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. 2023 Aug 10;18(8):e0289816. doi: 10.1371/journal.pone.0289816

Multisectoral actions in primary health care: A realist synthesis of scoping review

Resham B Khatri 1,2,*, Daniel Erku 3,4, Aklilu Endalamaw 1,5, Eskinder Wolka 6, Frehiwot Nigatu 6, Anteneh Zewdie 6, Yibeltal Assefa 1
Editor: Krishna Kumar Aryal7
PMCID: PMC10414560  PMID: 37561811

Abstract

Background

Multisectoral actions (MSAs) on health are key to implementation of primary health care (PHC) and achieving the targets of the Sustainable Development Goal 3. However, there is limited understanding and interpretation of how MSAs on health articulate and mediate health outcomes. This realist review explored how MSAs influence on implementing PHC towards universal health coverage (UHC) in the context of multilevel health systems.

Methods

We reviewed published evidence that reported the MSAs, PHC and UHC. The keywords used in the search strategy were built on these three key concepts. We employed Pawson and Tilley’s realist review approach to synthesize data following Realist and Meta-narrative Evidence Syntheses: Evolving Standards publication standards for realist synthesis. We explained findings using a multilevel lens: MSAs at the strategic level (macro-level), coordination and partnerships at the operational level (meso-level) and MSAs employing to modify behaviours and provide services at the local level (micro-level).

Results

A total of 40 studies were included in the final review. The analysis identified six themes of MSAs contributing to the implementation of PHC towards UHC. At the macro-level, themes included influence on the policy rules and regulations for governance, and health in all policies for collaborative decision makings. The meso-level themes were spillover effects of the non-health sector, and the role of community health organizations on health. Finally, the micro-level themes were community engagement for health services/activities of health promotion and addressing individuals’ social determinants of health.

Conclusion

Multisectoral actions enable policy and actions of other sectors in health involving multiple stakeholders and processes. Multisectoral actions at the macro-level provide strategic policy directions; and operationalise non-health sector policies to mitigate their spillover effects on health at the meso-level. At micro-level, MSAs support service provision and utilisation, and lifestyle and behaviour modification of people leading to equity and universality of health outcomes. Proper functional institutional mechanisms are warranted at all levels of health systems to implement MSAs on health.

Introduction

Intersectoral coordination is a fundamental principle of primary health care (PHC) depicted in the Declaration on PHC in Alma-Ata in1978. In the Declaration, intersectoral coordination on health was described essential dimension to address the underlying factors of health [1, 2]. This concept includes political, administrative, and technical processes to negotiate and distribute power, resources, and capabilities between and across sectors that improve population health [2, 3]. Alternatively, several terms interchangeably are used to denote intersectoral coordination such as multisectoral actions (MSAs), intersectorality, multisectoral collaboration, or non-health sector interventions. Since Alma-Ata Declaration on PHC, several other global health initiatives also have prioritised the role of MSAs in health, including the Ottawa Charter (1986) [4], the Health in All Policies (HiAP) approach (2007-with Adelaide (2010) [5] and Helsinki (2013) [6] statements), and the Sustainable Development Goals (SDG) 3 (2015) [1, 7]. In the current body of literature, the MSAs is widely used as umbrella term to denote the intersectoral coordination in PHC and contribution of non-health sector interventions. In 2018, Astana Declaration on PHC also reiterated the importance of MSAs and considered it as one of the pillars of PHC towards achieving universal health coverage (UHC) and leaving no one behind [8].

Roles of MSAs in PHC are vital to achieving the health-related SDG and its global targets of UHC. MSAs have the potential to impact population health by influencing both the supply side (e.g., connecting health facilities and communities, contributing to local health governance, planning, and ensuring health services resources) and demand side (e.g., increasing awareness of health care needs) of health and social systems [9]. For example, MSAs are meant to address spillover effects for health through cross-sectoral policies, health sector-led collaborations and coordination, and implementation of non-health sector interventions on health [7].

Moreover, there has been an intricate linkage between MSAs, PHC and UHC. The idea of PHC (with principles of human rights, and community participation), is a means to equity and universality and ensure health services to those populations with unmet health needs and are already left behind [10]. MSAs are inputs for implementing the PHC approach to ensure access to quality essential health services without financial hardship [1, 11]. Thus, MSAs could provide the contexts/inputs and pathways to design and implement PHC services/systems that lead to the delivery and utilisation of PHC services.

The World Health Organisation’s (WHO) Social Determinants of Health (SDoH) framework outlines underlying factors beyond health sector, such as structural (social and political) and intermediary (modifiable non health sector factors) determinants [12]. Structural determinants of health include policy and governance actions, economic and social policies, culture, and societal values, influenced by rules and regulations at the higher level. While intermediary determinants are modifiable factors such as material circumstances (living and working conditions of people and communities), factors affecting populations’ behavioural and psychological contexts [13]. Past studies reported several MSAs positively impact community involvement in local governance, resource mobilisation, and delivery of PHC services in hard-to-reach areas and marginalised populations [1417]. However, there has been limited understanding and interpretation of how actions of non-health sectors articulate their interests, exercise their rights and obligations in policy and practice within health systems and mediate health outcomes [18].

To understand the contribution of MSAs in PHC, a theory-driven and interpretive approach (Pawson and Tilley’s realist review) has been used to synthesise evidence on health interventions [19]. Such an approach has the potential to provide comprehensive evidence to guide policy and practice research in the PHC context for better health outcomes. The realist review approach could be an appropriate method to generate findings exploring how MSAs on health operate at multilevel health systems at a strategic level by collaboration and decision-making; contextualisation of policy decisions and plans at an operational level; and implementation for the service delivery level. This study aimed to analyze MSAs on the PHC to answer the following key question: which and how do MSAs contribute to design and implementation of PHC services? This review provides the context of PHC on what works for whom and under what circumstances to deliver PHC services that could guide policymakers in designing responsive policies and actions. Additionally, this review synthesises the contribution of MSAs to PHC systems/services at different levels, including successes and challenges and strategies for implementation. The findings of this study could give new insights/perspectives to health policymakers on different categories of MSAs on health to be designed and implemented in the context of multilevel health systems.

Methods

We conducted a review of published evidence reporting MSAs in the context of the implementation of PHC towards UHC. We employed Pawson and Tilley’s realist evaluation approach [19]. This review was conducted following the Realist and Meta-narrative Evidence Syntheses: Evolving Standards (RAMESES) publication standards for realist synthesis (S1 File) [20].

Initial scoping of the review question

After preliminary discussion among authors, we developed an conceptual framework showing the interlinkage of MSAs, PHC, and UHC (Fig 1). This framework represented three levels of MSAs influencing the implementation of PHC towards UHC. The MSAs can operate at three levels: a) distal (strategic actions at the higher level), b) intermediary (contextualisation of strategic MSAs at the operational level), and c) proximal (implementation of MSAs to generate health service and delivery and utilisation). This initial program theory further helped to inform the eligibility criteria and develop the search strategy for a systematic search and explaining/interpreting the findings [21].

Fig 1. Initial framework showing interlinkage of MSAs, PHC and UHC.

Fig 1

Search process

We searched seven electronic databases (PubMed, CINAHL, Scopus, Cochrane Library, EMBASE, PsycINFO, and Google Scholar) for studies that described the contexts, mechanisms, and outcomes of MSAs in PHC. This was followed by complementary searches, including citation searches of included studies, and Google searches to locate further eligible articles that were not identified in the database searches. The keywords used in the search strategy were built on three key concepts and search terms in each concept: MSAs (multisectoralism, intersectorality, coordination, collaboration, multisectoral*, intersectoral*, multisectoral action, intersectoral coordination, intersectoral action*); PHC (primary health care); and UHC (universal health care, health services accessibility, quality of health care, safe health care, health coverage, health care coverage, health service coverage, universal coverage, universal health coverage, essential health coverage, health insurance coverage, financial risk protection, financial hardship, financial protection, efficiency, equity, responsiveness, effectiveness, performance). Boolean operators (AND, OR) and truncations (*, “ ”) were used varied with tailored search terms for each database. The search included articles published in English from the inception of each database until 30 May 2022. No time- or country-related limitations were applied.

Selection of studies

We included all relevant studies (e.g., quantitative, qualitative, mixed methods, reviews, reports, and secondary data analysis) that were related to the topic of our concern: MSAs in PHC. In addition, we included all studies that informed about MSAs, PHC and UHC. Studies were excluded if information about the underlying mechanisms of MSAs were not explained. Records were managed using Endnote X20 software. Based on the title and abstract, screening was undertaken initially by the first author. This was followed by a full-text screening initially by the second author and assessed by the third author. Any disagreements were resolved by discussion. We took an iterative, holistic approach consistent with the realist synthesis technique based on the relevance of the included studies and was conducted throughout the review process [19]. We considered a study relevant if the data contributed to building the theory after discussion within the review team regarding the methods used to generate data. We aimed to interpret the findings considering the potential to answer the research question rather than as inclusion criteria and quality of individual study included in the review.

Data extraction

A data extraction sheet was developed covering author, year, country, types of study, main concept of MSAs, and main findings (S1 File). Data were extracted by the first author and double-checked by the other two authors. Any disagreements were resolved by discussion.

Analysis and synthesis process

The results were presented as per the RAMESES publication standards for realist synthesis. In addition, the mechanisms that influenced the success and failure of MSAs were synthesised and presented narratively.

Results

Of 40 studies, there were 21 studies from low-or middle-income countries (LMICs), and nine were from high-income countries (Table 1). A total of six themes were identified (first row, Table 1); of them, two were under macro-level MSAs (blue), two themes under meso-level (yellow), and two themes under micro-level (green) health systems.

Table 1. Summary of studies, country, and themes.

Study Country Policy rules and regulations Collaborative decision making and planning Spillover effects Community health organisations Community engagement Health promotion and prevention
Ramírez et al. [22] South America x x
Labonté et al. [23] LMICs x x
Álvarez-Bueno et al. [24] Multiple countries
De Andrade et al. [25] Latin America x
Evelyne de Leeuw [26] Multiple countries x x x
Fisher et al. [15] Australia x x x
van Eyk et al. [27] Australia x x
Maluka et al. [28] Tanzania x
Javanparast et al. [29] Australia x x
Assefa et al. [30] Ethiopia x
Jimenez et al. [31] El Salvador x x
Kraef et al. [32] Uganda x x x x
Kriegel et al. [33] Austria x
Tumusiime et al. [34] African countries x x x x
Bermejo et al. [35] Cuba x x
DeHaven et al. [36] USA x
Feryn et al. [37] Multiple countries x x x x
Hazazi et al. [38] Saudi Arabia x
Nolan-Isles et al. [39] Australia x x
Sitienei et al. [40] Kenya x
Sturmberg et al. [41] Multiple countries x x x
Super et al. [42] Netherlands x x
Tuangratananon et al. [43] Thailand x x
Madon et al. [44] India x
Perveen et al. [45] Multiple x x
Rahimi et al. [46] Iran x
Holveck et al. [47] South America x
Adeleye et al. [48] Multiple x x
Shankardass et al. [49] Multiple x
Spiegel et al. [50] Cuba x x
Ndumbe-Eyoh et al. [51] Multiple countries x x x
Rudolph et al. [14] Multiple countries x
Anaf et al. [52] Australia x x x
Souza et al. [53] Brazil x x x x
Souza et al. [54] South America x x
Chaudhary et al. [55] Nepal
Dhimal et al. [56] Nepal x
Ruducha et al. [57] Nepal x x x
Mondal et al. [58] India x
Salunke [59] India x

Fig 2 presents a selection of studies included in the review. We included 40 studies for the final review (Fig 2).

Fig 2. Selection of studies for realist synthesis.

Fig 2

Adapted from [20].

Multilevel pathways of MSAs influencing implementation of PHC

This section explains multilevel pathways of how MSAs influence PHC: macro-level actions working as strategic levers, meso-level actions operating to contextualise macro policies and actions, and implementation of MSAs engaging community for health service utilisation (Fig 3).

Fig 3. Pathways/mechanisms of MSAs that influence PHC towards UHC.

Fig 3

Macro-level strategic levers

Macro-level collaborations include strategic levers, describing collaboration’s role in driving positive social change and the factors critical to assessing large-scale change initiatives for social innovation, shared value, and collective impact. Marco-level framing considers the MSAs as strategic inputs: policy rules and regulations for MSAs (14 studies), collaborative decision-making and planning (17 studies) at the federal level (S1 File).

Policy rules and regulations for MSAs

Macro-level health systems focus on policies, rules, regulations, and resources. However, sectors other than health can contribute to health through governance, policy, research, actions and stakeholders at the higher-level (governments and funders) to promote the goals of the system (policies) [26, 41]. In addition, knowledge and evidence from other disciplines (e.g., political science, development studies, public health) are important for HiAP, plans and programs [26]. For instance, Ethiopia implemented multisectoral policies linked with development (e.g., five-year development plans) and strategies (e.g., poverty reduction strategies) to achieve the targets of global health policies [30]. Similarly, India has employed a robust legal framework, continued engagement of other actors (e.g., policymakers, researchers, advocates, politicians) and actions to address policy incoherence issues on tobacco control initiatives [58]. These macro-level multisectoral policies for tobacco control initiatives have huge potential to control tobacco-related several non-communicable diseases (NCDs).

The intersectoral coordination and functional sectoral institutional mechanisms can potentially reduce social and health-related inequalities in health and nutrition [32, 37, 48, 53, 59]. Intersectoral collaboration can contribute to design resilient health systems through advocacy, sectoral integration, and mobilisation of multisector stakeholders [25, 34, 48]. Nevertheless, macro-level MSAs were constrained by resource limitations, political priority and policy context, and system (e.g., rules, regulations, resources), including poor understanding of health in all policies as tools for improving the process of intersectoral policy development [15, 27, 41, 52].

Collaborative decision-making for planning in health in all policies

Intersectoral collaboration can work as the strategic inputs/levers to tackle the upstream social determinants of health (e.g., poverty). Primarily, impact health outcomes are shaped by decisions outside the health sector, including changes in government organizational structures and processes [14, 48]. Such non-health sector policy decisions influence on the SDoH, while the health sector expects inputs from this sector with shared responsibility for health improvement [14, 48]. Improving health outcomes need to address upstream determinants of health (e.g., poverty, income), which require the activities of the health sector and sectors that influence health (e.g., education, housing, water and sanitation, labor, public works, transportation, agriculture, and social justice-based approach) [32, 37, 42, 47, 51, 53, 54].

Approaches of HiAP incorporate collaborative decision-making, facilitates joined-up process working with key actors with power (e.g., the ministry of finance), and covers health considerations across sectors and policy areas, contributing towards co-benefits of the sectors along with addressing SDoH and inequities [14, 27, 34]. There were neglected tropical diseases (NTDs), and malnutrition have a vicious cycle of poverty that led to poor health outcomes especially in most poverty-stricken communities [47]. These intricately linked relationships of poverty and poor health demonstrate the importance of linking the health sector’s activities with those of other sectors [47]. Several NCDs (such as tobacco-induced NCDs) and injury-induced morbidities and mortalities (e.g., road traffic accidents, trauma) can be prevented through MSAs and incorporating the HiAP approach and strengthening PHC systems [15, 32, 46]. Nepal’s Multisectoral Nutrition Plan (MSNP) is an example of HiAP where MSAs occurred in policy dialogue, strategic planning and implementation [57]. Similarly, not only in NCDs and nutritional issues, but macro-level also MSAs were effective in responding to the pandemic. For example, Cuba implemented HiAP approach in a single national intersectoral government plan for COVID-19 and guaranteed effective pandemic management [35]. Nonetheless, challenges of HiAP included poor understating, superficial and sometimes absent MSAs, lack of leadership and poor dissemination of MSAs (especially in NCDs), poor distal level outcome-focused, instability in bureaucratic leaders, and lack of proper mechanisms of institutionalisation [27, 49, 56]. Thus, the focus of HiAP should be on the distribution of resources and policy settings to improve the socioeconomic status of the populations [15].

Meso-level operational levers of MSAs

The meso-level lens of MSAs incorporates partnerships and coordination with other sectors (S1 File). Two themes were identified at this level: spillover effects of the non-health sector (12 studies) and the role of regional health organisations (8 studies). Macro-level MSAs could influence to operationalise and make decisions at the provincial level.

Spillover effects of the non-health sector

Many health issues that ministries deal with are ’spillovers’ or collateral effects from other sectors (e.g., water and sanitation, communication, transportation). Only health system efforts cannot address health sector problems as they are socially constructed and hierarchically layered organisational systems [41]. Social participation, MSAs between public health and other sectors, and awareness of the social justice-based approach create enabling environments and enhance access to services targeting marginalised populations [25, 26, 32, 37, 51, 53]. Partnerships with private sector and digital technology could support creating an enabling environment to address other sectors’ collateral impacts on the health sector. Private sectors’ engagement and digital technology can help to provide information, documentation, and health services [28, 38]. Evidence suggested that mobilisation of other sectors was effectively adopted in the earthquake response in Nepal [55] and the cholera epidemic response in many African contexts [34].

While addressing collateral effects non health sector, several factors influenced the health sector (e.g., human resources with diverse backgrounds and motivations, limited financial resources and delayed reimbursements, weak administrative functions and technical capacity of local authorities, and lack of trust between the governments and private partners) [28, 52].

Community health organisations for MSAs

Health organisations could operationalise the MSAs. For example, regional organisations (e.g., Medicare Locals/Primary Health Networks), Aboriginal Community Controlled Health Organisations, and local health committees can interact with community organisations and policymakers’ provision of health services (availability, reliability and affordable) to serve marginalised communities [29, 39]. In addition, these organisations enhance better governance for horizontal coordination, and demand accountability to ensure the capture of political commitment and social innovation for improvements [42, 44]. Systematic and regular engagement of multisector and agencies contributed to integration, knowledge exchange and implementation, resilience, and antifragility [34, 50]. Using a participatory bottom-up approach, local agencies identified, prioritised, and formulated local intersectoral public health policy and plan to maintain health system goals for improved health services targeting marginalised communities [22, 41]. Thus, organisational capacity, resources, governance system and legislation are critical for collaborative planning at the regional level [29]. Nonetheless, inadequate coordination between local and national interests influenced the operationalisation of MSAs on health [22].

Micro-level implementation levers: Health promotion and integrated health services

Two themes were identified at this level: community engagement for service delivery (16 studies), and health promotion and preventive activities (12 studies). The micro-level lens of MSAs in PHC describes to integrate efforts in public health: assessment and planning at the local level, implementing targeted measures, changing conditions in communities and systems. Multisectoral actions at this level aim to implement programs for service delivery and utilisation, and change in individual-level factors (e.g., modification of behaviours, lifestyle change) towards improving health and health equity (S1 File).

Community engagement for service delivery

Participation with the community is important for MSAs and addressing the SDoH of people and communities. Regular and systematic community engagement of different sectors, other agencies, and civil society and community perspectives can co-develop healthcare solutions across the broad range of causal factors in addressing health determinants [26, 36, 50]. Community engagement in PHC promotes communication between service providers and users, cultural safety and acceptability, and appropriateness of health programs [39, 45]. For example, women’s groups supported seed funding and developed insurance funds to assist pregnant women in the Democratic Republic of Congo [23]. Community participation, intersectoral actions in local planning and working directly with and in affected communities in high-risk communities increase the involvement of citizens, and community empowerment of local communities for the utilisation of the services to marginalised populations [22, 26, 36].

Social workers improved PHC services using their professional competencies, cooperation and communication with stakeholders, as social workers had broad perspectives and integration into PHC [33, 37]. Health workers from indigenous communities also increased awareness of pregnancy and childbirth health and the provision of health services among disadvantaged populations [23, 39].

Community engagement and communication supported implementing MSAs, engaging village health volunteers to raise awareness of NCDs, supporting screening enrolment and adhering to interventions [43]. Community engagement through village health volunteers improves malnutrition awareness, supports enrolment in screening and raises adherence to interventions [57]. Mobilisation of CHWs and interdisciplinary teams contributed to the provision of need-based, equitable and intercultural practices of maternal and child health services (e.g., immunisation, family planning, HIV program) in hard-to-reach areas [22, 23, 33]. The CHWs brought holistic health services closer to the communities and hard-to-reach regions of Latin America (e.g., El Salvador) [22, 31]. Village Health Sanitation and Nutrition Committees in India focused on sanitation, nutrition, and hygiene, which impede improving PHC amongst poor and marginalised communities [44]. The committee members with retired government workers had political connections, power, and influence in the decision-making [40].

However, challenges of MSAs of community-based organisation and committees were poor participation, duplication, lack of clarity of responsibilities, limited time and financial support, limited collaboration with the local government, lack of inclusion of marginalised groups, unclear process of involvement and conflict of interests, and variable competence of committee members [29, 40]. Implementing MSAs locally was hindered by inadequate community participation and coordination, poor communication and articulation among sectors for integrated planning, and individualised social interventions [22, 37, 53].

Addressing downstream social determinants of health

MSAs at the micro-level (service delivery) can prevent NCDs and NTDs and promote people’s health by linking the community and health promotion activities. In addition, micro-level MSAs can potentially address the downstream SDoH of individuals by adopting a healthy lifestyle and implementing interventions outside the health sector [51, 54]. Moreover, health literacy empowers individuals and citizens to optimize their health, linking community and health system to prevent and control NCDs and malnutrition [43, 57].

Most NCDs are the product of the dynamic of urbanisation and socialisation that originate from interactions of obesogenic environments, urbanisations, and lifestyles requiring multifactorial actions to address the risk and prevention of diseases [43]. The El Salvadoran health system emphasized PHC systems that brought holistic care closer to the communities to prevent NCDs using interdisciplinary teams and health promoters [31]. Multifactorial community interventions were effective potential risk factors of cardiovascular diseases among high-risk populations (e.g., controlling blood pressure and cholesterol level) [24]. Addressing malnutrition (undernutrition and obesity) requires multisectoral nutrition-sensitive interventions (e.g., community empowerment for healthy diets) and nutrition-specific interventions (e.g., treatment of undernutrition) [32]. Moreover, Kenya’s community health strategy included safe access to safe drinking for the improved health status of mothers and children [23]. Cuba’s response to the COVID-19 pandemic included a range of actions, such as preventive measures in the community, continued isolation centres, and community with actions of surveillance and follow-up of recovered patients [35]. However, MSAs were lacking in health programs, while health services were individualised medical or behavioural interventions focusing on proximal factors for client groups with extending access to health services [15, 45, 52].

Discussion

Using a realist synthesis approach, this study synthesised available evidence on the MSAs on implementation of PHC in multilevel health systems. Three mechanisms of MSAs contributed to policy and implementation of PHC: working as strategic, operational and implementation levers. First, strategic macro-level actions contributed to all policy collaboration in governance, and health actions; second, the meso-level MSAs effectively addressed the spillover effects of other sectors by contextualising strategic levers. Third, micro-level MSAs were found to be engaging the community and services providers for health promotion, prevention of diseases and provision of integrated public health services.

It is vital to realise the importance of MSAs, which can be improved through following mechanisms. First, macro-level mechanisms include collaboration of sectors and change in governance and policy, legal and monitoring framework addressing social determinants of health. At the macro-level, MSAs include the strategic actions of cross sectors for integrated planning and actions on health(e.g., prevention of NCDs and malnutrition or alcohol and tobacco control) [60]. One example of strategic MSAs is Nepal’s multisectoral action plan on NCDs that accelerates and scales up the national multisectoral response to NCD-epidemic by setting functional mechanisms for multisectoral partnerships and effective coordination, effective leadership and sustained political commitment and resources for its implementation [61]. Additionally, during the COVID-19 pandemic, many countries adopted HiAP to contain the pandemic by collaborating with other sectors (e.g., border protection, economic support, communication, and education). In addition, they made institutional arrangements (e.g., secretariat, strategic committee, working group) at the federal level [62]. The interest of stakeholders, with shared ideas and institutions, could work for joint planning and produce policy and strategic documents. There are case studies of the macro-level intersectoral actions, including led agency actions to reduce road traffic accidents in Iran [63], tobacco control policies and actions in India [58], and MSNP for improving nutritional outcomes in Nepal [57]. In Indonesia, there was irrational use of antimicrobial resistance in formal health care facilities, communities, and beyond health sector such as the livestock and fishery sectors, and farms; but lacked multisectoral coordination between sectors [64]. Nevertheless, macro-level collaboration challenges include leadership of the MSAs and accountability and reporting mechanisms.

Second, the contribution of MSAs has spillover effects of the non-health sector and contributes to health systems and services. Higher level policy and actions require meso-level actions creating an environment for contextualising macro-policies. For example, any disaster, earthquake, or climate change can impact multiple sectors with collateral effects (e.g., road, transport, communication, water sanitation system) [55]. These effects can have collateral effects on health (e.g., water and sewage system damage can increase water-borne diseases, poor road networks hinder access to health facilities and health services, shortage of food supply and undernutrition) [65]. Other sectors can fix these multiple effects using the emerging sector. For instance, information systems and digital technology can bridge the gap between communities and service centres [66].

Similarly, coordination with the private sector can be instrumental in health care and sectoral service delivery working with the public sector [59]. Fixing other sectors’ effects can reduce the health system’s burden, which requires proper communication, the joint meeting of sectors, and sharing work plans and activities of the cross-sector influencing the health sector [67]. Other sectors play their roles, while the health sector leads in sharing and informing health impacts and coordinates for the multisectoral response mechanisms [68].

Third, micro-level MSAs are vital for service delivery (person-centred and population services- behavioural modification, prevention, and promotion of NCDs) [69, 70]. For this, health literacy and awareness have huge potential to address the impacts of commercial determinants of health, empowering individuals and citizens [43, 71]. Additionally, services provided by an interdisciplinary team and CHWs reaching the community are examples of micro-level MSAs integrated with public health services [43]. Implementing population health services requires community engagement and participation, encouraging people to seek care. Community participation and community health workers are linked to strengthened primary-care facilities and first-referral services incorporating health and development for better water, sanitation, nutrition, food security, and chronic diseases [72, 73].

Some of the MSAs intersect and operate at the multilevel of health systems. For example, a substantial group of commercial actors are escalating avoidable factors of ill health, planetary damage, and inequity due to products and practices that greatly cost individuals and society [7476]. Commercial determinants such as products (e.g., goods and services) that are not unhealthy commodities affect at the micro-level, especially individual behaviours, and lifestyle influencing human health and illnesses [76]. Commercial actors can escalate harms, increase costs by impoverishing and disempowering, and leave health-care systems unable to cope with those multilevel impacts [75]. While MSAs such as progressive economic models, frameworks, government regulation, compliance mechanisms for commercial entities and models incorporate social and health, goals, and strategic civil society mobilisation offer possibilities of systemic change that have the potential to reduce those harms arising from commercial forces, and foster human health wellbeing [74].

The contribution of MSAs is undermined in the context of dominated economic policies and government priorities. For example, many countries establish tobacco or alcohol industries and generate taxes, while their health systems focus on establishing cancer hospitals rather than investing in tobacco prevention and control programs. Additionally, poor design and implementation of MSAs lies on the root causes of the challenges such as poor governance, including entrenched political and administrative corruption, widespread clientelism, lack of citizen’s voice, weak social capital, and lack of trust and respect for human rights. This is further complicated by the lack of government effectiveness due to poor capacity for strong public financial management and low levels of transparency and accountability [77]. MSAs are neglected in three prongs: perception of ‘non-health’ PHC strategies are outside the statutory control of the health sector; lack of practical initiatives from the health sector towards intersectoral collaboration; and PHC is not being the agenda of ‘non-health’ sectors [78]. Financial sustainability is a challenge for MSAs in many LMICs as those countries’ health systems depend on donor aid from high-income countries. Moreover, frequent administrative leadership changes also influence the implementation of MSAs.

Multisectoral actions can contribute to PHC by enabling other sectors’ policy actions influencing the health sector. In many resource-limited settings, stakeholders prefer to implement the quick fix approaches (knot and bolt approach) for immediate results, while addressing SDoH and achieving sustainable and long-term health outcomes require holistic multisectoral approaches [79]. Thus, understanding MSAs should move away from the lens of the health system (services delivery and utilisation) to leverage actions of other sectors at the strategic and operational levels.

This study has some strengths and limitations. We conducted a narrative review using theory-driven methodology synthesising data and interpreting findings using a multilevel lens. We could not follow all steps of the realist review approach (e.g., testing of theory and stakeholders’ engagement. We broadly followed the RAMESES checklist to select studies, framed/theorised review findings using a multilevel framework, and provided a few case studies (using context, mechanisms, and outcomes configuration). We reviewed the roles of MSAs on PHC by exploring actions at the strategic, operational and implementation levels that directly or indirectly contribute towards UHC. As UHC has three dimensions- notably- coverage of population, service and financial risk protection, we could not focus on each component of UHC. Rather we looked at the UHC through the equity lens. Future studies can be conducted focusing on MSAs’ role in specific UHC components. Finally, we synthesised the findings using available literature; future studies can be conducted by conducting stakeholders with rich experience in MSAs in PHC systems.

Conclusion

Multisectoral actions can contribute to PHC by enabling policy actions of other sectors and a wide range of stakeholders involved in the processes influencing at macro, meso and micro levels of health systems. Macro-level MSAs ensure strategic policy actions on health by bringing actors and sectors together. Higher-level working groups, coordination committees, and multisectoral secretariat are some macro-level institutional arrangements that could collaborate for MSAs on health. Such arrangements could help to produce multisectoral policies, plans and strategies to address macro-level SDoH. At the meso-level, stakeholders of the non-health sector could fix the spillover effects of health, potentially reducing the collateral impacts on health systems. At the micro-level (individual level and local service delivery outlets), MSAs focus on lifestyle modification and behaviour interventions, including health literacy, awareness and empowerment of individuals and citizens to optimize their health. In the multilevel context of health systems, MSAs contribute to PHC through strategic collaboration at the macro-level. At the same time, contextualisation of macro-policy and decisions at the meso-level addresses the collateral impacts of non-health sector on health systems/ and services. Multisectoral policies and actions at these levels provide the contexts for the implementation of PHC. At the micro- or service delivery level, MSAs support service provision and utilisation (supply side), and modification of lifestyle and behaviour change of people (demand side), leading towards equity and universality of health services.

Supporting information

S1 File

(DOCX)

Data Availability

All relevant data are within the paper and its Supporting Information files.

Funding Statement

The author(s) received no specific funding for this work.

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Decision Letter 0

Krishna Kumar Aryal

29 May 2023

PONE-D-23-09012Multilevel multisectoral policy and actions in primary health care: a realist synthesis of scoping reviewPLOS ONE

Dear Dr. Khatri,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

 Some of the revisions requested in the comments below on editor's additional comments for e.g., that of introduction, methods and ensuring the match of discussion and conclusion with the objective would be required for moving ahead accepting this manuscript. And there are several other issues noted by the editor and the reviewers which require a through revision of the manuscript.

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Additional Editor Comments:

A very good effort was made by authors Resham Khatri et al for this scoping review on multisectoral actions on health. You have tried to bring in several aspects

Introduction

The intro seems to be giving scattered definitions of multisectoral action without enough coherency. The authors could start with one definition that they think is the best and then after that link the other points or even definitions that you want to use in a coherent way linking with each other, such that it gives readers a nice read. And people can follow what the authors are aiming for. In addition, there is a lot of redundancy. For e.g. the line about Astana declaration is mentioned twice in first and third para, points about alma ata declaration has similar presentation.

The introduction has to be thoroughly reviewed, and even may be shortened to make it concise and give a clear message of what exactly is this review about. As said above it has so much information in it, but a clear linkage and a flow is seriously missing, when you come down to your objectives. Even at the end of introduction where you say that this review explores the multisectoral approaches to health…….. I am struggling to see it clearly matching with your research question.

Methods: I was expecting to read or see a framework of how you are trying to link multisectoral actions with PHC and UHC. And then describe what kind of relationships or effects on each other you are trying to demonstrate through this review. I would also like to see what components of PHC you are trying to link in this review. And similarly, what dimensions of UHC in the UHC cube are you trying to link in this review. And what would you ultimately expect to show by this review. All these seem completely missing.

Results

Line 248-249: what do you mean to say by many NTDs-related morbidities cause tobacco and road traffic accidents. And the ref you have cited for this statement (21, 28, 36) do not seem relevant to this line.

Line 278: in one of the other errors of wrong (?) citation where you cite an information about earthquake response in Nepal from a publication from southern Australia. Please check these kinds of errors. There can be many which might go under radar of editor or reviewers. By taking a complete responsibility of ensuring a valid write up with proper citation, I suggest a complete run-through and thorough review of all citations and correcting any errors that the paper contains. This is also highlighted by one of the reviewers.

Line 285 and para following it. You talk about community health organizations and have mixed that with committees for MSAs. However, the community level activities fall under micro level levers as per your framework. I suggest not mixing up the community engagement even if it is through participation in the local health facility committees. Please delineate that from the meso level committees and put it in micro level.

Reaching towards the end of the results section, I was expecting some key findings on how you show linkages of multisectoral actions PHC and UHC. I could see something on PHC but found that UHC is completely missing. I struggled to note what exactly you found about UHC and which dimension of UHC is supported with this evidence.

Discussion and conclusions: also, as commented by one of the reviewers, I struggled to pick a take home message from this review. I would say a lot of information and some limitations as commented above have made you struggle to come up with a clear conclusion. The objective and the research question were not found to have been supported with the conclusion.

Minor comments: The language part needs to be thoroughly checked. There are issues like inconsistent use of capital letters in a number of places. And the issues pointed out by one of the reviewers on use of abbreviated forms also has rampantly occurred in the paper. It looks like the authors have not given enough attention to review their final version of the paper. Please correct all the language issues including these.

At the end, I would suggest that the authors take a serious look on their aim of what they expected to depict from this review, revise the methods section as mentioned above and also other sections. The paper in the current form does not match the journal’s standard without a major revision.

Thank you!

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #2: N/A

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: I congratulate the authors for concluding their scientific efforts logically, but I would recommend them to consider the following aspects while finalizing the manuscript.

1. Title of the manuscript: I don't think the word "multilevel" is required in the title. I would suggest removing this word from the title. As Principles of PHC has spelled- "Multi-sectoral Coordination" not the "Multi-sectoral action". I am afraid, Multi-sectoral action may misguide the readers.

2. The authors are presenting the findings which are more relevant to LMICs/Limited resources settings which may mislead the readers that 'multi-sectoral coordination' (? Actions) is not relevant in high income countries/resource abundant settings.

3. While reviewing the manuscript, I tried to pick a take home message that could be useful for health system workers/decision makers, but I found no new idea/message from the manuscript. Multi-sectoral coordination had been identified as one of the core principles of PHC since 1978. What new idea/knowledge this study adds in the PHC science? Did the authors just attempt to use the RAMESES standards/check list in the area of PHC. I would suggest authors to highlight on the key but nobel idea/knowledge.

Reviewer #2: Dear Authors

Thank you for your hard work and intelligent piece of the write up to bring forward theoretically guided scoping review for the multilevel and multi-sectoral actions in primary health care. The interesting finding to highlight the spillover effect of the non-health sector actors is appreciated.

Please find some feedback for your consideration:

- Introduction: Line 66 better to mention1978; can combine line 69 and 73; line 81-86 secondary citation is used, better to quote primary references

- The search strategy includes Universal Health Coverage, the results and discussion section do not much highlight on the inter-relation of the delivery of PHC to achieve UHC; fails to give clear picture to the reader. This linkage is also missing in the introduction part. Justification added to why UHC was used in the search strategy and linking it up to the rest of the article is needed. Suggested title "Multilevel multi-sectoral policy and actions in primary health care for achieving universal health coverage: a realist synthesis of scoping review"

- Exclusion criteria are not clear. Line 161/162 reads "sufficient information"; what do this mean is not clear, please mention concretely what it meant to the authors so as to bring readers on the same page and add these to the flow diagram as reasons of exclusion

-The citation though has article on multi-sectoral actions for NCDs (64), very less is described in the result and discussion on aspects of macro and meso level from NCDs lens; case studies on Multi-sectoral action plan for prevention and control of NCDs for any country (example:https://www.who.int/docs/default-source/nepal-documents/multisectoral-action-plan-for-prevention-and-control-of-ncds-(2014-2020).pdf?sfvrsn=c3fa147c_4 ) is suggested. In addition AMR is a known multi-sectoral agenda; suggestion is to review on case study on AMR for the spillover effect (example: https://www.hindawi.com/journals/jtm/2022/2783300/). These literatures will work to strengthen the comprehensiveness of the review and the conclusion.

- In supplementary table, health literacy has come up as one of the pertinent finding; it is one of the important factors acknowledged for lifestyle changes and behavior modification; suggested to bring health literacy to the study results, discussion and conclusion too.

- Commercial determinants of health has been kept in the supplementary table, however it has not been taken up in the main write up. Suggestion to include it to integrate the list in the discussion that is fitting into commercial determinants of health (https://www.thelancet.com/series/commercial-determinants-health)

- Since it is scoping review, it will have its certain limitations: Add limitation of your study

Language impression: There are instances of use of the short forms without their full forms and inconsistent short forms used; eg- Line 91 UHC, Line 235 SDH- SoDH else where; Line 355 NCDs and so on. Suggestion to use short form followed by full form for the first time use and then consistent to use the same short form thereafter.

Thank you for the excellent work.

Best Wishes

A

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Bhim Prasad Sapkota

Reviewer #2: Yes: Ambika Thapa Pachya

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2023 Aug 10;18(8):e0289816. doi: 10.1371/journal.pone.0289816.r002

Author response to Decision Letter 0


9 Jul 2023

Point by point to the editor's and reviewers’ comments

The authors team would like to thank both reviewers and editor for their in-depth review and feedback on our manuscript. We agree with your views and comments, therefore, we revised as suggested. We appreciate your insightful and constructive feedback. In this document, we have responded point-by-point responses on your feedback, and clarification of the concerns where necessary.

Additional Editor Comments:

A very good effort was made by authors Resham Khatri et al for this scoping review on multisectoral actions on health. You have tried to bring in several aspects.

Response: We thank the editor for your thorough review and feedback on our work. We have incorporated all feedback in the revision.

Introduction

The intro seems to be giving scattered definitions of multisectoral action without enough coherency. The authors could start with one definition that they think is the best and then after that link the other points or even definitions that you want to use in a coherent way linking with each other, such that it gives readers a nice read. And people can follow what the authors are aiming for. In addition, there is a lot of redundancy. For e.g. the line about Astana declaration is mentioned twice in first and third para, points about alma ata declaration has similar presentation. The introduction has to be thoroughly reviewed, and even may be shortened to make it concise and give a clear message of what exactly is this review about. As said above it has so much information in it, but a clear linkage and a flow is seriously missing, when you come down to your objectives. Even at the end of introduction where you say that this review explores the multisectoral approaches to health…….. I am struggling to see it clearly matching with your research question.

Response: thank you, editor, for this insightful feedback. In the introduction section, we started conceptualizing multisectoral actions with some chronological background, followed by the role of MSAs on health, linkage of MSAs, PHC and UHC. Furthermore, we also provide the context of the linkage of MSAs, PHC and UHC- framing MSAs (as inputs) to PHC (as a process) towards universal health coverage (as final outcome of health systems). The main objective of this review is to synthesize how MSAs (inputs/mechanisms or pathways) support the design and implementation of PHC at multiple levels of health systems. As suggested, this section is shortened.

Methods: I was expecting to read or see a framework of how you are trying to link multisectoral actions with PHC and UHC. And then describe what kind of relationships or effects on each other you are trying to demonstrate through this review. I would also like to see what components of PHC you are trying to link in this review. And similarly, what dimensions of UHC in the UHC cube are you trying to link in this review. And what would you ultimately expect to show by this review. All these seem completely missing.

Response: as this study is a literature review (scoping review particularly), we aim to synthesize the evidence of how MSAs at the multilevel health systems influence PHC towards health equity (in particular UHC) (figure 1). The conceptual interlinkage of MSAs, PHC and UHC has been described in the introduction section. Our literature search approach is conceptualized under three themes (MSAs as inputs in the system), PHC as implementation approach, and health equity (UHC) as an outcome. Under the UHC includes search terms based on health system goals (equity, efficiency, access, coverage). Multisectoral actions in PHC are equally important in all three dimensions of UHC (service, population, and financial coverage), therefore, we used the umbrella term UHC rather than a specific component of UHC. Our focus of inquiry is how MSAs contribute to the design and implementation of PHC at the multiple that lead (directly and indirectly) towards health equity. As our RQ question in the research was how MSAs influence PHC in the context of multilevel health systems, we framed our data synthesis framework as macro health systems as policy level MSAs, spillover health effects at the meso level health systems, and influence of MSAs in the service delivery. In this review, we aimed to se evidence on the MSAs and PHC using the multilevel lens, and provide insights based on the available literature rather than showing any effects of MSAs. There ere no or limited findings on specific components UHC, and the whole findings section/discussion section was framed accordingly.

Results

Line 248-249: what do you mean to say by many NTDs-related morbidities cause tobacco and road traffic accidents. And the ref you have cited for this statement (21, 28, 36) do not seem relevant to this line.

Response: We have corrected these in the revision.

Line 278: in one of the other errors of wrong (?) citation where you cite an information about earthquake response in Nepal from a publication from southern Australia. Please check these kinds of errors. There can be many which might go under radar of editor or reviewers. By taking a complete responsibility of ensuring a valid write up with proper citation, I suggest a complete run-through and thorough review of all citations and correcting any errors that the paper contains. This is also highlighted by one of the reviewers.

Response: we again thank you for picking up these errors. We rechecked all references and made necessary corrections accordingly.

Line 285 and para following it. You talk about community health organizations and have mixed that with committees for MSAs. However, the community level activities fall under micro level levers as per your framework. I suggest not mixing up the community engagement even if it is through participation in the local health facility committees. Please delineate that from the meso level committees and put it in micro level.

Response: thank you for this feedback; we have revised as suggested in the revised manuscript.

Reaching towards the end of the results section, I was expecting some key findings on how you show linkages of multisectoral actions PHC and UHC. I could see something on PHC but found that UHC is completely missing. I struggled to note what exactly you found about UHC and which dimension of UHC is supported with this evidence.

Response: As explained in the response in the earlier comment, the role of MSAs in PHC has multiple pathways. For example, multisectoral actions at the macro-level act as strategic inputs through macrolevel multisectoral committees, working groups, steering groups, and secretariat (producing joint actions plan, multisectoral action plan) where there is little explanation of UHC. However, they act as inputs for the PHC. At the meso level (where macro-policies and plans are operationalized), multisector come together to try to mitigate and address the effects (here, MSAs address the spillover effects through sectoral offices of the line ministries, for example in response to earthquake impacts, multiple sectors work together including water and sanitation office, supplies of foods, communication, transport. At the meso level, MSAs contribute to implementation of PHC; however, there was limited discussion of UHC. However, these policies and actions support implementing PHC and implicitly contribute to achieving UHC. At the micro-level, where service users and providers interface, MSAs in PHC contribute to service provision, delivery and utilization of health services (from the provider side), health service use, health promotion and prevention, and lifestyle change of populations (users’ side). As in our review findings, there were limited results on UHC. Therefore, we made minor change removing UHC from the title and focus accordingly. We revised our work focusing on MSAs and PHC, specifically with the implicit outcome of equity and universality.

Discussion and conclusions: also, as commented by one of the reviewers, I struggled to pick a take home message from this review. I would say a lot of information and some limitations as commented above have made you struggle to come up with a clear conclusion. The objective and the research question were not found to have been supported with the conclusion.

Response: in the revised version, we added limitations as suggested. Additionally, we clarified the conclusion articulated with the study objective/research question.

Minor comments: The language part needs to be thoroughly checked. There are issues like inconsistent use of capital letters in a number of places. And the issues pointed out by one of the reviewers on use of abbreviated forms also has rampantly occurred in the paper. It looks like the authors have not given enough attention to review their final version of the paper. Please correct all the language issues including these.

Response: thank you for the suggestions; we corrected errors throughout.

At the end, I would suggest that the authors take a serious look on their aim of what they expected to depict from this review, revise the methods section as mentioned above and also other sections. The paper in the current form does not match the journal’s standard without a major revision.

Response: thank you for the suggestions we corrected errors throughout.

Reviewer #1: I congratulate the authors for concluding their scientific efforts logically, but I would recommend them to consider the following aspects while finalizing the manuscript.

1. Title of the manuscript: I don't think the word "multilevel" is required in the title. I would suggest removing this word from the title. As Principles of PHC has spelled- "Multisectoral Coordination" not the "Multisectoral action". I am afraid, multisectoral action may misguide the readers.

Response: thank you for the suggestions. Since 1970s, multisectoral coordination was used, while the recent literature referred to, multisectoral coordination was used, while the recent literature referred to MSAs for the same terminology. Therefore, we used to MSAs to denote intersectoral coordination. As the core framing of this paper contribution of MSAs to PHC at the multilevel health systems (that improve equity and universality). We removed the multilevel from the title, as suggested.

2. The authors are presenting the findings which are more relevant to LMICs/Limited resources settings which may mislead the readers that 'multisectoral coordination' (? Actions) is not relevant in high income countries/resource abundant settings.

Response: We agree with the reviewer that the ideas of MSAs are more relevant to resource-limited settings. However, some studies (9 studies) from high income countries reported that MSAs are important in these settings too.

3. While reviewing the manuscript, I tried to pick a take home message that could be useful for health system workers/decision makers, but I found no new idea/message from the manuscript. Multisectoral coordination had been identified as one of the core principles of PHC since 1978. What new idea/knowledge this study adds in the PHC science? Did the authors just attempt to use the RAMESES standards/check list in the area of PHC. I would suggest authors to highlight on the key but nobel idea/knowledge.

Response: Generally, review studies (like literature reviews and scoping reviews) synthesize existing evidence and provide insights/perspectives from the available data. In other words, explain and interpret the findings based on available evidence. In this scoping review, we synthesized the evidence, explained them using a multilevel framework, and provided how they operated at the macro, meso, and micro-level health systems contributing to the policy, operation and delivery of PHC to achieve desired health system goal (UHC- equity, and universality). We have incorporated these insights in the paper, including the conclusion of the paper.

Reviewer #2: Dear Authors, Thank you for your hard work and intelligent piece of the write up to bring forward theoretically guided scoping review for the multilevel and multisectoral actions in primary health care. The interesting finding to highlight the spillover effect of the non-health sector actors is appreciated.

Response: thank you for this appreciation. We appreciate your feedback and encouragement.

Please find some feedback for your consideration:

- Introduction: Line 66 better to mention1978; can combine line 69 and 73; line 81-86 secondary citation is used, better to quote primary references.

Response: thank you for this; we made corrections for this.

- The search strategy includes Universal Health Coverage, the results and discussion section do not much highlight on the inter-relation of the delivery of PHC to achieve UHC; fails to give clear picture to the reader. This linkage is also missing in the introduction part. Justification added to why UHC was used in the search strategy and linking it up to the rest of the article is needed. Suggested title "Multilevel multisectoral policy and actions in primary health care for achieving universal health coverage: a realist synthesis of scoping review"

Response: thank you for this very insightful comment. As overall framing of the paper was to describe the context/mechanisms/ pathways of MSAs on the design and implementation of PHC towards equity/universality. To capture the records related to equity/universality (in terms of access, coverage, and quality) of health services, we included the search terms as UHC (instead to focus on three dimensions of UHC). As in our review findings, our focus was not to dig down the UHC (in terms of service, population, or financial protection), we removed the UHC form title and framed the whole paper accordingly. We revised our work focusing on MSAs and PHC specifically with implicit outcomes of equity and universality. As per the suggestion, we also changed the manuscript's title.

- Exclusion criteria are not clear. Line 161/162 reads "sufficient information"; what do this mean is not clear, please mention concretely what it meant to the authors so as to bring readers on the same page and add these to the flow diagram as reasons of exclusion.

Response: thanks for this feedback. We have added the reasons for exclusion.

-The citation though has article on multisectoral actions for NCDs (64), very less is described in the result and discussion on aspects of macro and meso level from NCDs lens; case studies on Multisectoral action plan for prevention and control of NCDs for any country (example:https://www.who.int/docs/default-source/nepal-documents/multisectoral-action-plan-for-prevention-and-control-of-ncds-(2014-2020).pdf?sfvrsn=c3fa147c_4 ) is suggested. In addition AMR is a known multisectoral agenda; suggestion is to review on case study on AMR for the spillover effect (example: https://www.hindawi.com/journals/jtm/2022/2783300/). These literatures will work to strengthen the comprehensiveness of the review and the conclusion.

Response: thanks for this feedback. We have cited these references in the revised manuscript.

- In supplementary table, health literacy has come up as one of the pertinent findings; it is one of the important factors acknowledged for lifestyle changes and behavior modification; suggested to bring health literacy to the study results, discussion and conclusion too.

Response: thanks for this feedback. We have revised it as suggested.

- Commercial determinants of health has been kept in the supplementary table, however it has not been taken up in the main write up. Suggestion to include it to integrate the list in the discussion that is fitting into commercial determinants of health (https://www.thelancet.com/series/commercial-determinants-health)

Response: thanks for this feedback. We have added the reasons for exclusion.

- Since it is scoping review, it will have its certain limitations: Add limitation of your study

Response: thanks for this feedback. We have added more limitations of the study.

Language impression: There are instances of use of the short forms without their full forms and inconsistent short forms used; eg- Line 91 UHC, Line 235 SDH- SoDH elsewhere; Line 355 NCDs and so on. Suggestion to use short form followed by full form for the first time use and then consistent to use the same short form thereafter.

Response: thanks for this feedback. We have corrected as suggested.

Thank you for the excellent work.

Response: thank you so much for appreciation.

Attachment

Submitted filename: Point by point response_FINAL 2023.docx

Decision Letter 1

Krishna Kumar Aryal

19 Jul 2023

PONE-D-23-09012R1Multisectoral actions in primary health care: a realist review of evidencePLOS ONE

Dear Dr. Khatri,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Few minor comments below. 

Please submit your revised manuscript by Sep 02 2023 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

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We look forward to receiving your revised manuscript.

Kind regards,

Krishna Kumar Aryal

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

Additional Editor Comments:

Title – the changes on the last part of the title to me did not look great. Up to the authors but the previous line saying a realist synthesis of scoping review looked to be a better presentation of the work rather than the new one changed in the revised version.

Intro –In the starting line of the introduction, if you could interweave intersectoral coordination on health referring to alma ata into what you have written as MSA being fundamental principle of PHC, it would make this read even more beautiful. In line 98, the use of sentence We employed….. gives a sense of methods section being injected in the intro. Authors might want to reconsider if they really want to position any methods language in the intro.

One more serious and thorough copyediting required. Abbreviations – there still remain issues. Like MSA coined early in the abstract but later in couple of places again full form is still there (and in few places in the main body of the manuscript after it has been abbreviated in the beginning). It is suggested to take this manuscript through a thorough copyediting to make sure these kind of errors as well as errors like inconsistent use of capital letters to name a few are corrected including all other typographical issues. Some more examples of typographical issues (there could be more) Line 106 - …different categories MSAs on health…. Is something missing here? Probably ‘of’? Line 470 – did the authors mean multilevel context of health systems and not health and systems.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #2: N/A

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Dear Authors

Congratulation for developing the manuscript in the most relevant issue of global health.

Despite your rigorous analysis on the study subject, still we expect more analytical and crucial findings.

Once again, thank you for addressing the comments raised during the first review process.

Reviewer #2: (No Response)

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Bhim Prasad Sapkota

Reviewer #2: Yes: Ambika Thapa

**********

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While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2023 Aug 10;18(8):e0289816. doi: 10.1371/journal.pone.0289816.r004

Author response to Decision Letter 1


25 Jul 2023

Point by point to the editor's and reviewers’ comments

The authors’ team would like to thank you for constructive feedback on our manuscript. We appreciate your insightful and constructive feedback. We fully agree with your views. We have revised as suggested. In this document, we have responded point-by-point on your feedback, and clarification of the concerns where necessary.

Additional Editor Comments:

Comments Response

Title – the changes on the last part of the title to me did not look great. Up to the authors but the previous line saying a realist synthesis of scoping review looked to be a better presentation of the work rather than the new one changed in the revised version. Corrected as suggested.

Intro –In the starting line of the introduction, if you could interweave intersectoral coordination on health referring to alma ata into what you have written as MSA being fundamental principle of PHC, it would make this read even more beautiful.

In line 98, the use of sentence We employed….. gives a sense of methods section being injected in the intro. Authors might want to reconsider if they really want to position any methods language in the intro. Thank you for this feedback. We revised the concept of intersectional coordination in 1978. We hope this make sense to the readers.

We revised the method-related contents from the introduction section.

One more serious and thorough copyediting required. Abbreviations – there still remain issues. Like MSA coined early in the abstract but later in couple of places again full form is still there (and in few places in the main body of the manuscript after it has been abbreviated in the beginning).

It is suggested to take this manuscript through a thorough copyediting to make sure these kind of errors as well as errors like inconsistent use of capital letters to name a few are corrected including all other typographical issues. Some more examples of typographical issues (there could be more) Line 106 - …different categories MSAs on health…. Is something missing here? Probably ‘of’? Line 470 – did the authors mean multilevel context of health systems and not health and systems. We checked thoroughly these issues and corrected.

We edited our manuscript throughout. Thank you so much for suggestions.

Thank you so much for so constructive feedback on our work.

Attachment

Submitted filename: Point by point response_.docx

Decision Letter 2

Krishna Kumar Aryal

27 Jul 2023

Multisectoral actions in primary health care: a realist synthesis of scoping review

PONE-D-23-09012R2

Dear Dr. Khatri,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Krishna Kumar Aryal

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Thank you for addressing the remaining issues. A good paper in the current context of high need but minimum action on intersectoral or multisectoral coordination.

Reviewers' comments:

Acceptance letter

Krishna Kumar Aryal

31 Jul 2023

PONE-D-23-09012R2

Multisectoral actions in primary health care: a realist synthesis of scoping review

Dear Dr. Khatri:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Krishna Kumar Aryal

Academic Editor

PLOS ONE

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