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PLOS One logoLink to PLOS One
. 2023 Jul 10;18(7):e0286947. doi: 10.1371/journal.pone.0286947

Validation of a French version of the Breakthrough Pain Assessment Tool in cancer patients: Factorial structure, reliability and responsiveness

Elise Perceau-Chambard 1,*, Sylvain Roche 2,3,4,5, Colombe Tricou 1, Catherine Mercier 2,3,4,5, Cécile Barbaret 6, Andrew Davies 7, Katherine Webber 7, Marilène Filbet 1, Guillaume Pierre Serge Economos 1
Editor: Iftikhar Ahmed Khan8
PMCID: PMC10332612  PMID: 37428747

Abstract

Objective

Breakthrough cancer pain should be properly assessed for better-personalized treatment plan. The Breakthrough Pain Assessment Tool is a 14-item tool validated in English developed for this purpose; no French version is currently available and validated. This study aimed to translate it in French and assess the psychometric properties of a French version of the Breakthrough Pain Assessment Tool (BAT-FR).

Methods

First, translation and cross-cultural adaptation of the 14 items (9 ordinal and 5 nominal) of the original BAT tool in French language was made. Second, assessments of validity (convergent, divergent and discriminant validity), factorial structure (exploratory factor analysis) and test-retest reliability of the 9 ordinal items were done with data of 130 adult cancer patients suffering from breakthrough pain in a hospital-academic palliative care center. Test-retest reliability and responsiveness of total and dimension scores derived from these 9 items were also assessed. Acceptability of the 14 items was also assessed on the 130 patients.

Results

The 14 items had good content and face validity. Convergent and divergent validity, discriminant validity and test-retest reliability of the ordinal items were acceptable. Test-retest reliability and responsiveness of total and dimensions derived from ordinal items were also acceptable. The factorial structure of the ordinal items had two dimensions similar to the original version: “1—pain severity and impact” and “2—pain duration and medication”. Items 2 and 8 had a low contribution to the dimension 1 they were assigned and item 14 clearly changed of dimension compared with the original tool. The acceptability of the 14 items was good.

Conclusion

The BAT-FR has shown acceptable validity, reliability and responsiveness supporting its use for assessing breakthrough cancer pain in French-speaking populations. Its structure needs nevertheless further confirmation.

Introduction

Cancer pain is one of the most prevalent cancer related symptom [1, 2], resulting in disturbing patient’s quality of life and functioning, and increasing the burden of symptoms belonging to the same cluster, such as fatigue, insomnia or mood disturbance [35]. Cancer pain can be characterized by the different types of pain (somatic nociceptive pain, visceral nociceptive pain, or neuropathic pain) [6], but also by its manifestation as persistent, transient, or described as a breakthrough cancer pain. Breakthrough cancer pain is a transient exacerbation of pain that occurs despite relatively stable controlled background pain which might be triggered by a predictable specific event or an unpredictable one [7]. It affects 40 to 80% of cancer patients [8], depending on cancer site, stage, treatments and intercurrent diseases. It has various characteristics, which are different between individuals and vary over time for a same individual. However, common features includes a quick onset up to three minutes, short duration up to thirty minutes and a moderate to severe intensity [9, 10].

A prerequisite for improving patients’ quality of life through effective pain management is proper pain assessment [11], it will guide the personalized pain medication plan [6]. Considering its brief and sudden characteristics, breakthrough cancer pain is not properly assessed using generic pain assessment tools. This might prevent clinicians to adequately identify it, and chose specific medications such as intranasal fentanyl sprays or sublingual fentanyl pills [6, 12].

In the purpose of better assessing breakthrough pain, Webber et al. have developed and validated the Breakthrough Pain Assessment Tool (BAT) [13]. This tool is a fourteen item tool of which nine are related to pain and five to its treatments [13], which is now widely recognized as a valid and reliable tool for use in clinical settings. It has been translated in various languages [14, 15], but not into French, preventing French languages countries to use it while French is the fifth most spoken language worldwide.

Our study aimed to translate the BAT into French and assess the psychometric properties (validity, reliability and responsiveness) of a French version of the Breakthrough Pain Assessment Tool (BAT-FR).

Material and methods

The Breakthrough Pain Assessment Tool (BAT)

The BAT is a 14 question tool designed to clinically assess breakthrough pain in cancer patients [13]. The tool includes nine questions related to pain and five related to its management. The first question uses a body shape to locate the painful areas. The next questions uses free text (four questions), 10-points rating scales (six questions), and categorical scales (three questions).

Translation and adaptation of the original tool

We used a process of translation-adaptation adapted from the one proposed by the World Health Organization [16]. First, a French native speaker made a forward translation laying on keeping the units of meaning (rather than an exact literal translation) from the original English version to a French one.

Second, a review board of pain experts reviewed the French version for identification of discrepancies or inadequate translations. Third, an English native speaker backward translated the French version into an English one. It was then, reviewed again by the review board to assess its equivalence with the original BAT. There was no need to modify the previous French version.

Finally, ten cancer patients suffering from pain were asked to assess the readability, and understandability of the tool. Slight changes have been made after this step. The BAT-FR is provided as S1 File.

This entire process with experts and a small sample of patients gave evidence for good content and face validity. The overall process was co-supervised by the original developers of the instrument who are co-authors of this article.

Study settings and participants

Data collection ran from March 2015 to September 2019 in the Lyon Sud University Hospital Palliative Care Center.

Participants and setting

The study was conducted in the Lyon’s University Hospital—France. The inclusion settings were a University hospital palliative care center providing palliative care services for more than 1000 patients yearly.

All patients visiting the palliative care center were consecutively screened for inclusion. Inclusion criteria were: being over 18 years old, having cancer pain, having a regular opioid treatment for a background cancer-related pain for at least one week, and having been diagnosed from breakthrough cancer-pain by a specialist cancer pain physician. Inclusion criteria also included being a fluent French speaker, able to understand written French, to complete the questionnaire and to sign informed consent. Non-inclusion criteria were already known cognitive impairment (when listed in the medical history of the patient), and overwhelming fatigue.

1268 patients were screened for inclusion.

Exclusion criteria were the absence of pain (597), refusing to take part (20), agony (207), tiredness (13), inability to consent (235), trouble in understanding French (14), having already participated (23). Seven were excluded for an unknown reason. It resulted in one-hundred and thirty one included patients who received a questionnaire.

Procedure and data collection

Participants had to fill the study questionnaire on inclusion, 24h after and 7 days after (noted as inclusion, visit 2 and 3 in the following). The test conditions were the same at each measurement. The questionnaire had two parts, the first recorded socio-demographic data (gender, age, cancer type and localizations, metastatic status, and Performance Status rated using the five-point Eastern Cooperative Oncology Group (ECOG) tool [17], the second was made of the BAT-FR (described above) and a validated French version of the Brief Pain Inventory (BPI) [18, 19].

The BPI is an instrument designed to assess the severity of pain and the functional impairment due to pain. The instrument includes one categorical scale question, one body shape for the localization of pain, four 10-points Likert-scales for rating pain intensity at various times, one free-text question and seven numerical scales to assess the impact of pain on the patient’s daily life.

Statistics

Sample size

As for the English version, the nine ordinal items were used to obtain scores and the five nominal items gave additional information and help to interpret the scores. To determine the sample size for factor analysis, we used the rule of 5 x number of parameters [20]. This rule gave 130 patients because the model of the confirmatory factor analysis on the nine ordinal had 26 parameters (with the same structure as the English structure and items with 11 response categories considered as continuous). Moreover, this sample size was greater than the number of parameters for the exploratory factor analysis (up to 36 for four dimensions). According to COSMIN guidelines, a sample size of 130 was considered adequate to assess the other properties of the questionnaire [21].

Demographic and clinical characteristics of the sample

Continuous variables were described using the median, the quartiles and the range values (and mean±SD for age and delay). Categorical variables were described using the number and percentage of patients in each category.

Acceptability of the BAT-FR

Acceptability was assessed using the percentage of missing data for each of the 14 items at each assessment. A cut-off of 5% of missing data was chosen for the definition of non-acceptability [13].

Factorial structure of the BAT-FR

As for the original English version, factor analysis was on the nine ordinal items: n°2, 5, 6, 7, 8, 9, 11, 12 and 14 (see Weber 2014 [13], Table 3). The five other items were nominal (free text or no order in the response categories) and thus could not be subject to a factor analysis; they gave additional information for the clinicians to interpret the ordinal items.

To assess if factor analysis is relevant, a test similar to the Bartlett’s sphericity test was used: the Chi-Square Test of Model Fit for the Baseline Model of uncorrelated dependent variables, available in Mplus for model fit information (p-value ≤ 0.05 indicates that a factor analysis may be useful with the data) [22].

To assess if the structure of the BAT-FR is the same as that of the English version [13], a confirmatory factor analysis (CFA) was conducted on the scores of the nine ordinal items on inclusion. It showed that the model of the English version (two dimensions and each of the nine ordinal items reflecting only the dimension it was supposed to measure) did not fit to data of BAT-FR (results not shown).

Therefore, an exploratory factor analysis (EFA) has been done on the nine ordinal items to produce hypotheses on (i) the number of dimensions and (ii) the structure of the items for the retained dimensions [23]. As some items are ordinal, the WLSMV (Weighted Least Squares Mean and Variance adjusted) estimator was used to estimate the parameters of the EFA models from the correlation matrix (polychoric, polyserial or Pearson correlation). Several EFA models with different number of dimensions (from one to four) have been compared using global fit indexes. The number of dimensions retained was the smallest one with indexes indicating a good fit (parsimony criterion). The global fit indexes used to assess the fit of the EFA models were: Comparative Fit Index (CFI) and Tucker-Lewis Index (TLI) with good fit if >0.95 [24], Root Mean Square Error of Approximation (RMSEA) and its 90% confidence interval (CI) with close fit if <0.05 and fair fit in the 0.05 to 0.08 range [25], Standardized Root Mean square Residual (SRMR) with good fit if <0.08 [26]. To make the dimensions interpretable and delineate the structure, oblique rotations CF-EQUAMAX and CF-FACPARSIM were used in the EFA models for the development of a new structure [27]. After estimation of the number of dimensions, the criteria for generating a structure were the following: (i) a factor loading value greater than 0.4 was retained to assign an item to a dimension [28], and (ii) an item which reflects more than one dimension was assigned to the dimension for which its factor loading was the highest.

Discriminant validity

Discriminant validity of the nine BAT-FR ordinal items between groups determined by ECOG scores (0, 1 or 2 vs 3 or 4), global impression of pain control, and changes in treatments’ management at inclusion, was assessed by Kruskal-Wallis tests. Differences of items scores between groups of ECOG scores and more differences for breakthrough pain compared to background pain were supposed to show a good discriminant validity [29].

Convergent and divergent validity

Convergent validity between BAT-FR and BPI scores was assessed by Spearman correlations between the nine BAT-FR ordinal items scores and BPI items and dimensions scores at inclusion. The higher the number of medium or large correlations, the better the convergent validity is. Correlation coefficient values of > 0.1 were considered as a small correlation, >0.3 a medium correlation and >0.5 a large correlation (in absolute value) [30]. For analgesic treatments at inclusion, convergent validity was assessed by polychoric correlations between BAT-FR ordinal items scores and oral administration of transmucosal fentanyl and divergent validity was assessed by Spearman correlations between BAT-FR ordinal items scores and background medication dosage. These two validities were established if correlations with breakthrough analgesia were higher than correlations with background analgesia [29].

Test-retest reliability

The test-retest reliability of each of the nine ordinal item of the BAT-FR was estimated with data at inclusion and visit 2 using weighted Kappa coefficient (κw). Fleiss-Cohen weighting scheme was used. Results’ interpretations were: κw ≥0.81 indicated almost perfect agreement, 0.61≤ κw ≤0.80 substantial agreement, 0.41≤ κw ≤0.60 moderate agreement, 0.21≤ κw ≤0.40 fair agreement, and κw ≤0.20 slight agreement [31]. The test-retest reliability of the two dimensions (as specified in the English BAT) and the total score of the BAT-FR were estimated using Intraclass Correlation Coefficient (ICC). The results on ICC were interpreted with the previous thresholds as weighted kappa and ICC are equivalent [32].

Responsiveness

The responsiveness of the total score of the BAT-FR was estimated using correlation between (a) change of total score of the BAT-FR between visits 1 and 3 and (b) the assessment at visit 3 of Breakthrough Pain (BP) compared with the last week in an ordinal response [29]. Polyserial correlation was used, a correlation greater than 0.5 was considered large [33]. The responsiveness of the two dimensions (as specified in the English BAT) were assessed with the same method (total score of each dimension instead of total score of BAT-FR).

All tests were 2-tailed, and p < 0.05 was considered for statistical significance.

Software programs

The CFA and EFA were carried out using Mplus, version 8.4 [22]. All other analyses used SAS software, version 9.4.

Ethics

Oral information was delivered to each patient screened for inclusion. If the patient expressed agreement for inclusion, then, the inclusion criteria were verified. If all criteria were met, the patient was given a full oral and written information before signing an informed consent form.

The Committee For Persons’ Protection Sud-Est IV was seized on August, 25th 2014. It reviewed and approved the protocol on the 10th September 2014 (Reference number: L14-155).

Results

Participants (Table 1)

Table 1. Population’s characteristics.

Population characteristics Number of Patients (N = 130), n (%)
Age Median [Q1; Q3] 62.2 yrs [53; 70]
Range 33–100 yrs
Delay from the diagnosis of cancer to the completion of the BAT-FR Median [Q1; Q3] 2.35 yrs [1.0; 4.9]
Range 0.03–20.1 yrs
Gender
Male 66 50.8%
Female 64 49.2%
Cancer diagnosis
Breast 13 10.0%
Dermatological 16 12.3%
ENT 6 4.6%
Gastrointestinal 32 24.6%
Gynecological 13 10.0%
Hematological 8 6.2%
Lung 9 6.9%
Urological 29 22.3%
Other 4 3.1%
Stage of cancer
Locally advanced 17 13.1%
Metastatic 106 81.5%
Recurrence 6 4.6%
Other 1 0.8%
Cancer treatment
Chemotherapy 103 80.5%
Radiotherapy 15 11.7%
Surgery 8 6.3%
Targeted therapy or other 2 1.6%
Missing 2
ECOG performance status (before the first consultation)
0 3 2.3%
1 11 8.5%
2 60 46.2%
3 52 40.0%
4 4 3.1%
Subject type
Outpatient 7 5.4%
Inpatient 123 94.6%
Pain pathogenesis
Cancer-related 120 92.3%
Cancer treatment-related 1 0.8%
Mixed 9 6.9%
Pain characteristics
Nociceptive 46 35.4%
Neuropathic 6 4.6%
 Mixed 78 60.0%

One hundred and thirty one participants were included.

The participants were 62 ± 13 years old and diagnosed from cancer for 3.6 ± 3.7 years. Most suffered from gastro-intestinal or urological cancers, which were mainly on a metastatic stage. The etiopathogeny of the breakthrough cancer pain was cancer-related for nine in ten participants and had mixed characteristics for two thirds of participants and only nociceptive for around a third of participants. Neuropathic breakthrough cancer pain was minority.

Questionnaire’s acceptability

All items had less than 5% of missing items suggesting a good acceptability, except at visit 3.

Exploratory factor analysis on the nine ordinal items (Table 2, S2 and S3 Files)

Table 2. Items grouping after CF-FACPARSIM rotation: Estimate of the factor loadings associated to each of the two dimensions of the BAT-FR estimated with data of n = 130 patients.

French BAT ordinal items D1 D2 Dimension of the original version for this item
How often do you get breakthrough pain? (n°2) 0.282 -0.052 1—pain severity and impact
How long does a typical episode last? (n°5) 0.183 0.438* 2—pain duration and medication
How severe is the worst breakthrough pain? (n°6) 0.721 * -0.001 1—pain severity and impact
How severe is a typical breakthrough pain? (n°7) 0.745 * -0.046 1—pain severity and impact
How much does the breakthrough pain distress you? (n°8) 0.240 0.193 1—pain severity and impact
How much does the breakthrough pain stop you from living a normal life? (n°9) 0.549 * 0.209 1—pain severity and impact
How effective is the painkiller for your breakthrough pain? (n°11) -0.080 -0.456 * 2—pain duration and medication
How long does the breakthrough painkiller take to have a meaningful effect? (n°12) -0.066 0.902 * 2—pain duration and medication
How much do the side effects from your breakthrough painkiller bother you? (n°14) 0.008 0.481 * 1—pain severity and impact

Bold: item reflecting more strongly the dimension;

*: factor loading >0.400;

D1: Dimension 1 of the BAT-FR; D2: Dimension 2 of the BAT-FR; 1—pain severity and impact: breakthrough pain severity and impact factor of the English BAT; 2—pain duration and medication: breakthrough pain duration and medication efficacy factor of the English BAT.

The model with three dimensions had a good fit but unreliable estimates (for both rotations, factor loading >1 and negative variance; bad condition number (for CF-EQUAMAX only) [22]. The two-dimension model was retained because it had a fair fit with reliable parameter estimates (all factor loading <1 and no negative variance, good condition number), and a clear and stable structure whatever the oblique rotation (cf. S4 File for goodness-of-fit and model assumptions of the EFA models). The solution with the oblique rotation CF-FACPARSIM is presented in Table 2 (cf. S3 File for CF-EQUAMAX). The first dimension included five items (2, 6, 7, 8 and 9) and the second dimension included four items (5, 11, 12 and 14). Nevertheless items 2 and 8 had a low contribution to the first dimension and might be excluded (factor loading <0.40) and item 14 was not on the same dimension than for English and Dutch versions (with items 2, 6, 7, 8 and 9). The correlation between the two dimensions was low for the two rotations (r = 0.16 for both).

In the following parts of the article, the two dimensions are, unless otherwise stated, the dimensions based on the structure of the English version.

Discriminant validity (Table 3)

Table 3. Discriminant validity of BAT-FR ordinal items between groups determined by ECOG scores, global impression of pain control and changes in management of treatments, by clinicians at inclusion.

Control of pain Changes in management of treatments
ECOG Background pain Breakthrough pain Background pain Breakthrough pain
French BAT ordinal items 0,1 or 2 (n = 74) 3 or 4 (n = 56) p-value Yes (n = 109) No (n = 20) p-value Yes (n = 68) No (n = 60) p-value Yes (n = 27) No (n = 102) p-value Yes (n = 54) No (n = 75) p-value
How often do you get breakthrough pain? (n°2) 6 6 0.55 6 8 <0.01 6 6 0.42 8 6 0.03 6 6 0.44
How long does a typical episode last? (n°5) 6 6 0.87 6 6 0.3 6 6 0.3 4 6 0.3 6 6 0.19
How severe is the worst breakthrough pain? (n°6) 9 8.5 0.46 9 8.5 0.55 9 8.5 0.43 9 9 0.47 8.5 9 0.36
How severe is a typical breakthrough pain? (n°7) 6 6 0.72 6 7 0.3 6 6 0.37 7 6 0.03 6 6 0.25
How much does the breakthrough pain distress you? (n°8) 5 5 0.91 5 5 0.84 6 4 0.03 5 5 0.73 4 6 0.03
How much does the breakthrough pain stop you from living a normal life? (n°9) 8 8 0.83 7.5 9.5 0.09 8 8 0.71 9 8 0.23 7 8 0.5
How effective is the painkiller for your breakthrough pain? (n°11) 7 7 0.45 7 5.5 0.07 8 6 <0.01 5 7 0.04 5 8 <0.01
How long does the breakthrough painkiller take to have a meaningful effect? (n°12) 4 4 0.34 4 6 0.5 4 5 0.03 6 4 0.21 5 4 0.04
How much do the side effects from your breakthrough painkiller bother you? (n°14) 0 0 0.71 0 4 0.13 0 0 0.42 1 0 0.14 0 0 0.39

Each value in cell is the median of scores by group. Bold: item for which p-value<0.05.

There was more differences for breakthrough pain than for background pain for items 8, 11 and 12 in control of pain (p-values <0.05) and for items 8 and 12 in changes in management of treatments (p-values <0.05). However, there was more differences for background pain than for breakthrough pain for item 2 in control of pain and changes in management of treatments, and for item 7 in changes in management of treatments (p-values <0.05). There were no significant differences of items scores between ECOG groups (all p-values were > 0.34 for the nine items).

Convergent and divergent validity

Correlations between the BAT-FR and BPI were small to medium (Table 4). Regarding the correlation between the BAT-FR and analgesic treatments (Table 5), the correlation with taking breakthrough analgesia treatment was greater than the correlation with background medication dosage for six items (5, 6, 7, 9, 11 and 14). The difference between coefficients was lower than 0.1 for half items and all correlations were small.

Table 4. Convergent validity between French BAT and BPI scores at visit 1.

BPI Pain Intensity Items BPI Interference Items
French BAT ordinal items Worst Pain Least Pain Average Pain Pain Now BPI Pain Intensity Items % of Pain Relief General Activity Mood Walking Work Relations With Others Sleep Enjoyment of Life BPI Interference Items
How often do you get breakthrough pain? (n°2) 0.09 0.07 0.20 0.09 0.18 -0.07 0.18 0.06 0.31 0.19 0.07 0.00 0.11 0.18
How long does a typical episode last? (n°5) 0.10 0.06 0.02 0.17 0.13 -0.03 0.33 0.17 0.17 0.21 0.25 0.17 0.34 0.31
How severe is the worst breakthrough pain? (n°6) 0.68 0.23 0.29 0.14 0.43 -0.04 0.20 0.13 0.15 0.26 0.15 0.11 0.20 0.20
How severe is a typical breakthrough pain? (n°7) 0.42 0.25 0.35 0.19 0.42 -0.08 0.20 0.15 0.27 0.23 0.04 0.09 0.19 0.21
How much does the breakthrough pain distress you? (n°8) 0.24 0.16 0.20 0.09 0.23 -0.07 0.34 0.33 0.15 0.22 0.17 0.28 0.36 0.33
How much does the breakthrough pain stop you from living a normal life? (n°9) 0.29 0.11 0.21 0.23 0.29 -0.05 0.46 0.31 0.39 0.47 0.22 0.11 0.43 0.45
How effective is the painkiller for your breakthrough pain? (n°11) -0.26 -0.10 -0.20 -0.33 -0.32 0.43 -0.11 0.02 0.02 -0.04 -0.22 0.13 -0.12 -0.11
How long does the breakthrough painkiller take to have a meaningful effect? (n°12) 0.14 0.01 0.04 0.17 0.14 -0.23 0.17 0.06 0.07 0.06 0.23 0.08 0.20 0.16
How much do the side effects from your breakthrough painkiller bother you? (n°14) -0.02 0.15 0.10 0.18 0.17 -0.29 0.35 0.31 0.02 0.15 0.31 0.23 0.26 0.33

BAT = Breakthrough Pain Assessment Tool; BPI = Brief Pain Inventory.

Correlation coefficient values of >0.1 represent a small correlation, >0.3 medium, >0.5 large (in absolute value).

Table 5. Convergent validity between the French BAT and breakthrough analgesia and divergent validity between the French BAT and background analgesia at visit 1.

French BAT ordinal items Correlation with taking breakthrough analgesiaa Correlation With Background Medication Dosageb
How often do you get breakthrough pain? (n°2) -0.08 0.17
How long does a typical episode last? (n°5) 0.12 -0.03
How severe is the worst breakthrough pain? (n°6) 0.24 -0.01
How severe is a typical breakthrough pain? (n°7) 0.18 -0.03
How much does the breakthrough pain distress you? (n°8) 0.06 0.07
How much does the breakthrough pain stop you from living a normal life? (n°9) 0.28 0.07
How effective is the painkiller for your breakthrough pain? (n°11) -0.04 -0.01
How long does the breakthrough painkiller take to have a meaningful effect? (n°12) 0.04 -0.12
How much do the side effects from your breakthrough painkiller bother you? (n°14) -0.04 0.03

BAT = Breakthrough Pain Assessment Tool;

aTransmucosal fentanyl use;

bOpioid doses in oral Morphine Equivalent Daily Doses

Correlation coefficient values of >0.1 represent a small correlation, >0.3 medium, >0.5 large (in absolute value).

Test-retest reliability (Table 6)

Table 6. Test-retest reliability of ordinal items, dimensions and total score of the French BAT.

Ordinal item, dimension or total score of BAT-FR Weighted Kappa / ICC 95% Confidence Interval n Interpretation of agreement
How often do you get breakthrough pain? (n°2) 0.50 [0.35–0.65] 129 moderate
How long does a typical episode last? (n°5) 0.63 [0.50–0.76] 127 substantial
How severe is the worst breakthrough pain? (n°6) 0.64 [0.51–0.78] 129 substantial
How severe is a typical breakthrough pain? (n°7) 0.54 [0.41–0.68] 127 moderate
How much does the breakthrough pain distress you? (n°8) 0.66 [0.54–0.78] 129 substantial
How much does the breakthrough pain stop you from living a normal life? (n°9) 0.52 [0.36–0.67] 126 moderate
How effective is the painkiller for your breakthrough pain? (n°11) 0.31 [0.09–0.53] 121 fair
How long does the breakthrough painkiller take to have a meaningful effect? (n°12) 0.50 [0.33–0.68] 125 moderate
How much do the side effects from your breakthrough painkiller bother you? (n°14) 0.40 [0.21–0.58] 126 fair
BP severity and impact dimension (English-like dimension) 0.66 [0.55–0.75] 121 substantial
BP pain duration and medication efficacy dimension (English-like dimension) 0.55 [0.41–0.66] 118 moderate
BAT total score 0.65 [0.53–0.74] 114 substantial

All coefficients (weighted kappa and ICC) ranged between 0.31 and 0.66. The reliability was substantial for three items (5, 6 and 8), dimension “breakthrough pain severity and impact”, and BAT-FR total score. It was moderate for four items (2, 7, 9 and 12), and dimension “breakthrough pain duration and medication efficacy”. Reliability was fair for items 11 and 14.

Responsiveness

The assessments of breakthrough pain by patient were available for 102 patients. The polyserial correlations of assessment by patient with change in total score and with change in English-like dimension “breakthrough pain severity and impact” were large (r = 0.59 on n = 89 and n = 95 patients respectively). The polyserial correlation with change in English-like dimension “breakthrough pain duration and medication efficacy” was medium (r = 0.31 on n = 91 patients).

Discussion

Main findings

This study aimed to assess the psychometric properties of a translation of the BAT in French language and in particular its validity. By comparing with the results of the original BAT [13], items 2 (frequency) and 8 (distress) should be excluded from the items of the BAT-FR, and item 14 (side effects) would change dimension. However, the structure for the BAT-FR has two dimensions like the original one; with for each dimension at least 3 items in common with the corresponding dimension of the original BAT. We therefore consider the dimensions of the BAT-FR as close to those of the original version. However, the values of the factor loadings are mostly lower for the BAT-FR compared to the English BAT. Note that, for the Dutch version of the BAT [14], the structure is identical to the English BAT but with factor loadings of generally lower values as well, therefore the results of the exploratory factor analysis on the data of the BAT-FR are not in contradiction with the results of the English BAT.

It is therefore necessary to decide on keeping, and the dimensions to which to assign items 2 (frequency), 8 (distress) and 14 (side effects) in the BAT-FR. This must be done taking into account the clinical relevance, the meaning of the two dimensions for BAT-FR and for English BAT and also the results of the other aspects of the validation: convergent validity with BPI (poor for the item 2, moderate for items 8 and 14), convergent and divergent validities with pain treatments (poor for items 2, 8 and 14), discriminant validity (poor for items 2 and 14, moderate for item 8), reliability (moderate for item 2, substantial for item 8, fair for item 14).

First, decision must be made on items 2 (frequency) and 8 (distress). Both items measures key concepts in pain assessment that are clinically highly relevant for clinicians. For item 2, it can reflect the equilibration of the background pain treatment and guide tailored treatment adaptation [34, 35]. While item 8 reflects the global impact of pain on patients. Inadequately controlled pain leads to anxiety, depression and sleep disorders [36]. Assessing the distress associated with the experience of pain might trigger non-pharmacological interventions for managing it, such as psychosocial support, resulting in better quality of life. We therefore, would suggest keeping these items into the BAT-FR by assigning them the dimension on which the factor loading is the greatest. The “pain severity and impact” English BAT dimension would then be chosen making the structure of the BAT-FR even closer to that of the original version.

Second, for item 14 (side effects), the values of the factor loadings clearly indicate a change in dimension (from the English BAT dimension “pain severity and impact” to “pain duration and medication”). Both dimensions are relevant for this item. In the original English version, it might be argued that medication side effects are part of the patient’s burden related to pain and contributes to its impact which explains that both contributes to the same dimension [37]. However, the treatment side effects are key information to make a choice on whether or not pursing the medication. It has a strong impact on medication adherence [38, 39], and it might lead to treatment discontinuation or adaptation [40]. Therefore, we would argue that item 14 is clinically more relevant to be included in dimension “pain duration and medication”, despite the fact that it differs for the original version.

The differences observed between the two tools might be related to the sample involved. When compared to the sample used by Webber et al. for the initial instrument validation, both studies had mainly gastro-intestinal cancers and urological cancers, suggesting that these cancers might be more prone to trigger breakthrough cancer pain. However, in our study, the majority of included patients had impaired Performance Status when the majority of patients included in Webber et al. had 1 to 2 ECOG scores. Our population was also mainly concerned by mixed cancer pain when there were a minority compared to nociceptive pain in Webber et al. study. These differences in our population might influence the experience of pain [41, 42], resulting in the observed differences.

Strengths and weaknesses

The sample was composed exclusively of cancer patients. In order to validate the BAT-FR, it should undergo other validation assessments in another sample and in non-malignant conditions.

Conclusion

The BAT-FR had a close structure with the original version except for the item 14 related to side effects. All properties (validity, reliability and responsiveness) have moderate quality, but are relatively consistent with those of the original version. The BAT-FR needs assessment on another sample to confirm the structure and its properties.

Supporting information

S1 File. French version of the Breakthrough Pain Assessment Tool (OFEA).

(DOCX)

S2 File. Indexes of fit for exploratory factorial analysis models with one to four dimensions estimated with data of n = 130 patients.

CFI: comparative fit index; TLI: Tucker-Lewis Index; RMSEA: root mean square error of approximation; CI: Confidence interval; SRMR: Standardized Root Mean Square Residual.

(DOCX)

S3 File. Items grouping after CF-EQUAMAX rotation: Estimate of the factor loadings associated to each of the two dimensions of the French BAT estimated with data of n = 130 patients.

(DOCX)

S4 File. Table reporting the goodness-of-fit and model assumptions of the EFA models.

The condition number is an index of good quality of numerical results (ratio of smallest to largest eigenvalue for the Information Matrix, good if >10−6) e.g. no problem as multicolinearity of items.

(DOCX)

S5 File. Database supporting the study results.

(PDF)

Acknowledgments

We acknowledge all participants who agreed to take part to the study.

The authors sorely Mrs Dr. Catherine Mercier, PhD, who passed away and has extensively, contributed to this work. Beyond this study, Catherine Mercier has greatly contributed to improve the quality of biostatistics in research to always purse the goal of a better and trustworthy research in health.

Data Availability

The supporting data are available in the Supporting information.

Funding Statement

The Hospices Civils de Lyon "Young Researchers Grant" financially supported this work.

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Decision Letter 0

Supat Chupradit

12 Jan 2023

PONE-D-22-26784Validation of a French version of the Breakthrough Pain Assessment Tool in cancer patients: Factorial structure, reliability and responsiveness.PLOS ONE

Dear Dr. Guillaume,

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Reviewer #1: 1:The methods and results in the abstract section need to be fundamentally rewritten

2: In the last paragraph of the introduction: did you aim to develop the French version or to examine its psychometrics؟

3:Please give a complete explanation of the main questionnaire. For example, how many questions does it have? How is the scoring method?

4:Please clearly explain who, how, and when permission from the questionnaire designer (who is?) was obtained.

5:Which face and content validity methods have been used?

6:How did you diagnose cognitive impairment?

7:Please explain the Brief Pain Inventory (BPI).

8:Please explain ECOG.

9:How did you calculate internal consistency?

Reviewer #2: Overall, the article is interesting. The process to validate the French version of the Breakthrough Pain Assessment Tool is well-explained. I only have a few suggestions to improve the quality of the article.

• Since it was stated that “1268 patients were screened for inclusion. One-hundred and thirty-one were included and received a questionnaire”, it is necessary to clarify the procedure used to retain only 131 patients (and exclude more than 1,137 patients from the study).

• The sample size is important when running the factor analysis (either EFA or CFA); In this case, it was vital to ensure that the total number of 130 patients was adequate for statistical analysis (The KMO and Bartlett test may be necessary to further analyze if the sample size used in the manuscript was adequate.).

• The result of the EFA analysis of the BAT-FR yielded 11 items, while the original English version has 14 items. We wondered why the BAT-FR contained a number of items that were different from the original after reconsidering items #2, 8 and 14 (all of which remained in the BAT-FR). Perhaps it would be necessary to have an in-depth discussion on this matter.

Reviewer #3: 1-The authors should consider in assumption check for using EFA e.g. vif, correlation levels etc.

2-The authors should exmine the language validity by used the correlation between language expert.

3-The discriminant analysis should compare between model, because this study examine both EFA and CFA.

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Reviewer #3: No

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PLoS One. 2023 Jul 10;18(7):e0286947. doi: 10.1371/journal.pone.0286947.r002

Author response to Decision Letter 0


31 Mar 2023

Dear Editor,

We appreciate the Academic Editor’s consideration of our contribution to Plos One.

Please find bellow our answers to the reviewer’s comments:

Answers to Reviewer #1 comments

1) The methods and results in the abstract section need to be fundamentally rewritten:

We have rewritten the abstract.

2) In the last paragraph of the introduction: did you aim to develop the French version or to examine its psychometrics?

It is a very fair comment and we would like to thank the reviewer for this. We aimed to translate it in French language and to examine its psychometric; I modified the text according to it.

“Our study aimed to translate the BAT into French and assess the psychometric properties (validity, reliability and responsiveness) of a French version of the Breakthrough Pain Assessment Tool (BAT-FR).”

3) Please give a complete explanation of the main questionnaire. For example, how many questions does it have? How is the scoring method?

To address this requirement, we modified the Material and Methods section to include the following paragraph:

“a- The Breakthrough Pain Assessment Tool (BAT):

The BAT is a 14 question tool designed to clinically assess breakthrough pain in cancer patients.(13) The tool includes nine questions related to pain and five related to its management. The first question uses a body shape to locate the painful areas. The next questions uses free text (four questions), 10-points rating scales (six questions), and categorical scales (three questions).”

4) Please clearly explain who, how, and when permission from the questionnaire designer (who is?) was obtained.

Prof. Andrew Davies and Dr. Katherine Webber are the original designers of this tool. Their permission has been obtained before the validation. Actually, this project was co-developed with them. They are listed as authors of the manuscript. We added te following sentence to the methods section:

“The overall process was co-supervised by the original developers of the instrument who are co-authors of this article.”

5) Which face and content validity methods have been used?

These properties are usually assessed by qualitative methods. The translation and adaptation process maintains these two properties as for the English version. We added the following sentence in the part about Translation and adaptation of the original tool: “This entire process with experts and a small sample of patients gave evidence for good content and face validity.”

6) How did you diagnose cognitive impairment?

Cognitive impairment was considered as an exclusion criteria when it was listed in the medical history of the patient.

We modified the following sentence to be more explicit :

“Non-inclusion criteria were already known cognitive impairment (when listed in the medical history of the patient) and overwhelming fatigue.”

7) Please explain the Brief Pain Inventory (BPI).

We thank the reviewer for this requirement.

We added the references related to this instrument and the following paragraph:

“The BPI is an instrument designed to assess the severity of pain and the functional impairment due to pain. The instrument includes one categorical scale question, one body shape for the localization of pain, four 10-points Likert-scales for rating pain intensity at various times, one free-text question and seven numerical scales to assess the impact of pain on the patient’s daily life.”

8) Please explain ECOG.

We thank the reviewer for asking this additional information. As ECOG is widely known from the clinical community, we only added a reference and a short explanation as follows:

“Performance Status rated using the five-point Eastern Cooperative Oncology Group (ECOG) tool,(17)”

9) How did you calculate internal consistency?

Cronbach’s alpha is the coefficient traditionally used to assess internal consistency of a dimension but its assumptions (continuous score for each item, linearity between the underlying dimension and item score, equality of factor loadings of items of a same dimension, non-correlation between the residuals) are rarely met (Bollen, K. A. (1989). Structural Equations with Latent Variables. Wiley; Vet, H. C. W. de (Éd.). (2011). Measurement in medicine : A practical guide. Cambridge University Press; Yang, Y., & Green, S. B. (2011). Coefficient alpha : A reliability coefficient for the 21st century? Journal of Psychoeducational Assessment, 29(4), 377‑392) and Cronbach’s alpha underestimates internal consistency (Green, S. B., & Yang, Y. (2009). Reliability of Summed Item Scores Using Structural Equation Modeling : An Alternative to Coefficient Alpha. Psychometrika, 74(1), 155‑167.). As the present results clearly do not meet these assumptions, Cronbach’s alpha was not estimated. Moreover, to estimate a reliability coefficient is relevant after CFA, not EFA. Other coefficients as Raykov’s rho, Revelle’s beta or Green and Yang coefficient (Yang, Y., & Green, S. B. (2015). Evaluation of Structural Equation Modeling Estimates of Reliability for Scales with Ordered Categorical Items. Methodology, 11(1), 23‑34) will be relevant to estimate the internal consistency once the structure of the BAT-FR will be confirmed in a future study.

Answers to Reviewer #2 comments

1) Since it was stated that “1268 patients were screened for inclusion. One-hundred and thirty-one were included and received a questionnaire”, it is necessary to clarify the procedure used to retain only 131 patients (and exclude more than 1,137 patients from the study).

We thank the reviewer for pointing this important lack of clarity.

I omitted to report the exclusion criteria and number of patients excluded for each cause. To address this issue, I modified the paragraph to the following one:

“Exclusion criteria were the absence of pain (597), refusing to take part (20), agony (207), tiredness (13), inability to consent (235), trouble in understanding French (14), having already participated (23). Seven were excluded for an unknown reason. It resulted in one-hundred and thirty one included patients who received a questionnaire.”

2) The sample size is important when running the factor analysis (either EFA or CFA); In this case, it was vital to ensure that the total number of 130 patients was adequate for statistical analysis (The KMO and Bartlett test may be necessary to further analyze if the sample size used in the manuscript was adequate.).

We add in Material and Methods the following paragraph for the sample size:

“As for the English version, the nine ordinal items were used to obtain scores and the five nominal items gave additional information and help to interpret the scores. To determine the sample size for factor analysis, we used the rule of 5 x number of parameters.(20) This rule gave 130 patients because the model of the confirmatory factor analysis on the nine ordinal had 26 parameters (with the same structure as the English structure and items with 11 response categories considered as continuous). Moreover, this sample size was greater than the number of parameters for the exploratory factor analysis (up to 36 for four dimensions). According to COSMIN guidelines, a sample size of 130 was considered adequate to assess the other properties of the questionnaire.(21)”

We added the following paragraph in the part about Factorial structure of the BAT-FR in the statistical aspects:

“To assess if factor analysis is relevant, a test similar to the Bartlett's sphericity test was used: the Chi-Square Test of Model Fit for the Baseline Model of uncorrelated dependent variables, available in Mplus (Muthén & Muthén,2017) for model fit information (p-value ≤ 0.05 indicates that a factor analysis may be useful with the data).”

Moreover, this test is relevant if some item scores are ordinal. In the Additional file 4, we added a table of model fit of the different EFA models with the p-value of this test, the global fit indexes and the number of parameters of the models. We have also modified in the results of exploratory factor analysis, the following sentences (modifications in bold):

“The model with three dimensions had a good fit but unreliable estimates (for both rotations, factor loading >1 and negative variance; bad condition number (Muthén & Muthén,2017) for CF-EQUAMAX only). The two-dimension model was retained because it had a fair fit with reliable parameter estimates (all factor loading <1 and no negative variance, good condition number), and a clear and stable structure whatever the oblique rotation (cf. Additional file 4 for goodness-of-fit and model assumptions of the EFA models).”

3) The result of the EFA analysis of the BAT-FR yielded 11 items, while the original English version has 14 items. We wondered why the BAT-FR contained a number of items that were different from the original after reconsidering items #2, 8 and 14 (all of which remained in the BAT-FR). Perhaps it would be necessary to have an in-depth discussion on this matter.

For original English version, factor analysis was on the 9 ordinal items: n°2, 5, 6, 7, 8, 9, 11, 12 and 14 (see Weber 2014, table 3). The 5 other items were nominal (free text or no order in the response categories) and thus could not be subject to a factor analysis.

For the French version, CFA and EFA were also on these 9 ordinal items. The 5 other items were nominal, so they could not be in EFA or CFA; they gave additional information for the clinicians to interpret the ordinal items.

We added in the abstract, the statistics aspects, the results, the tables and the discussion about the structure of the BAT-FR that the factor analyses are on the nine ordinal items. We also added the following sentences at the beginning of the part about Factorial structure of the BAT-FR in the statistical aspects:

“As for the original English version, factor analysis was on the nine ordinal items: n°2, 5, 6, 7, 8, 9, 11, 12 and 14 (see Weber 2014, table 3). The five other items were nominal (free text or no order in the response categories) and thus could not be subject to a factor analysis; they gave additional information for the clinicians to interpret the ordinal items.”

Answers to Reviewer #3 comments

1) The authors should consider in assumption check for using EFA e.g. VIF, correlation levels etc.

We are in the framework of latent variable models and check the model fit and assumptions with usual index and tests for these models (CFI, TLI, RMSEA, SRMR, Chi-Square Test of Model Fit for the Baseline Model…) all implemented in Mplus. VIF is used to detect multicolinearity in usual regression models. In the current framework, multicolinearity of items leads to singular information matrix and the condition number of the information matrix (ratio of its smallest to its largest eigenvalue) must be greater than 10-6 to ensure good numerical results (Muthén, L.K. and Muthén, B.O. (1998-2017). Mplus User’s Guide. Eighth Edition. Los Angeles, CA: Muthén & Muthén).

We added in the table of Additional file 4 for goodness-of-fit and model assumptions a column with the condition number of the EFA models and a note to explain the condition number.

2) The authors should examine the language validity by used the correlation between language expert.

We thank the reviewer for this comment.

As described in the method section, during the translation and adaptation process of the original tool, we strictly followed the steps of the guidelines for cross cultural adaptation process. The first step relies on bilingual translators whose mother language is the targeted language. The translation from English to French was performed by a French native, then, the back-translation from French to English was performed by a native English speaker. Then, an expert committee met to discuss the concepts being assessed. This committee included one language specialist. The other members were methodologists and health care professionals. The tool was finally tested as a pre-final version in the targeted population. As the initial development team was part of the process they were contacted for expert advises all along the process.

3) The discriminant analysis should compare between models, because this study examine both EFA and CFA.

The discriminant validity was assessed at the level of the nine ordinal items of the BAT-FR (cf. Table 3), not at the level of dimensions of the EFA and CFA models. Thus, no comparison between models was done.

We hope that the amended manuscript is now suitable to be published in PlosOne and remains available for any additional comment,

Best regards,

Drs. Sylvain Roche and Guillaume Econom

Decision Letter 1

Iftikhar Ahmed Khan

30 May 2023

Validation of a French version of the Breakthrough Pain Assessment Tool in cancer patients: Factorial structure, reliability and responsiveness.

PONE-D-22-26784R1

Dear Dr. Guillaume,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Reviewer #3: All comments have been addressed

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Reviewer #2: Yes

Reviewer #3: Yes

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Reviewer #2: Yes

Reviewer #3: Yes

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Reviewer #1: Validation of a French version of the Breakthrough Pain Assessment Tool in cancer patients: Factorial structure, reliability and responsiveness=Accept

Reviewer #2: (No Response)

Reviewer #3: 1-Due to used the rule of thumb for setting the sample size that lead to the effect size and power of test in this study.

2-The another evidence that support the discriminant validity is comparative between model fit indicate between sub group.

well revise version

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Reviewer #2: No

Reviewer #3: No

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Acceptance letter

Iftikhar Ahmed Khan

28 Jun 2023

PONE-D-22-26784R1

Validation of a French version of the Breakthrough Pain Assessment Tool in cancer patients: Factorial structure, reliability and responsiveness.

Dear Dr. Serge Economos:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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on behalf of

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 File. French version of the Breakthrough Pain Assessment Tool (OFEA).

    (DOCX)

    S2 File. Indexes of fit for exploratory factorial analysis models with one to four dimensions estimated with data of n = 130 patients.

    CFI: comparative fit index; TLI: Tucker-Lewis Index; RMSEA: root mean square error of approximation; CI: Confidence interval; SRMR: Standardized Root Mean Square Residual.

    (DOCX)

    S3 File. Items grouping after CF-EQUAMAX rotation: Estimate of the factor loadings associated to each of the two dimensions of the French BAT estimated with data of n = 130 patients.

    (DOCX)

    S4 File. Table reporting the goodness-of-fit and model assumptions of the EFA models.

    The condition number is an index of good quality of numerical results (ratio of smallest to largest eigenvalue for the Information Matrix, good if >10−6) e.g. no problem as multicolinearity of items.

    (DOCX)

    S5 File. Database supporting the study results.

    (PDF)

    Data Availability Statement

    The supporting data are available in the Supporting information.


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