Skip to main content
PLOS Neglected Tropical Diseases logoLink to PLOS Neglected Tropical Diseases
. 2023 Jul 17;17(7):e0010804. doi: 10.1371/journal.pntd.0010804

Effect of environmental factors in reducing the prevalence of schistosomiasis in schoolchildren: An analysis of three extensive national prevalence surveys in Brazil (1950–2018)

Mariana Cristina Silva Santos 1,*,#, Guilherme Lopes de Oliveira 2,#, Sueli Aparecida Mingoti 3,#, Léo Heller 1,#
Editor: Mabel Carabali4
PMCID: PMC10374055  PMID: 37459358

Abstract

Background

Over seven decades, Brazil has made admirable progress in controlling schistosomiasis, and a frequent question about the explanation for this reduction refers to the effect of improving environmental factors in the country. This article seeks to identify factors related to the change in the epidemiological situation of schistosomiasis mansoni infection by analyzing three national prevalence surveys conducted since 1950.

Methodology/principal findings

This is an ecological study analyzing an unbalanced panel of data based on national surveys and considering the municipality as the unit of analysis. The sample consisted of 1,721 Brazilian municipalities, in which a total of 1,182,339 schoolchildren aged 7–14 were examined during the three periods corresponding to each survey (1947–1953, 1975–1979, and 2010–2015). The percentage of municipalities with zero cases of schistosomiasis was: 45.4%, 54.2% and 73.7%, respectively for those periods. A zero-inflated Poisson regression model, with fixed and random effects, was fitted to assess the association between candidate factors and disease prevalence using a significance level of 5%. There was a significant decrease in disease prevalence between the first and last periods analyzed (RR 0.214, CI 0.184–0.249), with a protective association with access to sanitation (RR 0.996, CI 0.994–0.998), urbanization (RR 0.991, CI 0.989–0.993), and living in own households (RR 0.986, CI 0.983–0.989); and an inverse association with piped water supply (RR 1.010, CI 1.008–1.011).

Conclusion

The findings of this study indicate a decrease in the prevalence of schistosomiasis over seven decades in schoolchildren from the analyzed Brazilian municipalities, associated with environmental factors and social conditions. The increased access to piped water in the municipalities apparently triggers other ways of contact with unsafe water bodies, generating new transmission routes and suggesting the need for a systemic approach concerning contact with water.

Author summary

Schistosomiasis mansoni is a neglected tropical disease caused by infection from parasitic worms of the species Schistosoma mansoni. Due to the complexity of the mechanism of transmission and maintenance of schistosomiasis, several preventive actions on diverse conditioning factors can promote disease control. Active search, timely treatment of cases, stool tests, and epidemiological investigations are the initial actions under programs for epidemiological surveillance of the disease. Thus, national surveys on prevalence of the disease covering a large time span can provide valuable information about its epidemiological pattern over the years. Our study addressed three national surveys with historical coverage (1947–1953, 1975–1979, and 2010–2015) that mapped the prevalence of the disease in children aged 7–14 for nearly seven decades. We also employed statistical models to investigate which environmental, economic, or demographic factors are associated with the disease at municipal level. The results showed that the decrease in schistosomiasis from the 1950s to the 2010s was statistically significant and suggests that improvements in water supply and sanitation require structured and systemic approaches for controlling the transmission of schistosomiasis.

Introduction

Over the last decades, several countries have tried to control neglected tropical diseases, including schistosomiasis, by establishing measures to intensify their management. Schistosomiasis is endemic in at least 52 countries [1], affecting approximately 240 million people worldwide. This disease is endemic in ten countries on the American continent. However, only Brazil and Venezuela needed to apply preventive chemotherapy for their population in 2020, including more than 2.2 million school-age children [2]. In addition to chemotherapy, which is not sufficient and accessible to all, the World Health Organization (WHO) recommends several strategies to control and eliminate the disease. These measures include access to safe drinking water, improvements in sanitation, health education, and hygiene, besides environmental and disease control management, even though considering that WaSH interventions (water, sanitation, and hygiene) are expected to provide modest benefits in limiting Schistosoma transmission” [3].

Prevalent in tropical and subtropical areas, especially in poor communities without access to drinking water and adequate sanitation, the disease caused by trematode helminths of the genus Schistosoma has epidemiological importance. The epidemiology of the disease is especially relevant in children since the absence of infection in this age group would mean the possible interruption of the transmission. On the other hand, eliminating the disease from the population, including adults, especially workers living in large endemic areas, requires improved household and environmental conditions. Among them, access to safe and continuous water and improved sanitary facilities that allow for better conditions dwelling can have an important role in breaking the disease cycle, interrupting the release of eggs in the environment and avoiding access to surface water for water supply [4].

In Brazil, the epidemiology of Schistosoma mansoni infection shows that social and, environmental conditions, drug treatment and access to health service contribute to a reduction in the prevalence rate [5]. Although the relationship between schistosomiasis infection and sanitary conditions has been showed in local or regional scales, nationwide and longitudinal studies can contribute to understanding disease dissemination as well as its explanatory factors throughout the Brazilian territory. Approaches to exploring and understanding the role of environmental, biological and medical interventions, as well as historical, socioeconomic, and cultural determinants, crucial for assessing this complex disease [6].

Brazil has an extensive experience in conducting surveys on the prevalence of schistosomiasis, covering a wide range of the country and an extended time of approximately seven decades. The first of these surveys was carried out in the 1950s [7,8]. Given the epidemiological and social impact of schistosomiasis on the population, other two national surveys were conducted: by the Special Schistosomiasis Control Program (PECE) (Programa Especial de Controle da Esquistosomose)in the 1970s [9] and the National Survey on the Prevalence of Schistosomiasis and Soil-Transmitted Helminth Infections (INPEG) (Inquérito Nacional de Esquistosomose e Geo-helmintose) in the 2010s. Throughout these seven decades, a reduction in prevalence could be observed [10]. However, these data demonstrate that schistosomiasis is still epidemiologically relevant [11] since, from the point of view of the infected patient and public health, there should be no acceptable level of morbidity due to this disease [3].

Hence, this study aimed to analyze the behavior of the prevalence of schistosomiasis and the impact on prevalence of access to water and sanitation services. The analysis is based on those three surveys conducted in Brazilian municipalities over seven decades.

Methods

Ethics statement

The current study used data from three national survey on prevalence schistosomiasis in schoolchildren. These data are anonymous and available for research purposes by the Brazilian government. Moreover, this study was conducted exclusively with secondary and aggregated data, publicly accessible and in accordance with resolutions of the National Health Council No. 466/2012 [12] and No. 510/2016 [13], exempt from evaluation by the Research Ethics Committee.

Study design

The epidemiological design of the research consists of a prospective study, covering three periods with observational ecological data. The outcome variable was the municipal prevalence of schistosomiasis in schoolchildren from seven to 14 years old.

Studied period and data source

Data were extracted from the three Brazilian surveys of schistosomiasis prevalence, as follows:

  1. The National Helminthological Survey of Schoolchildren (IHE) (Inquérito Helmintológico Escolar) by Pellon & Teixeira, conducted from 1947–1953 in two phases [6,7]. The first phase included 11 states considered endemic for the disease, with a sampling plan that addressed locations of more than 1,500 inhabitants in which 440,786 schoolchildren were examined. In the second phase, locations of more than 1,250 inhabitants of five non-endemic states were included, and 174,192 schoolchildren were examined. In both phases, all regions of the country were sampled, except for the North region. In this way, 1,190 locations were surveyed, totaling 614,978 students examined.

  2. Survey by the Special Schistosomiasis Control Program (PECE) (Programa Especial de Controle da Esquistosomose) conducted from 1975–1979 [9]. This survey consisted of a non-probabilistic sample of 327 municipalities in 18 states and areas that were disease-free or endemic, in which 447,779 schoolchildren aged 7–14 were examined. This survey took place in municipalities where the program had been implemented by the Ministry of Health and included all municipalities that adhered to PECE. The criteria for inclusion of schools and students were based on the decennial census and an active search in school classes [14,15].

  3. INPEG conducted from 2010–2015 [10]. This survey also considered schoolchildren aged 7–14 by applying a cluster sampling plan, with areas categorized in three endemic levels (municipalities in non-endemic, low prevalence, and high prevalence areas) and four categories of population size (fewer than 20,000, between 20,000 and 150,000, between 150,000 and 500,000, and more than 500,000 inhabitants). Thus, samples were drawn from those stratums to determine the analyzed municipalities, elementary schools, and school classes. As a result, 521 municipalities representing all Brazilian states were analyzed. The amount of tests in each municipality ranged from 60% to 100% and in nine states it was higher than planned. In total, 197,564 schoolchildren aged 7–14 were examined.

The broad extension of the Brazilian territory affected the implementation time of each of the three surveys. Therefore, the impossibility of collecting data in just one year led to the need for around five years of data gathering for each survey. Fig 1 describes the surveys, including their respective sampling strategies. S1 Note provides additional details on characteristics of each survey and their specific features.

Fig 1. Descriptive flowchart of the three national surveys on the prevalence of schistosomiasis mansoni in Brazil.

Fig 1

IHE: National Helminthological Survey of Schoolchildren. PECE: Special Schistosomiasis Control Program. INPEG: National Survey of Prevalence of Schistosomiasis and Soil-transmitted helminth infections. DF: Federal District.

For obtaining intercensal estimates, data related to the explanatory variables were collected from the 1950, 1960, 1970, 1980, 2000, and 2010 demographic censuses of the Brazilian Institute of Geography and Statistics (Instituto Brasileiro de Geografia e Estatística–IBGE) and from the Institute of Applied Economic Research (Instituto de Pesquisa Econômica Aplicada–IPEADATA) (Table 1).

Table 1. Description of evaluated outcome and explanatory variables, periods, and data source.

Variable Description Source Period
IHE PECE INPEG
Prevalence of schistosomiasis Number of students with positive stool tests / Total number of students aged 7–14 examined National surveys 1947–1953a 1975–1979a 2010–2015a
% of water supply Number of dwellings with internal piped water supply from the general distribution network / Total number of dwellings IBGE Census 1950 1970 and 1980b 2000–2010c
% of sanitary sewerage Number of dwellings with sanitary facilities with drainage connected to the general sewage networks/ Total number of dwellings IBGE Census 1950 and 1960d 1970–1980b 2000–2010c
% of urbanization Number of inhabitants in the urban area / Total number of inhabitants IBGE Census 1950 1970 and 1980b 2000–2010c
% literacy rate Number of literate people aged 15 years old or older / Total population of the same age group IBGE Census 1950 1970–1980b 2000–2010c
% Occupancy condition of households Number of permanent households in occupancy and owning conditions / Total number of permanent households IBGE Census 1950 1970–1980b 2000–2010c
Municipal GDP per capita Municipal GDP at constant prices–R$ 1,000 per year 2000s/ total population in the municipality IPEADATA 1949 and 1959b 1970–1975–1980b 1999–2010c
Period Variable with three categories corresponding to the periods of the surveys 1950 (reference) 1977 2013

a:Year interval used to define 1950, 1977, and 2013 midpoints for the collection and treatment of explanatory variables.

b: explanatory variables calculated by applying linear interpolation techniques.

c: explanatory variables calculated using linear and polynomial interpolation and extrapolation techniques.

d:values calculated by the population trend method or Apportionment Method (AiBi projection) [15]. National Helminthological Survey of Schoolchildren (Inquérito Helmintólogico Escolar–IHE). National Survey on the Prevalence of Schistosomiasis and Soil-transmitted helminth infections (INPEG). Brazilian Institute of Geography and Statistics (IBGE). Institute for Applied Economic Research (IPEADATA). Ministry of Health (MS). Special Schistosomiasis Control Program (PECE). Gross Domestic Product (GDP)

Inclusion and exclusion criteria

The intense evolution of the political-administrative organization of Brazilian states and municipalities over the decades, reflected in the number of currently existing municipalities, led to the adoption of inclusion and exclusion criteria for this study defined as: (i) sampled municipalities with territorial delimitation compatible with the demographic censuses of each analyzed period; (ii) sampled municipalities and/or municipal districts that, even incorporated to or emancipated from other municipalities or districts during the period of the three surveys (1947–1953, 1975–1979 and 2010–2015), had available legislative and historical information on their establishment or division process; (iii) sampled municipalities that met the criterion of quality of registration. Subsequently, according to the assumed criteria, the municipalities in which it was not possible to detail the evolution of their establishment, fusion, or incorporation, as well as those lacking enough records for the explanatory variables, were excluded. Fig 1 and S2 Note show the complete description of the methodological inclusion and exclusion criteria.

Outcome variable

The outcome variable of the study was the prevalence of infection with Schistosoma mansoni in samples of schoolchildren from 7 to 14 years old per municipality (Table 1).

Independent variables

The independent (explanatory) variables consisted of coverage of water supply and sewerage, and municipalities sociodemographic and socioeconomic variables such as population size, percentages of urbanization and literacy, per capita gross domestic product, and the survey period. These variables were defined considering the factors related to infection as indicated in the literature and the context and availability of data in the information systems for each period. Relevant factors related to the disease, such as family income, coverage of deworming treatment, water treatment for inactivating human schistosome cercariae or chemical molluscicide treatment, malacological surveys, and family or school hygiene practices, could not be included since there are not enough available data from all studied municipalities in the different periods, mainly in the 1950s and 1970s.

The reference year adopted for each of the survey periods were 1950, 1977, and 2013 to facilitate notation. Projection and/or interpolation techniques were used in cases where information about the explanatory variables was not available in the reference year. For 1950, we applied a projection by the population trend method—AiBi projection or Apportionment Method—for the sanitary sewage [16,17]; and a projection by interpolation for the municipal gross domestic product (GDP) per capita using data from 1949 and 1959. For explanatory variables in the 1977 period, estimates were made using linear interpolation techniques. For 2013, interpolation estimates were performed for 2000 and 2010, and then we extrapolated linear and geometric growth for 2011, 2012, and 2013. The projections for the years 1977 and 2013 were adopted because the Brazilian census information is collected every decade, therefore, in a non-annual series [18]. S2 Note provides additional details about the techniques used for each variable, explanations of the use of the AiBi technique and the number of observations involved.

Data analysis

As the national surveys were carried out in different periods and using different strategies, the sampled municipalities were not the same for all periods, resulting in an unbalanced data panel with different municipalities in each sampling period. Based on that, we conducted a prospective study covering three periods with observational ecological data to evaluate trends in the prevalence rates of the infection over time and their associations with economic, health, and social indicators for a total of 1,721 municipalities sampled during the periods represented by the reference years 1950, 1977, and 2013.

Descriptive analyses were performed for the municipal data in each period. In the inferential analyses, multilevel statistical models were fitted to estimate the prevalence of schistosomiasis considering data from the 1,721 sampled municipalities. According to the official territorial division proposed by the IBGE, the Brazilian political-administrative organization is divided into five macro-regions, which include 26 federal units (states) plus the Federal District and 5,570 municipalities. In order to consider this hierarchical characteristic of the data, we applied Generalized Linear Mixed Models (GLMMs) with random effects related to three levels: regions (Level 1,with 5 categories South, Southeast, North, Northeast and Midwest); states (Level 2, representing the 26 federative units plus the Federal District); and municipalities (Level 3, related to the 1,398 different municipalities included in the study with observation in at least one of the three surveys). These three hierarchical levels of data were incorporated into the random intercepts of the GLMMs to allow the joint modeling of data the three periods.

The GLMMs also included fixed effects related to the independent variables previously described. We considered the Poisson and Negative Binomial distributions in the analyses, with and without zero inflation for both cases [1922]. Thus, we allowed the modeling of different data characteristics, such as over dispersion and zero inflation. Detailed discussion on models definition is provided in S3 Note. The count of the number of positive cases in each municipality was considered the outcome variable and the total number of examined students was used as an offset, responsible for controlling the number of cases per municipality. Logistic regression was used to adjust for the excess of zero.

A backward selection procedure was used to identify the significant fixed effects, considering a 25% significance level for the removal of an explanatory variable. Thus, at each step of the analysis, the explanatory variable with the highest p-value, among those with a p-value>0.25, was removed from the model. After such a procedure, no further variable selection was necessary, as all variables retained were significant at the 5% significance level. The final regression model (Poisson or Negative Binomial distribution with or without zero inflation) was chosen according to the following criteria: (a) lower residual variance; (b) lower values of Akaike (AIC) and Bayesian (BIC) Information Criteria [23].

The software EPI INFO 7.1.1 and Microsoft Office Excel 2010 were used for database construction. Descriptive and inferential analyses were performed in the software R using the statistical package glmmTMB [24].

Results

Descriptive analysis

Table 2 shows the results of the descriptive analysis for the prevalence of schistosomiasis. Despite the large range, the mean prevalence of infection decreased between the three analyzed periods, with 8.3% for reference period 1950 (SD 17.2), 4.8% for 1977 (SD 12.4), and 0.8% for 2013 (SD 3.5). In addition, the median and amplitude of prevalence were 0.2 and 90.9 in 1950; 0.0 and 71.2 in 1977; and 0.0 and 50.0 in 2010–2015. The percentage of municipalities with zero cases of schistosomiasis were 45.4% for 1950, 54.2% for 1977 and 73.7% for 2015.

Table 2. Descriptive statistics on the prevalence of schistosomiasis per 100 students and independent variables per study period in the 1,721 sampled Brazilian municipalities.

1947–1953 (n = 907) 1975–1979 (n = 293) 2010–2015 (n = 521)
Dependent variable Mean SD Median Range Mean SD Median Range Mean SD Median Range
Prevalence of schistosomiasis 8.3 17.2 0.2 90.9 4.8 12.4 0.0 71.2 0.8 3.5 0.0 50.0
Independent variables Mean SD Median Range Mean SD Median Range Mean SD Median Range
%Urbanization 25.6 17.4 20.6 97.0 47.4 24.5 41.6 96.6 68.4 23.2 69.1 86.3
%Literacy 38.6 15.5 36.8 77.7 59.8 17.3 60.6 76.3 84.1 10.0 85.7 88.3
%Water supply 6.5 10.4 1.5 73.0 30.0 22.0 24.9 90.7 71.6 21.4 75.2 100.0
%Sewerage 2.6 4.7 0.0 28.8 8.6 16.2 0.0 73.1 30.6 30.8 20.5 98.7
% Occupancy condition of the households 54.9 21.1 55.4 91.5 66.2 15.1 66.3 85.4 76.3 9.1 76.7 51.9
Municipal GDP per capita 0.9 0.7 0.7 6.0 2.9 2.4 2.2 13.6 5.8 5.6 4.2 49.2

Range: difference between maximum and minimum values. SD: Standard Deviation. GDP: Gross Domestic Product, in 1,000 Brazilian Reais (BRL), adjusted to the base year of 2000. n = number of sampled municipalities.

Table 2 also shows descriptive statistics for the explanatory variables that composed the study. They all showed remarkable increasing values between 1947–1953 and 2010–2015, especially the sanitary variables related to water supply and sewerage coverages. On average, urbanization varied from 25.6% to 68.4% (a 2.6-fold increase); literacy from 38.6% to 84.1% (2.1-fold increase); coverage of water supply network from 6.5% to 71.6% (an 11-fold increase); coverage of sewerage from 2.6% to 31.0% (an 11.9-fold increase); condition of occupancy conditions of households from 54.9% to 76.3% (a 1.4-fold increase); and GDP from 0.91 to 5.77 (BRL) (a 6.3-fold increase). Additionally, for the 41 municipalities common to the three surveys, the percentage decrease in prevalence between the 1947–1953 survey and the 2010–2015 survey ranged from 0.1 percentage point (p.p) to 77.4 p.p., with only three municipalities presenting small positive percentage difference between 0.4 and 0.1 p.p.

Table 3 shows the hierarchical (multilevel) description adopted in the study, detailing the distribution of the number of municipalities according to regions and federative units state in each analyzed period. Regarding the distribution of the studied municipalities along the five geographical regions of the country, 758 (44.0%) are from to the Northeast, 506 (29.4%) from the Southeast, 206 (11.9%) from the South, 153 (8.9%) from the Midwest, and 98 (5.7%) from the North region. The Northeast region had the highest percentages of municipalities in each survey, following by the Southeast. In 1947–1953 (n = 907), the survey included 418 (46.0%) municipalities from the Northeast, 317 (35.0%) from the Southeast, 103 (11.4%) from the South, 69 (7.6%) from the Midwest, and no samples from the North region. For 1975–1979 (n = 293), 114 (38.9%) sampled municipalities belonged to the Northeast region, 73 (24.9%) to the Southeast, 50 (17.1%) to the South, 40 (13.7%) to the Midwest, and 16 (5.3%) to the North. Finally, in 2010–2015 (n = 521), 226 (43.4%) municipalities were in the Northeast, 116 (22.3%) in the Southeast, 82 (15.7%) in the North, 53 (10.2%) in the South, and 44 (8.4%) in the Midwest regions.

Table 3. Hierarchical levels and the distribution of the 1,721 sampled Brazilian municipalities (Level 1) included in the study according to state (Level 2) and region (Level 3) for each period.

Level 3 Level 2 Level 1
Region State Municipalities
IHE (1947–1953) PECE (1975–1979) INPEG (2010–2015)
n (%) n (%) n (%)
Northeast Alagoas 21 2.3 10 3.4 24 4.6
Bahia 123 13.6 NA 47 9.0
Ceará 60 6.6 22 7.5 21 4.0
Maranhão 29 3.2 16 5.5 23 4.4
Paraíba 36 4.0 17 5.8 21 4.0
Pernambuco 61 6.7 13 4.4 29 5.6
Piauí 16 1.8 12 4.1 19 3.7
Rio Grande do Norte 41 4.5 13 4.4 20 3.8
Sergipe 31 3.4 11 3.7 22 4.2
Subtotal 418 46.0 114 38.9 226 43.4
North NA Subtotal NA 10 1.9
Amapá NA Acre NA 5 1.0
Amazonas NA NA 15 2.9
Pará NA 16 5.5 19 3.7
Rondônia NA NA 13 2.5
Roraima NA NA 7 1.3
Tocantins NA NA 13 2.5
Subtotal 0 0 16 5.5 82 15.7
Midwest Distrito Federal NA NA 1 0.2
Goiás 49 5.4 25 8.5 18 3.5
Mato Grosso 20 2.2 7 2.4 12 2.3
Mato Grosso do Sul NA 8 2.7 13 2.5
Subtotal 69 7.6 40 13.6 44 8.4
Southeast Espírito Santo 18 2.0 10 3.4 16 3.1
Minas Gerais 250 27.6 52 17.7 56 10.8
Rio de Janeiro 49 5.4 11 3.7 21 4.0
São Paulo NA NA 23 4.4
Subtotal 317 35.0 73 24.9 116 22.3
South Paraná 58 6.4 7 2.4 21 4.0
Rio Grande do Sul NA 25 8.5 14 2.7
Santa Catarina 45 5.0 18 6.1 18 3.5
Subtotal 103 11.4 50 17.1 53 10.2
Total 907 293 521

NA: not analyzed. School Helminthological Survey (IHE). National Survey on the Prevalence of Schistosomiasis and Soil-transmitted helminth infections (INPEG). Special Schistosomiasis Control Program (PECE).

Statistical models

Because of the larger amount of municipalities with zero cases of schistosomiasis (45.4% for 1947–1953 period; 54.2% for 1974–1979 period and 73.7% for 2010–2015 period), models with and without the adjustment for excess of zeros were employed in order to verify the robustness and consistency of the analyses.

The results between the goodness-of-fit measures for the adjusted models (Poisson and Negative Binomial with and without zero-inflation) can be verified in Table A in S3 Note. The Poisson models presented lower residual variance than Binomial Negative models, being the Poisson zero-inflated specification the model with the lowest AIC and BIC values. Table 4 shows the Rate Ratio (RR) estimates for schistosomiasis infection, and the respective 95% confidence intervals (CI) obtained from the zero-inflated Poisson multilevel regression model.

Table 4. Results from the zero-inflated Poisson multilevel regression model fitted to assess the prevalence of schistosomiasis mansoni in the sampled Brazilian schoolchildren.

Coefficient Poisson regression
RR (CI 95%) Estimate P-value
Model constant (intercept) - - -5.488 <0.001
LN Population 0.862 (0.825–0.901) -0.148 <0.001
%Urbanization 0.991 (0.989–0.993) -0.009 <0.001
% Occupancy condition of the household 0.986 (0.983–0.989) -0.014 <0.001
%Water supply 1.010 (1.008–1.011) 0.010 <0.001
%Sewerage 0.996 (0.994–0.998) -0.004 <0.001
Year: 1975–1979 1.352 (1.256–1.454) 0.301 <0.001
Year: 2010–2015 0.214 (0.184–0.249) -1.542 <0.001
Coefficient Zero-inflation logistic regression
OR (CI 95%) Estimate P-value
Model constant (intercept) - - -8.647 <0.001
%Urbanization 0.976 (0.961–0.991) -0.025 0.002

Residuals Variance: 4,283.5. AIC: 11,162.2. BIC: 11,233.1. Reference year: 1950. CI: Confidence interval. LN: natural logarithm. RR: Rate Ratio. OR: odds ratio. Standard deviation of random effects: Municipality 2.136; State 2.066; Region 1.706.

The explanatory variables that remained in the model of the prevalence of schistosomiasis were the natural logarithm of population size, %Urbanization, %Occupancy condition of the domicile, %Water supply, %Sewerage, and the categorical variable related to the survey period (the 1947–1953 period was used as a reference for the analysis). For the zero-inflation logistic regression, only variable %Urbanization showed statistical significance.

A negative value in the estimate of the effect of a variable indicates that an increase in its value results in a decrease in the prevalence of the infection. This was the case for the variables natural logarithm of population size (-0.148; p-value <0.001), %Urbanization (-0.009; p-value <0.001), % Occupancy condition of the households (-0.014; p-value <0.001), and % Sewerage (-0.004; p-value 0.001) in the modeling of prevalence. Based on the associated RR, the increase of one unit in the numerical value of these variables causes a decrease of 13.8%, 0.9%, 1.4%, and 0.4% in the estimated mean for the prevalence, respectively. We highlight that one unit increase in the natural logarithm scale corresponds to an increase of approximately 2.718 times in the original variable scale. On the other hand, the results showed an inverse effect on the prevalence of infection for the water supply variable, with a positive value for its estimated effect (0.010; p-value <0.001; and RR corresponding to an increase of only 0,1% per one unit increase in the numerical value of the variable). Concerning the categorical variable representing the survey periods, in comparison with period 1947–1953 (taken as reference in the regression model) a positive regression effect was estimated for 1975–1979 (0.301; p-value <0.001) and a negative effect was estimated for 2013 (-1.542; p-value <0.001). Although this result seems to indicate an increase in prevalence from 1947–1953 to 1975–1979, contradicting the descriptive analysis shown in Table 2, it should be noted that the behavior of the other explanatory variables is quite different between those periods. In fact, an analysis of the municipal prevalence estimated by the model provided similar and consistent results with those observed in the data, corroborating the adequacy of the adjusted model (see Table B in S3 Note).

The use of GLMMS allowed the joint modeling of data from all municipalities in the three sampling periods. In order to evaluate the robustness of this approach, we performed a sensitivity analysis involving the data subset composed of the 41 common municipalities between the three sampling periods (see Table C in S3 Note). The zero-inflated Poisson was the best fitted model and composed of the same explanatory variables to explain the prevalence of schistosomiasis as for the multilevel zero-inflated Poisson model presented in Table 4. The estimates of the coefficients and Rate Ratio (RR) are similar. We also performed a statistical analysis comparing the distribution of the municipalities of the three surveys according to the endemicity classification used in the sampling procedure of the third survey (2010–2015). The results indicated that, although there are differences in the form of data collection regarding the selection of municipalities, the three samples are comparable in terms of the endemicity degree criterion used in the 2010–2015 survey.

Discussion

The analysis identified significant effects of environmental, economic, and demographic factors on the prevalence of schistosomiasis by evaluating its trend during the three national surveys. Hence, this study found significant associations between environmental factors and schistosomiasis. The descriptive analysis among the municipalities common to the three surveys indicated a decrease in the prevalence percentages for most of the analyzed municipalities (92.7%), when compared 1947–1953 and 2010–2015. The fitted statistical model also predicted a decreasing behavior in the prevalence among the three sampling surveys.

The results of the statistical model of this study showed that the environmental variables contributed significantly to the prevalence of schistosomiasis. The protective association between the expansion of sewerage coverage and the reduction of prevalence has been portrayed in epidemiological studies since the 1960s [25]. For instance, a significant association with the disease prevalence was found in households with any type of sewage disposal when compared to those using a safe sewage network (OR 1.8; CI 1.3–2.4) [26]. This result is in line with national and international studies, showing that improvement of sanitation was significantly associated with a decreased probability of infection [27,28]. Even when latrines were available, families’ preference for their use also reduced the occurrence of the disease [29], which was found when households lacked a functional toilet [30,31].

Therefore, although Brazil had sanitary sewage networks in only 60.3% of its municipalities in 2017 [32], the impact of this service in the interruption of the disease is evident, as a sanitary barrier to fecal contamination in water bodies containing intermediate hosts. The results of this study validate the importance of public policies promoting the implementation of sanitation solutions. According to these results, if municipalities with a coverage of 20% of the sewage system, a common situation in some areas of the country, reach 100% coverage, a 27.4% (value obtained from the equation: exp (-0.004*80) = 0,726) reduction in the average prevalence of schistosomiasis can be expected, which is an important outcome in terms of public health.

In addition, the treatment and supply of safe drinking water have been considered another environmental variable as an effective and lasting measure to prevent disease [26,3335]. Some studies, in convergence with this research, found no significant association between drinking water supply and reduced prevalence of schistosomiasis [3639]. Although schistosomiasis is not a waterborne disease, adequate water supply is expected to be positively associated with its control, by avoiding the need for individuals to have contact with surface water in order to fetch water for household supply. Thus, it is reasonable to assume that the presence of piped water should not pose a risk of transmission. However, although the results of this study indicate a controversial finding, three possible explanations can be put forward.

Firstly, the infrastructure for piped water supply has expanded over the decades, but this expansion has not guaranteed uninterrupted supply, or the quality of water supplied. Even in a more recent period, in 2006, the irregularity in water supply from the public network can affect about 80% of Brazilian municipalities in certain regions, like the state of Bahia, where schistosomiasis is endemic [40]. Moreover, the Northeast and Southeast regions, which presented the highest prevalence of the disease, exhibited the highest frequencies of systematic interruptions in the water supply in 2020, reaching 66.1% and 46.5%, respectively [41]. This intermittence can lead users to depend on contact with unsafe water sources, contacts that may even increase at day times of high schistosomiasis transmission. Consequently, even in municipalities with households supplied with piped water, there could be a high probability of infection by the disease. Intermittent water supply can disrupt family dynamics, a situation directly related to obligations that often still fall on women. In a society and economy marked by the sexual division of labor, this dynamic leads to the penalization mainly of women and their children, who end up accompanying their mothers [42] in using unsafe water sources, a risk factor in the dynamics of schistosomiasis transmission, reported since the 1980s [43].

In addition, discontinuity of water supply produces other adverse effects, such as disruption of water networks designed for continuous supply, leading to leaks and deterioration of the water quality. Consequently, users adapt to meet adversities, highlighting the inequality and vulnerability to shortages to which a city or region is exposed [44]. An intervention study showed that the positive impact of piped water occurred only when the amount of water available was higher than 1,000 liters per person per year, i.e., the use of unsafe water can continue if only a small amount of water is provided or if there are interruptions due to precarious distribution systems [45].

The second explanation regarding disease prevalence despite the availability of piped water is related to a supply insufficiency for some households to eliminate other contact forms with surface water for domestic, leisure, behavioral, or labor use, such as fishing and irrigation. Eventually, the presence of piped water supply may free up more time for residents to perform these activities more frequently, increasing the risk of contamination. When disassociated from facilities for other home uses, such as laundry, sink, and shower, piped water supply can contribute to the continuity or increase of the behavior of accessing transmission sites [46,47]. Another aspect related to the water contact practices was demonstrated by a spatial community study verifying that the public water supply could potentially decrease dependence on surface water. However, this relationship was modified by the quality of the water from the sources of public supply, which was considered poor by domestic users [48,49].

Thirdly, an aspect probably not strongly related to our results although worthy of analysis, is the effect of the technology used in surface uptake, adduction, and water treatment on dermal contact and survival of infectious forms of the schistosome. Filtration and chlorination are widely used methods for water treatment in conventional and simplified treatment plants all over the country [50,51]. These processes are credited as likely to produce waters free of contamination from cercariae, depending on storage time, exposure temperature, chlorine concentration, or filtration rates, besides the concentration of cercariae itself [51]. However, there are no current guidelines for the specific care related to water treatment and its respective technical and operational infrastructure in endemic schistosomiasis regions, as demonstrated by other systematic reviews [47,51].

Therefore, operational deficiencies such as lack of water treatment have been observed despite Brazil have enhanced access to water supply networks and infrastructure since the 1940s. In 1948, shortly before implementation of the first survey included in this study, only 9% of municipalities received treated water, a deficiency even more prominent in rural areas [52]. Incomplete water treatment and deficient distribution systems are still a reality since 11.7% of Brazilian municipalities still lacked operative water treatment plants, either conventional or simplified, in 2017 [32,53].

Other conditions different from environmental factors contributed to the decrease in disease prevalence, such as the condition of household occupation, degree of urbanization, and population size. Low socioeconomic status is a known risk factor for diseases caused by parasitic infections such as schistosomiasis [27,54]. In this study, residents’ housing conditions, such as acquired households and owned rather than rented dwellings, were used as a proxy for socioeconomic status. A similar conclusion was obtained in studies in Pakistan, Bangladesh, and Thailand, with families living in rented houses at increased risk of developing infectious diseases or their symptoms, including parasitic bowel diseases, compared with families who owned their housing [5557]. Thus, the condition of home ownership was associated as a protective factor against disease, demonstrating that socioeconomic structure can produce and condition the distribution of schistosomiasis in the population.

Regarding the degree of urbanization, recent outbreaks of schistosomiasis have been prevalent in urban and peri-urban environments due to unplanned urbanization [5862]. On the other hand, rapid urbanization has implications for infectious diseases usually described in rural areas and reduces the risk of exposure to infection in previously endemic areas [62]. Thus, the effect on epidemiological patterns of the relationship between demographic events of inter and intra-regional migratory flows with economic cycles of retraction and expansion of agricultural and industrial activities experienced by the country is undeniable. This relationship generated the model of capitalist expansion and economic growth, sometimes excluding but also enabling the last seven decades of educational, sanitary, economic, and infrastructure improvements that also resulted in changes to epidemiological patterns of infectious diseases [63,64]. Therefore, urbanization is assumed as a protective trait against the disease, which could be reverberate in the institutional feasibility of increasing and expanding public health and sanitary policies. The establishment of the Brazilian Unified Health System (SUS), including an alternative model focused on the promotion and prevention of health from the decentralization of strategies and programs for the control of schistosomiasis, is an example of these health and sanitary polices [65,66]. Other public policies, which could correspond to the changes that have occurred over the decades, are water and sanitation services, such as the National Sanitation Plan (Plano Nacional de Saneamento–Planasa), established in 1971 and abolished at the end of the following decade, and the current federal basic sanitation policy from Law No. 11.445/2007 and No. 14.026/2020. Although increased access to public services was considered deeply discriminatory in the 1970s regarding demographic and social criteria and currently poses risks concerning the universal access to services and human rights, they were essential instruments for expanding public water supply and sanitary sewage networks in the country [67,68].

Regarding the parasitological tests used in the surveys, although two different methods were used, the comparability between them is possible. Firstly, during the 1947–1953 IHE Brazil presented a high prevalence of schistosomiasis and a high intensity of infection, implying that the application of less sensitive diagnostic methods, such as the technique of spontaneous sedimentation in water (Hoffman, Pons et al. Janer, or HPJ technique) [69], leads to a low number of false-negative [70]. Secondly, the results obtained in the two last surveys (PECE and INPEG), which used the Kato-Katz method, could identify a greater number of true positive, with a low detection of false-negatives due to superior sensitivity of the method. It is well known that the Kato-Katz method is currently the gold standard method recommended by the WHO [3,71].

The applied statistical analysis is supported for the structure of the data and allowed revealing important results not yet studied in the country, considering the representativeness of a national sample and with historical temporality. The option of using GLMMs is based on the fact that it allowed to use the information from all municipalities of the three surveys (n = 1721) in the analysis and improving the estimation of the parameters of the model, respective standard deviations and p-values. It is well known that multilevel models (with random effects) provide better inference from grouped data (in the case of the presented study, students are grouped in municipalities which are grouped in states which are grouped in regions) since the coefficient and variance error for each explanatory variable are better estimated, avoiding the problem of underestimation of coefficients and overstatement of their significance that occur when clustering effect is not taken into account [19]. Summary statistics for the prevalence estimated by the model were consistent with those observed in the data. Sensitivity analysis shown that results obtained using the zero-inflated Poisson GLMM are consistent with those found in the restricted analysis of samples common to the three surveys.

In general, the findings of this research show that the reduction in the prevalence of schistosomiasis in Brazil over seven decades can be explained by the combination of community, demographic, socioeconomic, and specific environmental factors. The ecological design of the study, with the municipality as the unit of analysis, impairs including behavioral and other individual variables in the model, likely associated with infection. The mechanism of schistosomiasis transmission is complex and includes several conditioning factors [72]. Thus, disease control depends on preventive measures, such as early diagnosis and timely treatment, health education, surveillance and control of intermediate hosts, and basic sanitation. It is also noteworthy that the Brazilian regions differ in how their governments administer the promotion of disease control policies, especially among states that differ in aspects like location, territorial extension, and environmental and socioeconomic conditions that could interfere with the disease cycle. In line with findings of other studies, differences between forms of access and exposure to water and sanitation relate to variations in disease infection rates over time and in different regions, suggesting that the impact of access to water and sanitation is mediated by other social, behavioral, and environmental factors [73].

Limitations

Although the results obtained in this study came from different municipalities and in different periods, consisting of non-serial temporal trend surveys, the analysis of municipalities common to the three surveys supported the other findings (see S3 Note). Other limitations must be considered when interpreting these results. The variables were collected in different periods, and such practice of collecting old census data required a process of harmonization between variables to allow comparisons. Another limitation inherent to census data includes the availability of access-restricted information on public service facilities and not the quality and availability of WaSH services. Further exploration of other data is necessary to understand the positive association between the prevalence of schistosomiasis and the availability of drinking water networks, including the effects of supply interruptions and changes in use based on water quality or behavioral and occupational habits. Finally, we cannot make conclusions on the causality of this association due to a limitation of ecological design.

To the best of our knowledge, this is the first study that used a longitudinal epidemiological design to analyze data from national prevalence surveys covering a large period of many decades. The results showed that the prevalence of schistosomiasis infection in schoolchildren in Brazilian municipalities decreased significantly over the decades. This decrease in prevalence of infection may be associated with environmental factors, urbanization, and housing conditions, which have improved over the decades. It is noteworthy that the association with water supply should be carefully interpreted and focused on other possible factors not evaluated here, confirming the need for a systemic approach. In addition, safe sanitation sewage should be widely provided to the population at the household level and other spheres of life, such as workplaces, health centers and school environments. Other national prevalence surveys and research should be conducted more continuously to monitor the disease prevalence and its determinants over time.

Supporting information

S1 Note. General and methodological characteristics of the three surveys National Helminthological Survey of Schoolchildren (IHE) (1947–1953), Special Schistosomiasis Control Program (PECE) (1975–1979), and National Survey of Schistosomiasis and Geohelminthiasis Prevalence (INPEG) (2011–2015).

(DOCX)

S2 Note. Methodological criteria related to the process of creating municipalities, used for inclusion and exclusion from the study.

(DOCX)

S3 Note. Supplementary statistical analysis–model definition, predictive analysis, sensitivity analysis, comparison of endemicity level distribution between the three surveys.

(DOCX)

Acknowledgments

We thank the task teams responsible for organizing and operationalizing the research field in all surveys. We are immensely grateful to the researcher Prof. Dr. Naftale Katz, from Instituto René Rachou/Fiocruz Minas, who assisted in making this research feasible by guiding us to the source and acquisition of data and for sharing with us his experience in conducting surveys.

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

This work was carried out with the support of the Coordination for the Improvement of Higher Education Personnel – Brazil (CAPES) – Financing Code 001 (https://www.gov.br/capes/pt-br), which granted financial aid in the form of a scholarship granted to MCSS. The financier did not participate in the study design, data collection and analysis, publication decision or manuscript preparation.

References

  • 1.World Health Organization (WHO). Schistosomiasis: progress report 2001–2011, strategic plan 2012–2020. Geneva: WHO Library Cataloguing-in-Publication; 2013. Available from: https://apps.who.int/iris/handle/10665/78074. [Google Scholar]
  • 2.WHO. Schistosomiasis and soiltransmitted helminthiases: progress report, 2021. 2022. Available from: https://www.eliminateschisto.org/resources/who-wer-9648-schistosomiasis-and-soil-transmitted-helminthiases-progress-report-2020.
  • 3.WHO. World Health Organization. GUIDELINE on control and elimination of human schistosomiasis. Geneva: World Intellectual Property Organization; 2022. Available from: https://www.who.int/publications/i/item/9789240041608. [PubMed] [Google Scholar]
  • 4.Cairncross S, Feachem R. Environmental Health Engineering in the Tropics: Water, Sanitation and Disease Control. 3o. UK, NY: Routledge; 2019. Available from: https://www.crcpress.com/Environmental-Health-Engineering-in-the-Tropics-Water-Sanitation-and-Disease/Cairncross-Feachem/p/book/9781844071913.
  • 5.Casavechia MTG, Melo G de AN de, Fernandes ACBDS, Castro KRD, Pedroso RB, Santos TDS, et al. Systematic review and meta-analysis on Schistosoma mansoni infection prevalence, and associated risk factors in Brazil. Parasitology. 2018;145: 1000–1014. doi: 10.1017/S0031182017002268 [DOI] [PubMed] [Google Scholar]
  • 6.Barbosa C, Carvalho O, Coelho P. In: Schitosoma mansoni e esquistossomose: uma visão multidisciplinar. Epidemiologia e controle da Esquistossomose mansoni. Rio de Janeiro: Fiocruz; 2008. pp. 964–1008. [Google Scholar]
  • 7.Pellon AB, Teixeira I. Distribuição da esquistossomose mansônica no Brasil. Divisão de Organização Sanitária do Ministério da Saúde. Rio de Janeiro: MS; 1950. [Google Scholar]
  • 8.Pellon AB, Teixeira I. O Inquérito helmintológico escolar em cinco Estados das regiões: leste, sul e centro-oeste. Divisão de Organização Sanitária do Ministério da Saúde. Rio de Janeiro: MS; 1953. [Google Scholar]
  • 9.Brasil. Ministério da Saúde. Levantamento Nacional de Prevalência da esquisstossomose mansoni, 1975–1979. Programa Especial de Controle da Esquistossomose. Brasília; 1981.
  • 10.Katz N. Inquérito Nacional de Prevalência da Esquistossomose mansoni e Geo-helmintoses. Belo Horizonte: CPqRR; 2018. Available from: http://tabnet.datasus.gov.br/cgi/sinan/inpeg/RelatorioINPEG.pdf.
  • 11.Brasil. Ministério da Saúde. Doenças tropicais negligenciadas 30 de janeiro–Dia mundial de combate às Doenças tropicais negligenciadas. Secretaria de Vigilância em Saúde; 2021. Available from: https://www.gov.br/saude/pt-br/media/pdf/2021/marco/3/boletim_especial_doencas_negligenciadas.pdf.
  • 12.Brasil. Conselho Nacional de Saúde (CNS). 1. Sect. 3, Resolução n.o 466, de 12 de dezembro de 2012. Dec 12, 2012 p. 12. [Google Scholar]
  • 13.Brasil. Conselho Nacional de Saúde (CNS). 1. Sect. 3, RESOLUÇÃO No 510 2016. p. 10. [Google Scholar]
  • 14.Barbosa CS, Favre TC, Amaral RS, Pieri OS. Epidemiologia e controle da Esquistossomose mansoni. CARVALHO, OS., COELHO, PMZ., and LENZI, HL., orgs. Schitosoma mansoni e esquistossomose: uma visão multidisciplinar. CARVALHO, OS., COELHO, PMZ., and LENZI, HL., orgs. Rio de Janeiro: Fiocruz; 2008. pp. 964–1008.
  • 15.Schall VT, Massara CL, Diniz MCP. Educação em saúde no controle da esquistossomose. Fundação Oswaldo Cruz; 2008. Available from: https://www.arca.fiocruz.br/handle/icict/40285. [Google Scholar]
  • 16.Jannuzzi PM. Projeções populacionais para pequenas áreas: método e aplicações. Escola Nacional de Ciências Estatísticas Rio de Janeiro ISSN 1677-7093. 2006Textos para discussão: 67. [Google Scholar]
  • 17.Libânio M, Neto M, Prince A, Sperling M, Heller L. Consumo de Água. In: Heller L, Pádua VL, editors. Abastecimento de água para consumo humano. 3rd ed. Belo Horizonte: UFMG; 2016. [Google Scholar]
  • 18.Santos J, Gibim G. Cálculo numérico. In: Unidade 3: interpolação. Londrina: Editora e Distribuidora Educacional S.A; 2015. [Google Scholar]
  • 19.Lambert D. Zero-Inflated Poisson Regression, with an Application to Defects in Manufacturing. Technometrics. 1992;34: 1–14. doi: 10.2307/1269547 [DOI] [Google Scholar]
  • 20.Hilbe JM. Negative Binomial Regression. 2nd ed. New York, EUA: Cambridge University Press; 2011. [Google Scholar]
  • 21.Bolker B. Linear and Generalized Linear Mixed Models. In: Fox E by GA, Negrete-Yankelevich S, Sosa and VJ, editors. Ecological Statistics: Oxford, New York: Oxford University Press; 2015. pp. 378–379. [Google Scholar]
  • 22.Bolker BM, Brooks ME, Clark CJ, Geange SW, Poulsen JR, Stevens MHH, et al. Generalized linear mixed models: a practical guide for ecology and evolution. Trends Ecol Evol. 2009;24: 127–135. doi: 10.1016/j.tree.2008.10.008 [DOI] [PubMed] [Google Scholar]
  • 23.Chakrabarti A, Ghosh JK. AIC, BIC and Recent Advances in Model Selection. In: Bandyopadhyay PS, Forster MR, editors. Philosophy of Statistics. Amsterdam: North-Holland; 2011. pp. 583–605. doi: 10.1016/B978-0-444-51862-0.50018-6 [DOI] [Google Scholar]
  • 24.Brooks ME, Kristensen K, Benthem KJ van, Magnusson A, Berg CW, Nielsen A, et al. glmmTMB Balances Speed and Flexibility Among Packages for Zero-inflated Generalized Linear Mixed Modeling. The R Journal. 2017;9: 378–400. [Google Scholar]
  • 25.Farooq M, Nielsen J, Samaan SA, Mallah MB, Allam AA. The epidemiology of Schistosoma haematobium and S. mansoni infections in the Egypt-49 project area. 2. Prevalence of bilharziasis in relation to personal attributes and habits. Bull World Health Organ. 1966;35: 293–318. [PMC free article] [PubMed] [Google Scholar]
  • 26.Barreto ML. Geographical and socioeconomic factors relating to the distribution of Schistosoma mansoni infection in an urban area of north-east Brazil. Bull World Health Organ. 1991;69: 93–102. [PMC free article] [PubMed] [Google Scholar]
  • 27.Ximenes R, Southgate B, Smith PG, Guimarães Neto L. Socioeconomic determinants of schistosomiasis in an urban area in the Northeast of Brazil. Rev Panam Salud Publica. 2003;14: 409–421. doi: 10.1590/s1020-49892003001100006 [DOI] [PubMed] [Google Scholar]
  • 28.Kabatereine NB, Standley CJ, Sousa-Figueiredo JC, Fleming FM, Stothard JR, Talisuna A, et al. Integrated prevalence mapping of schistosomiasis, soil-transmitted helminthiasis and malaria in lakeside and island communities in Lake Victoria, Uganda. Parasites & Vectors. 2011;4: 232. doi: 10.1186/1756-3305-4-232 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 29.Abou-Zeid AHA, Abkar TA, Mohamed RO. Schistosomiasis and soil-transmitted helminths among an adult population in a war affected area, Southern Kordofan state, Sudan. Parasit Vectors. 2012;5: 133. doi: 10.1186/1756-3305-5-133 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 30.Sady H, Al-Mekhlafi HM, Mahdy MAK, Lim YAL, Mahmud R, Surin J. Prevalence and Associated Factors of Schistosomiasis among Children in Yemen: Implications for an Effective Control Programme. PLoS Negl Trop Dis. 2013;7: e2377. doi: 10.1371/journal.pntd.0002377 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 31.Ugbomoiko US, Dalumo V, Danladi YK, Heukelbach J, Ofoezie IE. Concurrent urinary and intestinal schistosomiasis and intestinal helminthic infections in schoolchildren in Ilobu, South-western Nigeria. Acta Trop. 2012;123: 16–21. doi: 10.1016/j.actatropica.2012.03.002 [DOI] [PubMed] [Google Scholar]
  • 32.Brasil. Pesquisa Nacional de Saneamento Básico 2017: abastecimento de água e esgotamento sanitário. Instituto Brasileiro de Geografia e Estatística; 2020. Available from: https://biblioteca.ibge.gov.br/visualizacao/livros/liv101734.pdf.
  • 33.Assefa A, Dejenie T, Tomass Z. Infection prevalence of Schistosoma mansoni and associated risk factors among schoolchildren in suburbs of Mekelle city, Tigray, Northern Ethiopia. Momona Ethiopian Journal of Science. 2013;5: 174–188. doi: 10.4314/mejs.v5i1.85339 [DOI] [Google Scholar]
  • 34.Enk MJ, Lima ACL, Barros H da S, Massara CL, Coelho PMZ, Schall VT. Factors related to transmission of and infection with Schistosoma mansoni in a village in the South-eastern Region of Brazil. Memórias do Instituto Oswaldo Cruz. 2010;105: 570–577. doi: 10.1590/s0074-02762010000400037 [DOI] [PubMed] [Google Scholar]
  • 35.Coura-Filho P, Rocha RS, Lamartine S da S, Farah MW, de Resende DF, Costa JO, et al. Control of schistosomiasis mansoni in Ravena (Sabará, state of Minas Gerais, Brazil) through water supply and quadrennial treatments. Mem Inst Oswaldo Cruz. 1996;91: 659–664. doi: 10.1590/s0074-02761996000600001 [DOI] [PubMed] [Google Scholar]
  • 36.Guimarães MDC, Costa MFF de L e, Lima LB de, Moreira MA. Clinical-epidemiological study of schistosomiasis mansoni in school children of Ilha, Arcos County, Minas Gerais, Brazil, 1983. Rev Saúde Pública. 1985;19: 8–17. doi: 10.1590/S0034-89101985000100002 [DOI] [PubMed] [Google Scholar]
  • 37.Palmeira DCC, Carvalho AG de, Rodrigues K, Couto JLA. Prevalência da infecção pelo Schistosoma mansoni em dois municípios do Estado de Alagoas. Rev Soc Bras Med Trop. 2010;43: 313–317. doi: 10.1590/S0037-86822010000300020 [DOI] [PubMed] [Google Scholar]
  • 38.Lima e Costa MFF, Rocha RS, Leite MLC, Carneiro RG, Colley D, Gazzinelli G, et al. A multivariate analysis of socio-demographic factors, water contact patterns and Schistosoma mansoni infection in an endemic area in Brazil. Rev Inst Med trop S Paulo. 1991;33: 58–63. doi: 10.1590/s0036-46651991000100011 [DOI] [PubMed] [Google Scholar]
  • 39.Firmo JO, Lima Costa MF, Guerra HL, Rocha RS. Urban schistosomiasis: morbidity, sociodemographic characteristics and water contact patterns predictive of infection. Int J Epidemiol. 1996;25: 1292–1300. doi: 10.1093/ije/25.6.1292 [DOI] [PubMed] [Google Scholar]
  • 40.Filho SSA, Borja PC, Moraes LRS, Souza DN. Desigualdade no acesso à água de consumo humano: uma proposta de indicadores. Brazilian Journal of Environmental Sciences (Online). 2010; 43–55. [Google Scholar]
  • 41.SNIS. Sistema Nacional de Informações sobre Saneamento. Diagnóstico Temático Serviços de Água e Esgoto. Brasília, DF: Ministério do Desenvolvimento Regional Secretaria Nacional de Saneamento; 2021 p. 91. Report No.: 1. Available: http://www.snis.gov.br/downloads/diagnosticos/ae/2020/DIAGNOSTICO_TEMATICO_VISAO_GERAL_AE_SNIS_2021.pdf
  • 42.Teixeira J. Saneamento rural no Brasil. In: Heller, L.; Moraes, L.R.S.; Britto, A.L; Borja, P.C.; Rezende, S.C.. Panorama do Saneamento Básico no Brasil. Ministério das Cidades: Secretaria Nacional de Saneamento Ambiental; 2014. Report No.: 7. Available from: https://www.gov.br/mdr/pt-br/assuntos/saneamento/plansab/panorama_vol_07.pdf.
  • 43.Coura-Filho P. Uso do paradigma de risco para a esquistossomose em áreas endêmicas no Brasil. Cadernos de Saúde Pública. 1994;10: 464–472. doi: 10.1590/S0102-311X1994000400006 [DOI] [PubMed] [Google Scholar]
  • 44.Diniz TG, Grande MHD, Galvão C de O. Vulnerabilidade domiciliar em situação de intermitência no abastecimento de água. Eng Sanit Ambient. 2021;26: 535–543. doi: 10.1590/S1413-415220190038 [DOI] [Google Scholar]
  • 45.Noda S, Shimada M, Muhoho ND, Sato K, Kiliku FBM, Gatika SM, et al. Effect of Piped Water Supply on Human Water Contact Patterns in a Schistosoma haematobium-Endemic Area in Coast Province, Kenya. 1997. [cited 24 May 2022]. Available from: https://core.ac.uk/display/58751059?utm_source=linkout. [DOI] [PubMed] [Google Scholar]
  • 46.Atalabi TE, Lawal U, Ipinlaye SJ. Prevalence and intensity of genito-urinary schistosomiasis and associated risk factors among junior high school students in two local government areas around Zobe Dam in Katsina State, Nigeria. Parasit Vectors. 2016;9: 388. doi: 10.1186/s13071-016-1672-5 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 47.Braun L, Grimes JET, Templeton MR. The effectiveness of water treatment processes against schistosome cercariae: A systematic review. PLoS Negl Trop Dis. 2018;12. doi: 10.1371/journal.pntd.0006364 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 48.Kulinkina AV, Kosinski KC, Plummer JD, Durant JL, Bosompem KM, Adjei MN, et al. Indicators of improved water access in the context of schistosomiasis transmission in rural Eastern Region, Ghana. Sci Total Environ. 2017;579: 1745–1755. doi: 10.1016/j.scitotenv.2016.11.140 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 49.Cruz JIN, Salazar G de O, Corte RL, Cruz JIN, Salazar G de O, Corte RL. Retrocesso do Programa de Controle da Esquistossomose no estado de maior prevalência da doença no Brasil. Revista Pan-Amazônica de Saúde. 2020;11. doi: 10.5123/s2176-6223202000567 [DOI] [Google Scholar]
  • 50.Nascimento RS do, Curi RC, Curi WF, Oliveira R de, Santana CFD de, Meira CMBS. Simulação de alterações numa ETA convencional de porte médio para a produção de água segura. RBRH. 2016;21: 439–450. doi: 10.21168/rbrh.v21n2.p439-450 [DOI] [Google Scholar]
  • 51.Braun L, Sylivester YD, Zerefa MD, Maru M, Allan F, Zewge F, et al. Chlorination of Schistosoma mansoni cercariae. PLoS Negl Trop Dis. 2020;14: e0008665. doi: 10.1371/journal.pntd.0008665 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 52.IBGE. Instituto Brasileiro de Geografia e Estatística. Anuário Estatístico do Brasil (AEB). Fundação Instituto Brasileiro de Geografia e Estatística. Rio de Janeiro: INSTITUTO BRASILEIRO DE GEOGRAFIA E ESTATISTICA; 1951 p. 583. Report No.: XI.
  • 53.Formiga-Johnsson RM, Britto AL. Segurança hídrica, abastecimento metropolitano e mudanças climáticas: considerações sobre o caso do Rio de Janeiro. Ambient soc. 2020;23. doi: 10.1590/1809-4422asoc20190207r1vu2020L6TD [DOI] [Google Scholar]
  • 54.Gazzinelli A, Velasquez-Melendez G, Crawford SB, LoVerde PT, Correa-Oliveira R, Kloos H. Socioeconomic determinants of schistosomiasis in a poor rural area in Brazil. Acta Trop. 2006;99: 260–271. doi: 10.1016/j.actatropica.2006.09.001 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 55.Mehraj V, Hatcher J, Akhtar S, Rafique G, Beg MA. Prevalence and Factors Associated with Intestinal Parasitic Infection among Children in an Urban Slum of Karachi. PLOS ONE. 2008;3: e3680. doi: 10.1371/journal.pone.0003680 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 56.Chowdhury F, Khan IA, Patel S, Siddiq AU, Saha NC, Khan AI, et al. Diarrheal Illness and Healthcare Seeking Behavior among a Population at High Risk for Diarrhea in Dhaka, Bangladesh. PLoS One. 2015;10: e0130105. doi: 10.1371/journal.pone.0130105 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 57.Chompook P, Todd J, Wheeler JG, Seidlein L von, Clemens J, Chaicumpa W. Risk factors for shigellosis in Thailand. International Journal of Infectious Diseases. 2006;10: 425–433. doi: 10.1016/j.ijid.2006.05.011 [DOI] [PubMed] [Google Scholar]
  • 58.Gomes EC de S, Mesquita MC da S, Rehn VNC, Nascimento WRC do, Loyo R, Barbosa CS, et al. Transmissão urbana da esquistossomose: novo cenário epidemiológico na Zona da Mata de Pernambuco. Revista Brasileira de Epidemiologia. 2016;19: 822–834. doi: 10.1590/1980-5497201600040012 [DOI] [PubMed] [Google Scholar]
  • 59.Tefera A, Belay T, Bajiro M. Epidemiology of Schistosoma mansoni infection and associated risk factors among school children attending primary schools nearby rivers in Jimma town, an urban setting, Southwest Ethiopia. PLoS One. 2020;15: e0228007. doi: 10.1371/journal.pone.0228007 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 60.Barbosa CS, Silva CB da, Barbosa FS. Esquistossomose: reprodução e expansão da endemia no Estado de Pernambuco no Brasil. Rev Saúde Pública. 1996;30: 609–616. doi: 10.1590/S0034-89101996000600016 [DOI] [PubMed] [Google Scholar]
  • 61.Klohe K, Koudou BG, Fenwick A, Fleming F, Garba A, Gouvras A, et al. A systematic literature review of schistosomiasis in urban and peri-urban settings. PLoS Negl Trop Dis. 2021;15: e0008995. doi: 10.1371/journal.pntd.0008995 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 62.Buchwald AG, Grover E, Van Dyke J, Kechris K, Lu D, Liu Y, et al. Human Mobility Associated With Risk of Schistosoma japonicum Infection in Sichuan, China. Am J Epidemiol. 2021;190: 1243–1252. doi: 10.1093/aje/kwaa292 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 63.Schramm JM de A, Oliveira AF de, Leite I da C, Valente JG, Gadelha ÂMJ, Portela MC, et al. Transição epidemiológica e o estudo de carga de doença no Brasil. Ciênc saúde coletiva. 2004;9: 897–908. doi: 10.1590/S1413-81232004000400011 [DOI] [Google Scholar]
  • 64.Carvalho EMF de, Acioli MD, Branco MAF, Costa AM, Cesse EAP, Andrade AG de, et al. Evolução da esquistossomose na Zona da Mata Sul de Pernambuco. Epidemiologia e situação atual: controle ou descontrole? Cad Saúde Pública. 1998;14: 787–795. doi: 10.1590/S0102-311X1998000400020 [DOI] [PubMed] [Google Scholar]
  • 65.Coura-Filho P. Participação popular no controle da esquistossomose através do Sistema Único de Saúde (SUS), em Taquaraçu de Minas, (Minas Gerais, Brasil), entre 1985–1995: construção de um modelo alternativo. Cad Saúde Pública. 1998;14: S111–S122. doi: 10.1590/S0102-311X1998000600010 [DOI] [PubMed] [Google Scholar]
  • 66.ONU. Organização das Nações Unidas. Direitos humanos e a privatização dos serviços de água e esgotamento sanitário. Septuagésima quinta sessão: Organização das Nações Unidas; 2020 Jul p. 23. Report No.: A/75/208.
  • 67.Brasil. Lei do Saneamento Básico. Estabelece diretrizes nacionais para o saneamento básico. Sect. Brasília, DF, Lei no 11.445 Jan 5, 2007.
  • 68.Brasil. LEI No 14.026. Atualiza o marco legal do saneamento básico. Sect. Brasília, DF, LEI No 14.026 Jul 15, 2020.
  • 69.Hoffman WA, Pons JA, Janer JL. The sedimentation concentration method in Schistosomiasis mansoni. J Publ Health and Trop Med. 19349: 283–298. [Google Scholar]
  • 70.Xavier de Carvalho GL, Moreira LE, Pena JL, Marinho CC, Bahia MT, Lins Machado-Coelho GL. A comparative study of the TF-Test (R), Kato-Katz, Hoffman-Pons-Janer, Willis and Baermann-Moraes coprologic methods for the detection of human parasitosis. Mem Inst Oswaldo Cruz. 2012;107: 80–84. doi: 10.1590/S0074-02762012000100011 [DOI] [PubMed] [Google Scholar]
  • 71.Chaves A, Alcantara OS de, Carvalho O dos S, Santos JS dos. Estudo comparativo dos métodos coprológicos de Lutz, Kato-Katz e Faust modificado. Rev Saúde Pública. 1979;13: 348–352. doi: 10.1590/S0034-89101979000400010 [DOI] [PubMed] [Google Scholar]
  • 72.Poague KIHM, Mingoti SA, Heller L. Water, sanitation and schistosomiasis mansoni: a study based on the Brazilian National Prevalence Survey (2011–2015). Ciência & Saúde Coletiva. 2022. Available from: https://cienciaesaudecoletiva.com.br/artigos/water-sanitation-and-schistosomiasis-mansoni-a-study-based-on-the-brazilian-national-prevalence-survey-2011-2015/18447?id=18447. [DOI] [PubMed]
  • 73.Grimes JET, Croll D, Harrison WE, Utzinger J, Freeman MC, Templeton MR. The Relationship between Water, Sanitation and Schistosomiasis: A Systematic Review and Meta-analysis. PLoS Negl Trop Dis. 2014;8. doi: 10.1371/journal.pntd.0003296 [DOI] [PMC free article] [PubMed] [Google Scholar]
PLoS Negl Trop Dis. doi: 10.1371/journal.pntd.0010804.r001

Decision Letter 0

Cinzia Cantacessi, Mabel Carabali

16 Nov 2022

Dear Miss Santos,

Thank you very much for submitting your manuscript "Effect of environmental factors in reducing the prevalence of schistosomiasis in schoolchildren: A panel analysis of three extensive national prevalence surveys in Brazil (1950–2018)." for consideration at PLOS Neglected Tropical Diseases. As with all papers reviewed by the journal, your manuscript was reviewed by members of the editorial board and by several independent reviewers. In light of the reviews (below this email), we would like to invite the resubmission of a significantly-revised version that takes into account the reviewers' comments.

Dear Authors,

The reviewers have raised several concerns that to my understanding could be addressed to improve the quality of the paper. Please ensure to address them all before a resubmission of a revised version. Please provide a comprehensive response to all items and comments mentioned by the reviewers and make sure to conduct a comprehensive review of the statistical analysis and language of the manuscript.

We cannot make any decision about publication until we have seen the revised manuscript and your response to the reviewers' comments. Your revised manuscript is also likely to be sent to reviewers for further evaluation.

When you are ready to resubmit, please upload the following:

[1] A letter containing a detailed list of your responses to the review comments and a description of the changes you have made in the manuscript. Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.

[2] Two versions of the revised manuscript: one with either highlights or tracked changes denoting where the text has been changed; the other a clean version (uploaded as the manuscript file).

Important additional instructions are given below your reviewer comments.

Please prepare and submit your revised manuscript within 60 days. If you anticipate any delay, please let us know the expected resubmission date by replying to this email. Please note that revised manuscripts received after the 60-day due date may require evaluation and peer review similar to newly submitted manuscripts.

Thank you again for your submission. We hope that our editorial process has been constructive so far, and we welcome your feedback at any time. Please don't hesitate to contact us if you have any questions or comments.

Sincerely,

Mabel Carabali, M.D., M.Sc., Ph.D.,

Academic Editor

PLOS Neglected Tropical Diseases

Cinzia Cantacessi

Section Editor

PLOS Neglected Tropical Diseases

***********************

Dear Authors,

The reviewers have raised several concerns that to my understanding could be addressed to improve the quality of the paper. Please ensure to address them all before a resubmission of a revised version. Please provide a comprehensive response to all items and comments mentioned by the reviewers and make sure to conduct a comprehensive review of the statistical analysis and language of the manuscript.

Reviewer's Responses to Questions

Key Review Criteria Required for Acceptance?

As you describe the new analyses required for acceptance, please consider the following:

Methods

-Are the objectives of the study clearly articulated with a clear testable hypothesis stated?

-Is the study design appropriate to address the stated objectives?

-Is the population clearly described and appropriate for the hypothesis being tested?

-Is the sample size sufficient to ensure adequate power to address the hypothesis being tested?

-Were correct statistical analysis used to support conclusions?

-Are there concerns about ethical or regulatory requirements being met?

Reviewer #1: Major comments:

Study design (109): the authors suggest that three cross-sectional studies analyzed together consist of a longitudinal study. Please, explain better or review the term “longitudinal” for the study design.

(149-151): the authors state the superiority of the Kato-Katz method, but in the first survey, spontaneous sedimentation was used. Please, explain how the authors standardized the prevalence with such different methods for Schistosomiasis diagnosis.

Inclusion and exclusion criteria (170-193): Only 41 municipalities are repeated for the three surveys, and the authors chose 1,721 municipalities to analyze. Please, explain how it was possible to infer the prevalence fall with this data, and how to infer the independent variables, if it was selected from the first survey 907 municipalities vs 293 and 521 municipalities from the second and third surveys, respectively.

Reviewer #2: The objectives of the study are clearly articulated.

The study design does not appropriated to address the stated objectives.

Yes, the population clearly described and appropriate for the hypothesis.

Yes, the sample size is sufficient to ensure adequate power to address the hypothesis.

Not correct statistical analysis used to support conclusions.

Yes, there are concerns about ethical or regulatory requirements

Reviewer #3: The objectives of the study are clearly articulated and the study design is appropriate to address the objectives. I have no concerns regarding the ethical or regulatory requirements.

A few methodological points for the authors to consider:

1. It’s possible the information on the surveys is lacking, particularly for the second survey, but it’s unclear what the sampling strategies were for selecting municipalities, schools, and children from the population of eligible regions. Was there any random selection of municipalities or schools within them? Were all students at the selected schools examined or was there a sampling strategy applied to students? If it was all non-probabalistic, what methods were used to select/include municipalities/schools/students?

2. I believe the analysis methods used are appropriate, but the explanation is a bit confusing. It is not clear what the response is in the Poisson regression models – the authors state it is prevalence, but Poisson models generally use count as a response and then persons (or person-years) at risk as an offset for this kind of data. This is quite confusing as the authors talk about prevalence in the methods and then talk about rate ratios in results but there does not seem to be a distinction in the models fitted and the response used. For me a prevalence and rate would have a different response variable in the model. I think the outcome variable needs to be made clear in these instances and/or the language (prevalence or rate/rate ratio) needs to be tightened up. Maybe these models could be more explicitly described in an additional supplementary file.

3. There is a large amount of ‘missing’ data in the longitudinal models resulting from the changing survey sampling methods and I would like to see some consideration and discussion of this in the manuscript. Of the over 1,700 municipalities included in the longitudinal analysis, only around 400 municipalities had repeated survey data and so the sampling methodology is not necessarily consistent with conclusions that prevalence is decreasing. The authors could consider including a sensitivity analysis that includes only the municipalities with 2 or 3 surveys to see if those longitudinal patterns are similar to patterns for the full sample.

Reviewer #4: -Are the objectives of the study clearly articulated with a clear testable hypothesis stated?

The objectives of the study are clearly articulated: the goal is to examine how the prevalence of schistosomiasis has changed over time and to investigate the association between prevalence and environmental factors.

-Is the study design appropriate to address the stated objectives?

The surveys from which the data are sourced are clearly explained. However, a major concern is that the three surveys all seem quite different. This raises the question of how appropriate it is to use these three separate datasets in a longitudinal approach (different measures are used in each survey and different sampling techniques). More on this in the specific comments by line in answer to the 'Editorial and Data Presentation Modifications' question in the review form.

-Is the population clearly described and appropriate for the hypothesis being tested?

The population is not very clearly described. In parts of the articles, the authors suggest that the results allow for inferences to be made about the impact of environmental factors on schistosomiasis in ‘Brazil’. However, in the Limitations section, the authors state that the results are only informative about this sample – this contradicts the suggestion that the results are generalisable to ‘Brazil’.

Also, for the surveys used, it appears that different sub-populations were the target of each survey. Thus, it is difficult to understand what population the authors are attempting to understand with the sample they have.

-Were correct statistical analysis used to support conclusions?

In relation to the statistical analysis, the article lacks a clear foundation and motivation for the techniques employed. The authors note that they use a Poisson regression. To help readers less familiar with the research on disease prevalence rates, it would be helpful to note somewhere that this is the standard approach used to examine disease prevalence. Similarly, the authors do not explain the specific implications of the ‘zero-inflated’ Poisson regression. For example, no equations are presented to help the reader understand what equation is being estimated.

Also, in explaining the reason for selecting the final model, the authors mention using the AIC, BIC and residual variance criteria. It is unclear how comparable these criteria are for different models (Poisson vs Negative Binomial) and with different degrees of freedom. Also, do all 3 criteria consistently point to the same model? Could one criterion point to one model being most appropriate while another criterion points to another model? It would be helpful to pre-empt these questions in the discussion of the process used for model selection.

The discussion of the GLMMs lacked clarity. There is a lot of discussion in this section (lines 243-257) about modelling of ‘data’, without any specific discussion of the relevant variables. E.g., in the discussion of random effects, it is unclear what variable this specifically refers to. It would be useful to clarify.

It is a little concerning that so many of the key explanatory variables are measured using projections. I appreciate the authors transparency on this. Perhaps if they presented a table or outlined in the writing how many observations are affected, that would help to shed light on the likely implications of this.

More comments on the statistical methods can be found in the specific comments by line in answer to the 'Editorial and Data Presentation Modifications' question in the review form.

-Is the sample size sufficient to ensure adequate power to address the hypothesis being tested?

-Are there concerns about ethical or regulatory requirements being met?

The sample size is sufficient and there are no ethical concerns.

--------------------

Results

-Does the analysis presented match the analysis plan?

-Are the results clearly and completely presented?

-Are the figures (Tables, Images) of sufficient quality for clarity?

Reviewer #1: Please, clarify the affirmation of the findings of this research in lines 488-490.

Reviewer #2: Some of the analysis presented match with the analysis plan.

The results are not clearly and completely presented.

The figures (Tables, Images) are not of sufficient quality for clarity

Reviewer #3: The results (including tables and figures) are clearly presented and of sufficient quality. Please see my previous comment in the methods section regarding the description of the analysis methods.

Reviewer #4: -Does the analysis presented match the analysis plan?

The authors present the results form one Poission model (with zero inflation). Earlier in the article, the authors make it clear to the reader that this is the model that has been chosen as the most appropriate based on a variable exclusion process and a comparison of the AIC, BIC etc. criteria.

-Are the results clearly and completely presented?

The results are quite clearly presented. However, I felt the authors could have done a little more to interpret the relevant coefficient and RRs. For example, on line 384, the authors note this model predicts that an increase in coverage of the sewage system from 20% to 100% is associate with a 27.4% reduction in the average prevalence. It would be informative to explain how the 27.4% figure is reached.

The results are somewhat incomplete as only one model is examined. It would be interesting to examine one or two more specifications. It would also be helpful to see how sensitive the results are to the model specification. More on this in the specific comments by line in answer to the 'Editorial and Data Presentation Modifications' question in the review form

-Are the figures (Tables, Images) of sufficient quality for clarity?

For the most part, the tables/figures are very clear with excellent notes to explain acronyms and keys. Some minor problems are noted in answer to the 'Editorial and Data Presentation Modifications' question in the review form.

--------------------

Conclusions

-Are the conclusions supported by the data presented?

-Are the limitations of analysis clearly described?

-Do the authors discuss how these data can be helpful to advance our understanding of the topic under study?

-Is public health relevance addressed?

Reviewer #1: -Are the conclusions supported by the data presented? No.

-Are the limitations of analysis clearly described? Yes.

-Do the authors discuss how these data can be helpful to advance our understanding of the topic under study? Yes

-Is public health relevance addressed? Yes.

Limitations:

The method, as described above, is the main limitation of the current paper. The authors should carefully review and better explain how to solve the bias.

Reviewer #2: Some part of the conclusions are supported by the data.

The limitations of the analysis are partially described.

Yes, the authors discuss how these data can be helpful to advance our understanding of the topic under study.

Yes, public health relevance is addressed.

Reviewer #3: The discussion of the findings is detailed and thoroughly linked to other relevant literature. The authors have discussed how the findings can be used to improve public health outcomes for children. I'd like to see a sensitivity analysis (see previous comment) to help support the conclusions and the limitation of missing data should also be discussed.

Reviewer #4: -Are the conclusions supported by the data presented?

Yes, for the most part, the conclusions relate to the data analysis. The discussion section could be written using clearer language to help communicate the findings (more on this in the specific comments by line in answer to the 'Editorial and Data Presentation Modifications' question in the review form). However, the authors make recommendations about offering education on sanitary sewage and health: it is unclear how this recommendation emerges from this study.

-Are the limitations of analysis clearly described?

I felt the first point in the Limitations section, about the results only being valid for the observed sample and not generalisable, seems to contradict the suggestion earlier on that these results shed light on schistosomiasis prevalence in Brazil more generally (more on this in the specific comments by line in answer to the 'Editorial and Data Presentation Modifications' question in the review form).

-Do the authors discuss how these data can be helpful to advance our understanding of the topic under study?

The authors provide a very interesting discussion about the (at first glance) perplexing result that increased access to piped water has a negative association with prevalence. The authors highlight that this result shows that access to piped water and the impact on health is more nuanced than simply a binary question of whether a household has access or not. This discussion highlights that access to piped water must be accompanied by a reliable source to ensure its potential positive impact is realised. The authors also discuss other relevant environment factors that aid our understanding of the topic. More on this in the specific comments by line in answer to the 'Editorial and Data Presentation Modifications' question in the review form.

-Is public health relevance addressed?

The relevance to public health is clear throughout this article. The topic of schistosomiasis is a listed interest for the PLOS Neglected Tropical Diseases journal. Therefore, this topic is highly relevant to this journal. The relationship between environmental factors and the prevalence of any NTD is important for understanding how to tackle the disease and reduce the prevalence.

--------------------

Editorial and Data Presentation Modifications?

Use this section for editorial suggestions as well as relatively minor modifications of existing data that would enhance clarity. If the only modifications needed are minor and/or editorial, you may wish to recommend “Minor Revision” or “Accept”.

Reviewer #1: Minor comments:

Table 1: Municipal GDP per capita - please correct PECE period “975”.

We suggest expanding the introduction section with some elements of the discussion, like the factors related to the availability of piped water (422, 434) or the increased risk related to rented houses “compared with families who owned their housing” (456-459).

We could not find the reference for Grimes et al (2014) - line 500.

We suggest reviewing line 505. If this study is not generalizable, then how could affirm that this study indicates a decrease in the prevalence of schistosomiasis over seven decades from the analyzed municipalities?

Supplementary Materials:

none to declare.

The tables and pictures are adequate and well explored.

Title and abstract:

Title: none to declare;

abstract: please review the recommendations and, if possible, some of the suggestions.

We indicate a “major review” of this article before acceptance.

Reviewer #2: Accepted

Reviewer #3: The abstract mentions the prevalence of schistosomiasis was mediated by environmental factors – the analysis method was not a mediation analysis, so I’d suggest the authors revise their phrasing here to avoid confusion.

In Table 1, the description of the literacy rate doesn’t include how literacy was defined in the numerator and currently only states “Number of people aged 15 years old or Older”

Line 199 should say explanatory variable not exploratory.

Line 244 should say generalized linear mixed models not generalized mixed linear models to align with the acronym GLMM.

Table 2 and associated text - the term ‘range’ is usually used for the difference between maximum and minimal values.

Line 350 "the study proves" is very strong language and should perhaps be modified to something along the lines of 'the study has found significant associations between environmental factors and schistosomiasis'.

Reviewer #4: In this section, I have provided comments for the authors relating to specific lines in the manuscript:

Line 10: grammatical issue: change ‘was examined’ to ‘were examined’

Line 12: Unclear on the meaning of ‘were adjusted’. I expect a phrase like ‘were estimated’ here.

Line 22: Unclear on the meaning of ‘other ways of contact with watercourses’. This phrase is a little clunky.

Line 38: ‘momentum historical’ doesn’t make sense.

Line 46: The part of the sentence that comes after the comma doesn’t seem to fit with the first part of the sentence. You appear to say that prevalence of schistosomiasis decreased, but that this suggests that better approaches are needed for controlling the disease.

Line 71: Wording issue: ‘control measures conditions’. Unclear what you are trying to say in this phrase.

Lines 84-100: In this section, you examine how the prevalence rate has changed over time. However, I am concerned as to whether this comparison is valid as it appears that each survey targeted a different Brazilian sub-population.

Line 110: The wording ‘a longitudinal study on three panels’ sounds a little odd. Perhaps it would be clearer to say something like: a longitudinal study covering three waves of data?

Line 126: The word ‘besides’ is unclear in this context.

Line 144: By stating that there were 197,564 examinations of schoolchildren, it may suggest to the reader that the unit of observation is at the child level (whereas it is at the municipality level). Perhaps it would be more helpful to focus on whether a representative sample of children were examined in each municipality as well as comment on the numbers involved.

Line 146-160: In this section, the authors describe differences in the techniques used in the different surveys: different methods to measure prevalence and even different age ranges. This again raises concern about how appropriate it is to compare prevalence rates over time and how appropriate it is to combine these waves of data into one longitudinal dataset. Looking at the results section, I can see that you do appear to control for this with wave dummy variables in your model? It would be good to address this more clearly in the writing.

Line 161: Figure 1 is very clear for the most part. There are a coupe of places where it looks like the wording has not been translated into English: ‘Alunos Examinados’?

Line 169, Table 1: The description of the prevalence of schistosomiasis measure raises some concern. The numerator used to calculate the prevalence is the number of students with a positive stool sample. However, earlier the authors suggested that different approaches to the stool testing have been used in different surveys. E.g., the Kato-Katz method was not used in all surveys. The denominator used to calculate the prevalence also raises some concerns as it is unclear what population is represented by the sample of 'all examined students'. This comment echoes concerns in relation to earlier parts of the article on how appropriate it is to compare and combine all waves of data.

Line 169, Table 1: I believe the literacy rate description is missing some words. You need to specify that the numerator includes only people age 15 or older 'who are literate'?

Line 204-205: Unclear what is meant by the phrase ‘seeking to adjust the uniformity and consistency over time’.

Line 213 – 229: It is a little concerning that so many of the key explanatory variables are constructed using projections. I appreciate the authors transparency on this. Perhaps if they presented a table or outlined in the writing how many observations are affected, that would help to shed light on the likely implications of this.

Line 231: Unclear what is meant by the statement ‘the national surveys are not continuous’.

Lines 243-257: The discussion of the GLMMs lacked clarity. There is a lot of discussion in this section about modelling of ‘data’, without any specific discussion of the relevant variables. E.g., in the discussion of random effects, it is unclear what variable this specifically refers to. It would be useful to clarify.

Lines 259-261: In explaining the reason for selecting the final model, the authors mention using the AIC, BIC and residual variance criteria. It is unclear how comparable these criteria are for different models (Poisson vs Negative Binomial) and with different degrees of freedom. Also, do all 3 criteria consistently point to the same model? Could one criterion point to one model being most appropriate while another criterion points to another model? It would be helpful to pre-empt these questions in the discussion of the process used for model selection.

Line 274, Table 2: In the notes about the GDP measure, I expected it to state the base year for the GDP measure (as Table 1 stated that GDP is measures in constant R$).

Line 301-302: It would be helpful to offer a little more clarity on how many models were considered. That could be discussed here, or earlier in the article.

Lines 301-305: I think it would help the reader to understand the coefficients and RRs presented in the model if the equation of the model you are estimating was explicitly stated.

Line 308. Table 4: I wonder should the estimate for ln(population) read as 0.138 rather than 0.148? In the writeup you state than the associated effect is a 13.8% decrease? If the explanatory variable is in logs, I believe this effect can be interpreted as an elasticity?

Line 323: Typo – change 32.5% to 35.2%

Lines 355-362: I found the writing in this section to be unclear.

Line 384: It is unclear how the 27.4% has been calculated.

Line 415-418: It is unclear what point is being made in the sentence beginning ‘An intervention study…’

Line 489: The authors state that the findings from this research show ‘that the reduction in the prevalence of schistosomiasis in Brazil over seven decades can be explained by ….’ But later in line 505, the authors state the results cannot be generalized outside of the specific sample. Later on line 519, the authors also state that the prevalence decreased significantly over the decades in Brazilian municipalities. There is a lack of clarity on whether these results should be used to make inference about the entire Brazilian population or if the results cannot be generalised outside of the sample.

Line 524 – 526: The authors make recommendations about offering education on sanitary sewage and health. It is unclear how this recommendation emerges from this study.

--------------------

Summary and General Comments

Use this section to provide overall comments, discuss strengths/weaknesses of the study, novelty, significance, general execution and scholarship. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. If requesting major revision, please articulate the new experiments that are needed.

Reviewer #1: Summary of strengths, weaknesses, and overall contribution:

This is an ecological study that analyzes three different Brazilian Schistosomiasis surveys and proposes a series of factors that could explain a reduction in the prevalence of this disease among schoolchildren between 1950-2018.

The authors design a robust statistical inference framework and declare that, although there are many differences in the surveys (methods for diagnosis and sampling, for example), “the findings of this study indicate a decrease in the prevalence of schistosomiasis over seven decades in schoolchildren from the analyzed Brazilian municipalities, mediated by environmental factors and social conditions.”

This paper could contribute to the implementation of public policies, like larger access for sanitization, planned urbanization, and a proposition for a long-term policy for household ownership.

The main problem of this paper is methodological: the bias for the lack of “harmonization between variables to allow comparisons”; the fact that only 41 municipalities repeated the three surveys together; the diagnosis method is different in the first survey from the other ones; the second survey “consisted of a non-probabilistic sample”. This problem compromises all the findings of this paper.

Reviewer #2: The language should be checked, and some parts of the paper may require additional work or clarification.

The paper can .be published upon addressing the attached comments.

Reviewer #3: The manuscript is well-written, easy to follow, and the authors have been transparent about the limitations of the datasets used and how they have dealt with these in their analysis.

Reviewer #4: Dear Authors

Thank you for allowing me to review this manuscript entitled “Effect of environmental factors in reducing the prevalence of schistosomiasis in schoolchildren: A panel analysis of three extensive national prevalence surveys in Brazil (1950–2018)”.

I sincerely apologise for my delayed response. The last month was very busy for me. It was my busiest teaching period and my husband, my infant daughter, and I were all sick in quick succession (nothing serious, thankfully, but time-consuming).

I have now reviewed the manuscript. I believe that this article makes a valuable contribute to the Neglected Tropical Diseases (NTD) literature. The main strengths of the article can be summarised as follows:

1. The article explored a rich dataset collected across multiple decades. The authors provide a thorough discussion of how data were collected in these surveys. This allows for a very interesting examination of how schistosomiasis prevalence has changed over time.

2. It is very informative to examine associations with environment factors and particularly interesting to carry this out at the Brazilian municipality level.

3. The authors provide a very interesting discussion about the (at first glance) perplexing result that increased access to piped water has a negative association with prevalence. The authors highlight that this result shows that access to piped water and the impact on health is more nuanced than simply a binary question of whether a household has access or not. This discussion highlights that access to piped water must be accompanied by a reliable source to ensure its potential positive impact is realised.

4. The authors indicate that a careful process was used to choose the most appropriate statistical model for the data.

5. The authors are clear and transparent about the inclusion and exclusion criteria used to determine the final estimation sample.

6. The relevance to public health is clear throughout this article. The topic of schistosomiasis is a listed interest for the PLOS Neglected Tropical Diseases journal. Therefore, this topic is highly relevant to this journal. The relationship between environmental factors and the prevalence of any NTD is important for understanding how to tackle this problem and reduce the prevalence.

However, there are some major issues that I feel need to be addressed:

1. A clearer definition of the population you are examining needs to be given. I have some concerns about the combination of waves of survey data where the target population appears to differ for each survey. It is unclear what inferences can be made from your results. As noted in my comments by line (in answer to the 'Editorial and Data Presentation Modifications?' question in the review from), there are some contradictions in your writing. In some parts, you appear to suggest that the results allow for a better understanding of the schistosomiasis prevalence rate in all of Brazil; in other parts, you suggest that the results cannot be generalised outside of the specific sample you are examining.

2. The article lacks a clear foundation and motivation for the statistical techniques employed. For example, no equations are presented to help the reader understand what equation is being estimated.

3. I believe the interpretation of the model results could be more clearly explored. Also, it would be beneficial to carry out some sensitivity analysis.

4. There are many minor wording issues throughout the article which, when combined, sum up to constitute a major issue. The issues are listed by line in answer to the ‘Editorial and Data Presentation Modifications’ question in the review form.

I hope that the comments provided in this review will help you to revise and improve this article. Thank you again for producing a highly topical study that has the potential to improve the public health guidance for NTDs.

--------------------

PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Thiago Figueiredo de Castro

Reviewer #2: No

Reviewer #3: No

Reviewer #4: No

Figure Files:

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at figures@plos.org.

Data Requirements:

Please note that, as a condition of publication, PLOS' data policy requires that you make available all data used to draw the conclusions outlined in your manuscript. Data must be deposited in an appropriate repository, included within the body of the manuscript, or uploaded as supporting information. This includes all numerical values that were used to generate graphs, histograms etc.. For an example see here: http://www.plosbiology.org/article/info:doi%2F10.1371%2Fjournal.pbio.1001908#s5.

Reproducibility:

To enhance the reproducibility of your results, we recommend that you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. Additionally, PLOS ONE offers an option to publish peer-reviewed clinical study protocols. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols

Attachment

Submitted filename: PLOS Neglected Tropical Diseases-09-22.docx (1).pdf

Attachment

Submitted filename: Comments1.pdf

PLoS Negl Trop Dis. doi: 10.1371/journal.pntd.0010804.r003

Decision Letter 1

Cinzia Cantacessi, Mabel Carabali

7 Mar 2023

Dear Miss Santos,

Thank you very much for submitting your manuscript "Effect of environmental factors in reducing the prevalence of schistosomiasis in schoolchildren: A panel analysis of three extensive national prevalence surveys in Brazil (1950–2018)." for consideration at PLOS Neglected Tropical Diseases. As with all papers reviewed by the journal, your manuscript was reviewed by members of the editorial board and by several independent reviewers. In light of the reviews (below this email), we would like to invite the resubmission of a significantly-revised version that takes into account the reviewers' comments.

Thank you for submitting a revised version of your manuscript.

However, the reviewers have raised some remaining concerns about the manuscript.

Please address and provide the respective considerations from the reviewers carefully.

We cannot make any decision about publication until we have seen the revised manuscript and your response to the reviewers' comments. Your revised manuscript is also likely to be sent to reviewers for further evaluation.

When you are ready to resubmit, please upload the following:

[1] A letter containing a detailed list of your responses to the review comments and a description of the changes you have made in the manuscript. Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.

[2] Two versions of the revised manuscript: one with either highlights or tracked changes denoting where the text has been changed; the other a clean version (uploaded as the manuscript file).

Important additional instructions are given below your reviewer comments.

Please prepare and submit your revised manuscript within 60 days. If you anticipate any delay, please let us know the expected resubmission date by replying to this email. Please note that revised manuscripts received after the 60-day due date may require evaluation and peer review similar to newly submitted manuscripts.

Thank you again for your submission. We hope that our editorial process has been constructive so far, and we welcome your feedback at any time. Please don't hesitate to contact us if you have any questions or comments.

Sincerely,

Mabel Carabali, M.D., M.Sc., Ph.D.,

Academic Editor

PLOS Neglected Tropical Diseases

Cinzia Cantacessi

Section Editor

PLOS Neglected Tropical Diseases

***********************

Thank you for submitting a revised version of your manuscript.

However, the reviewers have raised some remaining concerns about the manuscript.

Please address and provide the respective considerations from the reviewers carefully.

Reviewer's Responses to Questions

Key Review Criteria Required for Acceptance?

As you describe the new analyses required for acceptance, please consider the following:

Methods

-Are the objectives of the study clearly articulated with a clear testable hypothesis stated?

-Is the study design appropriate to address the stated objectives?

-Is the population clearly described and appropriate for the hypothesis being tested?

-Is the sample size sufficient to ensure adequate power to address the hypothesis being tested?

-Were correct statistical analysis used to support conclusions?

-Are there concerns about ethical or regulatory requirements being met?

Reviewer #1: Major comments:

none do declare. We appreciate that all the four main points were appropriately answered.

Minor comments:

The use of P-value: Pearson's Chi-squared statistical test comparing the period with 2013 in S3 - supplementary material is fundamental for validation of this research. Please, clarify this state in the S3 - supplementary material: “As shown in Table S3.3, the p-values of the tests indicated that the distributions were similar to the third survey (p-value=0.598 for 1950; p-value=0.183; for 1977; p-value=0.145, when considering common municipalities in all three surveys).Considering these results, it can be concluded that, although there are differences in the form of data collection regarding the selection of municipalities, the three samples are comparable in terms of the endemicity degree criterion used in the 2011-2015 survey.”

Reviewer #2: Yes

Reviewer #4: Thank you to the authors for addressing my comments on this section.

My remaining concerns:

I think the key aspects of the Data Analysis are lost, at times, with convoluted language. I, personally, would find it helpful to see an equation/equations to better explain the methodology (one equation showing the main estimation framework - no need for equations for the sensitivity analysis, model selection process). However, I understand that may not be everyone's preference. I think it would be helpful to move a lot of the more convoluted explanations relating to the choice of model to the supplementary material. This would allow readers to focus on your final chosen model and how to interpret it.

Similarly, I think that many of the key points about the data are lost due to overwhelming detail on the data selection process etc. To begin with, I think it is unnecessary to provide a rough summary of the data in the introduction before the more detailed discussion in the Methods section which follows. Perhaps refer to it much more briefly in the introduction and explain that the more detailed discussion will follow. I also think it would be helpful to reduce the discussion of the data selection process somewhat in the main text and keep that finer detail for the supplementary material.

--------------------

Results

-Does the analysis presented match the analysis plan?

-Are the results clearly and completely presented?

-Are the figures (Tables, Images) of sufficient quality for clarity?

Reviewer #1: Major comments:

none do declare. We appreciate that all the four main points and some of the minor comments were appropriately answered.

Limitations:

The method, as described above, is the main limitation of the current paper. The authors should carefully review and better explain how to solve the bias.

Supplementary Materials:

none to declare.

The tables and pictures are adequate and well explored.

Title and abstract:

Title: none to declare;

abstract: please review the recommendations and, if possible, some of the suggestions.

Reviewer #2: The analysis presented not match with the analysis plan.

Tables are not clear.

Reviewer #4: Thank you to the authors for addressing my comments on this section. I think the Results section is very clear for the most part. Some more specific comments on this section can be found in my line-by-line comments below.

--------------------

Conclusions

-Are the conclusions supported by the data presented?

-Are the limitations of analysis clearly described?

-Do the authors discuss how these data can be helpful to advance our understanding of the topic under study?

-Is public health relevance addressed?

Reviewer #1: none to declare

Reviewer #2: The limitations of analysis are not clearly described

Reviewer #4: Thank you to the authors for addressing my comments on this section. I think the Conclusions section is very clear for the most part. Some more specific comments on this section can be found in my line-by-line comments below.

--------------------

Editorial and Data Presentation Modifications?

Use this section for editorial suggestions as well as relatively minor modifications of existing data that would enhance clarity. If the only modifications needed are minor and/or editorial, you may wish to recommend “Minor Revision” or “Accept”.

Reviewer #1: We noted that it is necessary to carefully review some editorial issues (like the lines 18, 62, 88) before submitting the final version of the article.

Reviewer #2: Minor Revision

Reviewer #4: Overall, one major concern is that the writing is quite unclear in places. There are too many wording issues for me to specifically note all of them. I have noted some of these issues below. Essentially, I believe this article would benefit from re-reading and editing.

Thank you to the authors for addressing my previous line-by-line comments. I think it may be helpful for me to provide my line-by-line comments relating to the latest manuscript too. See below:

Line 18: 'inverse association with the water supply' is unclear. You need to indicate whether you mean piped water supply etc to help the author understand if this 'inverse association' represents a favourable or unfavourable association.

Line 82: Meaning of 'exclusive' is unclear here. Perhaps you are trying to get across that it can not be treated as a silo.

Lines 84-90: You do not indicate immediately here that this survey covered prevalence of schistosomiasis. On line 90 you then say 'the disease' but it not clear what disease you are referring to.

Line 95-106: I feel this section raises lots of questions for the reader because it skims over the data. I wonder could this part be removed/reduced and save the data discussion for the more detailed section that comes next.

Line 110: I think the word 'periods' or 'waves' would be more appropriate than 'panels'. A panel implies a longitudinal dataset that already consists of multiple periods. If this is what you are trying to communicate, it is fine to leave the writing as it is. My understanding, however, is that each of the three datasets are treated as one midpoint in time.

Line 112: Saying that the 'explanatory variables' represent population groups does not make sense to me. This would only make sense if you were creating subgroups based on the explanatory variables. But I don't think that is what you are trying to communicate.

Line 146-147: It doesn't read well to say that 'municipalities' were 'conducted'.

Lines 180-190: Could this section possibly be incorporated in the supplementary material?

Lines 207-209: Could this section be moved to supplementary note 2 where further information is available relating to data projections in the table of supplementary note 2. Currently, the table in supplementary note 2 is difficult to understand as it on its own with no further narrative.

Line 234: I think the word 'waves' or 'periods' would be better than 'panels'

Table 2: The GDP per capita units are not clear. Is it measured in thousands or tens of thousands Brazilian reais?

Table 3: Northeast subtotal % formatting issue. Dash rather than a period for the decimal place.

Table 3: Make sure you consistently use a decimal point symbol. For the Southeast subtotal % 2010-2015 you use a comma instead of a period symbol. Perhaps double check to ensure formatting consistency.

Lines 328-350: Much of this is repeating the information that is in the supplementary section. I believe it would be better to focus on the model you are using and how to interpret it. You could also briefly mention that criteria were used for choosing this model based on its goodness of fit but save the detail on model selection and sensitivity for the supplementary sections.

Line 364: It would be helpful for the reader to consider what an increase of 1 in a logged explanatory variable means. Would it be more helpful to interpret the population coefficient by stating how this relates to percentage changes when measured in logs?

Line 372: You state that 'based on these results' the decreasing prevalence between 1977 and 2013 was estimated. It is unclear how you determined 84.2% based on these results. Could you clarify?

Lines 384-394: It would be helpful to explain more clearly why the model estimates an increases in prevalence between 1950-1977 while the descriptive statistics indicate a decrease. Why does prevalence increase (between these two points) when the other variables in the model are held constant? You state that this could be the result of the sampling procedures used which suggests that this may be confounding your results. This then raises the question as to whether the sampling procedure was sound to begin with.

Line 422: 'immediate host for fetching water' is unclear.

Line 538: Am I correct in thinking that the use of random effects allows for better precision in this context but does not lead to better estimation of the coefficient itself. The writing here implies that there is somehow better estimation of the coefficient itself too?

Line 572: I do not think it's correct to call this an 'international' study when it is focused on Brazil.

Supplementary Note S1: You refer to a power analysis. I believe you are explaining the power analysis conducted by previous authors rather than a power analysis carried out by you? Could you include a reference to the previous authors in this paragraph if this is the case?

Supplementary Note S2, at the beginning of page 2: you mention that there were no significant differences between groups. It is not clear what variable is being tested.

Supplementary Note S2, Table on page 2: For consistency with the rest of the manuscript, use the period symbol for decimal places.

Supplementary Note S2, Table on page 2: I think this table needs more explanation. For the first period you state the n=5442. But for the two variables with projections, there are 907 observations. So it seems like the 5442 is 907*6. However, this is a lot of work for the reader! Given that so many of the key explanatory variables are constructed using projections, I think the projection approach needs more careful discussion than is currently in the manuscript.

--------------------

Summary and General Comments

Use this section to provide overall comments, discuss strengths/weaknesses of the study, novelty, significance, general execution and scholarship. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. If requesting major revision, please articulate the new experiments that are needed.

Reviewer #1: Summary of strengths, weaknesses, and overall contribution:

This is an ecological study that analyzes three different Brazilian Schistosomiasis surveys and proposes a series of factors that could explain a reduction in the prevalence of this disease among schoolchildren between 1950-2018.

The authors design a robust statistical inference framework and declare that, although there are many differences in the surveys (methods for diagnosis and sampling, for example), “the findings of this study indicate a decrease in the prevalence of schistosomiasis over seven decades in schoolchildren from the analyzed Brazilian municipalities, mediated by environmental factors and social conditions.”

This paper could contribute to the implementation of public policies, like larger access for sanitization, planned urbanization, and a proposition for a long-term policy for household ownership.

The methodological issues were corrected in this article reviewed version.

Reviewer #2: Thank you for sending me back the article.

From my perspective, I raised some comments/suggestions, which are not all addressed. The different observations are listed below.

1-A map of Brazil showing the administrative divisions (regions) and/or a description of how the administrative regions differ from states (level 2) and municipalities (if possible) would be helpful in explaining some of the differences in prevalence (as you mentioned in the methodology that the municipality as the unit of analysis).

2-A backward selection procedure was used to identify the significant fixed effects, considering a 25% significance level for the removal of an explanatory variable. Why the authors considered 25%?

3-The results of the Negative Binomial regression model for the various periods are not shown in the manuscript.

4-The criteria values (residual variance, AIC, and BIC) generated by the different models should be presented in the manuscript.

5-Line 312, the value described is not correct [758 (44.0%)]. It should be 788 (45.78%).

6-The percentage of the subtotal in table 3 for the Northeast region from 1947 to 1952 is incorrect, also the number of municipalities from 1975 to 1979 (114 vs 144).

Reviewer #4: Dear Authors

Thank you for allowing me to review the latest version of your manuscript entitled “Effect of environmental factors in reducing the prevalence of schistosomiasis in schoolchildren: A panel analysis of three extensive national prevalence surveys in Brazil (1950–2018)”.

I sincerely apologise for my delayed response. This year has, unfortunately, been extremely busy.

I have now reviewed the latest manuscript. I believe that this article makes a valuable contribute to the Neglected Tropical Diseases (NTD) literature. As noted previously, there are multiple strengths to this article. I previously summarised these strengths as follows:

1. The article explored a rich dataset collected across multiple decades. The authors provide a thorough discussion of how data were collected in these surveys. This allows for a very interesting examination of how schistosomiasis prevalence has changed over time.

2. It is very informative to examine associations with environment factors and particularly interesting to carry this out at the Brazilian municipality level.

3. The authors provide a very interesting discussion about the (at first glance) perplexing result that increased access to piped water has a negative association with prevalence. The authors highlight that this result shows that access to piped water and the impact on health is more nuanced than simply a binary question of whether a household has access or not. This discussion highlights that access to piped water must be accompanied by a reliable source to ensure its potential positive impact is realised.

4. The authors indicate that a careful process was used to choose the most appropriate statistical model for the data.

5. The authors are clear and transparent about the inclusion and exclusion criteria used to determine the final estimation sample.

6. The relevance to public health is clear throughout this article. The topic of schistosomiasis is a listed interest for the PLOS Neglected Tropical Diseases journal. Therefore, this topic is highly relevant to this journal. The relationship between environmental factors and the prevalence of any NTD is important for understanding how to tackle this problem and reduce the prevalence.

However, there are some remaining issues as noted in response to the Review Questions above. In particular, I think your wording is quite unclear at times and not at the standard required for PLOS. Therefore, I feel the manuscript would benefit from further editing.

I hope that the comments provided in this review will help you to revise and improve this article. Thank you again for producing a highly topical study that has the potential to improve the public health guidance for NTDs.

--------------------

PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Thiago Figueiredo de Castro

Reviewer #2: No

Reviewer #4: No

Figure Files:

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at figures@plos.org.

Data Requirements:

Please note that, as a condition of publication, PLOS' data policy requires that you make available all data used to draw the conclusions outlined in your manuscript. Data must be deposited in an appropriate repository, included within the body of the manuscript, or uploaded as supporting information. This includes all numerical values that were used to generate graphs, histograms etc.. For an example see here: http://www.plosbiology.org/article/info:doi%2F10.1371%2Fjournal.pbio.1001908#s5.

Reproducibility:

To enhance the reproducibility of your results, we recommend that you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. Additionally, PLOS ONE offers an option to publish peer-reviewed clinical study protocols. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols

PLoS Negl Trop Dis. doi: 10.1371/journal.pntd.0010804.r005

Decision Letter 2

Cinzia Cantacessi, Mabel Carabali

3 Jun 2023

Dear Miss Santos,

We are pleased to inform you that your manuscript 'Effect of environmental factors in reducing the prevalence of schistosomiasis in schoolchildren: an analysis of three extensive national prevalence surveys in Brazil (1950–2018).' has been provisionally accepted for publication in PLOS Neglected Tropical Diseases.

Before your manuscript can be formally accepted you will need to complete some formatting changes, which you will receive in a follow up email. A member of our team will be in touch with a set of requests.

Please note that your manuscript will not be scheduled for publication until you have made the required changes, so a swift response is appreciated.

IMPORTANT: The editorial review process is now complete. PLOS will only permit corrections to spelling, formatting or significant scientific errors from this point onwards. Requests for major changes, or any which affect the scientific understanding of your work, will cause delays to the publication date of your manuscript.

Should you, your institution's press office or the journal office choose to press release your paper, you will automatically be opted out of early publication. We ask that you notify us now if you or your institution is planning to press release the article. All press must be co-ordinated with PLOS.

Thank you again for supporting Open Access publishing; we are looking forward to publishing your work in PLOS Neglected Tropical Diseases.

Best regards,

Mabel Carabali, M.D., M.Sc., Ph.D.,

Academic Editor

PLOS Neglected Tropical Diseases

Cinzia Cantacessi

Section Editor

PLOS Neglected Tropical Diseases

***********************************************************

Thank you for taking into consideration all reviewer's comments.

Reviewer's Responses to Questions

Key Review Criteria Required for Acceptance?

As you describe the new analyses required for acceptance, please consider the following:

Methods

-Are the objectives of the study clearly articulated with a clear testable hypothesis stated?

-Is the study design appropriate to address the stated objectives?

-Is the population clearly described and appropriate for the hypothesis being tested?

-Is the sample size sufficient to ensure adequate power to address the hypothesis being tested?

-Were correct statistical analysis used to support conclusions?

-Are there concerns about ethical or regulatory requirements being met?

Reviewer #1: We appreciate that all suggestions were considered. None else to declare.

Reviewer #2: The objectives, study methodology, and sample size used for analysis meet the criteria. Furthermore, correct statistical analysis was used and there are no ethical concerns.

Reviewer #4: (No Response)

**********

Results

-Does the analysis presented match the analysis plan?

-Are the results clearly and completely presented?

-Are the figures (Tables, Images) of sufficient quality for clarity?

Reviewer #1: We appreciate that all suggestions were considered. None else to declare.

Reviewer #2: The analysis provided corresponds to the analysis plans, and the results are straightforward and comprehensively presented. Furthermore, the figures (Tables, Images) are clear (of high quality).

Reviewer #4: (No Response)

**********

Conclusions

-Are the conclusions supported by the data presented?

-Are the limitations of analysis clearly described?

-Do the authors discuss how these data can be helpful to advance our understanding of the topic under study?

-Is public health relevance addressed?

Reviewer #1: We appreciate that all suggestions were considered. None else to declare.

Reviewer #2: The conclusion meets all of the requirements.

Reviewer #4: (No Response)

**********

Editorial and Data Presentation Modifications?

Use this section for editorial suggestions as well as relatively minor modifications of existing data that would enhance clarity. If the only modifications needed are minor and/or editorial, you may wish to recommend “Minor Revision” or “Accept”.

Reviewer #1: We appreciate that all suggestions were considered. None else to declare.

We recommend "Accept" this last version for publication.

Reviewer #2: Accept

Reviewer #4: (No Response)

**********

Summary and General Comments

Use this section to provide overall comments, discuss strengths/weaknesses of the study, novelty, significance, general execution and scholarship. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. If requesting major revision, please articulate the new experiments that are needed.

Reviewer #1: This is an ecological study that analyzes three different Brazilian Schistosomiasis surveys and proposes a series of factors that could explain a reduction in the prevalence of this disease among schoolchildren between 1950-2018.

The authors design a robust statistical inference framework and declare that, although there are many differences in the surveys (methods for diagnosis and sampling, for example), “the findings of this study indicate a decrease in the prevalence of schistosomiasis over seven decades in schoolchildren from the analyzed Brazilian municipalities, mediated by environmental factors and social conditions.”

This paper could contribute to the implementation of public policies, like larger access for sanitization, planned urbanization, and a proposition for a long-term policy for household ownership.

The methodological issues were corrected in this article reviewed version, and the minor comments were considered. The scope is clear and fits the purpose of the PNTD.

Reviewer #2: Thank you again for sending me the article.

From my side, all the comments/suggestions are addressed.

After the editor has formatted the paper slightly, it can be published.

Reviewer #4: Thank you to the authors for carefully addressing all of my comments. I am happy that the authors have incorporated changes based on these comments and I believe the article can now be 'accepted'.

A final note: A few of the inserted changed (based on my comments) have occasional minor typos, so please re-read for a final time to catch any of these minor typos. I trust the authors to do the final read and catch any final wording/grammatical issues. Therefore, I do not need to review any further versions.

Thank you to the authors for their hard work and congratulations on this valuable piece of research.

**********

PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: Yes: Dr. Thierno Souleymane Barry

Reviewer #4: No

PLoS Negl Trop Dis. doi: 10.1371/journal.pntd.0010804.r006

Acceptance letter

Cinzia Cantacessi, Mabel Carabali

12 Jul 2023

Dear Miss Santos,

We are delighted to inform you that your manuscript, "Effect of environmental factors in reducing the prevalence of schistosomiasis in schoolchildren: an analysis of three extensive national prevalence surveys in Brazil (1950–2018).," has been formally accepted for publication in PLOS Neglected Tropical Diseases.

We have now passed your article onto the PLOS Production Department who will complete the rest of the publication process. All authors will receive a confirmation email upon publication.

The corresponding author will soon be receiving a typeset proof for review, to ensure errors have not been introduced during production. Please review the PDF proof of your manuscript carefully, as this is the last chance to correct any scientific or type-setting errors. Please note that major changes, or those which affect the scientific understanding of the work, will likely cause delays to the publication date of your manuscript. Note: Proofs for Front Matter articles (Editorial, Viewpoint, Symposium, Review, etc...) are generated on a different schedule and may not be made available as quickly.

Soon after your final files are uploaded, the early version of your manuscript will be published online unless you opted out of this process. The date of the early version will be your article's publication date. The final article will be published to the same URL, and all versions of the paper will be accessible to readers.

Thank you again for supporting open-access publishing; we are looking forward to publishing your work in PLOS Neglected Tropical Diseases.

Best regards,

Shaden Kamhawi

co-Editor-in-Chief

PLOS Neglected Tropical Diseases

Paul Brindley

co-Editor-in-Chief

PLOS Neglected Tropical Diseases

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Note. General and methodological characteristics of the three surveys National Helminthological Survey of Schoolchildren (IHE) (1947–1953), Special Schistosomiasis Control Program (PECE) (1975–1979), and National Survey of Schistosomiasis and Geohelminthiasis Prevalence (INPEG) (2011–2015).

    (DOCX)

    S2 Note. Methodological criteria related to the process of creating municipalities, used for inclusion and exclusion from the study.

    (DOCX)

    S3 Note. Supplementary statistical analysis–model definition, predictive analysis, sensitivity analysis, comparison of endemicity level distribution between the three surveys.

    (DOCX)

    Attachment

    Submitted filename: PLOS Neglected Tropical Diseases-09-22.docx (1).pdf

    Attachment

    Submitted filename: Comments1.pdf

    Attachment

    Submitted filename: Letter to the Review Editor PNTD final.docx

    Attachment

    Submitted filename: Letter to the Review Editor PNTD 07 maio.docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files.


    Articles from PLOS Neglected Tropical Diseases are provided here courtesy of PLOS

    RESOURCES