Abstract
Prevailing thinking about obesity and related diseases holds that quantifying calories should be a principal concern and target for intervention. Part of this thinking is that consumed calories – regardless of their sources – are equivalent; i.e. ‘a calorie is a calorie’. The present commentary discusses various problems with the idea that ‘a calorie is a calorie’ and with a primarily quantitative focus on food calories. Instead, the authors argue for a greater qualitative focus on the sources of calories consumed (i.e. a greater focus on types of foods) and on the metabolic changes that result from consuming foods of different types. In particular, the authors consider how calorie-focused thinking is inherently biased against high-fat foods, many of which may be protective against obesity and related diseases, and supportive of starchy and sugary replacements, which are likely detrimental. Shifting the focus to qualitative food distinctions, a central argument of the paper is that obesity and related diseases are problems due largely to food-induced physiology (e.g. neurohormonal pathways) not addressable through arithmetic dieting (i.e. calorie counting). The paper considers potential harms of public health initiatives framed around calorie balance sheets – targeting ‘calories in’ and/or ‘calories out’ – that reinforce messages of overeating and inactivity as underlying causes, rather than intermediate effects, of obesity. Finally, the paper concludes that public health should work primarily to support the consumption of whole foods that help protect against obesity-promoting energy imbalance and metabolic dysfunction and not continue to promote calorie-directed messages that may create and blame victims and possibly exacerbate epidemics of obesity and related diseases.
Keywords: Obesity, Calories, Carbohydrates, Public health, Chronic disease
With worldwide concerns about obesity and diseases related to it (e.g. diabetes and CVD), there is substantial interest in shifting populations to healthier weights and better health. More precisely, there is interest in reducing body fat since fat – particularly visceral or abdominal fat – may matter more than weight when it comes to health( 1 – 3 ). Nevertheless, much of the evidence regarding obesity and related diseases focuses on body weight, rather than body fat. In reviewing such evidence, therefore, the present paper will therefore also often use the imprecise term ‘weight’ as opposed to ‘fat’, pointing out when such imprecision might mislead thinking.
One way such imprecision might mislead thinking is in supporting the notions that (i) ‘a calorie is a calorie’† and (ii) intervening on calories is the best way to address obesity (i.e. the quantitative problem of excess pounds or kilograms on a scale as opposed to the qualitative problem of altered body metabolism). The two calorie notions are largely about balance sheets, essentially considering calories like units of body weight and units of body weight like inverse units of health; according to the logic, obese individuals need only try to consume fewer calories than they burn and they will achieve healthier weights and better health.
Although such logic is intuitive and enticing, reality is not quite so simple and existing evidence challenges calorie-focused notions. A view focused more on food quality, rather than caloric quantity, may help better explain and better address the growing problems of excess weight – or more precisely excess fat – and related conditions. Conversely, messages and initiatives based on the idea of calorie equivalency (that a ‘calorie is a calorie’) and interventions directed at calorie balance sheets may make these problems worse. The present paper reviews various problems with calorie-focused thinking, considers several advantages of ‘more-nuanced thinking’ (that considers calories principally as subordinate concerns to qualitative differences in food) and proposes an alternative path for public health to move forward.
The problem with the idea of calorie equivalency
A calorie is a unit of energy. As related to food energy, calories measure the potential energy a food could release. One calorie of potential energy equals one calorie of potential energy, just as one unit of anything equals another unit of that same anything. To say ‘a calorie is a calorie’ then is tantamount to the identity property in mathematics (A=A). As such, it is irrefutable.
In practice, however, the statement that ‘a calorie is a calorie’ often implies something different from mathematical identity. It implies that any two different foods, which have equivalent amounts of potential energy, will produce identical biological effects with regard to body weight/body fatness when consumed. By this thinking, a calorie’s worth of salmon, olive oil, white rice or vodka would each be equivalent and each expected to have the same implications for body weight and body fatness. Indeed, stating ‘a calorie is a calorie’ suggests that potential energy is the essential concern and that qualitative differences in the substances providing that energy are irrelevant.
But a calorie’s worth of salmon (largely protein) and a calorie’s worth of olive oil (purely fat) have very different biological effects from a calorie’s worth of white rice (refined carbohydrate) or a calorie’s worth of vodka (mostly alcohol) – particularly with regard to body weight/body fatness. Indeed, scientists have recognized differences in the weight-related physiological effects of different calorie sources for more than half a century( 4 ). Although much early knowledge was based on animal studies, subsequent studies in human subjects have shown that calorie-providing proteins, fats, carbohydrates and alcohol each have substantially different effects on a variety of physiological pathways and hormones relevant to satiety, food consumption, weight maintenance and body composition: for example, different effects on ghrelin (an appetite-stimulating hormone), leptin (an appetite-suppressing hormone), glucagon (a hormone that raises blood sugar) and insulin (a hormone that lowers blood sugar)( 5 – 7 ).
The aforementioned descriptions of hormone activities are greatly oversimplified and the list of hormones far from exhaustive, but the examples serve to suggest that a given calorie’s worth of salmon, olive oil, white rice or vodka might each behave quite differently in the body and produce different ultimate effects. Indeed, whereas some ‘calories’ (i.e. some amounts of different foods, quantified by their potential energy) induce metabolic pathways and hormones that squelch appetite and promote energy utilization, others stimulate pathways that promote hunger and energy storage. Even controlling for total calorie intake and energy expenditure from physical activity, qualitative differences in calories have different implications for obesity( 8 ); a calorie’s worth of one food is not the same a calorie’s worth of another( 8 – 14 ).
Trying to intervene on calories is implausible and ineffective
It follows from the problematic notion of calorie equivalency that any calorie consumed might be offset by a single calorie expended. Thus individuals wishing to lose weight should simply consume fewer calories than they expend. In other words, individuals should intervene on caloric quantity by consciously trying to ‘eat less’ and ‘move more’ than they otherwise would to establish ‘caloric deficit’ or ‘negative energy balance’( 15 ).
The problem with trying to ‘eat less’ and ‘move more’ to achieve – and more importantly, maintain – caloric deficit or negative energy balance is that it is practically and biologically implausible. Practically, even the most motivated, informed and knowledgeable individuals are unlikely to be able to estimate their actual calorie intake (not just ingested, informed by misleading food labels( 16 , 17 ), but absorbed( 18 , 19 )) or their actual calorie expenditure (not just in physical activity( 20 ) but in variably efficient, silent and constantly fluctuating digestive and metabolic processes( 12 , 14 , 18 , 21 )) and do so with sufficient accuracy and precision to maintain any kind of useful real-time calorie balance sheets. Biologically, calorie intake and calorie expenditure are coupled( 22 – 26 ). Unless substantial uncoupling occurs, reducing calories consumed will necessarily result in a compensatory drive to reduce calories expended and vice versa( 26 – 31 ). For this reason, people who try underconsuming calories become tired (an expenditure compensation) and hungry (an intake compensation), and one reason they often fail to lose weight (or have unimpressive results)( 25 , 26 , 32 , 33 ) may be that resultant hunger, particularly an increased desire for high-calorie foods( 25 , 26 ), drives compensatory overconsumption( 26 , 28 , 33 ).
Of course, some individuals do succeed at sufficiently uncoupling energy balance (i.e. do expend more calories than they consume) and do lose weight. But saying that these individuals lose weight because they expend more calories than they consume is like saying that students are late for class because they arrive after the bell rings. Both statements are true, but neither is causal. The associations do not explain the ‘why’ (i.e. in the case of expending more calories than consumed, why the uncoupling occurred).
Calorie equivalency and calorie balance sheets cannot explain the ‘why’; why some people succeed in eating less and/or moving more and lose weight while others fail and gain weight. Calorie-focused thinking does not tell us why some people achieve net burning or net storage of calories, or how it is entirely possible to lose weight (as lean mass) and still gain fat (i.e. become more obese). Calorie thinking also cannot account for the dynamic non-linear response of body weight to stable energy imbalances over time( 13 , 34 , 35 ). Likewise, calorie thinking does not address why obesity-related metabolic abnormalities( 36 , 37 ) and adverse events of obesity-related diseases( 38 – 40 ) may both occur before there is any gain in weight( 3 , 41 ), why metabolic improvements may occur at stable weight( 42 ) or why obesity-related adverse events may not decline with weight loss( 43 ). Any explanation for obesity should provide insights into these observations.
More-nuanced thinking about obesity and related diseases
To understand another kind of thinking about obesity and related diseases – and why individuals may show metabolic changes associated with being overweight before any detectable weight gain occurs – it is useful to consider body fat. Body fat – particularly visceral or abdominal fat – is a complex tissue that plays critical roles in appetite stimulation, energy expenditure and weight regulation. Normally, when a body’s fat cells are replete (i.e. full with stored fat), they release a hormone called leptin. Leptin stimulates parts of the brain to send additional hormone and nerve signals to the thyroid gland, skeletal muscles, heart, intestines and other fat cells( 25 , 27 ). These signals are to decrease energy intake (i.e. to ‘eat less’) and increase energy expenditure (e.g. to ‘move more’)( 27 , 29 ).
As individuals start to become obese, however (metabolically speaking, if not yet by weight on a scale), something goes awry with the signalling. Fat-cell repletion is no longer recognized and rather than there being signals to suppress appetite and increase activity as fat stores increase, there are signals to increase energy intake and reduce energy expenditure( 27 , 29 , 30 , 44 ). In other words, ‘eating more’ and ‘moving less’, thought to be causes of body fattening by calorie-focused thinking, may actually be a result of body fattening( 27 , 29 , 30 , 44 ).
So if eating more and moving less could be a result of body fattening, what causes bodies to fatten (i.e. to undergo metabolic dysfunction followed by fat gain, and then weight gain) in the first place; that is, what prevents leptin from doing its job of satiating appetite and promoting energy expenditure? The answer is not entirely clear, but one hypothesis implicates concentrated sources of rapidly absorbable carbohydrates in the diet and the hormone insulin.
Insulin is a pancreatic hormone that helps drive ingested nutrients into cells; its release is most brisk and pronounced following the ingestion of rapidly absorbable carbohydrates (as compared with fats, proteins, alcohol and more slowly absorbed carbohydrates( 6 , 45 – 48 )). Rapidly absorbable carbohydrates – sugars and refined starches like white rice and foods consisting substantively of white flour – cause blood sugar to rise briskly and insulin levels to respond in kind( 45 – 48 ). The rapid insulin elevations produced by these foods cause correspondingly rapid drops in blood sugar. Food cravings result (to restore fallen fuel levels), particularly appetites for something sweet( 6 , 48 ). Thus, in the short term, intake of rapidly absorbable carbohydrates may promote ‘eating more’ in general and create a reinforcing loop for overconsumption of additional rapidly absorbable (sweet) carbohydrates in particular (Fig. 1)( 27 , 48 ).
Over the long term, overconsumption of rapidly absorbable carbohydrates may promote leptin resistance. Such resistance may occur through microbiota-mediated inflammatory pathways( 49 ) or through other metabolic changes (e.g. chronic insulin elevations)( 27 ). Regardless, with leptin’s actions largely disabled, the result of high sugar and starch intake is a neurohormonal drive to ‘eat more’ and ‘move less’ (Fig. 1)( 27 , 48 , 49 ).
By more-nuanced thinking, then, what counts for obesity and related diseases is not the number of calories in specific foods but rather the concentration and type of carbohydrates these foods contain( 30 , 49 , 50 ). Total calorie balance is important in both ways of thinking, but whereas calorie-focused thinking directs dietary recommendations towards calorie counts (being primarily quantitative), more-nuanced thinking directs dietary recommendations towards calorie sources (being primarily qualitative); the number of calories consumed and expended are only secondary/intermediate considerations.
Different dietary recommendations by calorie-focused thinking and more-nuanced thinking
A comparison of selected foods that might be encouraged or discouraged by calorie-focused thinking and a more-nuanced thinking appears in Fig. 2. Concordant cells reveal there is some common ground. For example, both ways of thinking discourage sodas, but whereas more-nuanced thinking discourages sodas based on carbohydrate content and character (i.e. high concentrations of rapidly absorbable sugar), calorie-focused thinking discourages sodas based on the idea of ‘empty calories’. ‘Empty calories’ are foods that contribute energy but few substances thought to be beneficial like vitamins, minerals and fibre. By calorie-focused thinking, ‘empty calories’ waste precious space on the intake side of calorie balance sheets.
Figure 2 also demonstrates important discordance between calorie-focused thinking and more-nuanced thinking. For instance, 100 % fruit juices – full of vitamins, minerals and sometimes fibre – are not ‘empty’ and may even be considered healthy and desirable by calorie-focused thinking( 51 ). By more-nuanced thinking, however, 100 % fruit juices are just as undesirable as sodas given both are mostly sugar in concentrated liquid form( 52 ).
Other discordances in dietary recommendations between calorie-focused thinking and more-nuanced thinking, and perhaps the most important differences, relate to dietary fat. Dietary fat has by far the most calories of any of the energy-providing compounds in food: about 9 kcal/g as compared with roughly 7 kcal/g for alcohol, 4 kcal/g for protein and 4 kcal/g for carbohydrate( 53 ). Thus, calorie-focused thinking has an inherent bias against dietary fat. This bias leads to public health messages and interventions to decrease the intake of fatty foods or reduce or remove the fat from high-fat foods (often replacing fat with less-calorie-dense – often rapidly absorbable – carbohydrates).
Calorie-focused thinking generally endorses foods that are low in fat and calories, as long as those calories are not ‘empty’. In contrast, more-nuanced thinking has no problems with fat or calories, per se, and places the blame squarely on foods with the most rapidly absorbable carbohydrates (Fig. 2). Clearly these two ways of thinking are very different. A question for public health moving forward is: would food choices that could result from a continued primary focus on calories (calorie-focused thinking – Fig. 2) be best for population weight and health?
Pertinent clinical and population evidence for two different ways of thinking
Consider an experiment in children( 54 ). Sixth graders with comparable baseline satiety were allowed to eat as much as they wanted of two highly palatable child-friendly snacks: cheese wedges/rounds or potato chips. A quantity of cheese (mostly fat with some protein and negligible carbohydrate) might offer about 50 % more calories than an identical quantity of chips (mostly carbohydrate and fat with negligible protein). By calorie-focused thinking, comparably hungry children should eat more calories of cheese because cheese has more calories. By more-nuanced thinking, comparably hungry children should eat more calories of chips because chips, being rich in rapidly absorbable starch, should tend to promote continued eating (short-term reinforcing loop, Fig. 1)( 48 ).
What actually happened in the experiment was that children in the potato chip group consumed over three times more calories than children in the cheese group( 54 ). While a protein difference between the snacks might certainly have been a factor (with experimental trials suggesting a superior( 55 ), albeit not always statistically significant( 56 ), satiating power of protein), all foods are inevitable mixes of different components and the point here is that the food with the higher starch content prompted greater consumption. This result is consistent with a meta-analysis showing children have greater energy intake following consumption of the most rapidly absorbable carbohydrates( 57 ).
Notably in the experiment described above, the effect of eating more calories in the high-carbohydrate (chips) condition was even more pronounced among overweight and obese children( 54 ). This result is consistent with another trial showing greater hunger in obese children after a high-carbohydrate meal( 7 ) and consistent with the long-term reinforcing loop in Fig. 1.
Although the chips-and-cheese experiment did not assess children’s total caloric intake for the day outside of the single snack episode, it is likely that children consuming cheese ate fewer calories overall for the day, whereas children consuming chips ate more. Such an outcome would be suggested by fifteen of sixteen single-day studies in adults that showed increased hunger, lower satiety or greater calorie intake after consuming rapidly absorbable carbohydrates v. not( 58 ). The outcome might also be suggested by two other studies in children in which restaurant fast-food consumption was associated with a net increase in total energy intake for the day( 59 , 60 ) – although only for overweight individuals in one study( 60 ), consistent with the long-term reinforcing loop in Fig. 1. Granted, for a given fast-food meal, the studies referenced above cannot distinguish if greater total caloric intake was the result of a greasy burger (per calorie-focused thinking), a refined bun (per more-nuanced thinking) or accompanying French fries (per both ways of thinking). However, substantial evidence now implicates foods that are low in fat (and, thus, relatively low in calories), like potatoes( 61 ), white rice( 62 ) and sugary beverages( 61 , 63 – 66 ), in the development and persistence of obesity and risk for related diseases. Conversely, evidence is mounting to exonerate higher-calorie foods that are rich in fat like nuts( 61 , 67 – 74 ), oily fish( 75 ) and olive oil( 69 , 76 , 77 ), and even foods high in saturated fat( 78 , 79 ) like dairy products( 80 – 88 ). Indeed, higher-calorie fattier foods and higher-fat diets may produce and sustain as much or more weight loss than calorie-restricted or higher-carbohydrate diets( 9 , 10 , 89 – 98 ) – particularly among those already having metabolic abnormalities( 93 , 94 , 99 ). Moreover, certain fattier/lower-carbohydrate diets may also be associated with favourable metabolic indicators( 10 , 89 , 91 – 94 , 98 – 109 ), reduced adverse health events( 69 , 102 , 110 , 111 ) and delayed mortality( 110 – 113 ).
The situation for public health moving forward
Fuelled not exclusively but in no small part by calorie-focused thinking, fats in foods and fattier diets became the enemies of public health campaigns of the 1980s and 1990s. Lower-calorie sugars replaced higher-calorie oils in many foods and people shifted their consumption from fats to carbohydrates (most often, the rapidly absorbable kinds). As in the chips-and-cheese experiment described above, greater refined carbohydrate intake was associated with greater total calorie intake, but now on a population level( 114 , 115 ). In other words, people did not eat less when lower-calorie foods and diets were advised, they ate more. Obesity rates increased right along with greater consumption( 114 , 115 ). Diabetes rates increased too( 116 , 117 ) and although these findings do not prove causation, they certainly do not support continuing forward under the current logic of calorie-focused thinking, with the food choices it could encourage (Fig. 2) or the tenuous notions that follow from it (Table 1).
Table 1.
Notion | Challenge |
---|---|
|
|
Calorie-focused public health initiatives might continue to produce unintended, even ironic, consequences. Initiatives like calorie labelling for example – first for food packages and more recently for restaurant menus and menu boards – are meant to steer both consumer choices and food-industry offerings towards lower-calorie options( 118 ). Despite national enthusiasm for the idea( 119 , 120 ), whether calorie labelling will have the desired effect seems doubtful( 121 – 124 ). Also in doubt is whether labelling will actually improve population health. There is already suggestion that some labelling may produce effects opposite to those intended( 125 ). And there is the distinct possibility that calorie labelling could further move food production and consumption away from healthful high-fat foods (like nuts) and towards sugary and starchy items (like low-fat baked potato chips), promoting further increases in diseases characterized by abdominal fat and metabolic dysfunction.
There are, admittedly, other existing public health initiatives that, at least on the surface, seem more consistent with the logic of ‘more-nuanced thinking’; for instance, proposals to tax and limit sugary beverages( 52 , 126 , 127 ). Nevertheless, these initiatives are usually framed around the idea of ‘empty calories’, which totally misses the point. Even the Food and Drug Administration’s proposed changes to packaged-food labels – which would newly report the amount of ‘added sugars’ in a product – place even more emphasis on calories than current labels by visually subordinating all other label information and highlighting calories in an enormous bold typeface( 128 ).
What existing and planned initiatives seem not to acknowledge is that calories from added sugars and starches are worse than just ‘empty’ (detriment through omission); evidence suggests they are actively harmful (detriment through commission)( 61 , 62 , 129 , 130 ). While responses of individual consumers may vary (e.g. due to their personal genetic susceptibility( 48 , 63 ) or that of their resident gut microbes( 131 )), there is good reason to believe that rapidly absorbable carbohydrates tend to promote obesity, and diseases commonly associated with it, in general( 45 , 48 , 63 , 132 – 137 ).
The problem for public health is that continuing to focus on quantifying calories may misdirect thinking on obesity and related diseases and promote destructive messages. For instance, in a 2013 editorial, the president of the Institute of Medicine listed gluttony and sloth as ‘obvious’ ‘deadly sins’ for public health to address( 138 ). His argument (which had been made before( 139 )) suggested obesity and related diseases are matters only of personal resolve and self-control; if people just had more motivation and will-power, they could consciously control their calorie balance sheets, eat less, move more and lose weight. It stands to reason that those subscribing to the Institute of Medicine logic might blame an overconsuming, inactive adolescent for growing fat. But would they blame the same overconsuming, inactive adolescent for growing tall?
Just as children do not enter puberty and grow tall because they overeat and sleep more, neither do individuals start to fatten and become obese because they eat too much and move too little. In both cases overconsumption and inactivity are intermediate effects; neurohormonal changes are the cause. The case of pubertal growth represents normal development, but the case of fattening represents decided pathology; pathology that may be modifiable through dietary change. Perhaps if we shifted food production and people’s consumption away from added sugars and refined starches, we could avoid the resultant metabolic dysfunction and corpulence that have come to plague our populations. Instead of futilely promoting messages to ‘eat less’ and ‘move more’( 13 , 139 ), perhaps we should do more to promote the consumption of whole/minimally processed foods( 140 ) – like more of those in the upper row of Fig. 2 – foods that might make ‘eating less’ and moving more’ more possible.
Concluding thoughts
Calorie-focused thinking may have already exacerbated the epidemics of obesity and related diseases. And while there has been much progress in redirecting dietary focus towards actual foods( 141 ), there is still too much focus on eating ‘too much’( 15 ). Focusing quantitatively, particularly on the calories available from specific foods, fails to recognize the broader metabolic effects of foods themselves. Foods that are highly processed and comprised mostly of rapidly absorbable sugars and starches may be of greatest concern. Such carbohydrates may induce neurohormonal changes that might, in turn, help produce the overeating and inactivity often interpreted as causative for obesity. In other words, unhealthy foods may make double victims of their consumers, who might not only become obese by eating them but also receive harsh criticism for their substantial appetites and apparent laziness that result.
As the saying often attributed to the Albert Einstein goes, ‘not everything that can be counted counts’, and advice to count calories, or to try to change calorie balance sheets by intervening on quantities of undifferentiated foods, seems misdirected. Imagine comparably misdirected advice: for instance, to count fluid ounces, drink less and urinate more – advice that might likewise result in temporary weight loss (but no fat loss) and be uncomfortable, unsustainable, unreasonable and unhelpful; and likewise oppose coupled neurohormonally driven physiology in futility. Yes, calories count, and calorie balance sheets matter, but net intake or expenditure probably results more from qualitative distinctions in the foods we eat than conscious attempts at quantitative control( 30 ). New public health initiatives and messages focused on encouraging consumption of whole/minimally processed foods would be ideal( 140 ), especially to counteract industry’s near-exclusive marketing of foods that are highly processed/refined and concentrated sources of the most rapidly absorbable starches and sugars.
Promoting the consumption of whole foods will require careful attention to food systems, cultural traditions, peer influences, food environments, assistance programmes and a host of other issues beyond the scope of the present commentary. But as a guiding principle, the public health community should not be trying to cut calories from available foods( 142 ), we should be improving the quality of the foods available that provide our calories. We should be promoting foods that do not prompt, or indeed programme, us to overeat.
Although focusing on refined starch and sugar content might seem like a logical path forward, such narrow focus could lead to unintended consequences, as when public health campaigns demonized fat. For this reason, the recent WHO draft guideline to more strictly limit the intake of all sugars( 143 ), the recent proposition in England for a sugar tax( 144 ), and the recent proposal in California to place health warning labels on sugary drinks( 145 ), while all appropriately focused, should be evaluated carefully before wider implementation. Coordination with the food industry will be challenging, but while working towards improving the quality of foods that are produced and working to support the consumption of whole/minimally processed products, at the very least, public health should not continue to promote messages that create and blame victims or that, in all likelihood, continue to exacerbate epidemics of obesity and related diseases.
Acknowledgements
Acknowledgements: S.C.L. would like to thank Sanjay Basu, MD, PhD, Jennifer L Pomeranz, JD, MPH, Paul R Marantz, MD, MPH and Manisha Sharma, MD for reviewing very early drafts of this manuscript and providing critical comments. Financial support: This research received no specific grant from any funding agency in the public, commercial or not-for-profit sectors. Conflict of interest: None. Authorship: S.C.L. conducted the primary literature review, conceived the paper, drafted the main arguments, and created Figs 1 and 2. J.J.D. helped revise the text, contributed citations, and drafted Table 1.
Footnotes
‘Calorie’ – or more correctly kilocalorie (kcal), for which the word often imprecisely substitutes – is the main unit of energy used to discuss food and obesity-related issues in the USA. It is also the word used in common expressions like ‘a calorie is a calorie’. The word appears throughout this commentary as the energy unit of choice, but readers should feel free to substitute all instances with their own preferred energy unit; e.g. the joule (or the kilojoule or megajoule). No mathematical conversions are required as arguments are abstract and do not rely on specific quantities.
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