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PLOS One logoLink to PLOS One
. 2023 May 31;18(5):e0266815. doi: 10.1371/journal.pone.0266815

Adapted “Break the Cycle for Avant Garde” intervention to reduce injection assisting and promoting behaviours in people who inject drugs in Tallinn, Estonia: A pre- post trial

Anneli Uusküla 1,*,#, Mait Raag 1,#, David M Barnes 2,, Susan Tross 3,, Talu Ave 1,, Don C Des Jarlais 2,#
Editor: Ricky N Bluthenthal4
PMCID: PMC10231841  PMID: 37256867

Abstract

In the context of established and emerging injection drug use epidemics, there is a need to prevent and avert injection drug use. We tested the hypothesis that an individual motivation and skills building counselling, adapted and enhanced from Hunt’s Break the Cycle intervention targeting persons currently injecting drugs would lead to reduction in injection initiation-related behaviours among PWID in Tallinn, Estonia. For this quasi-experimental study, pre-post outcome measures included self-reported promoting behaviours (speaking positively about injecting to non-injectors, injecting in front of non-injectors, offering to give a first injection) and injection initiation behaviours (assisting with or giving a first injection) during the previous 6 months. Of 214 PWID recruited, 189 were retained (88.3%) for the follow-up at 6 months. The proportion of those who had injected in front of non-PWID significantly declined from 15.9% to 8.5%, and reporting assisting with 1st injection from 6.4% to 1.06%. Of the current injectors retained in the study, 17.5% reported not injecting drugs at the follow up. The intervention adapted for the use in the setting of high prevalence of HIV and relatively low prevalence of injection assisting, tested proved to be effective and safe.

Introduction

Injection drug use (IDU) is an important driver of the HIV epidemic worldwide. It is also a significant source of other morbidity (non-lethal overdose, attempted suicide, skin and soft tissue infections) and mortality [1, 2]. According to a global review of injection drug use and HIV epidemiology at a regional level, prevalence of injection drug use varied from 0.09% (95% UI 0.07–0.11) in South Asia to 1.30% (0.71–2.15) in Eastern Europe [3]. According to a recent review, four countries (Russia, Brazil, China, and the United States) comprised 55% of the estimated global population of PWID living with HIV).

However, injection drug use driven HIV epidemics are also occurring elsewhere. Over the last decade, HIV outbreaks occurred among PWID in Canada (southeastern Saskatchewan), Greece (Athens), Ireland (Dublin), Israel (Tel Aviv), Luxembourg, Romania (Bucharest), Scotland (Glasgow), [4] and USA [5].

It has been suggested that the most effective method of preventing injection-driven HIV epidemics was to shift resources upstream, towards the prevention of injection drug use itself [6]. Injecting illicit drugs is a complicated, potentially fatal process. Almost every person who injects drugs needs the assistance of an experienced PWID with their first injection (initiation). The existing knowledge base on strategies to prevent injecting initiation is limited. Among a small number of studies, behavioural interventions, delivered by counsellors or peers in recovery, have been found to be effective [710]. Studies suggest that the majority of injection initiation events are facilitated, either directly or indirectly, by experienced PWID [9]. Although it is possible to learn to inject without the help of a PWID, this is difficult and rare [11, 12].

Social cognitive theory [13] is a useful paradigm for understanding this. Social cognitive theory hypothesizes that people learn and modify behaviours through interaction, observation, behavioural experimentation, and reinforcement with others in their environments. Repeated exposure, either through verbal or visual modelling of a marginal or even feared behaviour, can make the behaviour seem normal and acceptable by desensitizing the observer to the possible risks of the behaviour. According to social cognitive theory, three fundamental processes could drive initiation of injection. These are: (1) social modelling of injection, and concomitant interest in emulating one’s injecting friends; (2) development of outcome expectancies about injection—including both enhanced positive expectancies (e.g. that injecting will produce a more intense, more efficient, cheaper high) and decreased negative expectancies (e.g. that injecting will produce stronger need and greater harms to health and life); and (3) development of self-efficacy about injecting on one’s own.

Based on the theory and knowledge from behavioural interventions with experienced PWID to reduce injection initiation in non-injectors [7, 9, 14, 15] we have proposed a multistage model of how a PWID comes to assist persons who do not inject with their first injections [16]. It is reasoned that interventions that equip experienced PWID with the skills and motivation to limit behaviours that help initiation can reduce initiation. There are two types of such behaviours: (1) “assisting” behaviours—including describing or demonstrating how to inject to a non-PWID, or actually injecting a non-PWID) and (2) “promoting” behaviours—including speaking positively about injecting to non-PWIDs, injecting in front of non-PWIDs, and offering to give a first injection to non-PWIDs) [16]. In particular, the “Break The Cycle” intervention, for coaching PWID to refrain from these behaviours, has been shown to be effective in reducing these behaviours. Originally conducted by counsellors or outreach workers [7, 15], it has also since been conducted, as “Change The Cycle”, by PWID themselves [9].

The objective of the current study is to assess changes to injection initiation assisting and promoting behaviours in participating PWID, during the six months following an adapted BTC session, using motivational interviewing and behavioural skills training.

We have updated/adapted BTC for use in an Eastern European setting (Tallinn, Estonia). Estonia experienced a very large epidemic of injecting drug use beginning in the 1990s and a very high seroprevalence epidemic of HIV (> 50% prevalence) among PWID since in the 2000s [17], with new injectors continuously exhibiting high-risk behavior and correspondingly high HIV prevalence also in the recent studies [18]. Community Needle and Syringe Programs (NSP), methadone maintenance treatment, and naloxone distribution programs were operating in Tallinn at the time of the study execution. The proportion of PWID receiving ART in Tallinn has increased substantially over the years, reaching over 70% among HIV-infected PWID [17].

Methods

Study design

We report data from a quasi-experimental study with pre-post design was used to assess potential change in assisting and promoting behaviours from baseline to 6-month follow-up in participating PWID. A standardized study protocol was implemented. The adaption process and study protocol are described in detail elsewhere [10].

Study setting and participants

From December 2018 to April 2019 current PWID recruited by respondent driven sampling in Tallinn were enrolled. The NSP of NGO Convictus (fixed site) was the study site, given that: (1) It has established contacts and working experience with PWID; (2) It is providing HIV prevention services to and is trusted by the PWID community; (3) The site leader and staff have a track record of conducting research, including participation in international research teams, and have undergone extensive training in the conduct of scientific research.

Potential participants were eligible for the study if they: live in Tallinn or Harju County, were at least 18 years of age, spoke Estonian or Russian, reported having injected in the previous two months, and were able and willing to provide informed consent and agreed to donate a blood sample for HIV testing.

Recruitment began with purposive selection of “seeds” (n = 8) known to the field team to represent PWID diverse by age, gender, ethnicity, main type of drug used, and HIV status, and length of injecting career. After study participation, subjects were provided coupons for recruiting up to three peers (PWID). Coupons were uniquely coded to link participants to their survey responses and to biological specimens, and for monitoring recruitment lineages. Participants received a primary incentive (a 10-euro grocery store voucher) for their time and effort and a secondary incentive (a 5-euro grocery store voucher) for each peer recruited. Peers had to come to the study site, be found eligible, and complete the study procedures for the recruiter to receive the secondary incentive.

Study procedures

After determining eligibility and securing informed consent, participants completed a face-to-face interviewer administered structured questionnaire of approximately 30–45 minutes’ length in a private location in the NSP.

Venous blood was collected from participants and tested for the presence of HIV antibodies using commercially available test kits (ADVIA Centaur CHIV Ag/Ab Combo [SIEMENS]). Participants received pre- and post-HIV test counselling.

The intervention, that on average took 40 minutes, was delivered after blood collection.

At six months’ post-baseline, the research coordinator reminded participants about their follow-up visit by phone, text message or email (according to participants’ preference). At the follow-up visit, the data were collected in the same way as at baseline, and participants received a supermarket voucher with a 10-euro grocery store voucher for their time and effort.

Study data were managed anonymously, based on codes assigned to the participants for the study purposes.

Measuring injection initiation assisting and promoting behaviours and background variables

The same interview-administered structured questionnaire was used throughout the study used an interview-administered structured questionnaire. The instrument used contains multiple choice answer options and rating scales, and is based on the WHO Drug Injecting Study Phase II survey [19].

Outcome variables: Our primary outcome was assisting with a first injection. “Assisting” consisted of describing or demonstrating how to inject to a non-PWID who then injects for his/her first time in front of the participant, or actually injecting a non-PWID. Participants were asked about number of non-PWID they had assisted in the past six months. The secondary outcome was promoting the first injection. “Promoting” that consisted of speaking positively about injecting to non-PWIDs, injecting in front of non-PWIDs, and offering to give a first injection to non-PWIDs. Participants were asked about number of non-PWID with whom they had promoted injection in the past six months. We note that assisting behaviours are distinct from promoting behaviours. Whereas the former by definition (see above) intentionally lead directly to someone’s first injection, promoting behaviours may or may not lead to someone’s first injection.

Background variables: Questions also elicited information on PWIDs’ demographics, injection and other drug use, sexual risk behaviour, HIV- and addiction- related stigma, psychological and physical health, and use of various HIV/harm reduction-related services. Other questions elicited information on size of PWIDs’ injecting and non-injecting drug using peer networks (using standard RDS network questions [20]). To assess injection initiation helping peer norms, we asked participants to estimate the proportion of their PWID peers who have assisted with first injections in the last six months.

Sample size calculation

We assumed the proportion of those who start [assisting / any promoting] to be at most 20% and the proportion of those who stop [assisting / any promoting] to be at least 60% [10]. To achieve at least 80% power using 1-sided sign test the sample size needed was 160.

Intervention—Break the Cycle for Avant Garde (BtCag)

The intervention consisted of one individual session with a trained interventionist (social worker, psychologists, and harm reduction workers who were experienced in working with people who use drugs). They participated in two-day intervention training led by two clinical psychologists with extensive experience in motivational interviewing with drug using populations—combining didactic information, skill modelling, role playing, and feedback. At the end of training, the trainers assessed mock sessions for fidelity to the intervention. All interventionists were found to have demonstrated fidelity. Most interventionists also had formal training in Motivational Interviewing (MI) prior to the study.

The centrepiece of the intervention was the “Break the Cycle” (BTC) intervention [7] aimed at enhancing current injectors’ motivation and skills to avoid helping non-injecting drug users transition to injection drug use. It was based on two conceptualizations of behavior to behaviour change. One component was Social Cognitive Theory—which, as described earlier, explains behaviour change as the result of peer modelling, expectancies about the target behaviour, and perceived self-efficacy (to carry out the target behaviour). The second component was Motivational Interviewing [21]. It is a client-centred approach—which seeks to meet the individual where he/she is in the process of behaviour change. Because such behaviour change presents both positives and negatives for the individual, MI proceeds from the premise that ambivalence about behaviour change presses for action. MI is a process aimed at articulating that ambivalence, assessing positives and negatives and the disparity between them, and pinpointing a next action step.

Our enhanced BtCag intervention had seven main parts: 1) discussion of own first time injecting drugs; 2) discussion of injection helping (“assisting” and “promoting”) behaviours, experiences with and attitudes toward them; 3) discussion of the health, legal, social, and emotional risks of injection (including a module on safe injection practices); 4) role-plays of behaviours and scripts for avoiding or refusing requests to help non-PWID inject for the first time; 5) role-plays of talking with other PWID about not encouraging non-PWID to start injecting; 6) discussion of coaching non-PWID in safer injection practices, should a helping situation take place; and 7) discussion of how naloxone can be used to reverse overdoses. Guided by prior qualitative interviews with PWID, we augmented the original BTC with parts 5, 6, and 7 [22].

Intervention fidelity was maintained through audio recording and review of 10% of intervention sessions. In-group supervision meetings, the supervisor and team provided feedback, practical advice and support to the interventionists.

Statistical analysis

We used statistical environment R [23] for analyses. Compared to RDS sequential-sampling-weighted estimates, [24] the unweighted estimates did not vary significantly from the weighted estimates for our key variables, e.g., demographics, drug use behaviours, assisting others with a first injection, and injection promoting behaviours. We therefore used the unweighted values in order to facilitate comparisons with other Break the Cycle studies that did not use RDS recruitment.

Factors associated with loss to follow-up were examined using multivariable logistic regression (using backwards elimination), from which adjusted ORs with corresponding 95% CIs, were estimated. Factors significantly associated with the loss to follow-up at an α level of 0.2 in a bivariable analysis were included in the multivariable model.

For the main analysis, the null hypothesis was, that participation in Break the Cycle will not change the percentage of participants reporting “assisting” behaviours in the 6 months prior to intervention compared to the 6 months post intervention. We tested the hypotheses that participation in Break the Cycle will be associated with a decline, from six months prior to baseline to six months’ post-intervention, in: (1) percentage of participants reporting “assisting” behaviours: and (2) percentage reporting “promoting” behaviours. Based on previous research [3, 5], showing strong findings of such declines, we used one-tailed hypothesis testing. In addition, given the international importance of developing interventions to reduce initiation into injecting drug use, we believed it to be crucial to avoid type II error. We used the sign test to assess the probability of reduction in target behaviours compared to the probability of increase in target behaviours.

Ethical approvals for the studies were obtained from the Ethics Review Board of the University of Tartu, Estonia and from the Mount Sinai Beth Israel Medical Center, and New York University Institutional Review Boards in New York, USA (i.e., the home institution of the US collaborators). Written informed consent was obtained from all participants. The study is registered at the ClinicalTrials.gov (NCT03502525).

Results

Study sample characteristics

Study subjects’ recruitment and retention are shown in Fig 1. The demographic, drug and injection use and HIV characteristics of sample recruited (n = 214) are presented in Table 1. The mean age of the sample was 35,9 (SD 7,0; sample median 35) years, ranging from 21 to 60 years. Over two thirds (71.0%) of the PWID were men, and half had 10 or more years of formal education and were employed (50.9%%), and 17.3% had unstable places of residence (e.g., they lived primarily in the street, a park, or in a shelter). An overwhelming majority (94.4%) had injected drugs for over five years, and reported non-injection drug use in parallel with injecting (94.9%). Amphetamine was a main injection drug for 61.8%, and fentanyl for 37.4% of PWID participating. Receptive and distributive sharing of syringes and needles (i.e., injecting with used syringes and give used syringes to others to inject with) over the past six months were, respectively, reported by 16.9% and 19.2%. Over half (51.4%) of participants were HIV infected, and a large majority (93.0%) were seropositive for HCV antibodies. Of those who were HIV seropositive, 73.6% were on ART.

Fig 1. Flowchart of the study.

Fig 1

Table 1. Sample description (baseline and follow-up at 6 months), people who inject drugs, Tallinn, Estonia 2018–2019.

Variable Categories Baseline n (%) Retained vs lost to follow-up
All PWID retained PWID lost to follow up p-value
N = 214 n = 189 n = 25
Age > 30 161 (75,2%) 145 (76,7%) 16 (64,0%) 0,1710
< = 30 53 (27,8%) 44 (23,3%) 9 (36,0%)
Gender Female 62 (29,0%) 61 (32,2%) 1 (4,0%) 0,0035
Male 152 (71,0%) 128 (67,7%) 24 (96,0%)
Education <10 years 107 (50,0%) 95 (50,3%) 12 (48,0%) 0,8315
> = 10 years 107 (50,0%) 94 (49,7%) 13 (52,0%)
Employment Not employed 105 (49,1%) 89 (47,1%) 16 (64,0%) 0,1170
Employed 109 (50,9%) 100 (52,9%) 9 (36,0%)
Place of residence Unstable housing 37 (17,3%) 32 (16,9%) 5 (20,0%) 0,7034
Stable housing 177 (82,7%) 157 (83,1%) 20 (80,0%)
Injection drug use (in the last 6 months)
Length of injection drug use (lifetime) < = 5 years 12 (5,6%) 8 (4,2%) 4 (16,0%) 0,0159
> 5 years 202 (94,4%) 181 (95,8%) 21 (84,0%)
Main drug injected Other 134 (62,6%) 118 (62,4%) 16 (64%) 0,8790
Fentanyl 80 (37,4%) 71 (37,6%) 9 36%)
Any non-injection drug use No 11 (5,1%) 11 (5,8%) 0 (0%) 0,9896
Yes 203 (94,9%) 178 (94,2%) 25 (100%)
Injecting daily (in the last 4 weeks) Daily 44 (23,5%) 37 (21,6%) 7 (43,8%) 0,0538
Less frequent 143 (76,5%) 134 (78,4%) 9 (56,2%)
Receptive sharing 1 No 177 (83,1%) 156 (83,0%) 21 (84,0%) 0,8980
Yes 36 (16,9%) 32 (17,0%) 4 (16,0%)
Distributive sharing 2 No 172 (80,1%) 153 (81,4%) 19 (76,0%) 0,0523
Yes 41 (19,2%) 35 (18,6%) 6 (24,0%)
Sexual behaviour (in the last 6 months)
Any sex partners Yes 182 (85,4%) 163 (86,2%) 19 (79,2%) 0,3584
No 31 (14,4%) 26 (13,8%) 6 (20,8%)
..Any unprotected sex Yes 149 (81,9%) 136 (83,4%) 13 (68,4%) 0,1160
No 33 (18,1%) 27 (16,6%) 6 (31,6%)
HIV infection
HIV seropositivity Pos 110 (51,4%) 103 (54,5%) 7 (28,0%) 0,0129
Neg 104 (49,6%) 86 (44,5%) 18 (72,0%)
Services utilization
Currently on methadone No 202 (94,4%) 177 (93,7%) 25 (100%) 0,9890
Yes 12 (5,6%) 12 (6,3%) 0 (0%)
Main source of new syringes in the last 6 months Other 74 (34,6%) 57 (40,6%) 14 (56,0%) 0,0146
NSP 3 140 (66,4%) 129 (69,4%) 11 (44,0%)
Currently on ART Yes 81 (73,6%) 76 (73,8%) 5 (71,4%) 0,8910
No 29 (26,4%) 27 (26,2%) 2 (28,6%)
Network size
Injecting drug users < = 10 147 (68,7%) 129 68,3%) 18 (72,0%) 0,6924
> 10 67 (31,3%) 60 (31,7%) 7 (28,0%)
Non-injecting drug users > 3 51 (23,8%) 44 (23,3%) 7 (28,0%) 0,6034
< = 3 163 (76,7%) 145 (76,7%) 18 (72,0%)
External norms
Any friends assisted injection initiation in the last 6 months No 66 (52,0%) 56 (51,4%) 10 (55,6%) 0,7425
Yes 61 (48,0%) 53 (48,6%) 8 (44,4%)
Initiation of others L6M: helping and promoting behaviours
Has been asked to assist with a 1st injection No 180 (84,1%) 159 (84,1%) 21 (84,0%) 0,9870
Yes 34 (15,9%) 30 (15,9%) 4 (16,0%)
… for how many Mean (SD) 2,44 (3,01) 2,63 (3,15) 2,60 (3,17) 0,3522
Min—Max 1–15 1–15 1–15
Has talked positively No 206 (96,3%) 182 (96,3%) 24 (96,0%) 0,9415
Yes 8 (3,7%) 7 (3,7%) 1 (4,0%)
… to how many Mean (SD) 1,75 (0,71) 1,85 (0,69) 1,86 (0,69) 0,2320
Min—Max 1–3 1–3 1–3
Has injected in front of a non-injector No 180 (84,1%) 159 (84,1%) 21 (84,0%) 0,9870
Yes 34 (15,9%) 30 (15,9%) 4 (16,0%)
… how many Mean (SD) 1,94 (0,89) 1,87 (0,82) 1,87 (0,82) 0,2793
Min—Max 1–4 1–4 1–4
Has offered to give a 1st injection No 209 (97,7%) 184 (97,4%) 25 (100%) 0,9892
Yes 5 (2,3%) 5 (2,6%) 0 (0%)
… to how many Mean (SD) 1,40 (0,89) 1,4 (0,89) - -
Min—Max 1–3 1–3 -
Has assisted with a 1st injection No 201 (93,9%) 176 (93,6%) 23 (95,8%) 0,6725
Yes 13 (6,1%) 12 (6,4%) 1 (4,2%)

1 Receptive sharing—getting used syringes or needles to use for own injections

2 Distributive sharing—giving, lending, renting, or selling syringes or needles, that the individual has already used, to someone else to inject with

3 NSP—Needle and syringe program

Of the 214 people who received the intervention, 189 were retained (88.3%). Attrition was associated with sex (being male; aOR 13.0, 95% CI 2.1–64.4, p = 0,0234), and the main source of new syringes (other than NSP; aOR aOR 10.0, 95% CI 2.6–47.2, p = 0,0016). Attrition was not associated with injection promotion (aOR 1.7, 95% CI 0.1–2.7, p = 0.4710) or assisting behaviors (OR 1.9, 95% CI 0.1–14.5, p = 0.5901) reported at baseline.

Table 2 presents characteristics of the retained PWID for baseline and six months after the intervention. Among the participants retained, in the six months prior to the baseline interview, 3.7% reported that they had spoken positively about injection to a non-injector, 15.9% had injected in front of a non-injector, and very few (n = 3) reported offering to give a non-injector a first injection. One sixth (15.9%) had been asked to assist with a first injection. Only a small minority (n = 12; 6.4%) reported that they had assisted someone with a first injection. At the post-intervention follow up, the proportion of those who within six months had injected in front of non-PWID declined from 15.9% to 8.5% (p = 0,0216), and reporting assisting with a first injection from 6.4% to 1.6% (p = 0,0162).

Table 2. Characteristics of participants at baseline, and 6 months after the intervention, people who inject drugs, Tallinn, Estonia 2018–2019.

Variable Categories Baseline n (%) Follow-up n (%) Baseline vs follow-up, p-value
Socio-demographic characteristics
Age > 30 145 (76,7%) 145 (76,7%)
< = 30 44 (23,3%) 44 (23,3%)
Gender Female 61 (32,2%) 61 (32,2%)
Male 128 (67,7%) 128 (67,7%)
Education <10 years 95 (50,3%) 95 (50,3%)
> = 10 years 94 (49,7%) 86 (45,5%)
Employment Not employed 89 (47,1%) 79 (41,8%) 0,2120
Employed 100 (52,9%) 110 (58,2%)
Place of residence Unstable housing 32 (16,9%) 43 (22,8%) 0,0455
Stable housing 157 (83,1%) 146 (77,2%)
Injection drug use (in the last 6 months)
Length of injection drug use (lifetime) < = 5 years 8 (4,2%) 8 (4,2%)
> 5 years 181 (95,8%) 181 (95,8%)
Main drug injected Other 118 (62,4%) 135 (71,4%) 0,0104
Fentanyl 71 (37,6%) 54 (28,6%)
Does not injected drugs na 33 (17,5%)
Any non-injection drug use No 11 (5,8%) 2 (1,1%) 0,0265
Yes 178 (94,2%) 187 (98,9%)
Injecting daily (in the last 4 weeks) Daily 37 (21,6%) 24 (20,5%) 0,6892
Less frequent 134 (78,4%) 93 (79,5%)
Receptive sharing No 156 (83,0%) 157 (85,8%) 0,5959
Yes 32 (17,0%) 26 (14,2%)
Distributive sharing No 153 (81,4%) 164 (89,6%) 0,0108
Yes 35 (18,6%) 19 (10,4%)
Sexual behaviour (in the last 6 months)
Any sex partners Yes 163 (86,2%) 149 (79,7%) 0,0093
No 26 (13,8%) 38 (20,3%)
..Any unprotected sex Yes 136 (83,4%) 120 (79,5%) 0,8383
No 27 (16,6%) 31 (20,5%)
HIV infection
HIV seropositivity Pos 103 (54,5%) 104 (55,0%) > 0,95
Neg 86 (44,5%) 85 (45,0%)
Treatment and harm reduction services utilization
Currently on methadone No 177 (93,7%) 187 (98,9%) 0,0094
Yes 12 (6,3%) 2 (1,1%)
Main source of new syringes in the last 6 months Other 57 (40,6%) 40 (26,1%) 0,5218
NSP 129 (69,4%) 113 (73,9%)
Currently on ART Yes 76 (73,8%) 79 (76,0%) 0,6464
No 27 (26,2%) 25 (24,0%)
Network size
Injecting drug users < = 10 129 (68,3%) 133 (70,4%) 0,6025
> 10 60 (31,7%) 56 (29,6%)
Non-injecting drug users > 3 44 (23,3%) 34 (18,0%) 0,2120
< = 3 145 (76,7%) 155 (82%)
External norms
Any friends assisted injection initiation in the last 6 months No 56 (51,4%) 77 (69,4%) 0,0446
Yes 53 (48,6%) 34 (30,6%)
Initiation of others L6M: helping and promoting behaviours
Has been asked to assist with a 1st injection No 159 (84,1%) 169 (89,4%) 0,1116
Yes 30 (15,9%) 20 (10,6%)
… for how many Mean (SD) 2,63 (3,15) 1,75 (1,12) 0,6160
Min—Max 1–15 1–5
Has talked positively No 182 (96,3%) 185 (97,9%) 0,5050
Yes 7 (3,7%) 4 (2,1%)
… to how many Mean (SD) 1,85 (0,69) 1 (0) 0,3173
Min—Max 1–3 1–1
Has injected in front of a non-injector No 159 (84,1%) 173 (91,5%) 0,0216
Yes 30 (15,9%) 16 (8,5%)
… how many Mean (SD) 1,87 (0,82) 2,81 (1,83) 0,2685
Min—Max 1–4 1–7
Has offered to give a 1st injection No 184 (97,4%) 189 (100%) 0,0736
Yes 5 (2,6%) 0 (0%)
… to how many Mean (SD) 1,4 (0,89) - -
Min—Max 1–3 -
Has assisted with a 1st injection No 176 (93,6%) 186 (98,4%) 0,0162
Yes 12 (6,4%) 3 (1,6%)

There were some changes in the drug use among study participants over the follow up. Among current injectors retained in the study, 33 (17.5%) reported not injecting drugs at the follow up (none of them were on methadone treatment). Injecting drugs other than fentanyl (i.e. stimulants, mainly amphetamine) was increased (p = 0,0104), as was using non-injection drugs (p = 0,0265). The proportion of friends assisted injection initiation in the last 6 months reported by the participants was lower at the follow-up (48,6%) than that reported for the period preceding study participation (30,6%, p = 0,0446). In comparison to baseline, a lower proportion of PWID reported distributive sharing at the follow-up (18,6 vs 10,4%, p = 0,0108).

Changes in injection promoting behaviors and assisting with first injections

Table 3 presents the frequencies and percentages of the sample reporting “assisting” and “promoting” behaviours at baseline and six-month follow-up. Number of PWID ceasing assisting and promoting was larger than number of PWID starting with these behaviours (injecting in front of non-PWID: 30/189 vs 16/189, McNemar test p = 0,0216; assisting with 1st injection: 12/188 vs 2/188, McNemar test p = 0,0162; data was missing for 1 person on the assisting variable). As shown in Table 3, comparing the “yes/no” column with the “no/yes” column (i.e., those dropping a behaviour compared with those taking up a behaviour), fewer participants engaged in all five behaviours of interest at follow-up compared with baseline. The reductions for injecting in front of non-PWID and assisting with first injections were statistically significant. Of those who had injected in front of non-PWID at baseline, 76.7% (23/30) reported not doing so at six-month follow-up. Of those who reported assisting with first injections at baseline, 100% (12/12) reporting not doing so at follow-up.

Table 3. Changes in injection promoting and initiation assisting behaviours from baseline to follow-up among people who inject drugs, Tallinn, Estonia 2018–2019.

Behaviour changes—baseline, follow-up Mcnemar test p-value
n = 189*
No, No Yes, No No, Yes Yes, Yes
Has been asked to assist with a 1st injection 148 21 11 9 0,1116
Promotion behaviour
Has talked positively 179 6 3 1 0,5050
Has offered to give a 1st injection 184 5 0 0 0,0736
Has injected in front of a non-injector 150 23 9 7 0,0216
Assisting behaviour
Has assisted with a 1st injection 174 12 2 0 0,0162

* Data was missing for 1 person on the assisting variable

Discussion

Over the past two decades, the North American countries have seen a dramatic increase and Europe a modest increase in the medical and non-medical use (misuse) of prescription opioids and related fatalities [25, 26]. The US opioid epidemic has led to rising intravenous drug use and has created new public health epidemics of hepatitis C and deadly bacterial infections [27, 28]. Stemming transitions to injection drug use is therefore an important public health goal. Our study contributes to the limited knowledge base on strategies to prevent injecting initiation.

Our results provide support for the study hypotheses that after receiving the intervention, there would be a reduction in the number of participants who report “assisting” with first injection, and “promoting” injection by injecting in front of non-PWID from baseline to follow-up. While assisting in the last 6 months with a first injection was rarely reported among our PWID at baseline, we saw a significant reduction at follow-up. From baseline to follow-up, there was a significant decline in the most common “promoting” behaviour reported at baseline (i.e. in one-quarter of the sample): injecting in front of non-PWID. We did not see significant changes in the promoting behaviours that were rare (i.e. talking positively about injection, offering to give first injection to a non-PWID). Further, we saw pre-post reductions in participants’ own drug injecting. Among current injectors retained in the study, close to one fifth (17.5%) reported not injecting drugs at the follow up. As a potential positive secondary effect of the intervention, this finding warrants careful attention and evaluation in further studies. Our pre-post design for evaluating enhanced BtCag endorses this as a distinctly promising intervention.

Results reported here are generally consistent with previous data reported data reported from trials of Break the Cycle [7], and Change the Cycle [9]. Our intervention was adapted from the Break the Cycle intervention (Hunt et al [7]). In response to the recognised need the module on safe injection practices was included in the intervention tested in Tallinn and new modules on spreading norms to other PWID of refraining from assisting with first injections and on overdose prevention (including information on naloxone) were added.

There are great differences in injecting drug use epidemics throughout the world, including the size and stage of the epidemic the drugs being injected, the health services available to persons who use drugs and the characteristics of the persons injecting drugs. All of these factors could potentially influence the effectiveness of Break the Cycle type interventions to reduce initiation into injecting drug use. There was a dramatic change in injecting drug use in 2017 in Estonia. The clandestine laboratory that was the dominant source for fentanyl was shut down, leading to a severe shortage of fentanyl. The changes included increases in amphetamine injecting and increases in the use of “novel psychoactive substances” (NSPs), and discontinuation of medication-assisted (methadone) treatment [29]. We previously conducted a trial of Break the Cycle in 2016–2017 prior to the fentanyl shortage in Tallinn [10]. The same RDS recruitment and follow-up methods, and intervention were used in both studies. Comparison of the results for these two trials highlights a very consistent effect of the intervention (in 2016–2017 the percentages assisting with first injections declined from 4.7 to 1.3%, 73% reduction; in the current study 83% reduction) and in a way this accentuates the robustness of our intervention effect within the target population.

The results presented here should be interpreted acknowledging the limitations of the study. This study had a modest sample size, which influenced its statistical power. Nevertheless, important differences over time were observed. Obtaining probability samples of PWID populations is challenging due to the hidden nature of this group, their stigmatised behaviours and the absence of a sampling frame. Although, RDS surveys have demonstrated the ability to reach hidden population sub-groups, the representativeness of our samples cannot be verified. We achieved a modest rate of attrition over time (12%), and there is the potential for participant loss to follow-up to have biased results. Attrition was, however, not associated with promoting or helping behaviours at baseline. Another limitation is relying on participant self-report. Social desirability responses are a possible factor in our results.

We measured outcomes six months after the intervention and we do not know if and for how long any behavioural changes were sustained beyond this timeframe. Quasi-experimental design was chosen over the randomised control design to assess the effect of the intervention. We are fully aware of the strengths of randomisation but also considered possibility of contamination/diffusion of the intervention (as study sampling relied on social networks and our intervention included a component of talking with peers to discourage assisting with first injections) and ethical aspects (refraining from providing a potentially needed intervention from part of the study participants) to be important enough to consider. A stepped wedge cluster randomised trial would be important for future assessments of the BtCag intervention. If a stepped wedge randomized trial shows an effect size similar to the effect size in the pre- versus post trials, then the intervention should be scaled up to study a community-wide effect.

In conclusion, in the context of established and emerging injection drug use epidemics, there is a need to prevent initiation into injection drug use. Within the limits of our study, the enhanced BtCag intervention adapted for the use in the setting of high prevalence of HIV and moderate prevalence of injection assisting tested proved to be effective and safe.

Supporting information

S1 Checklist. TREND statement checklist.

(PDF)

S1 Protocol

(PDF)

S2 Protocol

(PDF)

S1 Questionnaire

(DOCX)

Data Availability

The data are not publicly available. The data contain sensitive patient information and sharing restrictions are imposed by the Ethics Review Board of the University of Tartu. Data requests might be sent to the secretary of the Research Ethics Committee at eetikakomitee@ut.ee.

Funding Statement

This work was supported by grant 1DP1DA039542 from the National Institutes of Health, USA, and by grant # IUT34-17 from the Estonian Ministry of Education and Research.

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Decision Letter 0

Maria Elisabeth Johanna Zalm

26 Aug 2022

PONE-D-22-05529Adapted “Break The Cycle for Avant Garde” Intervention to Reduce Injection Assisting and Promoting Behaviours in People Who Inject Drugs in Tallinn, Estonia: A Pre- Post Trial.PLOS ONE

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**********

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Reviewer #1: The objective of this pre-post study is to assess changes to injection initiation assisting and promoting behaviours in participating PWID, during the six months following an adapted BTC session. The study was approved by the respective Ethics/IRB board and has a valid NCT number. The study objectives sound interesting. I have the following questions.

1. A pre-post study is like a quasi-experimental design. The manuscript is submitted as a Clinical Trial. What is the justification here?

2. Sample size/power shoiuld be generated using the "primary response variable". It was never clearly mentioned what's the primary response.

3. The subsection on Outcome variables do not mention the nature of the responses; are they continuous, discrete, proportions?

3. The statistical methods are straightforward; during the sign test application, what was the null hypothesis under consideration? Write clearly.

4. A significant number of covariates are available; it is not clear why a formal regression analysis was not conducted. The sample size looks decent enough to conduct a regression analysis.

5. Any statement of significance/non-significance in the Results section should be accompanied by a p-value. This needs to be properly checked throughout.

6. The Conclusions section should allude to future studies (with larger sample sizes), often from multicenter scenarios combining other populations, to properly validate the effect of the BEATVIC group sessions.

Reviewer #2: Preventing transitions into injection drug use is likely to have significant benefits including reductions in bacterial and infectious diseases and risk for these diseases. The study, using a pre- post-design examined the impact of the Break the Cycle intervention. While this intervention has been around since the late 1990s it has not been subject to rigorous evaluation. The proposed study improves on prior studies by using a larger sample size. I have noted a number of concerns below. One deserves more attention. Specifically, the authors need to better example how they conducted the comparison between those who were followed and those who were not. I wonder if the authors could control for the few variables that were found to differ in the final model of intervention effects. Lastly, given that there were recent changes in the drug use pattern in the study community that authors might want to examine if secular trends (or time) influenced the results.

Minor/specific comments

Page 3, line 50/51. The authors might consider removing the mention to Scott County, Indiana since there have been multiple HIV outbreaks in the USA. See:

Lyss, S.B., Buchacz, K., McClung, R.P., Asher, A., Oster, A.M., 2020. Responding to Outbreaks of Human Immunodeficiency Virus Among Persons Who Inject Drugs—United States, 2016–2019: Perspectives on Recent Experience and Lessons Learned. The Journal of Infectious Diseases 222(Supplement_5), S239-S249.

Page 5, line 100/101. The sentence beginning, “The same,…” seems incomplete. I think the authors are indicating that the adaption process and study protocol are described in citation 9. Please clarify.

Page 6, line 127. I think SIEMENS should be in [ ].

Page 6, line 139. I think this section should just begin with a statement about what survey instrument was used and perhaps a statement about its validity and reliability if available. The sentence suggest that the same questionnaire was used throughout the study, which is assumed. So I would recommend removing “In both years” as well.

Page 10, lines 226/227. I think the paraphenthical statement can be removed or if it stays, the authors should revise it to read “injecting with used syringes and give used syringes to others to inject with.”

Table 1. Not sure why p-values are shown for some variables but not others (age, gender, education among others).

Page 13,lines 241/244. According to Table 1, other variables were also found to differ (p<0.05) by follow-up including housing status, currently on methadone among other items. Not sure why only 3 are discussed here. My guess is that the authors conducted some type of multivariate regression analysis to identify factors independently associated with follow-up. If that is the case, the authors should add a sentence or two describing there approach here. I’m also a bit worried about the results reported. The bivariate p between followed and not followed for HIV status was p=0.95 and the percentages of people followed and not followed are pretty close. So some explanation about what they did here would be helpful. Whatever statistical approach they used to account to loss to follow-up should be described in the statistical methods section.

**********

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Reviewer #1: No

Reviewer #2: No

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PLoS One. 2023 May 31;18(5):e0266815. doi: 10.1371/journal.pone.0266815.r002

Author response to Decision Letter 0


22 Sep 2022

PONE-D-22-05529

,Manuscript “Adapted “Break The Cycle for Avant Garde” Intervention to Reduce Injection Assisting and Promoting Behaviours in People Who Inject Drugs in Tallinn, Estonia: A Pre- Post Trial”

Please find a response to reviewers below.

We thank reviewers for the positive comments regarding our work.

Reviewer #1

The objective of this pre-post study is to assess changes to injection initiation assisting and promoting behaviours in participating PWID, during the six months following an adapted BTC session. The study was approved by the respective Ethics/IRB board and has a valid NCT number. The study objectives sound interesting. I have the following questions.

1. A pre-post study is like a quasi-experimental design. The manuscript is submitted as a Clinical Trial. What is the justification here?

Response: We used the following definition of a clinical trial - A research study in which one or more human subjects are prospectively assigned to one or more interventions (which may include placebo or other control) to evaluate the effects of those interventions on health-related biomedical or behavioral outcomes. Interventions may be medical products, such as drugs or devices; procedures; or changes to participants' behaviour. While not as powerful as randomized controlled trials, pre vs. post studies are a very common form of intervention evaluations and clinical trials.

2. Sample size/power should be generated using the "primary response variable". It was never clearly mentioned what's the primary response.

Response: The primary response variable was “assisting with a first injection” which consisted of describing or demonstrating how to inject to a non-PWID who then injects for his/her first time in front of the participant, or actually injecting a non-PWID We no present this more clearly (see page page 7, line 142).

Sample size was generated based on the primary outcome (page 7, line 160)

3. The subsection on Outcome variables do not mention the nature of the responses; are they continuous, discrete, proportions?

Response: “Assisting with a first injection” was measured as the proportion of subjects who engaged this behaviour in the 6-month pre-intervention period compared to the proportion of subjects who engaged in this behaviour during the 6-month post intervention period. The proportion of subjects who engaged in any “injection promoting” behavior was also compared for these two time periods. (outcome variables are binary; the measure is proportion) (see Table 2).

4. The statistical methods are straightforward; during the sign test application, what was the null hypothesis under consideration? Write clearly.

Response: The null hypothesis - participation in Break the Cycle will not change the percentage of participants reporting “assisting” behaviours in the 6 months prior to intervention compared to the 6 months post intervention. This is now presented in the Statistical analysis section (page 9, lines 204-206)

4. A significant number of covariates are available; it is not clear why a formal regression analysis was not conducted. The sample size looks decent enough to conduct a regression analysis.

Response: We did have a substantial sample size, but the absolute number of subjects who changed from assisting with a first injection in the pre-intervention to not assisting in the post intervention period was only 12. There were 2 subjects who changed from not assisting pre-intervention to assisting post intervention. These numbers were highly significant by sign test and McNemar test. However, we had a very large number of potential predictor variables—28 relevant variables at baseline, 28 at follow-up, and 28 for possible change in these variables between baseline and follow. Many of these 84 variables were intercorrelated. We did not think we had a sufficient number of subjects who ceased assisting for a regression analysis

5. Any statement of significance/non-significance in the Results section should be accompanied by a p-value. This needs to be properly checked throughout.

Response: Checked, and p-values added.

6. The Conclusions section should allude to future studies (with larger sample sizes), often from multicenter scenarios combining other populations, to properly validate the effect of the BEATVIC group sessions.

Response: We agree that future research should involve larger sample sized and multiple research sites. Ideally, the numbers of subjects at each research site would be large enough to creates a cultural change in the local PWID population towards not assisting with first injections. This is now included in the Discussion section on page ***

(Of note, we did not test BEATVIC group sessions)

Reviewer 2

Preventing transitions into injection drug use is likely to have significant benefits including reductions in bacterial and infectious diseases and risk for these diseases. The study, using a pre- post-design examined the impact of the Break the Cycle intervention. While this intervention has been around since the late 1990s it has not been subject to rigorous evaluation. The proposed study improves on prior studies by using a larger sample size.

I have noted a number of concerns below. One deserves more attention. Specifically, the authors need to better example how they conducted the comparison between those who were followed and those who were not. I wonder if the authors could control for the few variables that were found to differ in the final model of intervention effects. Lastly, given that there were recent changes in the drug use pattern in the study community that authors might want to examine if secular trends (or time) influenced the results.

Response: The reviewer is correct that we did not adequately present the baseline and follow-up data in Table 1. The low p values in the current table 1 represent change from baseline to follow-up period for those who were followed, not differences in those who were and were not followed.

To be clearer we now include two tables. The first table presents be baseline characteristics for all subjects, and baseline characteristics for those followed and those not followed, with statistical comparisons of those followed and those not followed. The second table presents baseline characteristics of those who were followed compared to their values.

** In Table 1, Baseline characteristics of those retained and those lost to follow-up are compared using multivariable analysis.

** We did not model the effect given the reasons re: Rev 5.4

** Secular trends - our follow up period was relatively short (6 months) and that neither we nor our colleagues in Tallinn (NSP program Convictus staff, other drug treatment researchers) noted any secular trends. It is also difficult to determine what type of secular trend would lead to the large reduction in the percentage of PWID who assisted with first injections over a limited time period.

Minor/specific comments

Page 3, line 50/51. The authors might consider removing the mention to Scott County, Indiana since there have been multiple HIV outbreaks in the USA.

Response: We revised referencing as suggested and added paper by Lyss et al (2019)

Page 5, line 100/101. The sentence beginning, “The same,…” seems incomplete. I think the authors are indicating that the adaption process and study protocol are described in citation 9. Please clarify.

Response: Corrected.

Page 6, line 127. I think SIEMENS should be in [ ].

Response: Corrected

Page 6, line 139. I think this section should just begin with a statement about what survey instrument was used and perhaps a statement about its validity and reliability if available. The sentence suggest that the same questionnaire was used throughout the study, which is assumed. So I would recommend removing “In both years” as well.

Response: Corrected

Page 10, lines 226/227. I think the paraphenthical statement can be removed or if it stays, the authors should revise it to read “injecting with used syringes and give used syringes to others to inject with.”

Response: Corrected (page 10, line 234)

Table 1. Not sure why p-values are shown for some variables but not others (age, gender, education among others).

Response: In the first submission, Table 1 compared baseline and follow-up among those who retained in the study (Therefore, it’s not meaningful to compare age, gender and education of the same people.) In the revision we included an additional table to be clearer with the results presentation.

Page 13,lines 241/244. According to Table 1, other variables were also found to differ (p<0.05) by follow-up including housing status, currently on methadone among other items. Not sure why only 3 are discussed here. My guess is that the authors conducted some type of multivariate regression analysis to identify factors independently associated with follow-up. If that is the case, the authors should add a sentence or two describing there approach here. I’m also a bit worried about the results reported. The bivariate p between followed and not followed for HIV status was p=0.95 and the percentages of people followed and not followed are pretty close. So, some explanation about what they did here would be helpful. Whatever statistical approach they used to account to loss to follow-up should be described in the statistical methods section.

Response: Please see our response to the first critique (creating a separate table comparing those followed vs those not followed for the revised manuscript). Also, we added description of the statistical approach used to assess factors associated with the loss to follow-up into the statistical analysis section.

We would again like to thank the reviewers for their constructive comments on the paper. We believe that we have appropriately addressed all of the comments and that the paper has been substantially strengthened as a result.

With kind regards

Anneli Uusküla

Attachment

Submitted filename: Response to reviewers PlosOne.docx

Decision Letter 1

Ricky N Bluthenthal

18 Jan 2023

Adapted “Break The Cycle for Avant Garde” Intervention to Reduce Injection Assisting and Promoting Behaviours in People Who Inject Drugs in Tallinn, Estonia: A Pre- Post Trial.

PONE-D-22-05529R1

Dear Dr. Uusküla,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Ricky N. Bluthenthal

Guest Editor

PLOS ONE

Additional Editor Comments (optional):

The revised manuscript has been very responsive to comments from the prior review. Issues raised by reviewer 2 are minor and can be addressed during the proofing process.

Reviewers' comments:

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Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

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Reviewer #1: (No Response)

Reviewer #2: Yes

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Reviewer #1: (No Response)

Reviewer #2: Yes

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Reviewer #1: (No Response)

Reviewer #2: (No Response)

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Reviewer #1: (No Response)

Reviewer #2: No

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Reviewer #1: (No Response)

Reviewer #2: The revised manuscript looks good. I noticed a few minor issues that can be addressed quickly. See below.

Line 26, spell out PWID the first time it appears in the abstract and in the paper (line 47).

Line 79 add (BTC) after “Break The Cycle” as this abbreviation is used later in the paper. The authors can delete the BTC in line 174 since the abbreviation will have been defined earlier in the paper.

Line 157, spell out RDS the first time it appears.

Line 205, spell out “OR” and “CI” the first time they appear.

Line 230, remove Second “%”

Line 249, spell out “aOR” the first time it appears.

250, remove the second aOR in this line.

Table 2, page 15 the cell with “Any unprotected sex” has unnecessary “..” in it.

Line 299, previous the authors have used “injection drug use” and not intravenous drug use. Not sure why they changed the language in this line.

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Reviewer #1: No

Reviewer #2: No

**********

Acceptance letter

Ricky N Bluthenthal

22 May 2023

PONE-D-22-05529R1

Adapted “Break The Cycle for Avant Garde” Intervention to Reduce Injection Assisting and Promoting Behaviours in People Who Inject Drugs in Tallinn, Estonia: A Pre- Post Trial.

Dear Dr. Uusküla:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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on behalf of

Dr. Ricky N. Bluthenthal

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Checklist. TREND statement checklist.

    (PDF)

    S1 Protocol

    (PDF)

    S2 Protocol

    (PDF)

    S1 Questionnaire

    (DOCX)

    Attachment

    Submitted filename: Response to reviewers PlosOne.docx

    Data Availability Statement

    The data are not publicly available. The data contain sensitive patient information and sharing restrictions are imposed by the Ethics Review Board of the University of Tartu. Data requests might be sent to the secretary of the Research Ethics Committee at eetikakomitee@ut.ee.


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