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. Author manuscript; available in PMC: 2024 Jun 1.
Published in final edited form as: Musculoskeletal Care. 2022 Dec 19;21(2):576–581. doi: 10.1002/msc.1724

Limited English Proficiency Correlates with Postoperative Complications after Knee Arthroplasty

Kevin H Nguyen a, Chloe Sales a, Pablo Suarez a, Alicia Fernandez b, Derek T Ward c, Solmaz P Manuel d,*
PMCID: PMC10272016  NIHMSID: NIHMS1859709  PMID: 36536487

INTRODUCTION

Total knee arthroplasty (TKA) has been consistently found to improve patients’ symptoms, pain scores, and quality of life (Carr et al., 2012; Dailiana et al., 2015; Heath et al., 2021). Partly as a result, TKAs are among the most commonly performed procedures in the United States and with an aging population and rising rates of obesity, TKA volume is expected to increase. Postoperative complications after TKA, however, may adversely affect outcomes. One study of more than 15,000 TKAs in the American College of Surgeons National Surgical Quality Improvement Program found that 5.5% of TKA cases have a complication within 30 days (Belmont et al., 2014).

Disparities in postoperative outcomes after total joint arthroplasty among non-white minority populations have been well documented. (Johnson & Hunter, 2014; Kremers et al., 2015; Singh et al., 2014; Sloan et al., 2018). Compared to majority populations, racial and ethnic minority groups are at increased risk of postoperative complications and readmission after TKA (Adelani et al., 2018; Blum & Ibrahim, 2012; Goodman et al., 2016). These healthcare disparities may be mediated in part by language barriers faced by patients with limited English proficiency (LEP). Studies have found that patients with LEP undergoing lower extremity joint arthroplasty face longer lengths of hospital stay and higher hospitalization costs (Bernstein et al., 2020; Manuel et al., 2022). These studies did not explore the association between LEP status and risk of postoperative complications after lower extremity arthroplasty procedures.

In order to explore whether postoperative TKA complications correlate with LEP status and longer lengths of hospital stay, we compared the rates of complications after TKA between patients with LEP and patients who are English proficient (EP) at a large academic medical center.

METHODS

Study Participants

This was a retrospective cohort study of elective TKA patients ≥18 years of age between January 2013 and December 2021 from a single academic medical center serving an ethnically and linguistically diverse urban center. All TKA surgeries were performed by one of five high volume specialists in the academic institution’s orthopedic surgery service. Cases that were urgent or emergent were excluded from this study. A single patient who died during the hospitalization was also excluded from the study. Institutional review board approval was granted with waiver of consent.

Study Design

The primary predictor variable was English proficiency status, where having LEP was defined as self-reporting a primary language other than English. Primary outcome variables were rates of postoperative complications after TKA, as defined by the Centers for Medicare and Medicaid Services (CMS) (Complication Measure Overview, 2022). Rates of postoperative complications were obtained from patients’ electronic health records. Complications analyzed included 30-day deep vein thrombosis (DVT), 30-day venous thromboembolism (VTE), 90-day surgical site infection, 7-day pneumonia, 7-day sepsis, and 1-day encephalopathy. Arthroplasty specific complications included periprosthetic fracture, implant fracture, instability, implant loosening, and stiffness.

Demographic and perioperative data were obtained from patients’ electronic health records. These variables included age, self-reported gender, self-reported race/ethnicity, self-reported primary spoken language, American Society of Anesthesiologists (ASA) physical status, smoking status, and body mass index (BMI). Race/ethnicity was categorized as non-Hispanic white, Hispanic/Latinx, Asian-American and Pacific Islander (AAPI), Black, Indigenous, multiracial, or not-reported. These racial and ethnicity categories are socially-defined and do not reflect biologically or genetically distinct groups (Flanagin et al., 2021). Primary language spoken was categorized as English, Spanish, Chinese (Mandarin or Cantonese), Russian, or other non-English languages.

Statistical Tests

Comparisons of baseline characteristics, perioperative metrics, and postoperative complication rates between EP and LEP patients were performed using t-test for continuous variables and Fisher’s exact test for categorical variables. Multivariable logistic regression modelling was used to calculate adjusted odds ratios of having a postoperative complication. Calculated odds ratios were adjusted for covariates chosen a prior based on prior arthroplasty literature, including age, patient-reported gender, BMI, ASA physical status, smoking status, and length of hospitalization (Gronbeck et al., 2019; Ko et al., 2021). Race/ethnicity were excluded from the regression model due to high collinearity between race/ethnicity categories with English proficiency status. All statistical analyses were performed using Stata version 16.1. The reporting of this study conforms to the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) guidelines (Elm et al., 2007).

RESULTS

A total of 3450 TKA cases were performed between January 2013 and December 2021. 9.2% (316) of the patients were classified as having LEP. Among patients with LEP, 41.8% (132) self-identified as AAPI and 35.1% (111) self-identified as Hispanic/Latinx. Compared to EP patients, LEP patients were older (71 ± 10 years vs 65 ± 10 years, p<.001) and more likely to be female (72% vs 59%, p<.001). Patients with LEP had longer lengths of hospitalization (mean: 2.8 ± 2.1 days vs 2.3 ± 1.7 days, p<.001) (Table 1).

Table 1.

Patient demographics and baseline characteristics by English proficiency

Total Knee Arthroplasty Patients (N=3450) English Proficient (n=3134) Limited English Proficiency (n=316) P value

Gender, % Female (n) a 60% (2068) 59% (1840) 72% (228) <.001

Age, years (SD) b 66 (10) 65 (10) 71 (10) <.001

Race/Ethnicity, % (n) a <.001
 Non-Hispanic white 63.6% (2195) 68.9% (2160) 11.1 % (35)
 Hispanic/Latinx 10.7% (370) 8.3% (259) 35.1% (111)
 AAPI 10.6% (365) 7.4% (233) 41.8% (132)
 Black 7.9% (274) 8.7% (273) 0.3% (1)
 Indigenous 0.6% (22) 0.7% (22) 0.0% (0)
 Multiracial 4.4% (151) 3.6% (114) 11.7% (37)
 Not reported 2.1% (73) 2.3% (73) 0.0% (0)

Language Spoken, % (n) a <.001
 English 90.8% (3134) 100% (3134) 0% (0)
 Spanish 3.3% (115) 0% (0) 36.4% (115)
 Chinese 2.8% (95) 0% (0) 30.1% (95)
 Russian 0.7% (25) 0% (0) 7.9% (25)
 Other Non-English 2.3% (81) 0% (0) 25.6% (81)

ASA Physical Status, % (n) a .07
 ASA 1 4.1% (140) 4.3% (135) 1.6% (5)
 ASA 2 67.5% (2322) 67.5% (2109) 67.6% (213)
 ASA 3 28.2% (969) 27.9% (872) 30.8% (97)
 ASA 4 0.2% (7) 0.2% (7) 0% (0)

BMI, kg/m2 (SD) b 30 (6) 30 (6) 30 (5) 1.0

Length of Stay, days (SD) b 2.3 (1.8) 2.3 (1.7) 2.8 (2.1) <.001

Data are presented as mean (SD) for continuous variables and %(n) for categorical variables.

a

Fisher’s exact test

b

Two sample t-test.

Abbreviations: AAPI, Asian American & Pacific Islander; ASA, American Society of Anesthesiologists; BMI, body mass index.

Overall, rates of postoperative complications ranged from 0.1% for 1-day encephalopathy to 3.6% for 90-day surgical site infection. When comparing rates of postoperative complications between LEP and EP patients, LEP patients had higher rates of 30-day DVT (2.5% vs 0.8%, p=.01), 30-day VTE (3.8% vs 1.9%, p=.03), and 7-day pneumonia (1.3% vs 0.3%, p=.02). There were no significant differences in rates of 90-day surgical sites infections, 7-day sepsis, 1-day encephalopathy or in rates of arthroplasty specific complications (Figure 1). Multivariable logistic regressions adjusted for age, gender, BMI, ASA physical status, smoking status, and length of hospitalization found that patients with LEP had higher rates of 30-day postoperative DVT (aOR: 2.84, CI:1.19–6.79, p=.02) and 30-day VTE (aOR: 2.10 CI:1.06–4.12, p=.03) when compared to their EP counterparts (Figure 2).

Figure 1.

Figure 1.

Comparing Postoperative Complication Rates Based on English Proficiency Status after Knee Arthroplasty. Statistical significance of differences in complications rates were calculated using Fisher’s exact test. Abbreviations: DVT, deep vein thrombosis; VTE, venous thromboembolism. Symbols: *p<.05

Figure 2.

Figure 2.

Adjusted Odds Ratios of LEP patients relative to EP patients for Complications after Knee Arthroplasty.

*Odds ratios were adjusted for age, patient-reported gender, body mass index, American Society of Anesthesiologists physical status, smoking status and length of hospitalization. Abbreviations: LEP, limited English proficiency; EP, English proficient; DVT, deep vein thrombosis; VTE, venous thromboembolism.

DISCUSSION

This study examined the relationship between English language proficiency and postoperative complication rates for patients undergoing elective TKA and found that LEP patients had increased rates of 30-day DVT and 30-day VTE.

Although prior studies have identified that racial and ethnic minority patients undergoing lower extremity arthroplasty have higher risks of immediate postoperative complications, this is the first study to suggest that language barriers may also be associated with these healthcare disparities after arthroplasty procedures (Amen et al., 2020; Pierce et al., 2015). While these findings are novel for the field of orthopedics, LEP status has been previously associated with higher rates of harmful adverse events for hospitalized patients and increased risk of postoperative complications after cardiac surgery and neurosurgery; the majority of these postoperative complications were hypothesized to be related to communication errors (Divi et al., 2007; Tang et al., 2016; Witt et al., 2021).

While our data does not shed light as to why patients with LEP may have increased rates of postoperative DVT and VTE, the literature offers some potential clues. Surgical LEP patients have been found to have poorer pain assessment and management, compared to EP patients (Jimenez et al., 2012, 2014; Plancarte et al., 2021). Inadequate pain control may prolong time to first mobilization for LEP patients, increasing their risk of developing a postoperative DVT and VTE. Not only do these complications increase risk of poorer postoperative recovery and patient mortality, but they may require extended hospitalizations for inpatient management. Therefore, these higher rates of postoperative complications may contribute to our study’s findings that arthroplasty patients with LEP have longer lengths of hospitalization, which is also consistent with prior studies and further highlights the self-perpetuating nature and high cost of healthcare disparities for patients with LEP (Bernstein et al., 2020; John-Baptiste et al., 2004; Manuel et al., 2022).

Our study did not find any significant differences in rates of arthroplasty specific complications including periprosthetic fracture, implant fracture, instability, implant loosening, and stiffness. This suggests that surgical technique was mostly consistent between LEP and EP patients and that the observed disparities in postoperative complications likely arise from differences in postoperative, rather than intraoperative, management and may be related to communication barriers.

We highlight multiple limitations of this study. First, while the electronic health records are a reliable database for postoperative complications, our study design cannot offer insight into specific mediators of these complications, including some potential clinical confounders. The aim of future projects will be to obtain qualitative data from stakeholders, including patients, surgeons, and perioperative staff on how language barriers may contribute to adverse outcomes for LEP patients. We only examined data from a single academic institution; future studies should examine complication reports from multiple sites to assess external validity. However, larger national databases lack data on primary patient language, limiting our ability to study outcomes for patients with LEP. Finally, we grouped all LEP patients; nursing and provider capacity in distinct languages may vary, as might the level of English proficiency of the patients themselves.

CONCLUSIONS

In this retrospective cohort study of over 3,400 elective knee arthroplasty cases, patients with limited English proficiency were more likely to experience postoperative deep vein thromboses and venous thromboembolism when compared to English proficient patients, even after controlling for confounding factors.

Acknowledgements:

The authors thank Dr. Nancy Hills from the University of California, San Francisco Clinical and Translational Science Institute for her assistance and expertise with the statistical methods that were utilized in this study.

Funding:

This research was supported by grant funding from the Hellman Family Foundation and the UCSF Department of Anesthesiology Patricia Sanders Research Award. This project was also supported by the UCSF Summer Explore Research Fellowship grant, National Center for Advancing Translational Sciences, and National Institutes of Health (NIH) through UCSF-CTSI Grant Number UL1 TR001872. Dr Fernandez’s contribution to the research reported in this publication was supported by NIH K24DK102057. The content of this research is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.

Footnotes

Conflicts of Interest: DTW has received consulting stipends from Depuy (Johnson & Johnson) and there are no other conflicts to report.

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