Abstract
We have characterized 95% (4,404 nucleotides) of the genome of adeno-associated virus type 5 (AAV5), including part of the terminal repeats and the terminal resolution site. Our results show that AAV5 is different from all other described AAV serotypes at the nucleotide level and at the amino acid level. The sequence homology to AAV2, AAV3B, AAV4, and AAV6 at the nucleotide level is only between 54 and 56%. The positive strand contains two large open reading frames (ORFs). The left ORF encodes the nonstructural (Rep) proteins, and the right ORF encodes the structural (Cap) proteins. At the amino acid level the identities with the capsid proteins of other AAVs range between 51 and 59%, with a high degree of heterogeneity in regions which are considered to be on the exterior surface of the viral capsid. The overall identity for the nonstructural Rep proteins at the amino acid level is 54.4%. It is lowest at the C-terminal 128 amino acids (10%). There are only two instead of the common three putative Zn fingers in the Rep proteins. The Cap protein data suggest differences in capsid surfaces and raise the possibility of a host range distinct from those of other parvoviruses. This may have important implications for AAV vectors used in gene therapy.
Adeno-associated viruses (AAVs) are small, nonenveloped viruses that encapsidate single-stranded DNA of both polarities in equal amounts. They belong to the Parvoviridae family and are distinct from other members of this family by their dependence on helpers for replication (for reviews, see references 7–10, 31, and 37). Six primate AAV serotypes have been reported in the literature (2, 5, 42). They are designated types 1 to 6 (AAV1 to AAV6). With the exception of AAV5, which has been isolated from a penile flat condylomatous lesion (5, 19), all known AAVs were first found as contaminants in laboratory adenovirus stocks (1, 29, 34, 42). Up to now, the DNAs of AAV2, AAV3, AAV4, and AAV6 have been sequenced (17, 36, 41, 42, 51). The sequence identities among the different serotypes are high. The identities within the genomes of AAV2, AAV3, and AAV6 are 82%, and with AAV4 they still range from 75 to 78% (17, 36, 42). For AAV3, two sequences (designated AAV3A and 3B) have been published which have differences in 16 nucleotides (36, 42). In the group of autonomous parvoviruses, the closest relative appears to be the goose parvovirus. At the genomic level and at the level of the capsid proteins, homologies with sequenced AAVs of ca. 54% have been reported (17, 36, 62), and for the nonstructural proteins of AAV3 the identities are ca. 44% (36).
Two large open reading frames (ORFs) have been identified within the AAV genome (7, 8, 17, 36, 37, 41, 42, 51). Experimental data on translation and transcription have mainly been obtained for AAV2, but predictions based on nucleotide sequence analogy could be made for the other AAV serotypes. The left ORF of AAV2 encodes the nonstructural Rep proteins that are transcribed from two separate promoters (p5 and p19, according to their relative map positions). The transcripts from both promoters are translated from spliced and unspliced mRNAs, resulting in four proteins designated Rep78, Rep68, Rep52, and Rep40. The Rep proteins are regulators of AAV transcription; they are involved in multiple steps of AAV replication, and they play a role in the production of single-stranded progeny genomes and virus assembly (7–10, 13–16, 27, 30, 33, 37, 38, 43, 55, 56, 60). In addition, Rep proteins are required for site-specific integration of AAV DNA into the host cell genome (44, 45, 58). Furthermore, they are able to modulate transcription from heterologous promoters (6, 9, 21–23, 25, 26, 28, 32, 37, 61). The degree of sequence conservation for the Rep proteins is high among AAV2, AAV3A, AAV3B, AAV4, and AAV6. The Rep78 proteins from these viruses are reported to be 89 to 93% identical to each other (17, 36, 42). This is thought to mirror their important basic functions in the AAV life cycle (7–10, 17, 37).
The AAV cap gene is located in the right half of the AAV genome and codes for the three capsid proteins VP1, VP2, and VP3, with VP3 being the smallest but most abundant; VP1 has the highest molecular weight but is present in a much smaller quantity (as shown for AAV2, AAV3, and AAV5 [7–10, 19]). The respective mRNA is translated from the p40 promoter. As has been shown for AAV2, the Cap proteins differ from each other due to alternative splicing and by the use of an unusual start codon (ACG) for VP2 (7–11, 37). In contrast to the Rep proteins, the reported degree of sequence conservation among the capsid proteins is smaller. This is likely to provide a basis for differences in host range and host cell specificities (17, 36, 37, 42).
AAVs are interesting for several reasons. First of all, they have oncosuppressive properties (3, 22–26, 52, 57; for a review, see reference 40), and they are useful as general transduction vectors for gene therapeutic approaches in human cells (for reviews, see references 31, 37, and 48). Much work has been done with vectors derived from AAV2 (31, 37). However, vectors derived from other AAV serotypes could provide several additional advantages, including the dependence on different cell receptors, resulting in transduction into different cell types, and the resistance to neutralizing antibodies directed against AAV2 (17, 35, 36, 42, 53).
Here we report the partial sequence of AAV5 covering about 95% of the AAV5 genome (4,404 nucleotides [nt]), with the exception of the terminal hairpin structures but including the terminal resolution site and its inverted counterpart (50). The data show that the genomic organization of AAV5 is similar to that of other AAVs but that the interserotype homology is reduced to values of between 54 and 56% when AAV5 is included into alignments. The differences concern both ORFs. The overall percentage of identical amino acids in the structural proteins is less than 45% and, in contrast to the case with other AAVs, the overall percentage of identical amino acids encoded by the left-sided ORF is also strongly reduced from 83.4 to 54.4%. Thus, AAV5 is clearly distinct from the other known AAV serotypes.
MATERIALS AND METHODS
Cell culture and virus stocks.
HeLa cells were cultured as monolayers in Dulbecco’s modified Eagle medium (DMEM; Sigma, Deisenhofen, Germany), supplemented with 5% heat-treated fetal calf serum and glutamine and penicillin-streptomycin at standard concentrations. These cell cultures were used to propagate AAV5 with the helper-adenovirus type 2 (5). Preparations of AAV5 stocks were essentially done as described previously (5), except for the ammonium sulfate precipitation, which was replaced by a centrifugation step at 13,000 rpm for 60 min in the Sorvall SS34 rotor (Sorvall Instruments).
Preparation of viral DNA and cloning of restriction fragments.
Viral DNA was isolated from purified virus particles by using alkaline conditions (0.1 N NaOH for 45 min at room temperature). The solution was neutralized, and the DNA was purified with the Geneclean II kit for removing proteins (Bio 101, Inc., La Jolla, Calif.). Restriction fragments (BamHI, EcoRI, SacI, and XhoI) were cloned into bacterial plasmids by standard protocols. pBluescript II(KS+) and pUC18 were used as bacterial vectors for cloning in the bacterial strains HB101 and XL1-Blue.
DNA sequencing.
The major part of the sequence determination was done radioactively on plasmid clones of AAV5 by using the dideoxy termination method (46) with general vector primers and primers derived from the 3′ part of the newly determined sequences. The terminal sequences and sequences showing deviations between different subclones were determined directly on the viral DNA by cycle sequencing by using the fluorescent dye terminator method (ABI PRISM Big Dye ready reaction terminator cycle sequencing kit) on a model 377 automatic sequencer (Perkin-Elmer/Applied Biosystems) according to the manufacturer’s protocol. The partial terminal sequences were confirmed by LION Bioscience, Heidelberg, Germany.
Sequences were aligned with NCBI’s MACAW program (Multiple Alignment Construction and Analysis Workbench). Either blocks of similarity or identities of the aligned sequences were shaded.
Nucleotide sequence accession numbers.
The partial AAV5 nucleotide sequence determined in this study is available through EMBL databank under accession no. Y18065.
RESULTS
Nucleotide sequence and genomic organization.
The partial AAV5 genome is presented in Fig. 1 and is also available through the EMBL databank.
The major part of the sequence was determined by radioactive sequencing of cloned restriction fragments derived from viral DNA isolated from purified AAV5 particles. Sequence differences in overlapping parts of the subclones were resolved by fluorescent cycle sequencing directly on the single-stranded viral DNA. Viral DNA containing the termini could neither be stably propagated in bacteria nor could the terminal hairpin structures be sequenced by cycle sequencing, since the problem of polymerase stalling in the palindromic structure could not be resolved.
By analogy to other published AAV sequences the sequence presented here (Fig. 1) includes the terminal resolution site (trs [50]) and part of the inverted terminal structures which end at the 5′ and 3′ ends at symmetrical positions (Fig. 2). As far as the sequence was determined, the 5′ and 3′ inverted repeat stretches are identical except for a G at position 38, where a T at position 4365 replaced the expected C (Fig. 2A). The location of the TATA boxes, splice sites, and start and stop codons indicate a genomic organization similar to that of other sequenced AAVs (11, 17, 36, 41, 42, 51). Promoters are found around the expected map position for p5, p19, and p40, and there is only one single polyadenylation site at map position 4284 (AATAAA) of the partial AAV5 sequence. Translation start and stop codons for all putative AAV5 nonstructural proteins (Rep) and capsid proteins (VPs), including the unusual ACG start codon for VP2 and one common stop codon shared by all three known capsid proteins, are at the expected locations.
Although up to now we were not able to determine the complete terminal sequences of AAV5, the approximate length of the genome could be deduced. On the basis of the position of the trs (Fig. 2), about 100 additional nucleotides are expected at each end of the DNA molecule. Thus, some 150 to 200 nt presumably would complete the 4,404 nt of the partial sequence. The resulting total of 4,550 to 4,600 nt is in agreement with the size 4.5 to 4.6 kb derived from agarose gels and the mapping of restriction fragments (5).
To obtain data on binding sites for transcription factors, we made use of the TRANSFAC database (59). As with other AAVs (8, 17, 36, 42, 51), several putative binding sequences, such as CCAAT, GGGCGG, and GGTGGT boxes were found for AAV5. Others, such as the cyclic AMP-responsive element (CRE; TGACGTCA [20]), were found in AAV5 but not in AAV2 DNA or were located at unusual map positions, e.g., the consensus sequence GTGACGT for the transcription factor EivF (18, 39). In all AAVs sequenced up to now this sequence was found upstream of the p5 region (8, 17, 36, 42, 51), but in the case of AAV5 it is at map position 1740 and thus is upstream of the p40 promoter. Other recognition sites, such as the sequence targets for YY1 (CGACATTTT or CTCCATTTT) near the p5 promoter of AAV2 or the p7 promoter of AAV4 (17, 49), were not found in AAV5 DNA.
Similarities among AAV genomes.
To find regions of local similarity among the different sequences and to define blocks of aligned sequence segments, we made use of the MACAW alignment program (National Center for Biotechnology Information). The different multiple alignments are shown in schematic form in Fig. 3.
When the sequences of AAV2, AAV3B, and AAV6 are compared (score cutoff, 60), almost the entire genomes could be well aligned into blocks, with the exception of small regions between the terminal repeats and the transcribed part of the genomes, some heterogeneity in the splice region, and one interval corresponding to AAV2 nt 3548 to 3610 (Fig. 3A). These results are in agreement with the 82% homology reported by Muramatsu et al. between AAV2 and AAV3A (36) and by Rutledge et al. among AAV2, AAV3B, and AAV6 (42).
AAV4 is more distantly related to the genomes of AAV2, AAV3B, and AAV6 (17, 42). Thus, the inclusion of AAV4 in the alignment results in the extension and addition of regions of low similarity, especially in the right half of the genomes (Fig. 3B).
Since we did not succeed in reading the entire sequence of the AAV5 genome, we used the terminal resolution site and the respective inverted sequence (50) (Fig. 2B) as reference positions for aligning the partial AAV5 sequence to the published DNA sequences of AAV2, AAV3B, AAV4, and AAV6 (11, 17, 36, 41, 42, 51). Alignment of all five sequences resulted in a further reduction of regions with similarities above the cutoff (Fig. 3C). The scattered blocks of sequence similarity around the splice region in the left half of the genome (Fig. 3A and B) are replaced by a large interval spanning more than 400 nt (nt 1778 to 2249 on the genome of AAV2 corresponding to nt 1684 to 2130 on the incomplete AAV5 genome). This region is also covered by a BamHI restriction fragment (5) used to design AAV5-specific primers (54).
We also used pairwise alignments to find out whether AAV5 may be more closely related to one or more of the other members of the AAV family. But all homologies of the four pairs were between 54 and 56%, and the obtained patterns (data not shown) were comparable to the picture shown for the overall alignment in Fig. 3C. Thus, AAV5 appears to be more distant from the rather closely related group of AAV2, AAV3, AAV4, and AAV6. This finding is in agreement with the hybridization data reported in 1984 (5).
Nonstructural (Rep) protein coding region.
By analogy with other AAVs, the AAV5 left-sided ORF encodes the putative unspliced nonstructural Rep proteins. The complete ORF (nt 239 to 2068) encodes a protein of 610 amino acids, and the additional ATG start codon (nt 899) would give rise to a smaller unspliced protein of 390 amino acids (nt 899 to 2068). Thus, both putative unspliced AAV5 Rep proteins are slightly smaller than those reported for the other AAV serotypes (8, 17, 36, 37, 42).
When the aligned left-sided ORFs of AAV2, AAV3A, AAV3B, AAV4, and AAV6 were compared at the amino acid level, the overall identity was 83.4% (data not shown; see also Fig. 4A). However, the percentage of identical amino acid residues was reduced to 54.4% when AAV5 was included in the alignment (see also Fig. 4B and 5). When Fig. 4A is compared with Fig. 4B, it becomes evident that the amount of identical amino acids was reduced throughout the sequence, but it was most striking for the sequences from amino acid 483 of AAV5 (corresponding to residue 487 of AAV2) to the C-terminal amino acid 610 (621 of AAV2). Whereas without AAV5 the identity in this part of the aligned sequences could still be attributed to 91 of 135 (67.4%) of the amino acids, the value was only 13 identical residues of 128 (10.1%) when it was included (see Fig. 5).
The differences between the AAV5 noncapsid proteins and the respective proteins of the other AAV serotypes may affect the secondary structure and functional domains. While the putative ATP-binding site (47) is well conserved in all AAVs, one of the three putative Zn fingers at the carboxyl terminus (for a review, see reference 10) is missing in the AAV5 Rep proteins (Fig. 5). The distances between the three Zn-binding motifs (CXXH/CXXC) in AAV2 are 9, 4, and 9 amino acids. The respective two motifs in AAV5 have distances of 9 and 4 amino acids.
Capsid protein coding region.
The right-sided ORF (nt 2087 to 4258) encodes a capsid protein (VP1) of 724 amino acids, with a predicted molecular mass of 80 kDa. The VP2 capsid (nt 2495 to 4258), which by analogy with other AAVs is presumably initiated at an ACG triplet, and the VP3 capsid (nt 2663 to 4258) would comprise 588 and 532 amino acids, respectively, with corresponding molecular masses of 65 and 59 kDa. Thus, all of the molecular masses predicted for the AAV5 capsid proteins are smaller than those reported for other AAVs (8, 17, 36, 37, 42).
In a group alignment of the amino acid sequences of the capsid proteins of AAV2, AAV3, and AAV6, very high identities of more than 80% were found (Table 1). The similarity was considerably decreased to 59.7% when AAV4 was included in the alignment (Table 1). The pairwise alignments yielded identities between 61.5% for AAV2 versus AAV4 and 64.8% for AAV3B versus AAV4 (Table 1). Blocks of very high similarity were obtained from amino acids 1 to 173 (AAV2) and amino acids 599 to 735 upon both pairwise and overall alignments of the respective sequences.
TABLE 1.
AAV serotype alignments | % Identical amino acids
|
||
---|---|---|---|
Pairwise
|
Group | ||
Aligned to AAV4 | Aligned to AAV5 | ||
Pairwise | |||
AAV2 | 61.5 | 58.3 | |
AAV3A | 63.9 | 58.4 | |
AAV3B | 64.8 | 58.7 | |
AAV4 | 100 | 51.4 | |
AAV6 | 64.6 | 58.8 | |
Group | |||
AAV2, AAV3A, AAV3B, and AAV6 | 80.1 | ||
AAV2, AAV3A, AAV3B, and AAV6 versus AAV4 | 59.7 | ||
AAV2, AAV3A, AAV3B, and AAV6 versus AAV5 | 53.2 | ||
AAV2, AAV3A, AAV3B, and AAV6 versus AAV4 and AAV5 | 44.9 |
The right-sided AAV ORFs were aligned either pairwise or in the indicated combinations with the MACAW program, and the identical amino acids were determined.
The results of pairwise alignments of capsid ORFs of AAV2, AAV3A, AAV3B, AAV4, and AAV6 to AAV5 showed identities between 51.4% for AAV4 versus AAV5 and 58.8% for AAV6 versus AAV5 (Table 1), and the alignment of all six capsid ORFs resulted in a reduction of overall amino acid identity to 44.9% (Fig. 6; Table 1). This is in correlation to the increased heterogeneity seen upon alignment of the respective nucleotide sequences (Fig. 3C).
As can be seen from the results listed in Table 1, including either AAV4 or AAV5 in the group alignments strongly reduced the percentage of identities between the capsid ORFs of the AAV serotypes 2, 3A, 3B, and 6 (from 80.1 to 59.7 and 53.2%, respectively). However, the pairwise alignment of the capsid ORFs of AAV4 and AAV5 yields already a lower degree of similarity (51.4; Table 1). Thus, the capsid ORFs of both AAV4 and AAV5 differ from the other serotypes as well as from each other. Therefore, the percentage of identical amino acids decreases further (44.9%) when both AAV4 and AAV5 are included in the group alignment (Table 1).
DISCUSSION
We have determined the sequence of 4,404 nt (about 95% of the estimated size of 4.5 to 4.6 kb) of the AAV5 genome, but up to now we were not able to resolve the complete sequence of the terminal repeats. Using the trs (50), the respective inverted sequence, and the TATAA box in the p5 promoter as reference points, we have made alignments of the AAV5 sequence to the published sequences of AAV2, AAV3B, AAV4, and AAV6 (17, 36, 41, 42, 51). The overall organization within the AAV5 genome is similar to that of other AAVs with three putative promoters, one single polyadenylation site, and two large ORFs.
As reported by others, the identities on the nucleotide level between AAV2, AAV3, and AAV6 exceeded 82% and were still as high as 75% when AAV4 was included (17, 36, 42). In contrast to the good sequence conservation between the other AAV serotypes, AAV5 is clearly more distantly related, and the overall identity is reduced to about 56% when its nucleotide sequence is included in the alignment. Thus, the distance between AAV5 and the other AAV serotypes is in the same range as that reported for the other AAVs compared to their closest relatives among autonomous parvoviruses, namely, the goose and duck parvoviruses (17, 36, 62).
The differences in the nucleotide sequence near the p5 and the p40 promoters appear to be connected to differences in the adenovirus transcription factor recognition sites. Thus, the EivF element involved in E1A-responsive transactivation of the adenovirus E4 promoter (18, 39) is shifted from the common region upstream of the p5 promoter to a position upstream of the p40 promoter in AAV5, and the YY1 sites (49) are not found in the AAV5 genome. If and how these consensus sequences and other sequences (e.g., the CRE element [20]) are involved in adenovirus transactivation remains to be determined.
Within the coding regions, stretches of dissimilarity were most prominent at AAV5 nt 1684 to 2130 (AAV2 nt 1778 to 2249), 2504 to 2692 (AAV2 nt 2623 to 2839), and 3393 to 3848 (AAV2 nt 3529 to 3993). The last two affect all three capsid proteins. Thus, the capsid proteins of AAV5 differ significantly from the respective proteins of the other serotypes, and the overall percentage of identical amino acids is less than 45% (Table 1). Since the respective differences comprise regions which are supposed to be exposed at the virus surface (12), tissue tropism, cellular receptor(s), and resistance towards AAV neutralizing antibodies might be different from those of other AAVs. Thus, the host range of AAV5 may be distinct. This should be of interest for the construction of AAV gene transduction vectors and for their application in gene therapy (31, 37, 48).
The region of nucleotide sequence dissimilarity at AAV5 map positions 1684 to 2130 (AAV2 nt 1778 to 2249) reflects differences in the Rep proteins. This certainly represents the most striking finding, since the sequence of Rep proteins was thought to be highly conserved because of the essential functions that these proteins have in the AAV life cycle. Whether the altered sequence of the AAV5 Rep proteins and the lack of a third Zn finger motif leads to structurally and functionally different proteins remains to be elucidated. It is noteworthy that the alignment of each of the AAV sequences to the respective sequences of goose parvovirus (4, 62) showed a high sequence conservation around the Rep ATP-binding site (47). This result (4) is in agreement with the high degree of sequence similarity seen at the respective positions when the Rep ORFs of all AAVs are aligned (Fig. 5). Thus, while the C-terminal sequences and the Zn fingers may be more flexible, the high degree of conservation of the ATP-binding site suggests its unique structure and points to its central role in the viral life cycle.
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