Abstract
Objective
The aim of this study was to establish internationally accepted conceptual and operational definitions of social prescribing.
Design
A three-round Delphi study was conducted.
Setting
This study was conducted virtually using an online survey platform.
Participants
This study involved an international, multidisciplinary panel of experts. The expert panel (n=48) represented 26 countries across five continents, numerous expert groups and a variety of years of experience with social prescribing, with the average being 5 years (range=1–20 years).
Results
After three rounds, internationally accepted conceptual and operational definitions of social prescribing were established. The definitions were transformed into the Common Understanding of Social Prescribing (CUSP) conceptual framework.
Conclusion
This foundational work offers a common thread—a shared sense of what social prescribing is, which may be woven into social prescribing research, policy and practice to foster common understanding of this concept.
Keywords: PUBLIC HEALTH, SOCIAL MEDICINE, PREVENTIVE MEDICINE
Strengths and limitations of this study.
This is the first study to establish internationally accepted conceptual and operational definitions of social prescribing.
The conceptual definitions are distinct from pre-existing definitions, and to our knowledge, the operational definition is the first in the world.
Strengths of this study include the consensus method that was chosen, the diversity and size of the expert panel and the fact that consensus was defined a priori as ≥80% agreement.
Limitations of this study include the fact that only those who could speak, read and write English were eligible to participate in this study, the attrition of the expert panel and the fact that the expert panel did not reach 100% agreement on the definitions.
Introduction
Across the globe, the social prescribing movement is gaining momentum.1 Morse et al1 recently reported on global developments in social prescribing, which confirmed the existence of social prescribing initiatives in 17 countries, including Australia, Canada, China, Denmark, Finland, Germany, Ireland, Japan, the Netherlands, New Zealand, Portugal, Singapore, South Korea, Spain, Sweden, the United Kingdom (UK; England, Scotland, Wales and Northern Ireland) and the USA. Since then, the social prescribing movement has expanded its reach to include over 20 countries,2 including Austria, Bosnia and Herzegovina, Brazil, the Czech Republic, Ecuador and Taiwan. The collective experience of these countries shows that social prescribing has the potential to support the achievement of global goals for health and well-being.1
While the term originates from the UK and dates back to almost a century ago,1 3 the rise of social prescribing as a global phenomenon has mostly transpired within the past decade.1 Throughout this period, there have been significant developments in the social prescribing movement. Across the globe, social prescribing organisations and networks have been established, including the Social Prescribing Network in 2015,4 the Social Prescribing Youth Network in 2018,5 the National Academy for Social Prescribing in 2019,6 the WHO and United Nations-linked Global Social Prescribing Alliance in 20217 and the Canadian Institute for Social Prescribing in 2022.8 Furthermore, annual events are held by the social prescribing community to celebrate social prescribing around the world, including the Social Prescribing Network Conference and Social Prescribing Day, which began in 2016 and 2019, respectively.9 10 Additionally, a global network of student champions has emerged to build the social prescribing student movement—this began with the launch of the UK student group in 2017 and recently expanded to include student groups in Australia, Canada, Japan, Portugal, Singapore and the USA, which led to the creation of the Social Prescribing International Student Movement Framework in 20213 and the launch of the Global Social Prescribing Student Council in 2022. Most recently, to foster the implementation of social prescribing, the WHO released a social prescribing toolkit and online training module.11 12
Despite these developments in the social prescribing movement, an agreed definition of social prescribing has yet to emerge.1 9 13–34 The reality is that the definition of social prescribing varies across and within countries.1 Resultantly, experts have deemed the concept to be nebulous and open to different interpretations.13 The lack of consensus around the definition hinders efforts to generate robust evidence on social prescribing,14 15 inhibits policy and practice development related to social prescribing15 17 and contributes to low public awareness of social prescribing.25 Given how rapidly the social prescribing movement is growing and the different forms it is taking around the world,1 there is a need for a common thread—a shared sense of what social prescribing is. This calls for an agreed definition of social prescribing.14–17
There are two types of definitions—conceptual and operational.35 A conceptual definition outlines what a concept means, but it does not explain how to measure it, whereas an operational definition outlines how to measure a concept, but it does not explain what it means. Since there is a lack of agreement on both the conceptualisation and operationalisation of social prescribing,14 33 34 agreement on both types of definitions is needed. Thus, the aim of this study was to establish internationally accepted conceptual and operational definitions of social prescribing.
Methods
Study design
A three-round Delphi study was conducted to establish internationally accepted conceptual and operational definitions of social prescribing with an international, multidisciplinary panel of experts. The Delphi technique is a method of gaining consensus on a particular topic through multiple rounds of questioning of experts in the field, who remain anonymous and receive feedback between each round.36 37 This consensus method is widely used by health science researchers to achieve expert consensus,38 particularly to establish agreed definitions.39–75
Study overview
This study was conducted between April and September 2022. Given the importance of the quality of the online survey platform to the success of this study, we carefully reviewed and tested several different options prior to selection. We used Welphi (www.welphi.com), which is an online survey platform that is specifically designed for Delphi studies. The Welphi team made coding changes when necessary to ensure that the online survey platform met the needs of this study.
Before the start of each round, we completed survey development and pilot testing. This consisted of building the survey on the online survey platform and subsequently completing a test version to make improvements. Participants received a notification email 1 week prior to the launch of each round. At the start of each round, participants received an email with a link to the survey and a link to a calendar with the details of the round. Participants had 2 weeks to complete each round. Each survey began with a welcome page, which provided an overview of the survey, described the data analysis procedures, explained what kind of feedback would be provided at the start of the next round, highlighted the aim of the study and outlined important information about conceptual and operational definitions to ensure that there was common understanding of these terms. Participants were able to return to the survey as many times as they liked until the closure of the round—their progress was saved if they left the survey and came back at a later time, and even after completing the survey, they were able to make changes to their submission until the round closed. Each survey took approximately 30–60 min to complete. Reminder emails were sent out 1 week, 2 days and 1 day before the closure of each round, as well as the day of the closure of each round. After 2 weeks, an email was sent out to non-responders to give them an additional 3 days to complete the survey—if they did not respond by that time, they were removed from the study. In other words, only those who completed Round 1 were eligible to participate in Round 2, and only those who completed Round 2 were eligible to participate in Round 3. After each round closed, we completed data analysis. This took place over 3 weeks in Round 1, 2 weeks in Round 2 and 1 day in Round 3.
Participants
There is a lack of standard guidelines and agreement in the literature as to what constitutes an expert for Delphi studies.36 37 For this study, experts were defined according to the following criteria: (1) person involved with the Social Prescribing Network; or (2) person involved with the Social Prescribing Youth Network; or (3) person involved with the Global Social Prescribing Alliance; or (4) person involved with the National Academy for Social Prescribing; or (5) person involved with the Canadian Institute for Social Prescribing; or (6) student involved with any national social prescribing student group; or (7) author of academic or grey literature on social prescribing, even if not labelled as ‘social prescribing’; or (8) researcher involved in social prescribing, even if not labelled as ‘social prescribing’; or (9) healthcare provider involved in social prescribing, even if not labelled as ‘social prescribing’; or (10) link worker involved in social prescribing, even if not labelled as ‘link worker’ or ‘social prescribing’; or (11) patient involved in social prescribing, even if not labelled as ‘social prescribing’; or (12) healthcare administrator or manager tasked with overseeing the use of social prescribing, even if not labelled as ‘social prescribing’. Furthermore, since this study was in English, only those who could speak, read and write English were eligible to participate in this study. Determination of eligibility was at the discretion of the interested party.
Although there is a lack of standard guidelines and agreement in the literature as to the appropriate size of the expert panel for Delphi studies,36–38 the average number of experts that health science researchers include in Delphi studies is 40,38 and most Delphi studies that have been conducted by health science researchers to establish agreed definitions have had between 20–60 people on the expert panel.41–61 We therefore attempted to recruit approximately 40 participants (range=20–60 participants).
Recruitment
Targeted recruitment began in April 2022 when the registration survey for the study opened for members of the Global Social Prescribing Alliance. Following this, the first author (CM) developed a comprehensive list with the names and contact information of over 400 experts from across the globe, determined the top experts from each country by comparing their expertise in social prescribing and sent out invitations to these individuals via email. All of this information was obtained from public sources. Throughout the recruitment process, the acquisition of an international, multidisciplinary panel of experts was prioritised. We used a matrix to ensure that there was diversity among experts in terms of country, job title, expertise in social prescribing and years of experience with social prescribing. The registration survey was closely monitored to focus recruitment efforts on experts from underrepresented groups—expert groups with significantly lower representation than others. Open recruitment began in May 2022 when we sent out invitations to experts from underrepresented groups via relevant communication channels (ie, Social Prescribing Network newsletter, Social Interventions Research and Evaluation Network listserv and Canadian Social Prescribing Community of Practice listserv) and advertised invitations to these experts via relevant social media platforms (ie, Twitter and LinkedIn). Consistent with snowball sampling, experts were asked to disseminate the call to relevant contacts.
Experts received an email with a link to the registration survey, which was administered through Qualtrics (www.qualtrics.com). The first page of the survey was the Letter of Information. Experts were informed that by proceeding to the next page, they were consenting to participate in the study. Consent was voluntary, informed and ongoing. Sociodemographic data, including name, email address, country, job title, organisation, expertise in social prescribing and years of experience with social prescribing, were collected through the registration survey. Participants were notified that the first round of the study would begin once a sufficient number of experts had registered.
Consensus
While there is a lack of standard guidelines and agreement in the literature as to what constitutes consensus for Delphi studies,36–38 76 most Delphi studies define consensus as a certain percentage of participants being in agreement.36 For this study, consensus was defined a priori as ≥80% agreement, meaning ≥80% of participants had to rate their agreement as Agree (4) or Strongly Agree (5) on a five-point Likert scale (Strongly Disagree (1), Disagree (2), Neutral (3), Agree (4) and Strongly Agree (5)). This threshold was chosen as an appropriate cut-off given that most health science researchers that have conducted Delphi studies to establish agreed definitions have defined consensus as either ≥70%, ≥75% or ≥80% agreement,40–55 66–74 with ≥80% being the most stringent level of agreement.
Rounds
This study consisted of three rounds. This number was not set in advance, although we anticipated that this study would consist of 3–5 rounds. Recognising that Delphi studies can consist of any number of rounds,37 this prediction was not only based on the format of each round in this study but also on the fact that Delphi studies commonly involve 3–5 rounds,37 as well as the fact that most Delphi studies that have been conducted by health science researchers to establish agreed definitions have consisted of 3–5 rounds.39–43 47–60 70–74 However, we did set a maximum number of rounds in advance—if consensus was not reached on the definitions by a fifth round, then a sixth and final round would take place in the form of a meeting with participants via teleconferencing software to achieve consensus through discussion.
Data collection
The Delphi surveys were conducted over 4 months. Participants were automatically assigned randomly generated participant codes by the online survey platform. The participant codes were not shared with the participants, and the research team did not have a key to link the participants to the participant codes. This was a feature of the online survey platform which ensured that all responses were anonymised.
Round 1
The first round was conducted between June and July 2022. Participants completed an open-ended survey to gather information through open-ended questions. The first question asked participants to list key elements that are essential to the conceptual definition of social prescribing. The second question built on this by asking participants to provide corresponding statements that operationalise each of the key elements.
Round 2
The second round was conducted between July and August 2022. Participants rated items from the first round through a structured survey. Participants did not have to consider the type of definition when rating the items. This protocol amendment was put in place to make this process as straightforward as possible.77 The items were simply presented to participants, and they were asked to rate their agreement with each item for inclusion in the conceptual and/or operational definitions of social prescribing. Ratings were given on a 5-point Likert scale (Strongly Disagree (1), Disagree (2), Neutral (3), Agree (4) and Strongly Agree (5)). Participants were reminded that items would be accepted for inclusion in the conceptual and/or operational definitions of social prescribing if ≥80% of participants rated their agreement to include them as Agree (4) or Strongly Agree (5). A free-text box was also provided to add comments about the items and/or participants’ rating of the items, and participants were encouraged to do so.
Round 3
The third round was conducted between August and September 2022. Participants completed a structured survey to rate their agreement with the conceptual and operational definitions of social prescribing, including long and short versions of the conceptual definition. Consistent with the second round, ratings were given on a 5-point Likert scale (Strongly Disagree (1), Disagree (2), Neutral (3), Agree (4) and Strongly Agree (5)). Participants were reminded that consensus would be reached on the definitions if ≥80% of participants rated their agreement with them as Agree (4) or Strongly Agree (5). A free-text box was also provided to add comments about the definitions, and participants were encouraged to do so, particularly if they rated their agreement as Strongly Disagree (1), Disagree (2) or Neutral (3). Participants were informed about next steps—if consensus was not reached on all three definitions in this round, then the comments would be used to make modifications to any definition that did not reach consensus, and another round would subsequently be completed, but if consensus was reached, then no further changes would be made to the definitions, and no additional rounds would be completed.
Data analysis
Data collected from the registration survey were analysed with Microsoft Excel (www.microsoft.com). For the Delphi surveys, the online survey platform generated the pooled results for each round. Quantitative data were expressed in percentages as statistical group response. Qualitative data were presented for each survey item and analysed through qualitative content analysis, which is ‘an approach to text analysis which combines strict rulebound interpretive category assignments with quantifications of category occurrences’ (p209).41 This was done with QCAmap (www.qcamap.org), which is an online software programme that is specifically designed for qualitative content analysis. QCAmap interactively guides users through the steps of qualitative content analysis,78 thereby serving as a valuable tool for us to ensure that we successfully completed each step. After the first and second authors (CM and KM) coded the data, the results were compared to determine intercoder agreement. Once the first author (CM) coded the data a second time, the results were compared to determine intracoder agreement. The first author (CM) had to rate the agreement as bad, moderate, good or excellent.
Round 1
Qualitative content analysis was conducted to analyse participants’ responses. Through inductive category formation, the first author (CM) organised the data into categories, which was subsequently reviewed by the second author (KM). There was excellent intercoder (CM and KM) and intracoder (CM) agreement. The findings were used to create a structured survey for the next round. At the start of the next round, participants received feedback from this round, which consisted of a summary of participants’ responses. All responses were anonymised.
Round 2
For the quantitative data, the first author (CM) examined the pooled results that were generated by the online survey platform. Items where ≥80% of participants rated their agreement to include them as Agree (4) or Strongly Agree (5) were accepted for inclusion in the conceptual and/or operational definitions of social prescribing. Items where the percentage of agreement was within 2% of the 80% threshold, meaning 78% of participants rated their agreement to include them as Agree (4) or Strongly Agree (5), were also accepted for inclusion in the conceptual and/or operational definitions of social prescribing. This protocol amendment was put in place to err on the side of caution, which reflects the pragmatic nature of this work.77 The remaining items were not accepted for inclusion in the conceptual or operational definitions of social prescribing, as ≤75% of participants rated their agreement to include them as Agree (4) or Strongly Agree (5). As for the qualitative data, qualitative content analysis was conducted to analyse participants’ responses. Through inductive category formation, the first author (CM) organised the data into categories, which was subsequently reviewed by the second author (KM). There was excellent intercoder (CM and KM) and intracoder (CM) agreement. Based on the findings from this round, the conceptual and operational definitions of social prescribing were developed, including long and short versions of the conceptual definition. At the start of the next round, participants received feedback from this round. Quantitative feedback consisted of the percentage of agreement and the individual response of each participant in relation to the group response, and qualitative feedback consisted of a summary of participants’ responses. All responses were anonymised.
Round 3
For the quantitative data, the first author (CM) examined the pooled results that were generated by the online survey platform. As for the qualitative data, it was not necessary to conduct qualitative content analysis due to the quantitative findings.
Quality and transparency
This study has been conducted and reported in accordance with the Conducting and REporting DElphi Studies (CREDES) guideline.79 A protocol was registered on Open Science Framework (osf.io/pfyqg) and published in an academic journal77 to promote transparency.
Patient and public involvement
There was patient and public involvement on the expert panel. However, there was no patient or public involvement in the design, conduct, reporting or dissemination plans of this research.
Ethics
This study has been reviewed for ethical compliance by the Queen’s University Health Sciences and Affiliated Teaching Hospitals Research Ethics Board (NURS-540–22).
Results
Participants
Altogether, 58 experts registered to participate in this study. As depicted in figure 1, 48/58 experts (83%) completed Round 1, 40/48 experts (83%) completed Round 2 and 37/40 experts (93%) completed Round 3. The sociodemographic characteristics of the expert panel, meaning those who participated in one or more rounds of the study, are presented in table 1. The expert panel represented 26 countries across five continents, which is illustrated in figure 2. A significant proportion of participants (40%) represented countries in the UK (n=14) and Canada (n=5), which are considered leaders in social prescribing and are the only places in the world with national social prescribing organisations. However, the majority of participants (60%) represented other countries (n=29), which reflects the growth of the social prescribing movement and demonstrates our efforts to recruit an international panel of experts. Beyond the diversity of nationalities among members of the expert panel, there was also diversity in terms of expertise in social prescribing, with representation from every type of expert group solicited. Researchers involved in social prescribing (n=29) and authors of academic or grey literature on social prescribing (n=25) had the greatest representation. There was also diversity in terms of years of experience with social prescribing, with the average being 5 years (range=1–20 years).
Figure 1.
Delphi study flow chart.
Table 1.
Sociodemographic characteristics of the expert panel
Sociodemographic characteristic | Expert panel (n=48) |
Country | |
Asia | |
China | 1 (2%) |
Japan | 1 (2%) |
Singapore | 2 (4%) |
South Korea | 1 (2%) |
Taiwan | 1 (2%) |
Europe | |
Austria | 1 (2%) |
Bosnia and Herzegovina | 2 (4%) |
Czech Republic | 1 (2%) |
Denmark | 1 (2%) |
England | 11 (23%) |
Finland | 2 (4%) |
Germany | 1 (2%) |
Ireland | 1 (2%) |
Netherlands | 1 (2%) |
Northern Ireland | 1 (2%) |
Portugal | 2 (4%) |
Scotland | 1 (2%) |
Spain | 1 (2%) |
Sweden | 2 (4%) |
Wales | 1 (2%) |
North America | |
Canada | 5 (10%) |
USA | 2 (4%) |
Oceania | |
Australia | 3 (6%) |
New Zealand | 1 (2%) |
South America | |
Brazil | 1 (2%) |
Ecuador | 1 (2%) |
Expertise in social prescribing | |
Person involved with the Social Prescribing Network | 17 (35%) |
Person involved with the Social Prescribing Youth Network | 4 (8%) |
Person involved with the Global Social Prescribing Alliance | 5 (10%) |
Person involved with the National Academy for Social Prescribing | 7 (15%) |
Person involved with the Canadian Institute for Social Prescribing | 2 (4%) |
Student involved with a national social prescribing student group | 4 (8%) |
Author of academic or grey literature on social prescribing* | 25 (52%) |
Researcher involved in social prescribing* | 29 (60%) |
Healthcare provider involved in social prescribing* | 12 (25%) |
Link worker involved in social prescribing*† | 8 (17%) |
Patient involved in social prescribing* | 1 (2%) |
Healthcare administrator or manager tasked with overseeing the use of social prescribing* | 8 (17%) |
Years of experience with social prescribing | |
1–3 | 18 (38%) |
4–6 | 15 (31%) |
7–9 | 8 (17%) |
10+ | 7 (15%) |
*Includes those who do not label it as ‘social prescribing’.
†Includes those who do not label it as ‘link worker’.
Figure 2.
Countries represented by the expert panel: (1) Asia: China, Japan, Singapore, South Korea and Taiwan; (2) Europe: Austria, Bosnia and Herzegovina, Czech Republic, Denmark, England, Finland, Germany, Ireland, the Netherlands, Northern Ireland, Portugal, Scotland, Spain, Sweden and Wales; (3) North America: Canada and the USA; (4) Oceania: Australia and New Zealand; and (5) South America: Brazil and Ecuador.
Round 1
When asked to list key elements that are essential to the conceptual definition of social prescribing, the expert panel submitted 207 responses, which ranged in length from 1 to 112 words. When asked to provide corresponding statements that operationalise each of the key elements, the expert panel submitted 179 responses, which ranged in length from 1 to 411 words. Qualitative content analysis resulted in a list of 305 items. Outliers were removed from the list, meaning only those items that were mentioned by more than one participant were retained to bring forward to the second round, which resulted in a final list of 104 items. These items were divided into four groups: (1) purpose (six items); (2) people (29 items); (3) properties (30 items); and (4) process (39 items). The final list of items from this round is presented in online supplemental material 1.
bmjopen-2022-070184supp001.pdf (120.7KB, pdf)
Round 2
The results from this round are presented in online supplemental material 1. Out of 104 items, there were 63 items in which ≥80% of participants rated their agreement to include them as Agree (4) or Strongly Agree (5). These items were accepted for inclusion in the conceptual and/or operational definitions of social prescribing. For six items, the percentage of agreement was within 2% of the 80% threshold, meaning 78% of participants rated their agreement to include them as Agree (4) or Strongly Agree (5). These items were also accepted for inclusion in the conceptual and/or operational definitions of social prescribing. For the remaining 35 items, ≤75% of participants rated their agreement to include them as Agree (4) or Strongly Agree (5). These items were not accepted for inclusion in the conceptual or operational definitions of social prescribing. As for the qualitative data, 134 comments were submitted about the items and participants’ rating of the items, with no comments for 47 items, 1 comment for 24 items and >1 comment for 33 items. Qualitative content analysis resulted in a list of suggestions for the conceptual and operational definitions of social prescribing. Consistent with the first round, outliers were removed from the list, meaning only those suggestions that were made by more than one participant were retained for inclusion in the definitions. Furthermore, only those suggestions that were deemed relevant based on the quantitative findings from this round were retained for inclusion in the definitions. This resulted in a final list of five suggestions: (1) social prescribing offers a way to mitigate the impacts of adverse social determinants of health and health inequities but does not address them; (2) social prescribing not only takes place in clinical settings but also in community settings; (3) the connector supports the person to access community resources but does not always support them over the long term; (4) the term ‘personalised support’ should be used instead of the term ‘personalised care’; and (5) monitoring and evaluation not only include the impact on the person and clinical setting but also on non-clinical supports and services and the community. Based on the findings from this round, the conceptual and operational definitions of social prescribing were developed, including long and short versions of the conceptual definition. The definitions are presented in table 2.
Table 2.
Conceptual and operational definitions of social prescribing
Definition | Round 3 results*† (n=37) |
Round 3 ratings (n=37) |
||||
Strongly agree (5) | Agree (4) | Neutral (3) | Disagree (2) | Strongly disagree (1) | ||
Conceptual definition | ||||||
Social prescribing is ‘a holistic, person-centred and community-based approach to health and well-being that bridges the gap between clinical and non-clinical supports and services. By drawing on the central tenets of health promotion and disease prevention, it offers a way to mitigate the impacts of adverse social determinants of health and health inequities by addressing non-medical, health-related social needs (eg, issues with housing, food, employment, income, social support). While it looks different across the globe, it is recognised as being a means for trusted individuals in clinical and community settings to identify that a person has non-medical, health-related social needs and to subsequently connect them to non-clinical supports and services within the community by co-producing a social prescription—a non-medical prescription, to improve health and well-being and to strengthen community connections. It requires collective action and collaboration among multiple sectors and stakeholders. It begins with an identifier, usually a clinical professional, who identifies that a person has non-medical, health-related social needs. Typically, they refer the person to a connector, but they may act as the connecting agent themselves by connecting the person to non-clinical supports and services within the community. Hence, either party may co-produce the social prescription with the person. The connector, who is usually a non-clinical professional, provides personalised support and focuses on what matters to the person. They co-produce a personalised action plan with the person by supporting them to assess their needs, strengths and interests, and they subsequently connect the person to non-clinical supports and services within the community, support them to access those community resources by addressing any barriers that may exist and follow up with them. Through a feedback loop, they report back to the identifier. They conduct motivational interviewing to promote behaviour change, spend time with the person to build trust and empower them to take greater control of their own health and well-being. Finally, monitoring and evaluation are conducted to measure outcomes through the collection of qualitative and quantitative data and the completion of pre and post assessments to understand the impact on the person (eg, non-medical, health-related social needs, health and well-being (physical, mental, social), satisfaction), clinical and non-clinical supports and services (eg, demand, costs) and the community.’ (Long definition) |
31 (84%) | 21 (57%) | 10 (27%) | 2 (5%) | 4 (11%) | 0 (0%) |
Social prescribing is ‘a means for trusted individuals in clinical and community settings to identify that a person has non-medical, health-related social needs and to subsequently connect them to non-clinical supports and services within the community by co-producing a social prescription—a non-medical prescription, to improve health and well-being and to strengthen community connections.’ (Short definition) |
31 (84%) | 20 (54%) | 11 (30%) | 4 (11%) | 2 (5%) | 0 (0%) |
Operational definition | ||||||
Social prescribing is ‘a holistic, person-centred and community-based approach to health and well-being that satisfies Condition 1 and either Condition 2 or Conditions 3 and 4:
|
30 (81%) | 18 (49%) | 12 (32%) | 4 (11%) | 2 (5%) | 1 (3%) |
*Round 3 results are the sum of the participants who rated their agreement as Agree (4) or Strongly Agree (5).
†Round 3 results that are ≥80% have been bolded to denote that consensus was reached.
Round 3
The results from this round are presented in table 2. Out of 37 participants, 84% (n=31) rated their agreement with the long version of the conceptual definition as Agree (4) or Strongly Agree (5), 84% (n=31) rated their agreement with the short version of the conceptual definition as Agree (4) or Strongly Agree (5) and 81% (n=30) rated their agreement with the operational definition as Agree (4) or Strongly Agree (5), meaning consensus was reached on all three definitions. As for the qualitative data, seven comments were submitted for each definition. However, it was not necessary to conduct qualitative content analysis due to the quantitative findings. Thus, no further changes were made to any of the definitions. We notified participants that consensus was reached on the definitions and that the study was complete, which signified the successful development of internationally accepted conceptual and operational definitions of social prescribing.
Conceptual framework
Upon completion of the study, we transformed the definitions into the Common Understanding of Social Prescribing (CUSP) conceptual framework, which is presented in figure 3. The CUSP acronym reflects the potential of this foundational work to bring about a point of transition in the social prescribing movement through the advancement of common understanding.
Figure 3.
Common Understanding of Social Prescribing (CUSP) conceptual framework.
Discussion
For the first time in the history of the social prescribing movement, we now have internationally accepted conceptual and operational definitions of social prescribing. In addition, the conceptual definitions are distinct from pre-existing definitions, and to our knowledge, the operational definition is the first in the world. The definitions are flexible yet concrete—they recognise that social prescribing looks different around the world and account for those nuances, but at the same time, they outline the structural components of social prescribing that are shared across the globe. Along with the CUSP conceptual framework, the definitions provide a shared sense of what social prescribing is and offer a means of fostering common understanding of this concept.
The definitions and framework correspond to the evidence base on social prescribing and related concepts. Up to this point, it has been unclear as to who the social prescriber is17 and the stage at which the social prescription occurs.80 The outputs of this work help to clarify these core components of social prescribing, with the operational definition providing the clearest example of this—Condition 2 is the stage at which the social prescription occurs when the identifier is the social prescriber, whereas Condition 4 is the stage at which the social prescription occurs when the connector is the social prescriber. Additionally, the outputs of this work reflect current understanding of key facets of social prescribing, such as the holistic approach,7 11 the central role that is played by identifying non-medical, health-related social needs and subsequently connecting to non-clinical supports and services within the community,80 81 the linkages to improving health and well-being1 7 11 and to strengthening community connections,82 the responsibilities of the connector7 11 12 30 81 and the importance of monitoring and evaluation.11 12 30 From a global health standpoint, Morse et al1 highlight that social prescribing links to multiple trends in global healthcare, many of which are found in the outputs of this work, such as person-centredness, co-production and health promotion. Furthermore, the well-known relationships between adverse social determinants of health, health inequities and non-medical, health-related social needs are depicted in the outputs of this work.83–86
Meaningful insights are gleaned by comparing and contrasting the definitions with pre-existing definitions. Malby et al13 state that the most common denominator among different definitions of social prescribing is the non-clinical aspect, which is a key element of the definitions established in this study. The most widely used definition of social prescribing comes from the Social Prescribing Network: ‘enabling healthcare professionals to refer patients to a link worker, to co-design a non-clinical social prescription to improve their health and well-being’ (p19).9 The latter half of this definition bears a resemblance to the following excerpt from the conceptual definitions established in this study: ‘…co-producing a social prescription—a non-medical prescription, to improve health and well-being…’.
Beyond this, however, the definitions differ in several important ways. Unlike the definitions established in this study, the Social Prescribing Network definition9 situates social prescribing within clinical settings, as it labels the person as a patient and indicates that social prescribing always begins with a healthcare professional. This is a common feature across pre-existing definitions of social prescribing, with one example being the definition that was recently developed by the WHO: ‘a means for healthcare workers to connect patients to a range of non-clinical services in the community to improve health and well-being’ (p2).11 On the contrary, the expert panel in this study did not agree with the idea that social prescribing is limited to clinical settings, that the person is always a patient or that social prescribing always begins with a healthcare professional—the percentage of agreement for the corresponding items was 38%, 43% and 58%, respectively (see online supplemental material 1). As such, the definitions established in this study acknowledge that social prescribing not only takes place in clinical settings but also in community settings. Therefore, the person is not referred to as a patient, the term ‘care’ is not used and the people involved are referred to as trusted individuals in clinical and community settings, which takes into account that the identifier is not always a clinical professional.
Additionally, the definitions established in this study recognise the ways in which social prescribing relates to the social determinants of health, health equity and non-medical, health-related social needs. This is noticeably absent from pre-existing definitions, including the Social Prescribing Network9 and WHO11 definitions. Another important distinction is the universal language that was carefully chosen for the definitions established in this study to ensure that they would be applicable to all contexts. For example, the definitions refer to the person in the connector role as the connector, whereas this person is labelled as a ‘link worker’ in the Social Prescribing Network definition,9 which limits the universality of this definition—Tierney et al87 found that this is just one of 75 different terms that are used for the connector role in the UK alone.
The definitions established in this study also include different variations of social prescribing and align with current understanding of this concept. The oft-cited Kimberlee23 report outlines four different models of social prescribing: (1) signposting; (2) light; (3) medium; and (4) holistic. Based on recent interpretations of these models,80 88 it is apparent that the latter three models are present in the definitions, with the operational definition providing the clearest example of this—Conditions 1 and 2 reflect the light model, whereas Conditions 1, 3 and 4 reflect the medium and holistic models. However, the signposting model is absent from the definitions, which reflects a shift in thinking by the social prescribing community and aligns with the argument recently brought forth by Morse et al1 that signposting is distinct from social prescribing. Furthermore, the expert panel in this study did not agree with the idea that social prescribing always involves a connector—the percentage of agreement for the corresponding item was 45% (see online supplemental material 1). Unlike the Social Prescribing Network definition,9 which implies that a connector is always involved and therefore only accounts for the medium and holistic models, the definitions established in this study also account for the light model as they recognise that the identifier may act as the connecting agent themselves.
It is also necessary to consider the items that were not accepted for inclusion in the definitions and the implications of this for the social prescribing movement. Of particular importance are the items that are known to be widely debated among members of the social prescribing community, such as the idea that social prescribing is an intervention or pathway, that social prescribing may be accessed through self-referral and that one of the purposes of social prescribing is to reduce healthcare demand. The percentage of agreement for these items was 65%, 73% and 55%, respectively (see online supplemental material 1). Evidently, there were differences of opinion about these items. For example, some participants agreed that one of the purposes of social prescribing is to reduce healthcare demand, while others felt the opposite to be true, that the evidence is mixed or that this idea is a red herring. Nevertheless, while there was disagreement on these items, this did not preclude us from achieving the aim of this study.
There are several strengths and limitations of this study. One of the strengths is the consensus method that was chosen. The Delphi technique is known to reduce bias in the process of gaining consensus due to its unique characteristics, namely participant anonymity, multiple rounds of questioning and provision of feedback between each round.36 38 76 Another strength is the diversity and size of the expert panel. With respect to diversity, we were successful in acquiring an international, multidisciplinary panel of experts. Not only does the heterogeneous nature of the expert panel increase the validity of the findings,36 but it also means that the definitions are relevant to different countries and stakeholders. With respect to size, there were 48 participants in Round 1, 40 participants in Round 2 and 37 participants in Round 3. Experts have outlined that having 25–30 participants is sufficient for Delphi studies,36 meaning this study went above and beyond what was necessary. Finally, the fact that consensus was defined a priori as ≥80% agreement is noteworthy. The level of agreement in Delphi studies ranges from 51–100%,36 meaning an 80% threshold is relatively high, and experts have stated that making this decision a priori reduces bias and increases the validity of the findings.36
One of the limitations is that we only allowed those who could speak, read and write English to participate in this study. This may have excluded some experts from non-English speaking countries. However, several members of the expert panel represented non-English speaking countries, and the composition of the expert panel was representative of where social prescribing is happening across the globe. Another limitation is the attrition of the expert panel, as 10/58 experts (17%) did not complete Round 1, 8/48 experts (17%) did not complete Round 2 and 3/40 experts (8%) did not complete Round 3, meaning 21/58 experts (36%) did not complete all three rounds of the study. However, panel attrition is a well-known risk with Delphi studies,36 37 76 so this was taken into account when determining the size of the expert panel,77 and losing 20–30% of the expert panel between rounds in Delphi studies is expected,36 meaning the panel attrition in this study was relatively low. Finally, it must be acknowledged that 16% (n=6) of the expert panel did not agree with the long or short versions of the conceptual definition, and 19% (n=7) of the expert panel did not agree with the operational definition. However, experts have pointed out that it is unlikely for an expert panel to reach 100% agreement in Delphi studies.76
We encourage social prescribing researchers, policymakers and practitioners to use the definitions and framework in social prescribing research, policy and practice. We envision several ways in which this may be done. For researchers, policymakers and practitioners, the conceptual definitions may be used to define social prescribing in their work. For researchers conducting primary research, including qualitative, quantitative and mixed methods studies, as well as policymakers and practitioners, the framework may be used as a guide in efforts to implement and evaluate social prescribing initiatives and policies. It may be useful to situate social prescribing initiatives and policies within the framework to ensure alignment with current understanding of this concept and to embrace a common and comparable approach. For researchers conducting evidence synthesis, such as systematic reviews, scoping reviews and meta-analyses, the framework may be used to map the evidence base and to understand where knowledge gaps exist, and the operational definition may be used to develop inclusion and exclusion criteria. For policymakers and practitioners, the operational definition may be used to determine whether a policy or initiative meets the criteria for social prescribing. We anticipate that widespread use of the outputs of this work may help to move this field forward.
Conclusion
Through a three-round Delphi study, internationally accepted conceptual and operational definitions of social prescribing were established with an international, multidisciplinary panel of experts. The CUSP conceptual framework was developed from the definitions. This foundational work offers a common thread—a shared sense of what social prescribing is. We encourage social prescribing researchers, policymakers and practitioners to weave this common thread into social prescribing research, policy and practice to foster common understanding of this concept.
Supplementary Material
Acknowledgments
We would like to acknowledge our sincere gratitude to the expert panel.
Footnotes
Contributors: CM conceived the study and developed the protocol in consultation with KM, IB, RA and CG. Data collection was conducted by CM and supervised by CG. Data analysis was conducted by CM, supported by KM and supervised by CG. CM drafted the manuscript. All authors revised the manuscript and approved the final version. CM is the guarantor of this work.
Funding: The authors received no financial support for this study. The authors received financial support from the Canadian Institute for Social Prescribing for open access publishing of this article. The Canadian Institute for Social Prescribing had no involvement in the study design, data collection, data analysis, manuscript development or the decision to submit the manuscript for publication.
Map disclaimer: The depiction of boundaries on this map does not imply the expression of any opinion whatsoever on the part of BMJ (or any member of its group) concerning the legal status of any country, territory, jurisdiction or area or of its authorities. This map is provided without any warranty of any kind, either express or implied.
Competing interests: None declared.
Patient and public involvement: Patients and/or the public were not involved in the design, conduct, reporting or dissemination plans of this research.
Provenance and peer review: Not commissioned; externally peer reviewed.
Supplemental material: This content has been supplied by the author(s). It has not been vetted by BMJ Publishing Group Limited (BMJ) and may not have been peer-reviewed. Any opinions or recommendations discussed are solely those of the author(s) and are not endorsed by BMJ. BMJ disclaims all liability and responsibility arising from any reliance placed on the content. Where the content includes any translated material, BMJ does not warrant the accuracy and reliability of the translations (including but not limited to local regulations, clinical guidelines, terminology, drug names and drug dosages), and is not responsible for any error and/or omissions arising from translation and adaptation or otherwise.
Data availability statement
All data relevant to the study are included in the article or uploaded as supplementary information. Participants of this study did not agree for their individual responses to be shared publicly, so this information is not available.
Ethics statements
Patient consent for publication
Not applicable.
Ethics approval
This study involves human participants and was approved by the Queen’s University Health Sciences and Affiliated Teaching Hospitals Research Ethics Board (NURS-540-22). Participants gave informed consent to participate in the study before taking part.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
bmjopen-2022-070184supp001.pdf (120.7KB, pdf)
Data Availability Statement
All data relevant to the study are included in the article or uploaded as supplementary information. Participants of this study did not agree for their individual responses to be shared publicly, so this information is not available.