antimicrobial misuse, or overuse, facilitates AMR and MDR development, making AS an important synergistic aid to any IPC strategy. With IPC and AS sharing the common goal of incrementing patients’ biosafety and improving health outcomes, these programs cannot be conducted independently and require interdependent and coordinated actions (Manning et al., 2018).
Carbapenem resistant Enterobacteriaceae, including Escherichia coli and Klebsiella pneumoniae, are a matter of national and international concern as they are an emerging cause of HAI, with very limited treatment options (WHO, 2019). The European Centre for Disease Control (ECDC) report on AMR Surveillance in Europe, published in the end of 2019, shows that more than a third (37.2%) of all reported K. pneumoniae were resistant to at least one of the antimicrobial groups under regular surveillance (aminopenicillins, fluoroquinolones, third-generation cephalosporins, aminoglycosides and carbapenems) and 7.5% were carbapenem resistant K. pneumoniae (CRKP). E. coli were also prevalent, with 58.3% being resistant to at least one of the reported antimicrobial groups. However, carbapenem resistant E. coli (CREC) rates were low, with less than 0.1% prevalence (European Centre for Disease Prevention and Control, 2019).
Despite efforts to control carbapenem resistance and its prevalence in Enterobacteriaceae and other bacterial groups, a definitive solution to this problem is still far from being achieved (Durante-Mangoni et al., 2019). Understanding which are the most adequate IPC strategies to fight CRE spread is paramount to help control these prevalent MDR agents (Magiorakos et al., 2017; Tomczyk et al., 2019). Several systematic reviews addressing CRE pharmacological solutions and genetic innovations are available; however, systematic information on IPC strategies to fight CRE is not common. This systematic review intends to identify, collect and evaluate the available evidence regarding the impact of IPC strategies on CREC and CRKP management.
Methods
A systematic review of literature was carried out following a protocol performed in accordance with the Preferred Reporting Items for Systematic Reviews and Meta-Analysis (PRISMA–P) guidelines (Shamseer et al., 2015). The review question was ‘What are the most effective and efficient strategies to prevent and control infection/colonisation caused by CREC and CRKP?
Literature search was conducted in July 2020, using PubMed Central®, Scopus® and Web of Science®. All databases were searched using a combination of keywords in titles, abstracts and keywords (Table 1). The applied criteria to include studies in the analysis were the following: description of IPC strategies in CREC and CRKP infection and/or colonisation; original research studies published in English between 1st January 2017 and 30th June 2020. The authors considered three years and a half of publication, between 2017 and 2020, as the adequate time to guarantee the up-to-datedness of the revised publications. Two of the three authors of this review were responsible for the selection of articles. The exclusion criteria were the following: articles published in journals not related to health sciences, studies including animals, non-research articles such as opinion articles, conference abstracts, textiles and disinfectants development, studies approaching genetic technologies and pharmacological development to manage CREC and CRKP.
Table 1.
Search terms for database searches.
| Database | Search Terms |
|---|---|
| Scopus® | (Carbapenem resistant OR Carbapenemase producing) AND (Escherichia coli OR Klebsiella pneumoniae) AND (Infection Prevention and Control OR Healthcare associated infection OR Healthcare worker OR Occupational Health OR Safety OR Antimicrobial Stewardship) |
| PubMed® | (Carbapenem resistant Escherichia coli OR Carbapenemase producing Escherichia coli) OR (Carbapenem resistant Klebsiella pneumoniae OR Carbapenemase producing Klebsiella pneumoniae) AND (Infection Prevention and Control OR Healthcare associated infection OR Healthcare worker OR Occupational Health OR Safety OR Antimicrobial Stewardship) |
| Web of Science® | (Carbapenem resistant Escherichia coli OR Carbapenemase producing Escherichia coli) OR (Carbapenem resistant Klebsiella pneumoniae OR Carbapenemase producing Klebsiella pneumoniae) AND (Infection Prevention and Control OR Healthcare associated infection OR Healthcare worker OR Occupational Health OR Safety OR Antimicrobial Stewardship) |
For selected randomised studies, risk of bias was assessed by the following criteria: random sequence generation; allocation concealment; blinding of participants, personnel and outcomes; incomplete outcome data; selective outcome reporting; and other sources of bias in accordance with the methods recommended by the Cochrane Collaboration Tool (Higgins et al., 2011). The following three judgements were used: low risk, high risk or unclear, either lack of information or uncertainty over the potentiality for bias. However, the developed search could also find outbreaks reports, and these studies were assessed through the ORION (Outbreak Reports and Intervention studies of Nosocomial infection) Statement (Stone et al., 2007), case reports using the CARE (CAse REport) Checklist (Riley et al., 2017), before–after studies with no group control, observational cohort and cross-sectional studies, assessed by the National Heart, Lung and Blood Institute (NHLBI) Study Quality Assessment Tools (NHLBI,(National Heart et al., 2014), as being of ‘good’, ‘fair’ or “poor” quality.
Results
Overall, 11,635 records were identified through database search as potentially relevant articles. According to PRISMA-P guidelines (Shamseer et al., 2015), 4044 were screened by title and abstract, and for not addressing the inclusion criteria, 3892 articles were excluded. A total of 152 studies were assessed according to the eligibility criteria, of which 109 were excluded for being duplicates from the selected databases. Thirteen articles were excluded because they did not present any IPC strategy for CREC or CRKP infection or had methodological pitfalls. Thirty studies met the inclusion criteria and were thus included in this systematic review (Figure 1). Quality assessment, performed by one of the authors, using ORION, CARE and NHLBI tools, showed that all included studies were of good quality (Appendix). Acknowledging this as an infrequent result, the analysis was repeated, returning the same results.
Figure 1.
PRISMA-P flow diagram of search strategy and study selection.
Analysing the type of studies (Table 2), one was a retrospective and prospective case–control, three were prospective studies and all others (87%) were retrospective. Of these, one was cross-sectional, one quasi-experimental before and after, one survey, one epidemiological and two cohort studies. Twenty-four studies (80%) were conducted in the context of an outbreak. Studies duration ranged from 1 month to 8 years, with a mean duration of 18 months. Number of patients ranged from five to 1446, with a mean number of 129 participants. Only four studies included children and neonates, with all others (n = 26) considering only adult patients. Regarding the setting where studies were conducted, the majority were on acute care with only three involving patients in rehabilitation units and one in a residential care home. From the 26 studies conducted in hospitals, more than half (n = 17) were carried out in intensive care units (ICU). Others were carried out in a diverse set of departments in acute care units (Gorgulho et al., 2020; Trepanier et al., 2017), as cardiology wards (Decraene et al., 2018) or a liver unit (Martin et al., 2017).
Table 2.
Characterization of included studies.
| Study | Design and duration | Population/ Wards/Situation | Pathogen and AMR feature | Samples and detection methods | Outcomes | Limitations |
|---|---|---|---|---|---|---|
| Ahn (2019)Korea | - Retrospective - 3 months (July to Sep, 2017) - Outbreak |
• 20 patients • ICU Medicine |
CREC • NDM • OXA |
- Blood, urine and stool - ID: blood agar, chromogenic culture media and MacConkey agar plates - AST: Modified Hodge test, Carba NP test - CRE: XpertCarba-R assay |
Rapid detection is one of the most important factors to
prevent CRE dissemination. In acute settings, if IPC team fails to ensure early control of CRE transmission, patients who can opt for homecare are advised an early discharge |
— |
|
Barratt
(2017) New Zealand |
- Retrospective - 4 months (Sep to Dec 2015) - Outbreak |
• 4 patients • Haematology, Gastroenterology, Nephrology |
KPC • NDM |
- Urine, stool, rectal - ID: MALDI-TOF - AST: Modified Hodge test - CRE: Carba NP test |
A multi-disciplinary and multifaceted approach successfully
curtailed the outbreak CRE may be under-detected in New Zealand IPC and screening policies should include CRE Contaminated shared equipment or patient environment may have been a source of transmission of CRE during the outbreak |
— |
|
Battikh
(2017) Tunisia |
- Retrospective - 1 year (Jan to Dec 2014) - Outbreak |
• 21 patients • Neonatal and adult ICUs |
KPC • VIM • KPC |
- Blood, catheters, pus and tracheal aspirate - ID: VITEK®2 - AST: DD in Mueller-Hinton agar plates - CRE: Modified Hodge test |
Copresence of 2 carbapenemases associated with colistin resistance is worrisome due to the possibility of dissemination and limitations on therapeutic options. It is essential to streamline the use of antimicrobials and apply IPC measures to prevent the emergence of colistin resistance | — |
|
Bocanegra-Ibarias (2019) Mexico |
- Retrospective - 1 month (Sep 2017) - Outbreak |
• 67 patients • 65 HCWs • ICU Neurology |
KPC • NDM |
- Rectal - ID: MALDI-TOF - AST: not reported - CRE: CarbaNP test |
A hospital outbreak caused by KPC was contained though active epidemiological and microbiological surveillance. With the methodology used, the detection of the NDM gene in faecal samples was obtained in approximately 15 hours after sampling | • Do not have the complete genome sequence of NDM KPC strains, which would have allowed to infer interpatient transmission. |
| Borgmann (2017) Germany |
- Retrospective cohort - 4 months (Oct 2014 to Jan 2015) - Outbreak |
• 23 patients • Acute rehabilitation |
KPC and CREC • OXA-48 |
- Rectal - ID: VITEK®2 - AST: VITEK®2 - CRE: E-test®, Modified Hodge test and XpertCarba-R assay |
Antimicrobial treatment seemed to be a risk factor for
transmission of OXA positive KPC Patients´ age, gender, Barthel index at admission, and residence with a KPC colonised roommate were not a risk |
• Single-centre study • Small sample size • Not clear the patient index, when colonisation happened, as well as transmissions routes. |
| Brkic (2017) Croatia |
- Retrospective - 1 year (May 2015 to May 2016) - Outbreak |
• 12 patients • ICU, Surgery, Medicine, Neurology |
KPC • KPC |
- Stool, rectal, nasal, oropharyngeal and axillary
skin - ID: VITEK®2 - AST: DD and E-test® - CRE: PCR test |
Rapid detection of KPC and vigorous implementation of IPC measures were essential to control the outbreak | — |
| Bruins (2020) Netherlands |
- Retrospective - 13 months (Feb 2017 to Mar 2018) - Outbreak |
• 8 patients • Residential care home |
CREC • VIM |
- Urine, rectal - ID: agar plates - AST: not reported - CRE: PCR test |
VIM carbapenemase-producing Enterobacteriaceae (CPE) spread
was associated with the use of shared toilets in communal
areas. 7months after IPC measures implementation, all
carriers were found to be VIM-negative, and after 1 year,
VIM CPE was no longer detectable in the environment A customised bundled approach was vital to control the outbreak successfully. Current guidelines should be adapted to all different types of residential care homes in order to effectively fight the spread of MDR pathogens |
— |
| Castagnola (2019) Italia |
- Retrospective, epidemiologic - 5 years (Jan 2013 to Dec 2017) |
• 53 patients • Paediatric hospital |
CREC and KPC • VIM • KPC • NDM • OXA-48 |
- Blood, CSF samples and rectal - ID: MacConkey agar plates - AST: agar plates - CRE: XpertCarba-R assay |
Metallo-β-lactamases were the most frequently identified carbapenemases in Enterobacteriaceae. E. coli and K. pneumoniae the most frequently isolated pathogens carrying them. Proactive IPC strategy was effective in containing in-hospital spreading | — |
| Chen (2019) China |
- Retrospective - 5 months (Dec 2016 to Apr 2017) - Outbreak |
• 8 patients • Infectiology, ICU |
KPC • KPC |
- Blood, sputum, urine, and venous exudate - ID: not re ported - AST: DD- CRE: PCR test |
Two groups of KPC were responsible for a nosocomial outbreak
and demonstrated the transmission route from 2 index
patients. Plasmid carriage and phylogeny are useful tools
for identifying clades involved in KPC
transmission Real-time surveillance of nosocomial outbreaks can help identify the origin of infection and detailed transmission route, which will facilitate the ir timely control |
HCW and environmental implication not fully demonstrated • Single-centre and short duration study • Small sample size |
| Cienfuegos-Gallet (2019) Colombia |
- Prospective case–control and cohort - 2 years (Feb to Mar, 2014 and Oct 2014 to Sep 2015) |
• 338 patients • ICU, Medicine |
KPC • KPC |
- Urine, blood, tracheal aspirate, skin and soft tissue
samples, wounds and abscesses drainage - ID: VITEK®2 - AST: VITEK®2 - CRE: PCR test |
Short antimicrobial courses had the potential to reduce the
selection and transmission of KPC High mortaility burden occurred in patients infected with KPC in an endemic setting and lead to increased mortality via inappropriate antimicrobial treatment and inappropriate use of urinary catheters Dissemination of hypervirulent clones could add to the list of challenges for AMR control |
• Lack of implementation of active surveillance
cultures • Information about antimicrobial exposure was limited to hospital registries • Results were from an institution in an endemic region of carbapenem resistance. |
| Decraene (2018) England |
- Retrospective - 9 years (2009 to 2017) - Outbreak |
• 268 patients • Cardiology |
CREC and KPC • KPC • NDM • OXA-48 |
- Rectal - ID: MALDI-TOF - AST: ChromID CARBA - CRE: XpertCarba-R assay |
Highlight the limited evidence for managing large CRE
outbreaks, including environmental sampling protocols and
interventions Widespread colonisation with carbapenemase-producing E. coli is a concern |
• Observational study • Limited environmental sampling • Although genetic overlap between environmental and patient isolates was consistent with transmission between them, numbers were too small to infer directionality |
| Duman (2020) Turkey |
- Retrospective and prospective case–control - 3 months (Oct to Dec 2017) - Outbreak |
• 21 patients • ICU |
KPC • NDM • OXA-48 |
- Rectal - ID: MALDI-TOF - AST: Kirby-Bauer disk diffusion - CRE: PCR test |
IPC measures that successfully controlled this outbreak were hand hygiene, tight contact prevention, good clean-up of the hospital environment and medical devices. It would be beneficial to take IPC measures to prevent the spread of these strains to the community and hospital settings | — |
| Ece (2018) Turkey |
- Retrospective - 3 months (Apr to Jun, 2013) - Outbreak |
• 14 patients • UCI, Haematology, Anaesthesiology, Urology |
KPC • OXA-48 |
- Tracheal aspirate, blood, urine and sputum - ID: VITEK®2 - AST: VITEK® 2 - CRE: Modified Hodge test |
All K. pneumoniae strains had OXA-48. Clonal spreading was particularly detected in Anaesthesiology ICU Molecular epidemiological monitoring may prevent the spread of MDR pathogens | — |
| Ferrari (2019) Italy |
- Retrospective - 10 months (Aug 2015 to May 2016) - Outbreak |
• 23 patients • ICU |
KPC • KPC |
- Rectal swabs, blood, bronchial aspirates and wash, urine
and wounds - ID: MALDI-TOF - AST: BD Phoenix 100 - CRE: E-test® |
A clear correlation between AMR profiles and number of
colonisations or infections is not clearly
evident. Highlight on the importance of overall environmental context, possibly more than the intrinsic characteristics of a strain, in determining the spread of different KPC isolates |
— |
| García-Arenzana (2019) Spain |
- Retrospective - 1 month (Jul 2015) - Outbreak |
• 18 patients • Medicine |
KPC • OXA-48 |
- Rectal - ID: MacConkey agar plates and MALDI-TOF - AST: Wider®system and MicroScan® WalkAway - CRE: Modified Hodge test and PCR test |
18 cases detected, 14 nosocomial. 4 different clones of
K. pneumoniae OXA-48 were responsible
for 83.3% of them Hand hygiene and training the personnel in standard precautions are two effective tools in decreasing KPC transmission. Although general cleaning and handwashing are fundamental in any outbreak control, decontamination with more aggressive methods, like vaporised hydrogen peroxide, might be the lane to eradicate persistent outbreaks Strong microbiological surveillance and a multidisciplinary control team are helpful to control transmission during outbreaks |
— |
| Gorgulho (2020) Portugal |
- Retrospective - 4 years (2015 to 2018) - Outbreak |
• 113 patients • Acute care (departments not reported) |
KPC • OXA-48 • KPC |
- Rectal and other specimens not mentioned - ID: VITEK®2 and Brilliance CRE Agar - AST: E-test and VITEK®2 - CRE: Coris immunochromatography test |
OXA-48 outbreak. Surveillance should be in place as these isolates are probably spreading. Effective communication, multidisciplinary team work and proper IPC measures are some of the best strategies during outbreaks | • Small sample size • High proportion of samples with no carbapenemase identification due to the previous centralisation of microbiologic analysis and poor communication between institutions • It is an exclusively descriptive report.Case–control studies and further statistical analysis to identify risk factors for acquiring CRE |
| Gu (2018) China |
- Retrospective - 6 months (Mar to Aug 2016) - Outbreak |
• 5 patients • ICU |
KPC • KPC |
- Blood, stool, sputum - ID: VITEK®2 - AST: VITEK®2 - CRE: PCR test |
ST11 KPC strains pose a threat to human health because they are simultaneously hypervirulent, MDR, and highly transmissible. IPC measures should be implemented to prevent dissemination in the hospital setting and the community | • Small sample size |
| Hernández-García Spain 2019 |
- Retrospective - 6 months (Sep 2015 to Feb 2016) - Outbreak |
• 9 patients • Neurosurgery |
KPC • NDM • OXA-48 • VIM |
- Rectal, urine , respiratory - ID: MALDI-TOF - AST: MIC gradient strips - CRE: KPC/MBL/OXA-48 Confirm Kit and the Modified Hodge test |
Although further dissemination of NDM-KPC isolates was
controlled following reinforcement of IPC measures, results
highlight the rapid dissemination of NDM through epidemic
clones with a high capacity for dispersion and persistence
in the hospital environment Admission of undetectable or asymptomatic colonised patients from endemic countries should alert for the risk of introduction and establishment of these potential MDR strains in local epidemiology |
— |
| Kong (2019) China |
- Retrospective - 1 year (Sep 2015 to Sep 2016) - Outbreak |
• 12 patients • Neonatalogy |
KPC • NDM |
- Sputum, blood and urine - ID: MALDI-TOF - AST: VITEK®2 - CRE: PCR test |
First study that describes the outbreak of ST337 NDM
producing K. pneumoniae from neonates in
China. Their resistance profile may help paediatricians
promote the prudent use of antimicrobials in child health
care Worldwide surveillance and implementation of stricter IPC measures are urgently needed to prevent these MDR pathogens from further disseminating in neonatal wards |
— |
| Legeay( 2018) France |
- Prospective cohort - 6 months (Nov 2013 to Apr 2016) - Outbreak |
• 74 patients • Medicine, Surgery, Obstetric, Rehabilitation |
CREC and KPC • OXA-48 |
- Rectal - ID: ChromID Carba Smart agar - AST: not reported - CRE: GeneXpert Carba-R system |
Understanding ward variables associated with CPE spread can
help design suitable solutions. Colonisation pressure and
antimicrobial consumption seem to be driving in-hospital
transmission, along with caregiver/patient
ratio. Considering the high colonisation pressure, daily dedicated healthcare workers for managing CPE patients are needed Important role of training courses, audit and education in reducing CPE in-hospital transmission. Coordination between IPC and AS teams is also crucial to prevent CPE spread |
• Insufficient power to identify other risk factors for
transmission and did not thoroughly investigate the
individual reservoir in the variable ‘colonisation
pressure’ • No assessment of adherence to the IPC instructions • Rectal swabbing without enrichment media may reduce detection sensitivity |
| Li (2019) China |
- Retrospective, quasi-experimental, before and after
- 4 years (Jan 2013 to Jun 2016) |
• 629 patients • ICU |
KPC • VIM • KPC • OXA-48 |
- Nasopharyngeal, sputum, tracheal , urine and other
infection sites - ID: VITEK®2 - AST: DD - CRE: PCR test |
Comprehensive IPC interventions including de-escalation and targeted bundle interventions showed a significant reduction in ICU-acquired KPC colonisations/infections, despite ongoing admission of patients colonised/infected with KPC | • Single-centre study • Small sample size • Interventions were multimodal which precludes determination of the effectiveness of any single measure |
| Madueno (2017) Spain |
- Retrospective - 2 years (Oct 2013 to Dec 2015) - Outbreak |
• 267 patients • ICU, Medicine Surgery |
KPC • OXA-48 |
- Rectal, blood, urine, catheter tip, skin and soft
tissue - ID: VITEK®2 - AST: VITEK®2 - CRE: Modified Hodge test and PCR test |
OXA-48 K. pneumoniae high dissemination capacity in a hospital. Clinical infection represents a significant burden on hospitals and is associated with high mortality rates. Active surveillance programmes should focus on hospital readmissions in order to control the spread of CRE | • Single-centre study • Unknown number of patients who developed infection among patients known to be OXA-48 K. pneumoniae carriers |
| Martin (2017) United Kingdom |
- Retrospective - 7 months (Jul 2013 to Jan 2014) - Outbreak |
• 20 patients • Liver unit |
KPC • KPC |
- Blood, urine cultures, intra-operative, rectal - ID: MALDI-TOF - AST: DD test - CRE: Modified Hodge test, E-test® and PCR test |
Considerable potential for rapid dissemination of
carbapenemase genes among Klebsiella spp.
and other Enterobacteriaceae, despite the implementation of
extensive IPC interventions This outbreak resulted in changes to clinical care: transplant assessments were transferred to the outpatient setting and included CPE screening, strict algorithms for admission screening/isolation on the liver transplant unit, discharge CPE screening and carbapenems paring antimicrobial prescribing strategies were implemented |
• Potential underestimation of infection/colonisation
episodes • Few publicly available UK KPC-carrying whole-genome and plasmid sequences, limiting the ability to contextualise the local strains • Not possible to evaluate the relative impact of each IPC measure on reducing CPE transmission |
| Pirs (2019) Slovenia |
- Retrospective - 2 years (Oct 2014 to Sep 2016) - Outbreak |
• 40 patients • ICU, Medicine, Infectiology, Surgeryl |
CREC and KPC • NDM • OXA-48 |
- Rectal, blood, urine, lower respiratory tract, abdominal
and wounds/tissue - ID: MALDI-TOF - AST: DD test - CRE: LightMix modular carbapenemase kits |
Initial standard IPC measures failed to prevent the
outbreak. Strict infection control measures, control of patient movement and limiting patient transfers between wards, strict screening policy coupled with a comprehensive educational campaign at all levels, and strong management support contributed to the successful control of the outbreak The greatest hindrances to outbreak control were the high number of transfers between wards and the impossibility of assigning dedicated HCWs was not always possible |
— |
| Protonotariou (2018) Greece |
- Retrospective - 2 years (Jan 2013 to Jan 2015) - Outbreak |
• 25 patients • ICU |
KPC • VIM • KPC |
- Blood, urine, venous catheters, pus, bronchial
secretion - ID: VITEK®2 - AST: VITEK®2 and E-test® - CRE: Modified Hodge test and PCR test |
Long-term outbreak of a KPC ST147 clonal strain co-producing KPC-2 and VIM-1 presumably cross-transmitted among patients hospitalised in ICU. Early recognition of such strains and implementation of appropriate IPC measures are crucial for containing their spread | • Lack of implementation of active surveillance cultures |
| Smolders (2019) Belgium |
- Retrospective - 1 year (Jan 2017 to Jan 2018) - Outbreak |
• 103 patients • ICU |
CREC and KPC • OXA-48 |
- Rectal, urine and bronchial aspirates - ID: CPE culture medium and chromID Carba Smart selective - AST: MALDI-TOF - CRE: Phoenix expert system and E-test® |
Epidemiological analysis demonstrated a positive and
significant relationship between contaminated sinks and CPE
acquisition of patients admitted to ICU rooms, demonstrating
sinks as the environmental reservoir. Decontamination of sink drains with acetic acid is a valuable alternative to other methods, such as heated sinks and water-free care, especially when other options are not feasible in the short term. Acetic acid is cheap, widely available, effective and manageable from a safety and technical point of view |
• Did not investigate clonal relations between CPE strains recovered from sinks and patients |
| Spencer (2019) USA |
- Retrospective cohort - 8 years (2010 to 2017) - Outbreak |
• 67 patients • Acute care, rehab and outpatient facilities |
KPC • KPC |
- Urine, blood, tracheal aspirate, abscess drainage, wound
and rectal - ID: Blood agar plate and a MacConkey agar plate - AST: E-test® - CRE: Modified Hodge test |
Related CRKP were shared between facilities, which catalysed systemwide changes to address gaps in traditional, facility-based infection prevention and control | • Using cryopreserved clinical isolates may have reduced
precision in detection • Incomplete sampling of isolates limited ability to determine potentially important sources of infection |
| Trepanier (2017) United Kingdom |
- Retrospective survey - 6 months (Nov 2013 to Apr 2014) |
• 89 patients • Acute care (departments not reported) |
CREC and KPC • KPC • OXA-48 • VIM • NDM |
- Stool and urine, wounds, throat, lines and devices
- ID: MALDITOF and VITEK®2 - AST: agar dilution and VITEK®2 - CRE: PCR test |
UK prevalence and incidence of clinically significant CRE is
currently low, but these MDR bacteria affect most UK
regions. Recommended IPC measures were not universally followed, notably screening high-risk patients on admission, using a CRE ‘flag’ on patients’ records and alerting hospitals when transferring affected patients. Continued vigilance and improved monitoring of CPE are required throughout UK to monitor the impact of intervention measures |
— |
| Yan (2019) China |
- Prospective -7 months (Jun to Dec 2017) |
• 67 patients • 52 HCWs • ICU |
KPC • KPC • OXA-48 |
- Sputum, urine, and abscesses drainage - ID: VITEK®2 - AST: VITEK®2, E-test® - CRE: PCR test |
KPC isolates can transfer between patients, ICU staff and environment Environmental contamination and KPC-positive patients were the most frequent sources of transmission to ICU staff hands, gloves or gowns. Compliance with contact precautions and more aggressive environmental cleaning and disinfection may decrease transmission of KPC isolates | • Genetic environment surrounding study and plasmid type were deficient |
| Yin (2020) China |
- Retrospective, cross-sectional - 1 year (Jan 2017 to Jan 2018) |
• 1446 patients • Paediatric and neonatal ICUs, Neonatalogy and Haematology |
CREC and KPC • KPC • NDM |
- Rectal and pharyngeal swabs, stool - ID: MALDI-TOF - AST: VITEK®2 - CRE: PCR test |
Active screening and appropriate patient placement can
effectively reduce CRE colonisation and nosocomial
infection. KPC strains isolated were highly homologous and mainly hospital-acquired, showing that large-scale screening and effective IPC measures are urgently needed to prevent diverse CRE variants from causing epidemics in the future |
• Minimum inhibitory concentrations of fosfomycin, polymyxin
and tigecycline were lacking • Single-centre study • Data were collected for only one year |
Twenty studies approached CRKP dissemination, two analysed CREC infection and/or colonisation and eight analysed both. Collected biological samples had several sources: blood, urine, catheter tips, rectal and stool samples, tracheobronchial, oropharyngeal and nasal secretions, abscess drainages and skin and soft tissue.
Considering IPC standard and transmission-based precautions (Table 3), hand hygiene was described in 19 (63%) of the 30 reviewed studies. Hand hygiene compliance was evaluated using the WHO protocol (Brkic et al., 2017), according to ‘The Five Moments for Hand Hygiene’ (Barratt et al., 2017; Li et al., 2019). In several reviewed studies, hand hygiene compliance was evaluated, using direct observation methodology, included in training sessions and promoted not only to HCW (Ece et al., 2018) but also to other stakeholders, such as the relatives who visit patients (Hernández-García et al., 2019; Protonotariou et al., 2018). Only two of those 19 articles mentioned the use of alcohol-based solutions for hand hygiene (Hernández-García et al., 2019; Li et al., 2019). No other article mentioned the use of other types of disinfectant solutions, nor the simple use of soap and water for hand hygiene.
Table 3.
Implemented Infection Prevention and Control measures in included studies.
| Study | Patient active surveillance cultures | Isolation/cohort of colonised/ infected patients | Environment cleaning protocols | Antimicrobial stewardship | Hand hygiene | Surfaces surveillance | HCWs protective equipment | Equipment for single-patient use | Educational sessions, feedback results |
|---|---|---|---|---|---|---|---|---|---|
| Ahn | ✓ | ✓ | NR | NR | NR | NR | NR | NR | NR |
| Barratt | ✓ | ✓ | ✓ | ✓ | ✓ | NR | ✓ | NR | ✓ |
| Battikh | ✓ | NR | ✓ | ✓ | ✓ | ✓ | NR | NR | NR |
| Bocanegra-Ibarias | ✓ and HCW | NR | NR | NR | ✓ | ✓ | ✓ | C | ✓ |
| Borgmann | ✓ | ✓ | ✓ | ✓ | C | NR | ✓ | C | NR |
| Brkic | ✓ and HCW | ✓ | ✓ | NR | ✓ | ✓ | C | C | ✓ |
| Bruins | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | C | ✓ |
| Castagnola | ✓ | ✓ | NR | NR | C | NR | C | C | NR |
| Chen | ✓ and HCW | ✓ | ✓ | ✓ | ✓ | ✓ | C | C | NR |
| Cienfuegos-Gallet | ✓ | ✓ | NR | ✓ | C | NR | C | C | ✓ |
| Decraene | ✓ | ✓ | ✓ | ✓ | C | ✓ | C | C | NR |
| Duman | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | C | ✓ |
| Ece | ✓ | ✓ | ✓ | ✓ | ✓ | NR | C | C | ✓ |
| Ferrari | ✓ | Not performed | ✓ | NR | C | ✓ | C | ✓ | ✓ |
| García-Arenzana | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | C | C | ✓ |
| Gorgulho | ✓ | ✓ | NR | ✓ | NR | NR | NR | NR | ✓ |
| Gu | ✓ | ✓ | ✓ | ✓ | NR | NR | ✓ | NR | NR |
| Hernández-García | ✓ | ✓ | ✓ | ✓ | ✓ | NR | C | C | NR |
| Kong | ✓ | ✓ | ✓ | ✓ | C | NR | C | C | NR |
| Legeay | ✓ | ✓ | NR | ✓ | ✓ | NR | C | C | ✓ |
| Li | ✓ | ✓ | ✓ | ✓ | ✓ | NR | ✓ | ✓ | ✓ |
| Madueno | ✓ | ✓ | ✓ | ✓ | C | NR | C | C | ✓ |
| Martin | ✓ | ✓ | ✓ | ✓ | ✓ | NR | ✓ | ✓ | ✓ |
| Pirs | ✓ | ✓ | ✓ | ✓ | ✓ | NR | C | C | ✓ |
| Protonotariou | Not performed | ✓ | ✓ | ✓ | ✓ | ✓ | NR | NR | ✓ |
| Smolders | ✓ | NR | ✓ | NR | NR | ✓ | NR | NR | NR |
| Spencer | ✓ | ✓ | ✓ | ✓ | ✓ | NR | C | C | ✓ |
| Trepanier | ✓ | ✓ | ✓ | ✓ | ✓ | NR | C | ✓ | ✓ |
| Yan | ✓HCW and PPE | NR | ✓ | NR | ✓ | ✓ | ✓ | C | NR |
| Yin | ✓ | ✓ | ✓ | NR | ✓ | NR | ✓ | NR | ✓ |
✓ - Executed; NR – Not Reported; C – implied measures in contact precautions; HCW – Healthcare workers; PPE – Personal Protective Equipment.
Regarding environmental cleaning, 24 (80%) studies reported the reinforcement of implemented protocols, and of those, 12 indicated the used disinfectant: hydrogen peroxide vapour, hypochlorite and chlorine solutions, quaternary ammonium compounds and ultraviolet light systems. Only one study assessed the effectiveness of the environmental cleaning, using the adenosine triphosphate bioluminescence assay (Spencer et al., 2019). Twenty-three studies (77%) proceeded to isolation or cohorting of colonised/infected patients with CREC and/or CRKP, four studies (13%) did not mention to have implemented this IPC measure and one stated that no cohort or isolation of patients was applied. In one specific study, the effect of various types of contact isolation on blocking CRE transmission was analysed. Authors compared single room (type A – one patient in one room) with same room (type B – patients infected or colonised with CRE placed in same room), same area (type C – patients infected or colonised with the same CRE placed as a cohort in the same area of a big ward, with a partition barrier) and no cohort placement (type D – patients with or without CRE or with different CRE without any cohort placement). Results indicated that both nosocomial CRE colonisation and infection incidence dramatically decreased in the wards where type A or B placements were performed (p < 0.05), while no significant changes found in wards with type C or type D placements (Yin et al., 2020)
Regarding the use of HCW protective equipment and the availability of equipment for single-patient use, these measures were rarely mentioned in reviewed studies, but were implicitly included in the contact measures mentioned as applied (n = 19; 63%). Only ten (33%) studies described protective equipment by HCW, which included the use of gloves gowns, aprons (Duman et al., 2020) and masks (Borgmann et al., 2018). In one specific study, in pre-outbreak IPC interventions gloves and aprons (no sleeves) were used for care provision to patients under contact isolation, while in post-outbreak period, those patients were managed using dedicated equipment and single-use long-sleeve gowns (Martin et al., 2017). Four (13%) reviewed studies described the use of individualised equipment for each patient colonised/infected with CRKP or CREC. Other IPC standard measures, like respiratory hygiene and cough etiquette, principles of asepsis, prevention of injuries from sharp instruments and post-exposure prophylaxis, were not mentioned in the reviewed studies.
Considering other activities allied to IPC, in all reviewed studies but one, ASC were performed. In four studies, apart from ASC on patients, surveillance cultures in HCW hands and gowns were also performed. Moreover, 12 (40%) of the 30 reviewed studies described to have performed CRKP and CREC surfaces contamination surveillance. One specific study (Yan et al., 2019) collected samples from 20 sites within 2 m from the patient’s bed such as: room – linens, bed rails, call buttons; bathroom – sinks, toilet seats; equipment – wheelchairs, ventilators, computers and endoscopes.
Eighteen studies reported to have conducted educational sessions on IPC principles, AS, contact precautions, hygiene and cleaning protocols, including also debriefings or audits (observation and feedbacks) for environmental cleaning and hand hygiene. In one of these studies, a clinical microbiologist and IPC practitioners conducted the educational sessions addressing HCW questions previously collected (Bruins et al., 2020). In Legeay et al. (2018), IPC practitioners recommended that all scheduled care (clinical rounds, nurses rounds, sampling rounds) should leave the carriers/infected rooms to the end of the round. In another reviewed study, educational sessions were conducted by a multidisciplinary team, specifically constituted for that purpose (García-Arenzana et al., 2020) Gorgulho et al. (2020) described that patients and families were also educated on IPC measures and instructed to warn the hospital staff in subsequent hospital visits of their previous infection/colonisation with CRE. Before and after quasi-experimental study, when modified IPC interventions were applied in addition to the standard IPC interventions, extensive external medical staff education, all consulting staff, rehabilitative physicians and external nurses had lectures and practical IPC education once a month (Li et al., 2019).
Finally, regarding AS, 22 studies (73%) described them, namely, the analysis of previous antimicrobials consumption and duration (over the latest year) and the selected antimicrobial therapy in current treatment.
Discussion
One of the most important strategies to fight AMR is IPC, practical and scientific sustained measures to prevent the risk of pathogens transmission, with positive impact in health and biosafety of all stakeholders: patients, visitors, HCW and ultimately the entire society (NHMC, 2010; WHO, 2016a). Regarding the impact of IPC strategies on CREC and CRKP management, it is important to discuss the fundamental role of standard and transmission-based IPC precautions.
Several reviewed studies suggest transversal standard and transmission-based IPC (Battikh et al., 2017; Brkic et al., 2017; Gu et al., 2018; Spencer et al., 2019; Yan et al., 2019) crucial to contain CRE and other pathogens dissemination (Protonotariou et al., 2018), at all moments, not only in outbreaks (Castagnola et al., 2019), and in all settings, including homecare (Ahn et al., 2019). IPC practices should be tailored to the level of care that is being provided in the different healthcare settings and combined with the inherent risk to individuals and population (PHAC, 2012).
Regarding hand hygiene, 19 of the 30 reviewed studies described it. WHO (2009) claims that healthcare facilities leaderships must ensure that all HCW are familiar with proper hand hygiene technique and its rationale. Hand hygiene policies are not enough. Adherence rates must be monitored and communicated directly to front line staff and facilities administration. Indeed, one of reviewed studies conducted a one-month observation study among HCW resulting in 36% handwashing compliance. Owing to this, handwashing training sessions for all HCW were undertaken and the compliance increased to 85% in a new observation study a month later (García-Arenzana et al., 2020). In addition, feedback should be provided to staff who miss hand hygiene, and facilities should ensure access to adequate hand hygiene stations (i.e. clean sinks and/or alcohol-based hand rubs) stocked with supplies (e.g. towels and soap) and clear of clutter (WHO, 2009).
Patients colonised/infected with CRKP and CREC were isolated in 25 (83%) reviewed studies. These results corroborate the enforcement of this IPC approach in all healthcare settings. Patients should be placed in single rooms, preferably with an en-suite bathroom (Clark et al., 2018) and care should be provided by dedicated HCW (Pirš et al., 2019). Cohorting should be used in situations of insufficient single rooms (WHO, 2019). Moreover, patients with suspected or known CRE colonisation must not be placed in a room with high-risk patients (open wounds, in-dwelling devices, immune compromise) and long-term patients (Clark et al., 2018).
CRE are frequently reported in device-associated infections, particularly catheter-associated urinary tract infections. In fact, one reviewed study reported that patients using urinary catheters had an increased 2.60 odd ratio (1.25–5.37; 95% confidence interval) of having a CRKP infection compared to patients without urinary catheters (Cienfuegos-Gallet et al., 2019). Another study, Li and colleagues (2019), emphasised the importance of strategies to prevent device-related infections, that should be implemented by targeted bundles interventions, as prevention of intravascular catheter-related infection, ventilation associated pneumonia and skin and soft tissue infections.
Regarding the use of PPE and its availability for single-patient use, these measures were rarely mentioned in the reviewed studies but implicitly included in the contact measures mentioned as applied. The studies evidenced the efficacy of the already existing WHO guidelines: contact precautions in all interactions with CRE positive patients in addition to standard precautions, as well as pre-emptive contact for all patients with suspicion of CRE carriage while waiting for the laboratory identification/confirmation results. Periodic audits of compliance to these IPC measures have also been linked to favourable outcomes (Magiorakos et al., 2017); thus IPC teams, staff and leaderships should make efforts to include them in their IPC program. Regarding the use of gloves, wearing them for all direct care and activities in the patient room or bed space; changing them when moving from a contaminated body site to a clean one or before touching the environment; removing and discarding gloves immediately after care or environment cleaning, as emphasised by WHO (2009), are mandatory, and demonstrated to be effective in CRE control in all reviewed studies. Similar evidence was obtained regarding the use of protective gowns, where long-sleeved ones should be used in all activities with skin or clothing direct contact with the patient or their environment (Ontario Agency for Health Protection, 2019).
Patients colonised or infected with CRE widely contaminate their surroundings (Smolders et al., 2019). Routine daily cleaning must be guaranteed for all patients in all situations, irrespective of their CRE (or other pathogen) colonisation/infection status, but if a colonisation or infection is known, environmental cleaning frequency must increase (more than once a day), including disinfection of highly manipulated surfaces, with isolation areas being cleaned and disinfected after non-isolation areas and cleaning solutions and equipment must be discarded/laundered immediately after use (WHO, 2019). Twenty-four of the reviewed studies reported the reinforcement of environmental cleaning protocols as successful contributors to manage CRE outbreaks. Monitoring the efficacy of facilities cleaning is crucial, with environmental ASC as key (Ferrari et al., 2019). Despite that, only 12 of the 30 reviewed studies conducted ASC to monitor CRE surfaces contamination.
The reviewed studies had some limitations that can provide clues for future research (Shamseer et al., 2015). Small sample sizes (Battikh et al., 2017; Brkic et al., 2017; Borgmann et al., 2018; Chen et al., 2019; Gorgulho et al., 2020; Gu et al., 2018; Li et al., 2019), single-centre studies (Chen et al., 2019; Kong et al., 2019; Li et al., 2019; Madueno et al., 2017), small number of environmental samples (Decraene et al., 2018; Yan et al., 2019) and information on antimicrobial consumption limited to facilities records (Cienfuegos-Gallet et al., 2019) were indicated as limitations. Unknown CREC and CRKP transmission routes (Borgmann et al., 2018; Li et al., 2019) were also highlighted as relevant limitations as well as the retrospective (Chen et al., 2019; Madueno et al., 2017; Spencer et al., 2019) and observational (Decraene et al., 2018; Gorgulho et al., 2020) nature of data collection. Absence of ASC limited the studies by reducing the availability of important information on CRE incidence and prevalence (Cienfuegos-Gallet et al., 2019; Protonotariou et al., 2018). For future studies, authors suggested the implementation of multicentric studies (Borgmann et al., 2018; Chen et al., 2019; Li et al., 2019; Madueno et al., 2017) with significant sample sizes (Battikh et al., 2017; Borgmann et al., 2018; Brkic et al., 2017; Chen et al., 2019; Gu et al., 2018; Li et al., 2019). Although retrospective data is significant to understand the background of the studied population and facilities, it is important to monitor patients progress during their stay in the healthcare facility, and thus prospective studies are important to be conducted.
Other limitation not mentioned in the analysed literature is the role of patients and their informal caregivers in IPC measures compliance and the influence of education and training. There are documents and guidelines for HCW and informal caregivers on specific measures to prevent and control CRE infection/colonisation (Clark et al., 2018; Magiorakos et al., 2017); however, literature is scarce regarding the translation to practice and its success in preventing the dissemination of these MDR agents. HCW responsible for patient, family and other informal caregivers education should empower them on their significant roles, benefiting from specific training tailored to their needs and demands, to make them more skillful in IPC practices (Wilmont et al., 2018). Regarding HCW, IPC education is essential for an effective IPC program and thus, it must be universal and regular, using team and task-based participatory strategies (WHO, 2019). Effective communication and teaching tools are essential to ensure HCW perceptions, awareness, understanding and behaviours that can effectively reduce HAI acquisition and transmission (Macdonald, 2018).
Most of the reviewed studies were performed in ICU. ICU patients are highly vulnerable to HAI-MDR infection due to several intrinsic and extrinsic factors like the use of invasive devices, patient’s low immunity and poor nutritional status. The lifesaving critical care performed in an ICU requires the contributions of many HCW and patient care devices, which poses an additional risk of transmission from personnel or fomites to the patient (Strich and Palmore, 2017). Although it is highly important to study and improve ICU-specific IPC measures, it is difficult to translate the obtained information from these units to other wards or other healthcare units. Studies outside ICU and acute care are needed, to contribute with information that is relevant for the specificities of those sites.
CRKP and CREC are shared between facilities and spreading to the community mostly due to unidentified colonised patients that act as transmission vehicles (Madueno et al., 2017). Additionally, the number of CRE infected/colonised patients in contexts closer to community is becoming more frequent, like long-term healthcare units (LTHU) or other units that accommodate patients from multiple backgrounds (Tomczyk et al., 2019). LTHU receive predominantly frail elders with an increased risk for CRE carriage, among other MDR pathogens, due to their frequent admissions and re-admissions in acute care facilities, diverse comorbidities, high prevalence of antimicrobial use and frequent dependency of care including invasive devices management (Mills et al., 2016). No reviewed study explored this problem, which can be relevant for future work in the area. Lastly, it is essential that future studies are conducted outside the context of an outbreak, during the normal course of healthcare (outbreaks are always preceded by periods of normality).
Emerging AMR is a global problem, which can only be controlled if all players collaborate, relying on four pillars that need to work in parallel: surveillance of infections, resistance and antimicrobial use; IPC measures in preventing AMR transmission; AS; and finally, research and development (Zingg et al., 2019). WHO (2019) advocates that IPC strategies implementation is most effective when using a multimodal strategy, a set of several elements implemented in an integrated way to improve outcomes and changing behaviours, as bundles and checklists. Intervention bundles are common in IPC, and the impact of each component might be estimated by a stepwise approach. However, no consensus on the adequate combination of IPC measures has yet been found due to differences in CRE prevalence, underlying resistance mechanisms, environmental settings and available resources between institutions at a national and international level (Vock and Tschudin-Sutter, 2019). These barriers are similar to all other MDR pathogens, causers of HAI and the global AMR and MDR worldwide crisis we are facing. It is unwise to forget that the spread of CRE and other MDR agents is as quick as bacterial reproduction, and thus, all moments and contexts should be viewed as IPC opportunities. IPC is the first shield of protection for patients, HCW, informal caregivers and community.
Conclusion
Current systematic review highlighted the benefits of IPC strategies to prevent and control CRE dissemination. From the conducted analysis stands out the importance of a consistent and persistent implementation, optimisation and combination of IPC measures, AS and surveillance cultures. Transversal standard and transmission-based IPC are crucial to contain CRE and other pathogens dissemination, not only in outbreaks but at all moments, and in all healthcare settings, as emphasised by the reviewed studies, mostly conducted in ICU and outbreak situations. Devaluation of HCW training and education of patients and informal caregivers is also a problem that needs to be properly addressed, as the few available evidence of its efficacy highlights huge positive results when applied.
Studying IPC measures, regardless the pathogens under analysis, is complex due to its multimodal feature, the need of longitudinal monitoring of processes and the involvement of people implying ethical procedures. However, it is not because of its complexity that IPC strategies should be left aside as a valid and useful tool to fight AMR, since they are faster, cheaper and adaptable to the contexts.
Finally, this review enhanced the importance of conducting multicentric, prospective and more structured experimental studies to allow a better evaluation of the individual impact of each IPC intervention in the control of HAI and AMR dissemination, namely, ASC, patients’ isolation/cohort, hand hygiene, environmental cleaning and surveillance. This information is paramount to improve IPC guidelines and further increment their contribution in the fight against AMR and MDR.
Acknowledgements
We thank all the authors of the studies evaluated for providing scientific content to this systematic review.
Footnotes
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding: The author(s) received no financial support for the research, authorship, and/or publication of this article.
Contributorship: CSM and SGP were responsible for the conception and design of the study, acquisition, analysis andinterpretation of data; drafting the article and revising it critically for important intellectual content; and the final approval of the version to be submitted. HF was responsible for revising the article critically for important intellectual content; and the final approval of the version to be submitted.
ORCID iD
Catarina Santos-Marques https://orcid.org/0000-0002-3460-2275
References
- Ahn K, Hwang GY, Kim YK, et al. (2019) Nosocomial outbreak caused by NDM-5 and OXA-181 carbapenemase co-producing Escherichia coli. Infection & Chemotherapy 51(2): 177–182. DOI: 10.3947/ic.2019.51.2.177. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Barratt R, Brown L, O’Callaghan M. (2017) A challenging outbreak of new delhi metallo-β-lactamase-5 producing klebsiella pneumoniae in a new zealand tertiary hospital: a case report. Infection, Disease & Health 22(3): 144–149. DOI: 10.1016/j.idh.2017.05.001. [DOI] [PubMed] [Google Scholar]
- Battikh H, Harchay C, Dekhili A, et al. (2017) Clonal spread of colistin-resistantklebsiella pneumoniaecoproducing kpc and vim carbapenemases in neonates at a tunisian university hospital. Microbial Drug Resistance: Mdr: Mechanisms, Epidemiology, and Disease 23(00): 468–472. DOI: 10.1089/mdr.2016.0175. [DOI] [PubMed] [Google Scholar]
- Bocanegra-Ibarias P, Garza-González E, Padilla-Orozco M, et al. (2019) The successful containment of a hospital outbreak caused by NDM-1-producing klebsiella pneumoniae ST307 using active surveillance. Plos One 14(2): e0209609. DOI: 10.1371/journal.pone.0209609. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Borgmann S, Pfeifer Y, Becker L, et al. (2018) Findings from an outbreak of carbapenem-resistant klebsiella pneumoniae emphasize the role of antibiotic treatment for cross transmission. Infection 46(1): 103–112. DOI: 10.1007/s15010-017-1103-3. [DOI] [PubMed] [Google Scholar]
- Brkic DV, Pristas I, Cipris I, et al. (2017) Successful containment of the first KPC-producing klebsiella pneumoniae outbreak in croatia. Future Microbiology 12: 967–974. DOI: 10.2217/fmb-2016-0143. [DOI] [PubMed] [Google Scholar]
- Bruins MJ, Koning ter Heege AH, van den Bos-Kromhout MI, et al. (2020) VIM-carbapenemase-producing Escherichia coli in a residential care home in The Netherlands. Journal of Hospital Infection 104(1): 20–26. DOI: 10.1016/j.jhin.2019.08.012. [DOI] [PubMed] [Google Scholar]
- Castagnola E, Tatarelli P, Mesini A, et al. (2019) Epidemiology of carbapenemase-producing enterobacteriaceae in a pediatric hospital in a country with high endemicity. Journal of Infection and Public Health 12(2): 270–274. DOI: 10.1016/j.jiph.2018.11.003. [DOI] [PubMed] [Google Scholar]
- Chen C, Zhang Y, Yu SL, et al. (2019) Tracking carbapenem-producing klebsiella pneumoniae outbreak in an intensive care unit by whole genome sequencing. Frontiers in Cellular and Infection Microbiology 9: 281. DOI: 10.3389/fcimb.2019.00281. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Cienfuegos-Gallet AV, Ocampo de Los Ríos AM, Sierra Viana P, et al. (2019) Risk factors and survival of patients infected with carbapenem-resistant klebsiella pneumoniae in a KPC endemic setting: a case-control and cohort study. BMC Infectious Diseases 19(1): 1–13. DOI: 10.1186/s12879-019-4461-x. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Clark M, et al. (2018) Infection Prevention and Control and Management of producing Enterobacteriaceaee: Guidelines for health Care providers in New Zealand Acute and Residential Care Facilities. Wellington New Zealand Government: Ministry of Health, 1–59. Available at: https://www.health.govt.nz/system/files/documents/publications/infection-prevention-control-management-carbapenemase-producing-enterobacteriaceae-dec18.pdf. [Google Scholar]
- Decraene V, Phan HTT, George R, et al. (2018) A large, refractory nosocomial outbreak of klebsiella pneumoniae carbapenemase-producing Escherichia coli demonstrates carbapenemase gene outbreaks involving sink sites require novel approaches to infection control. Antimicrobial Agents and Chemotherapy 62(12): 1–12. DOI: 10.1128/AAC.01689-18. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Doron S, Davidson LE. (2011) Antimicrobial stewardship. Mayo Clinic Proceedings 86(11): 1113–1123. DOI: 10.4065/mcp.2011.0358. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Duman Y, Ersoy Y, Gursoy NC, et al. (2020) A silent outbreak due to Klebsiella pneumoniae that co-produced NDM-1 and OXA-48 carbapenemases, and infection control measures. Iranian Journal of Basic Medical Sciences 23: 46–60. doi: 10.22038/IJBMS.2019.35269.8400. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Durante-Mangoni E, Andini R, Zampino R. (2019) Management of carbapenem-resistant Enterobacteriaceae infections. Clinical Microbiology and Infection 25: 943–950. DOI: 10.1016/j.cmi.2019.04.013. [DOI] [PubMed] [Google Scholar]
- Ece G, Tunc E, Otlu B, et al. (2018) Detection of blaOXA-48 and clonal relationship in carbapenem resistant K. pneumoniae isolates at a tertiary care center in western turkey. Journal of Infection and Public Health 11(5): 640–642. DOI: 10.1016/j.jiph.2018.04.003. [DOI] [PubMed] [Google Scholar]
- European Centre for Disease Prevention and Control (2019) Surveillance of Antimicrobial Resistance in Europe 2018. Stockholm: European Centre for Disease Prevention and Control. [Google Scholar]
- Ferrari C, Corbella M, Gaiarsa S, et al. (2019) Multiple klebsiella pneumoniae KPC clones contribute to an extended hospital outbreak. Frontiers in Microbiology 10: 1–11. DOI: 10.3389/fmicb.2019.02767. [DOI] [PMC free article] [PubMed] [Google Scholar]
- García-Arenzana N, Redondo-Bravo L, Espinel-Ruiz MA, et al. (2020) Carbapenem-resistant enterobacteriaceae outbreak in a medical ward in spain: epidemiology, control strategy, and importance of environmental disinfection. Microbial Drug Resistance 26(1): 54–59. DOI: 10.1089/mdr.2018.0390. [DOI] [PubMed] [Google Scholar]
- Gorgulho A, Grilo AM, de Figueiredo M, et al. (2020) Carbapenemase-producing enterobacteriaceae in a portuguese hospital - a five-year retrospective study. Germs 10(2): 95–103. DOI: 10.18683/germs.2020.1190. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Gu D, Dong N, Zheng Z, et al. (2018) A fatal outbreak of ST11 carbapenem-resistant hypervirulent klebsiella pneumoniae in a chinese hospital: a molecular epidemiological study the lancet infectious diseases. The Lancet Infectious Diseases 18(1): 37–46. DOI: 10.1016/S1473-3099(17)30489-9. [DOI] [PubMed] [Google Scholar]
- Hernández-García M, Pérez-Viso B, León-Sampedro R, et al. (2019) Outbreak of NDM-1+CTX-M-15+DHA-1-producing klebsiella pneumoniae high-risk clone in spain owing to an undetectable colonised patient from pakistan. International Journal of Antimicrobial Agents 54(2): 233–239. DOI: 10.1016/j.ijantimicag.2019.05.021. [DOI] [PubMed] [Google Scholar]
- Higgins JPT, Altman DG, Gotzsche PC, et al. (2011) The Cochrane collaboration’s tool for assessing risk of bias in randomised trials. Bmj: British Medical Journal 343: d5928. DOI: 10.1136/bmj.d5928. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Holmes AH, Moore LSP, Sundsfjord A, et al. (2016) Understanding the mechanisms and drivers of antimicrobial resistance. Lancet 387(10014): 176–187. DOI: 10.1016/S0140-6736(15)00473-0. [DOI] [PubMed] [Google Scholar]
- Kong Z, Cai R, Cheng C, et al. (2019) First reported nosocomial outbreak of NDM-5-producing klebsiella pneumoniae in a neonatal unit in china. Infection and Drug Resistance 12: 3557–3566. DOI: 10.2147/IDR.S218945. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Legeay C, Thépot-Seegers V, Pailhoriès H, et al. (2018) Is cohorting the only solution to control carbapenemase-producing Enterobacteriaceae outbreaks? a single-centrexperience. Journal of Hospital Infection 99(4): 390–395. DOI: 10.1016/j.jhin.2018.02.003. [DOI] [PubMed] [Google Scholar]
- Li M, Wang X, Wang J, et al. (2019) Infection-prevention and control interventions to reduce colonisation and infection of intensive care unit-acquired carbapenem-resistant Klebsiella pneumoniae: a 4-year quasi-experimental before-and-after study. Antimicrobial Resistance & Infection Control 8(1): 1–10. DOI: 10.1186/s13756-018-0453-7. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Macdonald AS. (2018) Complex entanglements: design-led research for infection prevention and control training tools. In: Proceedings of norddesign: design in the era of digitalization, pp. 1–10. Available at:https://www.designsociety.org/publication/40929/Complex+entanglements%3A+design-led+research+for+infection+prevention+and+control+training+tools.
- Madueño A, González García J, Fernández-Romero S, et al. (2017) Dissemination and clinical implications of multidrug-resistant Klebsiella pneumoniae isolates producing OXA-48 in a spanish hospital. Journal of Hospital Infection 96: 116–122. DOI: 10.1016/j.jhin.2017.02.024. [DOI] [PubMed] [Google Scholar]
- Magiorakos AP, Burns K, Rodríguez Baño J, et al. (2017) Infection prevention and control measures and tools for the prevention of entry of carbapenem-resistant Enterobacteriaceae into healthcare settings: guidance from the european centre for disease prevention and control. Antimicrobial Resistance & Infection Control 6(113): 1–17. DOI: 10.1186/s13756-017-0259-z. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Manning ML, Septimus EJ, Ashley ESD, et al. (2018) Antimicrobial stewardship and infection prevention-leveraging the synergy: a position paper update. American Journal of Infection Control 46(4): 364–368. DOI: 10.1016/j.ajic.2018.01.001. [DOI] [PubMed] [Google Scholar]
- Martin J, Phan HTT, Findlay J, et al. (2017) Covert dissemination of carbapenemase-producing klebsiella pneumoniae (KPC) in a successfully controlled outbreak: long- and short-read whole-genome sequencing demonstrate multiple genetic modes of transmission. Journal of Antimicrobial Chemotherapy 72(11): 3025–3034. DOI: 10.1093/jac/dkx264. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Mills JP, Talati NJ, Alby K, et al. (2016) The epidemiology of carbapenem-resistant klebsiella pneumoniae colonization and infection among long-term acute care hospital residents. Infection Control & Hospital Epidemiology 37(1): 55–60. DOI: 10.1017/ice.2015.254. [DOI] [PMC free article] [PubMed] [Google Scholar]
- National Health Medical Council (2010) Australian guidelines for the prevention and control of infection in healthcare. Canberra. Available at:http://www.nhmrc.gov.au/guidelines/publications/cd33.
- National Heart, Lung, Blood Institute (NHLBI) (2014) Study quality assessment tools - national heart, lung, and blood Institute, National Institutes of Health. Available at:https://www.nhlbi.nih.gov/health-topics/study-quality-assessment-tools(accessed 24 October 2019).
- O’Neill J. (2014) ‘Antimicrobial resistance: tackling a crisis for the health and wealth of nations’. Review On Antimicrobial ResistanceTackling a crisis for the health and wealth of nations_1.pdf. London, 1–20. Available at:https://amr-review.org/sites/default/files/AMRReview Paper - Tackling a crisis for the health and wealth of nations_1.pdf. [Google Scholar]
- Ontario Agency for Health Protection and Promotion (2019). Carbapenemase-Producing enterobacteriaceae: frequently asked questions. Toronto. Available at:https://www.publichealthontario.ca/-/media/documents/faq-cpe.pdf?la=en.
- Organisation for Economic Co-operation and Development (OECD) (2018) Stemming the superbug tide - just a few dollars more. Paris: OECD Publishing. DOI: 10.1787/9789264307599-en. [DOI] [Google Scholar]
- Pirš M, Cerar Kišek T, Križan Hergouth V, et al. (2019) Successful control of the first OXA-48 and/or NDM carbapenemase-producing Klebsiella pneumoniae outbreak in slovenia 2014-2016. Journal of Hospital Infection 101(2): 142–149. DOI: 10.1016/j.jhin.2018.10.022. [DOI] [PubMed] [Google Scholar]
- Protonotariou E, Poulou A, Politi L, et al. (2018) ‘Hospital outbreak due to a Klebsiella pneumoniae ST147 clonal strain co-producing KPC-2 and VIM-1 carbapenemases in a tertiary teaching hospital in northern greece ⋆’, International Journal of Antimicrobial Agents 52(3): 331–337. DOI: 10.1016/j.ijantimicag.2018.04.004. [DOI] [PubMed] [Google Scholar]
- Public Health Agency of Canada (2012) Routine Practices and Additional Precautions for Preventing the Transmission of Infection in Healthcare Settings. Ottawwa. Available at:http://publications.gc.ca/collections/collection_2013/aspc-phac/HP40-83-2013-eng.pdf(Accessed21 February 2019).
- Riley DS, Barber MS, Kienle GS, et al. (2017) CARE guidelines for case reports: explanation and elaboration document. Journal of Clinical Epidemiology 89: 218–235. DOI: 10.1016/j.jclinepi.2017.04.026. [DOI] [PubMed] [Google Scholar]
- Shamseer L, Moher D, Clarke M, et al. (2015) Preferred reporting items for systematic review and meta-analysis protocols (PRISMA-P) 2015: elaboration and explanation. Bmj: British Medical Journal 349: g7647. DOI: 10.1136/bmj.g7647. [DOI] [PubMed] [Google Scholar]
- Smolders D, Hendriks B, Rogiers P, et al. (2019) Acetic acid as a decontamination method for ICU sink drains colonized by carbapenemase-producing nterobacteriaceae and its effect on CPE infections. Journal of Hospital Infection 102(1): 82–88. DOI: 10.1016/j.jhin.2018.12.009. [DOI] [PubMed] [Google Scholar]
- Spencer MD, Winglee K, Passaretti C, et al. (2019) Whole genome sequencing detects inter-facility transmission of carbapenem-resistant klebsiella pneumoniae. Journal of Infection 78(3): 187–199. DOI: 10.1016/j.jinf.2018.11.003. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Stone SP, Cooper BS, Kibbler CC, et al. (2007) The ORION statement: guidelines for transparent reporting of outbreak reports and intervention studies of nosocomial infection. Journal of Antimicrobial Chemotherapy 59(5): 833–840. DOI: 10.1093/jac/dkm055. [DOI] [PubMed] [Google Scholar]
- Strich JR, Palmore TN. (2017) Preventing transmission of multidrug-resistant pathogens in the intensive care unit. Infectious Disease Clinics of North America 31(3): 535–550. DOI: 10.1016/j.idc.2017.05.010. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Tomczyk S, Zanichelli V, Grayson ML, et al. (2019) Control of carbapenem-resistant enterobacteriaceae, acinetobacter baumannii, and pseudomonas aeruginosa in healthcare facilities: a systematic review and reanalysis of quasi-experimental studies. Clinical Infectious Diseases: an Official Publication of the Infectious Diseases Society of America 68(5): 873–884. DOI: 10.1093/cid/ciy752. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Trepanier P, Mallard K, Meunier D, et al. (2017) Carbapenemase-producing enterobacteriaceae in the UK: a national study (EuSCAPE-UK) on prevalence, incidence, laboratory detection methods and infection control measures. Journal of Antimicrobial Chemotherapy 72(2): 596–603. DOI: 10.1093/jac/dkw414. [DOI] [PubMed] [Google Scholar]
- Vock I, Tschudin-Sutter S. (2019) Carbapenem-resistant Klebsiella pneumoniae-impact of infection-prevention and control interventions. Annals of Translational Medicine 7(S8): S344. DOI: 10.21037/atm.2019.09.91. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Wang H, Wang H, Yu X, et al. (2019) Impact of antimicrobial stewardship managed by clinical pharmacists on antibiotic use and drug resistance in a chinese hospital, 2010-2016: a retrospective observational study. BMC Ophthalmology 9(8): e026072–e026079. DOI: 10.1136/bmjopen-2018-026072. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Weber SG, Huang SS, Oriola S, et al. (2007) Legislative mandates for use of active surveillance cultures to screen for methicillin-resistant staphylococcus aureus and vancomycin-resistant enterococci: position statement from the joint SHEA and APIC task force. American Journal of Infection Control 35(2): 73–85. DOI: 10.1016/j.ajic.2007.01.001. [DOI] [PubMed] [Google Scholar]
- Wilmont S, Hessels AJ, Kelly AM, et al. (2018) Family experiences and perspectives on infection prevention in pediatric long-term care. Rehabilitation Nursing 43(6): 307–314. DOI: 10.1097/rnj.0000000000000013. [DOI] [PMC free article] [PubMed] [Google Scholar]
- World Health Organization (2009) WHO Guidelines on Hand Hygiene in Health Care - First Global Patient Safety Challenge Clean Care is Safer Care. Geneva. Available at:https://apps.who.int/iris/bitstream/handle/10665/44102/ 9789241597906_eng.pdf;jsessionid=5F9706052AE6A9AE5B56A1FD746A19D6?sequence=1. (accessed 3 February 2019). [PubMed]
- World Health Organization (2016. a) Guidelines on Core Components of Infection Prevention and Control Programmes at the National and Acute Health Care Facility Level. Geneva. Available at:http://apps.who.int/bookorders (accessed 23 January 2019). [PubMed] [Google Scholar]
- World Health Organization (2016. b) Health Care Without Avoidable Infections - the Critical Role of Infection Prevention and Control. Geneva: World Health Organization, 1–16. Available at:https://apps.who.int/iris/bitstream/handle/10665/246235/WHO-HIS-SDS-2016.10-eng.pdf;jsessionid=FA6EBED75EF07BC1244C8115DD5FBE3B?sequence=1. [Google Scholar]
- World Health Organization (2019) Implementation Manual to Prevent and Control the Spread of Carbapenem-Resistant Organisms at the National and Health Care Facility Level . Geneva, 98. Available at:http://apps.who.int/iris. [Google Scholar]
- Yan Z, Zhou Y, Du M, et al. (2019) Prospective investigation of carbapenem-resistant Klebsiella pneumonia transmission among the staff, environment and patients in five major intensive care units, Beijing. Journal of Hospital Infection 101(2): 150–157. DOI: 10.1016/j.jhin.2018.11.019. [DOI] [PubMed] [Google Scholar]
- Yin L, He L, Miao J, et al. (2020) Active surveillance and appropriate patient placement in contact isolation dramatically decreased carbapenem-resistant Enterobacterales infection and colonization in paediatric patients in china. Journal of Hospital Infection 105(3): 486–494. DOI: 10.1016/j.jhin.2020.03.031. [DOI] [PubMed] [Google Scholar]
- Zingg W, Storr J, Park BJ, et al. (2019) Broadening the infection prevention and control network globally; 2017 Geneva IPC-think tank (part 3). Antimicrobial Resist Infect Control 8(74): 1–5. DOI: 10.1186/s13756-019-0528-0. [DOI] [PMC free article] [PubMed] [Google Scholar]

