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PLOS One logoLink to PLOS One
. 2023 Aug 25;18(8):e0290237. doi: 10.1371/journal.pone.0290237

Upper-critical solution temperature (UCST) polymer functionalized nanomedicine for controlled drug release and hypoxia alleviation in hepatocellular carcinoma therapy

Xiaoya Niu 1,2, Yi Fu 3, Lei Feng 1,2, Maodi Xie 4, Bei Li 1,2, Lin Que 5,6, Zhen You 1,2,*
Editor: Shigao Huang7
PMCID: PMC10456220  PMID: 37624853

Abstract

Recently, bioinspired material such as nanoparticle has been successfully applied in the cancer therapy. However, how to precisely control the drug release from nanomedicine in tumor tissue and overcome the hypoxic microenvironment of tumor tissue is still an important challenge in the development of nanomedicine. In this work, a new type of drug-loaded nanoparticles P(AAm-co-AN)-AuNRs@CeO2-DOX (PA-DOX) was prepared by combining high-efficiency photothermal reagents, critical up-conversion temperature polymer layer and anti-cancer drug doxorubicin (DOX) for the treatment of hepatocellular carcinoma (HCC). In this system, CeO2 can decompose hydrogen peroxide to H2O and O2 alleviate the anaerobic microenvironment of liver cancer cells. As a photothermal reagent, AuNRs@CeO2 can convert near-infrared light into heat energy to achieve local heat to kill cancer cells and ablate solid tumors. In addition, the elevated temperature would enable the polymer layer to undergo a phase transition to release more DOX to achieve a controlled release mechanism, which will open up a new horizon for clinical cancer treatment.

Introduction

As the sixth largest cancer in the world, liver cancer contributes to an important part of common tumor-related deaths [1,2]. The incidence of liver cancer has always been the focus of global health concerns. About 90% of patients with liver cancer are primary hepatocellular carcinoma. The occurrence of liver cancer is closely related to chronic liver disease, especially cirrhosis. Hepatitis B virus [3], hepatitis C virus [4], excessive drinking [5] and smoking [6] are all risk factors leading to the occurrence of liver cancer. In addition, there are significant gender differences in liver cancer, with males having higher rates of new cases and mortality than females. Hepatocellular carcinoma (HCC) cells have strong aggressiveness, rapid development of the disease, and easy to metastasize to normal tissues, resulting in poor prognosis of the treatment of hepatocellular carcinoma, which poses a greater threat to the quality of life of patients.

At present, the treatment methods of HCC mainly include traditional chemical therapy, surgical resection, liver transplantation, radiotherapy, interventional therapy and new immunotherapy [79], among which surgical resection has a high therapeutic value in early stage patients, and liver transplantation has the highest curative ability in the treatment of middle and late stage HCC. However, patients with advanced liver cancer lack effective treatment means, and patients often rely on radiotherapy and chemotherapy to barely support the quality of life. However, in the current state of science and technology, systemic radiotherapy and chemotherapy will inevitably have some serious drawbacks, such as high cell toxicity, low tumor specificity, and poor prognosis [10].

In order to improve the outcomes of clinical treatment of cancer and the controllability and long-term efficacy of drug therapy, nanomedicine is developed rapidly as a new treatment method. Among them, nanoparticles based photothermal therapy (PTT), as one kinds of the effective non-invasive tumor therapy modalities, has received much research interest in recent years. It uses a Near Infrared (NIR) laser (wavelength 700~1400 nm) to stimulate the photothermal reagent, so that it can convert the absorbed NIR light energy into effective heat energy and kill tumor cells by thermal ablation. It has the characteristics of high selectivity, non-toxicity and easy operation [11,12]. Gold nanorods (AuNRs), as a kind of typical PTT reagent, have transverse surface plasmon resonance (TSPR) and longitudinal surface plasmon resonance (LSPR) [13]. By adjusting the aspect ratio of AuNRs, the plasmon resonance was red-shifted to the near infrared region, facilitating the PTT with deep tissue penetration [14]. In addition, compared with other shapes of gold nanomaterials, it not only has higher photothermal conversion efficiency, but also a larger photoacoustic absorption interface, resulting in stronger photoacoustic signals under the same excitation conditions. However, due to the problems of tumor heterogeneity and low photothermal conversion efficiency in deep tissue, the result of single photothermal therapy for tumor eradication is still not ideal. On the other hand, nanomaterials have also been reported to be widely used as effective drug delivery platforms for cancer therapy, including metals, hydrogels, micelles, polymers, proteins and carbon nanomaterials [1517]. Therefore, PTT combined with nano-drug delivery systems are thought to effectively treat the tumor.

Tumor cells show a higher hypoxic level than normal cells due to external stimulation, increased metabolic activity, and mitochondrial dysfunction [18]. Hypoxia has been reported to cause resistance to chemotherapy or radiotherapy, which can significantly impair the efficacy of cancer treatment [19]. Therefore, alleviating the hypoxia is highly expected during the cancer treatment. Cerium oxide (CeO2) nanoparticles have attracted increasing attention due to their catalase-like activity, which has the ability to convert H2O2 to H2O and O2 to relive the hypoxia in tumor tissue to improve the efficiency of chemotherapy [20,21].

On the basis of the above considerations, in this work, we developed a drug-loaded nanoparticle P(AAm-co-AN)-AuNRs@CeO2-DOX (PA-DOX) for the treatment of liver cancer. P(AAm-co-AN) as a kind of upper-critical solution temperature (UCST) polymers, has been used as drug carriers to deliver chemo-drug to tumor tissue, and its response temperature could be tuned by adjusting the feed ratio of AAm to AN [22,23].

Firstly, P(AAm-co-AN) was modified onto the surface of AuNRs@CeO2. Then, the anti-tumor drug DOX was loaded inside the P(AAm-co-AN) modified AuNRs@CeO2 nanoparticles to form the PA-DOX. The polymeric layer of P (AAm-co-AN) collapses at low temperatures and limits DOX release. The synthesis procedure of PA-DOX nanoparticles was illustrated in S1A Striking image. When the PA-DOX nanoparticles were injected into tumor bearing mouse, because of the enhanced permeability and retention (EPR) effect, these PA-DOX nanoparticles would accumulate in the tumor tissue. After being internalized by tumor cells, upon the irradiation by NIR 808 nm laser, the photothermal effect of AuNRs promoted the local heating and triggered the phase change of the P(AAm-co-AN) polymer, causing the polymer chain to be in a stretched state and releasing more DOX to achieve controlled long-term anti-tumor therapy. At the same time, The CeO2 nanoparticles on the surface of Au NRs would catalyze the decomposition of H2O2 into O2 and H2O, which will alleviate the hypoxia tissue to regulate the anaerobic microenvironment of tumor tissue, potentiating the anti-tumor effect of PA-DOX (S1B Striking image).

Methods and materials

Materials

Doxorubicin hydrochloride (DOX) was purchased from J&K Scientific Technology Ltd. Co. 1,3,5-Trimethylbenzene (TMB) and acrylamide (AAm) were purchased from Macklin Reagent (Shanghai, China). Acrylonitrile (AN) and Pluronic® F-127 were purchased from Aladdin Industrial Inc (Shanghai, China). 4-Cyano-4-((phenylcarbonothioyl) thio) pentanoic acid (CPTD), 4’, 6-diamidino-2-phenylindole dihydrochloride (DAPI) were obtained from Sigma-Aldrich (Missouri, USA). Annexin V-FITC Apoptosis Detection Kit was provided by KeChuang Biotechnology Inc (Suzhou, China). All other reagents and solvents were purchased from Sinopharm Chemical Reagent Inc. (Shanghai, China).

Cells and animals

The human hepatocellular carcinoma (HCC) cell line (HepG2) were obtained from Nanjing KeyGen Biotechnology Inc (Nanjing, China). For animal studies, 48 female nude mice (weighting 18–22 g) were purchased from Qinglongshan animal breeding farm (Nanjing, China). The experiments were carried out in compliance with the Regulations of the People’s Republic of China on the Administration of Laboratory Animals. The body weight and tumor size of the mice were monitored and recorded every two days.The tumor weight did not exceed 10% of the body weight of the nude mice during the tumor growth. Therefore nude mice were sacrificed using 70% carbon dioxide gas to collect tissue samples at 16 d. All animal experiments should comply with the ARRIVE guidelines. The experimental protocol was approved by the Animal Ethics Committee of West China Hospital of Sichuan University.

Synthesis of P(AAm-co-AN)-CPTD

The UCST-type polymer P(AAm-co-AN)-CPTD was prepared via the typical reversible addition-fragmentation chain transfer (RAFT) reaction, in which CPTD was used as a chain transfer agent. First, AAm (0.726 g), AN (0.096 g), AIBN (0.0098 g) and CPTD (0.08 g) were dissolved in dioxane (4 mL), and the mixture was deoxygenated through three freeze-pump-thaw cycles under N2 atmosphere. Then, the mixture was stirred at 65°C and reacted overnight for 24 h. After the reaction, the mixture was cooled down by ice water and purified by precipitation in cold methanol three times. The final product was obtained by freeze-drying, which was named as P(AAm-co-AN)-CPTD. In addition, a small portion was taken and its chemical structure was analyzed by 1H NMR.

Synthesis of AuNRs

The synthesis of aunr is performed by reference to the method described earlier [24]. A typical seed-mediated growth method was used to prepare AuNRs with an aspect ratio of 4:1. In detail, HAuCl4 solution (5 mL, 0.5 mM), CTAB solution (5 mL, 200 mM) and NaBH4 solution (0.6 mL, 10 mM) were mixed and shaken for 2 min and incubated at 37°C for 3 h to prepare the seed solution. Then, CTAB solution (10 mL, 200 mM), DI water (10 mL), HAuCl4 solution (250 μL, 40 mM), AgNO3 solution (50 μL, 40 mM), HCl (17 μL) and L-AA solution (160 μL, 100 mM) were added and mixed sequentially to form a stock solution. Afterwards, the seed solution and the stock solution were mixed in a ratio of 1:41 in a water bath at 37°C for 24 h. Finally, the AuNRs were purified by high-speed centrifugation, dispersed in DI water, and stored under 4°C for further use.

Synthesis of AuNRs@CeO2

To prepare AuNRs@CeO2, 2 mL of AuNRs solution was diluted to 10 mL and successively added with CTAB solution (20 μL, 0.2 mM), (Hexamethylenetetramine) HMT solution (0.4 mL, 0.1M) and Ce(NO3)3 solution (0.4 mL, 0.1M). The mixture was then transferred to a 50 mL stainless steel autoclave lined with Teflon and hydrotreated at 85°C for 5 h. Finally, AuNRs@CeO2 was obtained by centrifugation and the sediment was dispersed in DI water.

Synthesis of P(AAm-co-AN)-AuNRs@CeO2-DOX (PA-DOX)

Due to the presence of sulfur atom in the P(AAM-Co-AN)-CPTD chains, P(AAM-Co-AN)-CPTD could bind AuNRs through the interaction between Au and sulfur atom. First, P(AAM-Co-AN)-CPTD (10 mg) was dissolved in a mixed solvent (2 mL, tetrahydrofuran 40: dimethylformamide 60, v/v). Under magnetic stirring, the mixture was added dropwise to the 2 mL of AuNRs@CeO2 solution (10 mg/mL) through a syringe pump at a rate of 10 mL/h and kept for 24 h. Then, the mixture was purified by centrifugation to remove organic solvents and un-bound P(AAM-Co-AN)-CPTD to obtain P(AAm-co-AN)-AuNRs@CeO2. The obtained sample was re-dispersed in 5 mL PBS. Then DOX (5 mg) was added and the mixture was stirred overnight in dark at 41°C, followed by dialysis in deionized water to obtain the final product PA-DOX. The DOX loading efficiency (DLE) was 81.4% and the DOX loading capacity (DLC) of PA-DOX was 7.1%.

Characterization

The chemical structure of P(AAm-co-AN)-CPTD was determined by nuclear magnetic resonance spectroscopy (AVANCE III HD 400, Bruker BioSpin Corp., Germany). Briefly, 2 mg of P(AAm-co-AN)-CPTD was dissolved in 1 ml of deuterated DMSO (d6-DMSO) with tetramethylsilane as an internal standard and the 1H NMR spectrum was obtained at room temperature. FT-IR Fourier transform infrared spectroscopy (FT-IR) was performed on a Bruker IFS 66V vacuum-type spectrometer through mixing lyophilized dry powder of the obtained samples with KBr and pressing it to a plate. Gel permeation chromatography (Agilent Technologies PL-GPC 50 Integrated GPC System) equipped with PLgel MIXED Columns (Agilent, particle size: 5 μm; dimensions: 7.5 mm × 300 mm) and a differential refractive index detector was applied to measure the molecular weights and distributions of the copolymers P(AAm-co-AN)-CPTD using DMSO as an eluent (0.5 mL·min-1). The molecular weights of samples were calibrated with narrowly distributed dextran standards. The obtained results were shown in S1 Fig. UV-vis absorption spectrum was recorded using an ultraviolet spectrophotometer (Lengguang Technology, Shanghai). JEM-2100 JEOL Transmission Electron Microscopy (TEM) was utilized to observe the morphology of the nanoparticles. The particle size and zeta potential were obtained using NanoBrook Omni Laser Particle Size Analyzer (Brookhaven Instruments, USA).

The photothermal performance experiments of PA-DOX

The photothermal performance of PA-DOX was studied by an 808 nm NIR semiconductor laser device (LE-LS-808-XXTM, Leoptics, Shenzhen) with different irradiation powers. The PA-DOX PBS solution was stimulated while the real time temperature was recorded every 10 s using an electronic thermometer. PBS buffer was used as the control group. The thermal conversion efficiency of PA-DOX was calculated from the response curves. The photothermal conversion efficiency (η) of PA-DOX was calculated according to the following Formula (1).

η=[hs(Tmax,NPTsurr)Qdis]/I(110A808) (1)

where h was the heat transfer coefficient, s was the surface area of the container, Tmax was the maximum temperature of the solution, Tsurr was the ambient temperature, I was the laser power density (3.0 W/cm2), A808 was the absorption value of the material at 808 nm, and Qdis was the heat generated by water and the container after absorbing light. To calculate hs, the following Formulas (2) and (3) was used.

Qdis=hs(Tmax,H2OTsurr) (2)
τs=(mDcD)/hs (3)

where mD is the quality of water; cD is the heat capacity of water (4.2 J/g/°C); and τs is the time constant of the sample system, which is calculated according to the following Formulas (4) and (5).

t=τslnƟ (4)
Ɵ=(TsurrT)/(TsurrTmax) (5)

Drug loading and release

The concentration of DOX was evaluated by measuring the UV–vis absorbance of DOX at 490 nm. Firstly, that, the standard curve of the DOX concentration was set up (S3 Fig). To measure the DOX loading efficiency (DLE) and the DOX loading capacity (DLC), 5 mg of DOX was added into 10 mL of PBS with 40 mg of P(AAm-co-AN)-AuNRs@CeO2. and the mixture was stirred overnight in dark at 41°C, followed by dialysis in deionized water to obtain the final product PA-DOX. The DLE and DLC were 81.4% and 9.86% respectively, calculated from Formulas (6) and (7).

DOXloadingefficiency(DLE)=DOXinNanoparticlesDOXFeeded*100% (6)
DOXloadingcapacity(DLC)=WeightofDOXinNanoparticlesWeightofNanoparticles*100% (7)

The effects of temperature, NIR laser and time on the release of DOX from PA-DOX were studied. Firstly, in vitro DOX release was carried out in 20 mL PBS buffer (pH = 7.4). 10 mg of PA-DOX in 2mL of PBS was transferred into a dialysis bag (MWCO = 3.5 kDa) and immersed in above PBS buffer. At each predetermined time point, the dialysis bag was required to be irradiated by NIR 808 nm laser at 3.0 W/cm2. Then the dialysis bag was re-immersed in PBS buffer for 15 minutes to reach a balance. After that, 3 mL of the solution was taken out from the out PBS medium and the absorption value at 490 nm was measured by ultraviolet spectrophotometer to calculate the concentration of DOX. At the same time, an equal volume of 3 mL fresh PBS buffer was refilled. The experiment was carried out in replicate.

H2O2 decomposition and O2 generation assay

In a closed system without oxygen, the decomposition of H2O2 was checked by adding 1 mL of 100 μM H2O2 into 10 mL of 200 μg/mL (Au content) AuNRs, Au@CeO2 and PA-DOX respectively. In the presence or absence of NIR 808 nm laser at 3.0 W/cm2, H2O2 concentration in the solution was assessed by measuring the absorbance at 405 nm every 10 min using a hydrogen peroxide determination kit. What’s more, a portable dissolved oxygen meter was also applied every 10 min to monitor the O2 concentration in the solution.

In vitro cytotoxicity assay

The cytotoxicity of AuNRs (10, 20, 50, 100, 150, 200 μg/mL), AuNRs@CeO2 (10, 20, 50, 100, 150, 200 μg/mL), free DOX (0.5, 1.0, 2.0, 4.0, 8.0, 16.0 μg/mL) and PA-DOX (0.5, 1.0, 2.0, 4.0, 8.0, 16.0 μg/mL) were evaluated by MTT assay in HepG2 cell lines. Cells were inoculated at a density of 5×103 cells per well in a 96-well plate and cultured at 37°C in a humidification chamber containing 5% CO2 for 24 h. Then, the cell medium was replaced with fresh medium containing different samples and cells were incubated for another 48 h. Following that, the corresponding group was irradiated with NIR 808 nm laser at 3.0 W/cm2 for 10 min. After irradiation, all the cells were incubated for 4 h again, and then 20 μL of MTT solution (5 mg/mL in PBS) was added to each well. This culture system was incubated for another 4 h. The medium was aspirated and 150 μL of DMSO was added to each well. After that, the plate was shaken for 10 min to fully melt the crystals. The absorbance of each well at 490 nm was determined and recorded by the microplate reader (SpectraMax Paradigm, Molecular Devices, Toronto). All cytotoxicity tests were carried out in quadruplicate.

In vitro cellular migration assay

The transwell assay was used to evaluate the migration ability of HepG2 cells. Firstly, the upper chamber surface of the bottom membrane of the transwell cell was coated with Matrigel at a ratio of 1:8. The HepG2 cells incubated with medium containing AuNRs (100 μg/mL), AuNRs@CeO2 (100 μg/mL), free DOX (4.0 μg/mL) and PA-DOX (4.0 μg/mL) for 48 h were digested and centrifuged with 0.25% trypsin and 0.02% EDTA, and resuspended in serum-free medium. The density of cells was adjusted to 5×105 cells/mL. 200 μL of cell suspension was put into the upper chamber of the Transwell cell, and 600 μL of medium containing 10% FBS was added to the lower chamber of the 24-well culture plate. After that, the culture plate was placed in a CO2 incubator at 37°C for 48 h. The bottom HepG2 cells of transwell chamber was rinsed with PBS buffer twice, fix in 4% paraformaldehyde for 20 min, and then stained with crystal violet solution for 15 min. Finally, the migrating cells were viewed and imaged under the CKX53 inverted microscope (Olympus Corporation, Japan).

In vitro cellular uptake

To examine the cellular uptake of free DOX and PA-DOX nanoparticles, a confocal laser scanning microscope (CLSM) imaging study was performed using HepG2 cells. Briefly, HepG2 cells were seeded on a 12-well plate with cell density at 1×105 cells per well and incubated for 24 h at 37°C. Then free DOX (4.0 μg/mL) or PA-DOX (4.0 μg/mL) was added to these wells and incubated for 4 h. After incubation, the cells were rinsed 3 times with PBS buffer and fixed with 4% paraformaldehyde for 30 min at room temperature. After staining the nuclei with DAPI (200 ng/ml in PBS, Sigma) for 25 min in the dark, the stained cells were rinsed thoroughly with PBS three times to remove the free DAPI. At last, the cells were viewed and imaged under the ZX320FL confocal laser microscope (at λex 480 nm and λem 590 nm, Zhongxun, Shengzhen).

In vivo anti-tumour efficacy assay

HepG2 tumor-bearing mouse models were established by subcutaneously injecting HepG2 cells (2×106) into the underarm of each nude mouse. After the tumor volume reached 100 mm3, the nude mice were randomly divided into eight groups (saline, saline+NIR, free DOX, free DOX+NIR, AuNRs@CeO2, AuNRs@CeO2+NIR, PA-DOX, PA-DOX+NIR) and subjected to in vivo experiments. Then, the mice in each group were injected with different samples at a dose of 0.5 mg/kg DOX. After 8 h, the mice were irradiated with NIR 808 nm laser at 3.0 W/cm2 at the tumor site. The body weight and tumor size of the mice were monitored and recorded every two days. Tumour volume (V) was calculated according to the formula. Tumour volume (V, mm3) = 0.5 × length × width2. The nude mice were sacrificed on day 16 with 70% carbon dioxide gas.

Histological assay

The mice were sacrificed on the 16th day, and tissues including heart, liver, spleen, lung, kidney and tumor were collected and sectioned for hematoxylin–eosin (H&E) staining. In addition, the weight of the tumor was also recorded. The H&E staining was carried out by Logone Bio, and the organs were examined and taken photos by a light microscope.

Data analysis

Data was analyzed using GraphPad Prism 9 software and based on a single-factor analysis of variances (ANOVA) test. All data were presented as mean ± standard deviation (SD).

Results and discussion

Characterization of PA-DOX

In this study, UCST polymer P(AAm-co-AN)-CPTD was prepared according to the literature by the typical RAFT reaction using CPTD as the chain transfer agent [25]. The chemical structure of P(AAm-co-AN)-CPTD was analyzed by 1H NMR, as schematically shown in Fig 1A. The signal at 6.7~7.8 ppm revealed the presence of the amino protons units and protons in the benzene ring [26], while the signal at 1.2~1.9 ppm was attributed to the protons of -CH2- on P(AAm-co-AN)-CPTD back bone [27], which proved the success synthesis of P(AAm-co-AN)-CPTD. The peaks at 3.5–3.6, and 2.0–2.5 were attributed to -CH-CONH2) and -CH-CN respectively. In view of 1H NMR results, the ratio of AAm to AN was nearly 68:32. The successful synthesis of P(AAm-co-AN)-CPTD was also confirmed by FT-IR measurement as shown in S1 Fig. All the characteristic absorptions of -NH2 (3365 cm-1), -CH2- (2910 cm-1), -CN (2225 cm-1), -C = O (1690 cm-1) were clearly seen in the spectrum. The molecular weight (Mw) of P(AAm-co-AN)-CPTD is 18,900, determined by gel permeation chromatography (S2 Fig). Moreover, the temperature response performance of P(AAm-co-AN)-CPTD to form the self-assembled micelles was monitored by measuring the transmittance of the solution as shown in Fig 1B. The transmittance of the polymer vesicle solution changed significantly as the temperature increased from 20°C to 60°C. When the test temperature was in the range of 20–36°C, the micelle solution presented a white emulsion with a transmittance of about 0%, indicating the presence of micelles. When the temperature increased from 36°C to 50°C, the light transmittance of the micells solution increased from about 0% to 100%, clearly indicating the deformation of micelles. In this work, the upper critical solution temperature (UCST) of the sample was defined corresponding to the light transmittance of 50% [28,29]. It was found that the UCST of P(AAM-co-AN)-CPTD was about 42°C, which is slightly higher than the normal body temperature. For P(AAM-co-AN)-CPTD, the interaction between acrylonitrile groups helped the polymer overcome the electrostatic repulsion, and shorten the distance between the polymer segments, thus forming the micellar aggregation and improving the probability of hydrogen bonding between the polymers. At low temperatures (< UCST), stable hydrogen bonds were formed between the polymers, allowing them to aggregate and form the micelles in the solution [30]. While at high temperatures (> UCST), the hydrogen bonds between the polymers were dissociated and the micelles were dissolved in water, resulting in the elevation of transmittance [31]. In addition, due to the different synchronization of hydrogen bonds in and between micelles, the transmittance curves did not coincide during heating and cooling procedure [32].

Fig 1. Characterization of PA-DOX.

Fig 1

(a) 1H-NMR spectrum of P(AAm-co-AN)-CPTD in DMSO-d6 (b) Transmittance curves of P(AAm-co-AN)-CPTD vesicles solution at different temperatures. (c) UV-Vis absorption spectra of AuNRs, AuNRs@CeO2, DOX and PA-DOX, (d) TEM image of PA-DOX (inset is the image of pristine AuNRs), (e) Zeta potential of AuNRs, AuNRs@CeO2 and PA-DOX, (f) DLS curves of AuNRs, AuNRs@CeO2 and PA-DOX.

Fig 1C displays the UV-vis-NIR absorbance spectra of AuNRs, AuNRs@CeO2, DOX and PA-DOX. The characteristic peak at 550 nm corresponded to the transverse surface plasma resonant peak of AuNRs. It can be seen that the longitudinal surface plasmon resonance (SPR) peak of AuNRs (located at 808 nm) shown a red shift to 825 nm after the coating of CeO2. The full width at half maximum (FWHM) of the longitudinal and transverse SPR bands were maintained well without significant broadening, which indicated that the CeO2 coating did not affected the morphology and the properties of AuNRs. In addition, except the characteristic peaks of AuNRs@CeO2, the characteristic peak of Dox at 490 nm was also found in the spectrum of PA-DOX, indicating the successful loading of DOX by AuNRs@CeO2. The microscopic morphology of PA-DOX was observed by TEM as shown in Fig 1D. PA-DOX exhibited the rod-like structure with a size of about 50 nm and an aspect ratio of about 4:1, similar to the morphology of pristine AuNRs. With a close observation, we found that these PA-DOX showed a rough surface, further indicating the coating of CeO2 and P(AAM-co-AN)-CPTD on their surface. Additionally, Fig 1E and 1F shows the zeta potential and size distribution of AuNRs, AuNRs@CeO2 and PA-DOX. AuNRs and AuNRs@CeO2 showed a high positive surface charge because of the presence of CTAB, which was used in the synthesizing procedure. After the coating of P(AAM-co-AN)-CPTD and the loading of DOX, the zeta potential of PA-DOX was greatly reduced, due to the presence of carboxyl groups in the P(AAM-co-AN)-CPTD. Furthermore, the mean diameter of AuNRs, AuNRs@CeO2 and PA-DOX was 50.8, 57.3 and 69.4 nm, respectively. The gradually size increment of different samples also confirmed the deposition of CeO2 and the modification of P(AAM-co-AN)-CPTD on the surface of AuNRs. Collectively, these results confirmed that PA-DOX was successfully synthesized.

Photothermal performance

In order to evaluate the thermal conversion performance of PA-DOX nanoparticles, temperature changes of the nanoparticle solution under the NIR laser irradiation were monitored. The temperature of the solution was recorded by an electronic thermometer connected to a temperature probe. As shown in Fig 2A and 2B, the effects of NIR laser power and sample concentration on the temperature variations were studied. Firstly, the concentration of PA-DOX was fixed at 500 μg/mL, and the solution was irradiated by NIR 808 nm laser for 10 minutes with different laser power. The temperature of the solution reached as high as 50°C with the 3.0 W/cm2 laser irradiation within 10 min, which was in line with the requirement of tumor ablation. In marked contrast, the temperature of the PBS buffer didn’t strikingly elevate at the same condition (Fig 2B), which clearly confirmed the temperature elevation was mainly induced by the presence of PA-DOX. As we increased the irradiation power, higher solution temperature was achieved by higher laser power with same irradiation time. Because the power of 3.0 W/cm2 laser irradiation is high enough for tumor ablation, in the following experiment, we fixed the laser power at 3.0 W/cm2 to evaluate the effect of sample concentration on the temperature variations. As shown in Fig 2B, higher sample concentration resulted in higher solution temperature with the same irradiation time. When the concentration was set at 500 μg/mL, the temperature of the solution reached 50°C within 10 min, which was feasible for photothermal therapy in cancer treatment.

Fig 2. Photothermal performance and Drug loading and release.

Fig 2

(a,b) Temperature change curves of PA-DOX solution under different powers NIR 808 nm laser irradiation, (c) Temperature change curve of PA-DOX solution after a single on/off NIR laser irradiation, (d) Relationship between the cooling time and the negative natural logarithm of temperature driving force after the NIR laser turned off, (e) Cumulative drug release curves of PA-DOX in PBS (pH 7.4) at 37°C, 50°C, and under the NIR laser irradiation, (f) Drug release curve of PA-DOX over 300 min under on/off cycles of NIR laser irradiation.

To further investigate the photothermal conversion efficiency of PA-DOX, the temperature changes during the heating-cooling cycles were studied. The PA-DOX solution (500 μg/mL) was firstly irradiated by 3.0 W/cm2 of 808 nm laser for 10 minutes and then the laser was turned off. The solution temperature was monitored during this procedure. According to the relationship curve between the cooling time after NIR laser turned off and the negative natural logarithm of the temperature driving force, the photothermal conversion efficiency of PA-DOX was calculated to be 34.5% (Fig 2C and 2D). These results indicate that PA-DOX exhibits a high photothermal conversion efficiency (η), which guarantees the use of PA-DOX as a PTT reagent.

Drug loading and release

UCST polymeric layer of P(AAm-co-AN)-CPTD on the surface of PA-DOX would show an aggregating state at low temperature (<42°C) and present a dissolving or swollen state at high temperature (>42°C). When the temperature is lower than 42°C, DOX was confined inside the aggregated P(AAm-co-AN)-CPTD polymer. When the temperature is higher than 42°C, DOX will be released from the swollen polymer. So, this temperature responsible property of P(AAm-co-AN)-CPTD conferred these PA-DOX a light controlled drug release property due to the photothermal effect. therefore, the temperature sensitive releasing behavior of PA-DOX was evaluated.

Fig 2E. displays the cumulative release of DOX from PA-DOX at different temperatures with/without the NIR laser irradiation. It was found that the cumulative release of DOX from PA-DOX was temperature sensitive. When PA-DOX was maintained in the medium at 37°C, the release of DOX was very slow, and less than 40% of DOX was released from the PA-DOX even after 55 h. As the releasing temperature rose to 50°C, a fast release of DOX was achieved and about 95% of DOX was released after 30 h. This significant difference in release profiles at different temperature was due to the fact that the P(AAM-co-AN)-CPTD segment changed from a collapsed state to a stretched state when the temperature was switched from 37 to 50°C temperature [30,31], which accelerated the release of DOX.

In this work, PA-DOX exhibits a high photothermal conversion efficiency. After PA-DOX was immersed in the PBS (37°C) for 5 h, this PA-DOX solution was irradiated by 3.0 W/cm2 808 nm laser for 10 minutes. The cumulative release of DOX was also investigated as shown in Fig 2E. After the laser irradiation, the release of DOX was markedly accelerated. 1 hours post the laser irradiation, compared to the control group (PA-DOX without laser irradiation), an accelerated release of DOX from PA-DOX was clearly observed. For the control group, only 16.4% of DOX was released, while 25.4% of DOX was released from PA-DOX 1 hour post the laser irradiation. The 55-h cumulative release of DOX was about 69%, which was much higher than that released at 37°C from PA-DOX. These results confirmed that under the laser irradiation, PA-DOX achieved excellent photothermal transformation and led to local heating, which triggered the dissociation of the P(AAm-co-AN)-CPTD polymer layer and resulted in the fast release of DOX. However, the amount of DOX released from PA-DOX after laser irradiation is less than that from PA-DOX in high temperature (50°C). We think that the laser irradiation only can heat the PA-DOX for a short time. Once the laser is turned off, the PA-DOX will slowly cool down, resulting in a decrease in the dissociation ability of the P(AAm-co-AN)-CPTD polymer layer, which consequently weakens the release of DOX. The release of DOX from PA-DOX after repeatedly laser irradiation was also tested as shown in Fig 2F. It is observed that each laser irradiation would enhance the release of DOX. Turning off the laser would suppress the DOX release. All these results demonstrated that PA-DOX could realize the controlled release of DOX upon the laser irradiation. This temperature sensitive release of DOX from PA-DOX benefits the therapy of cancer greatly. When these PA-DOX is injected into the body, the DOX would not be released out in the circulation system before PA-DOX reaches the tumor site at the body temperature. When these PA-DOX accumulates in the tumor tissue due to the Enhanced Permeability and Retention (EPR) effect, DOX will be directly released out in the tumor tissue upon the laser irradiation. So, this design of PA-DOX will enhance the anti-tumor effect of DOX while reduce the side effect of DOX against the normal tissue.

Effect of PA-DOX on H2O2 decomposition and O2 generation

The high level of hypoxia in tumor tissues makes tumor cells highly resistant to chemotherapy. Furthermore, due to the abnormal metabolism of tumor cells, the concentration of hydrogen peroxide in tumor tissues is higher than that in normal tissues. Studies have revealed that CeO2 have excellent catalase and/or superoxide dismutase activities to decompose the H2O2 into O2 and H2O, which will alleviate the hypoxia in tumor tissue. In this work, CeO2 was deposited on the surface of AuNRs to construct PA-DOX to regulate the anaerobic microenvironment of tumor tissue by virtue of the hydrogen peroxide decomposition ability of CeO2. To investigate the oxygen-producing capacity of AuNRs, AuNRs@CeO2, and PA-DOX, these samples were dispersed in H2O2 solution with or without NIR 808 nm laser at 3.0 W/cm2. The consumption of H2O2 and the generation of O2 over time were measured as shown in Fig 3A and 3B. The concentration of H2O2 decreased slowly in the AuNR solution without the laser irradiation. However, with the laser irradiation, the degradation of H2O2 became slightly fast in the AuNRs solution. We think with the laser irradiation, AuNRs will heat the solution through photothermal effect. The elevated temperature accelerates the decomposition of H2O2.

Fig 3. Effect of PA-DOX on H2O2 decomposition and O2 generation.

Fig 3

(a) Decomposing curves of H2O2 in the presence of AuNR, AuNRs@CeO2, and PA-DOX with or without NIR 808 nm laser at 3.0 W/cm2, (b) Generation curves of O2 in 100 μM H2O2 solution over time under different conditions.

Compared with the AuNRs, at the presence of CeO2, the decomposition of H2O2 became faster in the Au@CeO2 or PA-DOX solution. Around 57.2% and 54.3% of H2O2 were degraded by Au@CeO2 and PA-DOX respectively without the laser irradiation in 60 min. When irradiated by NIR laser, both PA-DOX and AuNRs@CeO2 showed enhanced ability to degrade H2O2. 80.5% and 81.7% of H2O2 were decomposed by PA-DOX and AuNRs@CeO2 after 60 minutes, respectively. The enhanced decomposition of H2O2 in the PA-DOX or AuNRs@CeO2 solution with the laser irradiation are mostly attributed to the high temperature and the catalysis effect of CeO2. The presence of P(AAm-co-AN)-CPTD on the surface PA-DOX hindered the contact between CeO2 and H2O2, thus reducing the decomposing rate of H2O2 by CeO2.

The concentration of O2 in the solution was also measured to evaluate the generation of oxygen by PA-DOX after the laser irradiation (Fig 3B). The concentration of O2 in the AuNRs solution is very low within 60 min even after the laser irradiation. This is reasonable that H2O2 is stable without the presence of CeO2. However, the concentration of O2 in the Au@CeO2 and PA-DOX rise fast during initial 20 min and then showed a slow elevation thereafter no matter with or without the laser irradiation. These results are reasonable because O2 mainly comes from the decomposition of H2O2. The presence of CeO2 greatly accelerates the decomposition of H2O2, leading to a high concentration of O2. At the initial stage, the high concentration of H2O2 in the solution ensured the high amount of O2 generated from H2O2. Besides, the photothermal effect enhanced the catalytic ability of CeO2, which also potentiated the generation of O2. Collectively, the super H2O2 decomposition and O2 generation abilities ensure that PA-DOX can greatly increase the O2 content to alleviate the hypoxia in the tumor tissue, which facilitates the tumor therapy.

In vitro cell cytotoxicity

Before the in vivo application of PA-DOX, the cytotoxicity of PA-DOX was tested through the MTT assay to evaluate the PTT effect on the anti-tumor ability. Firstly, the cytotoxicity of samples without the loading of DOX was evaluated. The cytotoxicity of samples with different Au concentrations is shown in Fig 4A. Without the laser irradiation, both AuNRS and AuNRS@CeO2 showed a cell viability higher than 90%, even the concentration of Au reached 200 μg/mL, indicating their low cytotoxicity. The deposition of CeO2 on the surface of AuNRs didn’t show additional cytotoxicity against cells. When these cells were irradiated with 808 nm laser at 3.0 W/cm2, their cell viabilities were greatly hampered. Even at a concentration of 50 μg/mL, AuNRS showed a reduced cell viability about 74.6%. With the coating of CeO2 on the surface of AuNRS@CeO2, the laser irradiation strengthened the cellular cytotoxicity and the cell viability was about 71.3%. Furthermore, the cell viability of AuNRs+NIR and AuNRS@CeO2+NIR is 40.1% and 32.6% respectively when the concentration of Au is 200 μg/mL, clearly demonstrating that AuNRS@CeO2 showed a slightly higher cytotoxicity than that of AuNRS at same concentration upon laser irradiation. It is reported that tumor cells would resist the photothermal therapy due to the hypoxic environment in tumor tissue. For AuNRS@CeO2 nanoparticles, CeO2 will decompose H2O2 to O2 and H2O, which consequently increases the O2 content in tumor tissue thus relieving the hypoxic degree inside tumor cells. The high content of O2 will sensitize the anti-tumor effect of PTT against tumor cells. So AuNRS@CeO2 showed a higher anti-tumor effect against tumor cell than that of AuNRS upon laser irradiation.

Fig 4. Effect of PA-DOX on cell viability and migration and in vitro cellular uptake capacity.

Fig 4

(a, b) Cell viability of HepG2 cells treated with AuNRs, AuNRs@CeO2, free DOX and PA-DOX (with/without NIR laser irradiation) at various concentrations at pH 7.4, (c) The images of cells (left to right) after treating with PBS (control), AuNRs, AuNRs@CeO2, free DOX and PA-DOX (with (low row)/without (up row) NIR laser irradiation), (d) Numbers of migrating cells calculated from (c), (e) In vitro cellular uptake of free DOX and PA-DOX (with/without NIR laser irradiation). DOX (red), DAPI (blue), scale bar, 50 μm, (f) CLSM images of H2O2 in HepG2 cells treated with AuNRs (control), AuNRs@CeO2, and PA-DOX (with/without NIR laser irradiation) in the presence of H2O2.

Next, after the loading of DOX, MTT assay was further conducted to evaluate the antitumor effect of PA-DOX on HepG2 cells as shown in Fig 4B. All these samples showed a DOX dose dependent cytotoxicity. Except the PA-DOX+NIR, when the concentration of DOX less than 2 μg/mL, they showed lower cytotoxicity and the cell viability was higher than 50%. With the laser irradiation, the DOX+NIR showed slightly higher cytotoxicity than that of free DOX at the same concentration, which could be attributed to the temperature sensitive anti-tumor effect of DOX. For the PA-DOX without laser irradiation, it showed a similar cytotoxicity to free DOX at the same concentration. Although the presence of CeO2 in PA-DOX would relieve the hypoxia of tumor cells to potentiate the anti-tumor effect of DOX, the retarding release of DOX from PA-DOX would reduce the effective concentration of DOX in the tumor cells which weaken its anti-tumor effect. On the contrary, PA-DOX plus NIR irradiation showed the best cytotoxicity against HepG2 cells. When the DOX concentration of PA-DOX was 2.0 μg/mL with NIR laser, the cell viability reduced to 41.6%, much lower than that of DOX+NIR group (67.8%). Even more, when the DOX concentration was 8.0 μg/mL, the cell viability of cells treated by PA-DOX was less than 20.0%. The good anti-tumor ability of PA-DOX upon the laser irradiation comes from the following reasons. (1) CeO2 decomposed the H2O2 to generate the O2, which relieved the hypoxia and sensitize the PTT and chemotherapy effect of PA-DOX; (2) the photothermal effect of AuNRs accelerated the release of DOX from PA-DOX upon laser irradiation due to the conformation changes of UCST polymer of P(AAm-co-AN)-CPTD, resulting in a higher effective concentration DOX inside HepG2 cells. Furthermore, the elevated temperature also enhanced the anti-tumor ability of DOX; (3) the photothermal effect of AuNRs would directly kill the tumor cells because of the high temperature. Collectively, PA-DOX showed effective anti-tumor effect against HepG2 cells under NIR laser.

In vitro cellular migration assay

In order to further evaluate the antitumor effect of free DOX and PA-DOX on cell viability, the cell migration test was performed using transwell chambers. If More cells transfer from the upper wells to the lower wells, it indicates the better cell viability. Fig 4C shows the images of cancer cells in the lower wells after different treatments. It is clearly seen that the cell migration is affected by different samples. The laser irradiation also affects the cell migration greatly, and the lowest cell migration is observed in cells treated by the PA-DOX plus laser irradiation. Fig 4D shows the corresponding numerical histogram of migrated cell per well observed from Fig 4C. For the control group with the treatment of PBS, the laser irradiation didn’t affect the cell migration. Compared with the control group, AuNRs and AuNRs@CeO2 had no significant effect on the cell migration of HepG2 cells (Control (-): 905±28, AuNRs (-): 874±22, AuNRs@CeO2 (-): 853±18) without laser irradiation, which also confirmed that AuNRs@CeO2, as the main body of drug-loaded nanoparticles, had good biocompatibility. However, free DOX and PA-DOX were found to significantly inhibited the cell migration (free DOX (-): 306±17, PA-DOX (-): 305±20) because of the toxicity of DOX. In addition, HepG2 cells treated with PA-DOX showed the lest cell migration with near-infrared light irradiation (PA-DOX(+): 107±9), also confirming the highest cytotoxicity of PA-DOX with the laser irradiation.

In vitro cellular uptake

The cellular uptake and the localization of free DOX and PA-DOX inside tumor cells were investigated in HepG2 cells at 24 h using confocal microscopy. It can be seen from the Fig 4E that the red fluorescence of DOX and blue fluorescence of DAPI overlapped well in the group treated by free DOX after 4 h of incubation, which was attributed to the high affinity of DOX with nucleic acids. However, the red fluorescence of the free DOX group was weak inside the cells no matter with or without the lase irradiation, illustrating that few DOX could enter the cells. For PA-DOX, stronger red fluorescence of DOX was seen inside the HepG2 cells than that in the free DOX group, which meant that PA-DOX would deliver more DOX into HepG2 cells. After NIR laser irradiation for 10 min, the strongest red fluorescence was observed in PA-DOX treated cells, indicating that NIR laser irradiation induced more DOX released from PA-DOX inside HepG2 cells. After PA-DOX was internalized into the cell through the endocytic pathway and escaped to the cytoplasm, PA-DOX was released and gradually accumulated in the nucleus to exert a cytotoxic effect. These results also explained the highest cytotoxicity of PA-DOX against HepG2 cells.

In addition, the ability of PA-DOX nanoparticles consuming the H2O2 inside tumor cells was also monitored, and the intracellular H2O2 concentration was measured as shown in Fig 4F. The H2O2 probe shows green color after its reaction with H2O2. Bright green color was observed in the control group without the laser irradiation. The intensity of green color becomes little weak after the laser irradiation, indicating that the NIR laser irradiation alone almost had no effect on the consumption of H2O2. However, when these HepG2 cells were treated with AuNRs@CeO2, the intensity of green color was greatly weakened even without the laser irradiating, which supposed that H2O2 was decomposed by CeO2 and there was less H2O2 reacting with the probe. For PA-DOX treated cells, the intensity of green color was also weakened. Compared with the cells treated with AuNRs@CeO2, PA-DOX consume less H2O2 than that of AuNRs@CeO2 at the same condition. Upon laser irradiation, the weakest intensity of green color was observed in the AuNRs@CeO2 treated cells, indicating that most of the hydrogen peroxide was effectively decomposed under this condition. The PA-DOX showed comparable H2O2 decomposing ability to the AuNRs@CeO2 with the laser irradiation. These results were consistent with the data from the of H2O2 decomposition experiment in Fig 3A.

In vivo anti-tumor effect

In order to evaluate the in vivo anti-tumor activity of PA-DOX, we studied its tumor suppression effect on nude mouse model bearing liver tumor. HepG2 cells were used to establish the tumor model, and the nude mice were treated by different samples when the tumor grew to about 100 mm3. All samples with or without NIR laser irradiation were studied, and PBS was used as the control. Fig 5A shows the changes of tumor volume within 14 days after the treatment. The tumor volume of PBS group continues to rise within the testing period no matter with or without the laser irradiation, and the tumor volume in the control group became 8–9 times of the initial size. For AuNRs@CeO2 group without the laser irradiation, the tumor volume also continued to rise as the control group done, which partly showed the low toxicity of AuNRs@CeO2. When the mice were treated with AuNRs@CeO2 and laser irradiation, the growth of tumor was suppressed a little due to the combined PTT effect AuNRs and the hypoxic alleviating ability of CeO2. For free DOX group, the growth of tumor was greatly retarded due to the cytotoxicity of DOX. The laser irradiation almost had no effect on the antitumor ability of DOX against the tumor bearing nude mice. Interestingly, PA-DOX showed remarkedly tumor inhibiting ability as shown in Fig 5A. During the first 6 days after the initial injection of PA-DOX, the tumor volume of the mice treated with PA-DOX without the laser irradiation became bigger slowly. After 6 days, the size of tumor volume decreased greatly. When the PA-DOX treated mice were irradiated by NIR 808 nm laser at 3.0 W/cm2, the best tumor growth inhibitory effect was observed. After 14 days, a significant solid tumor ablation effect was observed in PA-DOX treated group. Fig 5B and 5C show the histogram of tumor volume and the corresponding physical photos, which also confirmed that PA-DOX with laser irradiation showed the best in vivo anti-tumor effect. In addition, the physiological toxicity of these samples was evaluated by monitoring the body weight changes of nude mice (Fig 5D). The PA-DOX didn’t affect the body weight of the mice during the testing period. Compared with the PA-DOX treated group, it could be seen that the body weight of the free DOX treated group was slightly decreased, indicating that the free DOX exhibited a acute toxicity [33]. The above results proved the high efficiency of PA-DOX to inhibit tumor growth with low cytotoxicity.

Fig 5. Anti-tumor effect of PA-DOX in vivo.

Fig 5

(a) Tumor volume of mice treated with different samples, (b) Tumor weight of mice treated with different samples, (c) Photos of tumor tissue from mice treated with different samples, a-f were consistent with Fig 5b, (d) Body weight of mice treated with different groups, (e) H&E of tumor tissue sections from mice treated with different groups.

In addition, H&E staining and histological examination were performed on sections of the main organs (heart, liver, spleen, lung, and kidney) of tumor bearing nude mice (Fig 5E). The results showed that there was no obvious damage to the main organs in all the tested nude mice, indicating that the PA-DOX had low cytotoxicity and is an ideal candidate material for the treatment of liver tumors in conjunction with PTT and chemotherapy.

Conclusions

In conclusion, we have developed a type of drug-loaded nanoparticles PA-DOX for the treatment of liver cancer. Due to the existence of AuNRs, nanoparticles had high-efficiency photothermal conversion capabilities. In addition, it had a good controllable drug release effect based on temperature changes, which provided a new idea to control the release of drug on-demand. The experimental results also show that PA-DOX can effectively decompose hydrogen peroxide to H2O and O2 with the aid of CeO2, which effectively alleviated the anaerobic microenvironment of tumors and strengthen the anti-tumor effect of PTT and chemotherapy. In addition, tumor borne nude mice treated with PA-DOX showed the excellent tumor suppression effect under laser irradiation. And It was found no obvious toxicity compared with free DOX-treated groups. These results indicate that the drug-loaded nanoparticles PA-DOX is a promising new material for the treatment of liver cancer.

Supporting information

S1 Fig. The FT-IR spectrum of P(AAm-co-AN)-CPTD.

(PNG)

S2 Fig. The GPC curve of P(AAm-co-AN)-CPTD, Inset presents the enlarged peak of P(AAm-co-AN)-CPTD.

(PNG)

S3 Fig. The Standard curve of DOX obtained from UV-Vis absorbance.

(PNG)

S1 Striking image. The synthesis scheme of PA-DOX NPs and their in vivo anti-tumor mechanism.

(TIF)

Acknowledgments

We deeply appreciate the supports by all participants.

Data Availability

We have uploaded the dataset to the public repository. The dataset DOI is10.6084/m9.figshare.23367461.

Funding Statement

This study was financially supported by National Natural Science Foundation’ of China in the form of a grant (82272825) awarded to ZY. This study was also financially supported by Sichuan Province Science and Technology Support Program in the form of a grant (2021YFSY0038) awarded to ZY. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Shigao Huang

23 May 2023

PONE-D-23-00522Bioinspired material: Upper-critical solution temperature (UCST) polymer functionalized nanomedicine for controlled drug release and hypoxia alleviation in tumor therapyPLOS ONE

Dear Dr. You, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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ACADEMIC EDITOR: Major revisionPlease ensure that your decision is justified on PLOS ONE’s publication criteria and not, for example, on novelty or perceived impact.

==============================

Please submit your revised manuscript by Jul 07 2023 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

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We look forward to receiving your revised manuscript.

Kind regards,

Shigao Huang

Academic Editor

PLOS ONE

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2. We note that this submission includes NMR spectroscopy data. We would recommend that you include the following information in your methods section or as Supporting Information files:

1) The make/source of the NMR instrument used in your study, as well as the magnetic field strength. For each individual experiment, please also list: the nucleus being measured; the sample concentration; the solvent in which the sample is dissolved and if solvent signal suppression was used; the reference standard and the temperature.

2) A list of the chemical shifts for all compounds characterised by NMR spectroscopy, specifying, where relevant: the chemical shift (δ), the multiplicity and the coupling constants (in Hz), for the appropriate nuclei used for assignment.

3)The full integrated NMR spectrum, clearly labelled with the compound name and chemical structure.

We also strongly encourage authors to provide primary NMR data files, in particular for new compounds which have not been characterised in the existing literature. Authors should provide the acquisition data, FID files and processing parameters for each experiment, clearly labelled with the compound name and identifier, as well as a structure file for each provided dataset. See our list of recommended repositories here: https://journals.plos.org/plosone/s/recommended-repositories

3. To comply with PLOS ONE submissions requirements, in your Methods section, please provide additional information regarding the experiments involving animals and ensure you have included details on (1) methods of sacrifice, (2) methods of anesthesia and/or analgesia, and (3) efforts to alleviate suffering.

4. Thank you for stating the following financial disclosure:

“This work was supported by the study of self-assembly of gold nanocar particles loaded with Indocyanine green and gadolinium ions used for precise diagnosis and treatment of liver cancer (2021YFSY0038). Zhen You received the fund.”

Please state what role the funders took in the study.  If the funders had no role, please state: "The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."

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Please include this amended Role of Funder statement in your cover letter; we will change the online submission form on your behalf.

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We will update your Data Availability statement to reflect the information you provide in your cover letter.

8. Please upload a new copy of Figure 5c as the detail is not clear. Please follow the link for more information: https://blogs.plos.org/plos/2019/06/looking-good-tips-for-creating-your-plos-figures-graphics/" https://blogs.plos.org/plos/2019/06/looking-good-tips-for-creating-your-plos-figures-graphics/

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Partly

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This paper presents a type of drug-loaded nanoparticles PA-DOX for the treatment of liver cancer, in which hydrophobic gold nanoparticles are modified with Upper-critical solution temperature (UCST) polymer P(AAm-co-AN), CeO2 and DOX were loaded in the nanosystem. When the system is irradiated by NIR light, the local heating was produced and triggered the phase change of the P(AAm-co-AN) polymer, simultaneously, CeO2 and DOX were released. Released CeO2 can react with internal H2O2 to generate O2 for relieving the hypoxia of tumor and improving the anticancer effect of DOX. This system seems interesting, however, there are many problems in this manuscript, and some results lack of deep discussion. In my opinion, this manuscript needs major revisions before it can be reconsidered for publication in PLOS ONE, and the following concerns should be well addressed in the revision:

1.Please confirm whether hydrogen peroxide and H2O2 in the sentence “CeO2 can decompose hydrogen peroxide to H2O2 and O2” of abstract are the same substance. (Aren't hydrogen peroxide and H2O2 the same substance?)

2.A reference should be cited for the preparation of AuNRs.

3. To check the mean of the sentence“The polymer layer of P(AAm-co-AN) appeared to collapse at low temperatures to confine the release of DOX” in manuscript (page 3, lines 29-30).

4. The written form of PA-DOX should be unified in the manuscript, P(AAm-co-AN)-AuNRs@CeO2-DOX or P(AAm-co-AN)/AuNRs@CeO2-DOX?

5.In formula (2), 2 in H2O should be subscripted; the 4 section, 2 in CeO2 should be subscripted.

6.The drug loading content was calculated to be 7.1%, why is the drug loading content in such a low level?

7.The photothermal performance experiments of PA-DOX should be provided in experiment section.

8.The drug DOX in the nanodrug only releases when the lesion site is irradiated, and the release stops when the temperature in the lesion site drops to the physiological temperature. That means the treatment process is troublesome, otherwise, the drugs loaded cannot be fully utilized. How to explain that?

9. To check the sentence “To investigate the oxygen generation ability of PA-DOX, AuNRs, Au@CeO2 or PA-DOX, respectively, all these samples were dispersed in the H2O2 solution with or without the laser irradiation.” in 3.4 section.

10. All pictures in the manuscript are blurred. Please provide pictures with high resolution.

Reviewer #2: The paper titled “Bioinspired material: Upper-critical solution temperature (UCST) polymer functionalized nanomedicine for controlled drug release and hypoxia alleviation in tumor therapy" reports the Upper-critical solution temperature (UCST) polymer functionalized nanodrugs and the anti-liver cancer activity, in response to near-infrared light release, assisted by gold nanorods and nanoparticles. The nanomase CeO2 catalyzes the decomposition of H2O2 to O2, alleviating tumor anoxia and inhibiting cancer cell migration. The paper is suitable for publication in PLOS ONE, but many questions need to be resolved before final acceptance.

1. Abstract: "CeO2 can decompose hydrogen peroxide to H2O2 and O2..." CeO2 can decompose hydrogen peroxide to H2O and O2... .

2. The first paragraph in Introduction has no close connection with the research content of this paper and should be deleted.

3. “It can improve the antioxidant capacity and reduce the ROS level to prevent these tumor cells from being killed by PTT or chemotherapy ", does it mean that hypoxia can resist PTT? How does hypoxia resit PTT?

4. There should be Spaces between numerals and quantifiers, such as "5 mL". The first letter of the word "Figure" should be capitalized. "4 hours" should be shortened to "4 hours", "30 minutes" should be shortened to "30 minutes", and so on, there are many irregularities in writing.

5. In experiment "2.10", the decomposition of H2O2 should be investigated under the condition of no oxygen.

6. All cell experiments should clearly indicate the drug dosage and the amount of dye used.

7. All figures should be improved their resolution.

8. Draw the synthesis Scheme of nanomaterials in the text.

9. Gel Permeation Chromatography data for P(AAm-co-AN)-CPTD should be provided.

10. Although morphology, surface finish, Zeta potential and size can provide evidence for the synthesis of materials, these characterizations cannot provide evidence for the existence or disappearance of characteristic functional groups. Therefore, infrared spectrograms are still needed for the characterization of AuNR@CeO2 and PA-DOX.

11. The unit of light power should be W/cm2 or mW/cm2

12. Provide experimental data for calculating DOX inclusion rate and drug loading rate.

13. Provide ROS and O2 level experiments in HepG2 cells.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

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Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Attachment

Submitted filename: Reviewers comments.docx

PLoS One. 2023 Aug 25;18(8):e0290237. doi: 10.1371/journal.pone.0290237.r002

Author response to Decision Letter 0


5 Jul 2023

Journal requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

Re: Thank you for your comments on this article. We have revised the format of the article as requested.

2.We note that this submission includes NMR spectroscopy data. We would recommend that you include the following information in your methods section or as Supporting Information files:

Re: Thank you for the constructive suggestion. In accordance with your suggestion, the details of the NMR measurement and the results were added in the manuscript as highlighted with yellow color.

1) The make/source of the NMR instrument used in your study, as well as the magnetic field strength. For each individual experiment, please also list: the nucleus being measured; the sample concentration; the solvent in which the sample is dissolved and if solvent signal suppression was used; the reference standard and the temperature.

Re: Thank you for the constructive suggestion. 1H NMR was carried out using a BrukerAV400 spectrometer (AVANCE III HD 400, Bruker BioSpin Corp., Germany). Briefly, 2 mg of P(AAm-co-AN)-CPTD was dissolved in 1 ml of deuterated DMSO (d6-DMSO) with tetramethylsilane as an internal standard and the 1H NMR spectrum was obtained at room temperature. This revision was added in the experimental section (yellow color).

2) A list of the chemical shifts for all compounds characterised by NMR spectroscopy, specifying, where relevant: the chemical shift (δ), the multiplicity and the coupling constants (in Hz), for the appropriate nuclei used for assignment.

Re: Thank you for the valuable suggestion. In this work, we measured the 1HNMR OF P(AAm-co-AN)-CPTD. The 1HNMR spectrum was shown in Figure 1a. the chemical shift for each chemical group was seen in the spectrum. The main peaks could be attributed to different protons. 1HNMR (400 MHz, DMSO): δ= 7.8-6.7 (protons in the benzene ring and -NH2), 3.5-3.6 (polymer backbone, -CH-CONH2), 2.5-2.0 (polymer backbone, -CH-CN), 1.9-1.2 (polymer backbone, -CH2-). All relevant peaks of the hydrogens in the spectrum are labeled in P(AAm-co-AN)-CPTD structure. However, because P(AAm-co-AN)-CPTD is a kind of polymer with high molecular weight (Mw=18, 900), the multiplicity and the coupling constants of each hydrogen could not be distinguished enough as small organic molecules did. We wish that the reviewer could accept our explanation. The description of the results of was added in the text with yellow color.

Figure 1a, the 1HNMR spectrum of P(AAm-co-AN)-CPTD

3)The full integrated NMR spectrum, clearly labelled with the compound name and chemical structure.

We also strongly encourage authors to provide primary NMR data files, in particular for new compounds which have not been characterised in the existing literature. Authors should provide the acquisition data, FID files and processing parameters for each experiment, clearly labelled with the compound name and identifier, as well as a structure file for each provided dataset. See our list of recommended repositories here: https://journals.plos.org/plosone/s/recommended-repositories

Re: The compound of P(AAm-co-AN)-CPTD synthesized in this work is not a totally new compound. Similar structure has been reported in the literature. The only difference is that we used CPTD as the initiation agent. This literature was added in the revised manuscript.

Zhang H, Tong X, Zhao Y, Diverse Thermoresponsive behaviors of uncharged UCST block copolymer micelles in physiological medium. Langmuir 2014;30:11433−11441. Doi: 10.1021/la5026334

3.To comply with PLOS ONE submissions requirements, in your Methods section, please provide additional information regarding the experiments involving animals and ensure you have included details on (1) methods of sacrifice, (2) methods of anesthesia and/or analgesia, and (3) efforts to alleviate suffering.

Re: Thank you for your comments on this article. We have supplemented the methods to sacrifice animals in our methods.

4. Thank you for stating the following financial disclosure:

“This work was supported by the study of self-assembly of gold nanocar particles loaded with Indocyanine green and gadolinium ions used for precise diagnosis and treatment of liver cancer (2021YFSY0038). Zhen You received the fund.”

Please state what role the funders took in the study.  If the funders had no role, please state: "The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."

If this statement is not correct you must amend it as needed.

Please include this amended Role of Funder statement in your cover letter; we will change the online submission form on your behalf.

Re: Thank you for your comments on this article. We have added to the statement.

4.PLOS requires an ORCID iD for the corresponding author in Editorial Manager on papers submitted after December 6th, 2016. Please ensure that you have an ORCID iD and that it is validated in Editorial Manager. To do this, go to ‘Update my Information’ (in the upper left-hand corner of the main menu), and click on the Fetch/Validate link next to the ORCID field. This will take you to the ORCID site and allow you to create a new iD or authenticate a pre-existing iD in Editorial Manager. Please see the following video for instructions on linking an ORCID iD to your Editorial Manager account: https://www.youtube.com/watch?v=_xcclfuvtxQ

6. Your ethics statement should only appear in the Methods section of your manuscript. If your ethics statement is written in any section besides the Methods, please move it to the Methods section and delete it from any other section. Please ensure that your ethics statement is included in your manuscript, as the ethics statement entered into the online submission form will not be published alongside your manuscript.

Re: Thank you for your comments on this article. We have transferred the ethical statement to the methods section of the manuscript. And remove it from any other section.

7. In your Data Availability statement, you have not specified where the minimal data set underlying the results described in your manuscript can be found. PLOS defines a study's minimal data set as the underlying data used to reach the conclusions drawn in the manuscript and any additional data required to replicate the reported study findings in their entirety. All PLOS journals require that the minimal data set be made fully available. For more information about our data policy, please see http://journals.plos.org/plosone/s/data-availability.

Upon re-submitting your revised manuscript, please upload your study’s minimal underlying data set as either Supporting Information files or to a stable, public repository and include the relevant URLs, DOIs, or accession numbers within your revised cover letter. For a list of acceptable repositories, please see http://journals.plos.org/plosone/s/data-availability#loc-recommended-repositories. Any potentially identifying patient information must be fully anonymized.

Important: If there are ethical or legal restrictions to sharing your data publicly, please explain these restrictions in detail. Please see our guidelines for more information on what we consider unacceptable restrictions to publicly sharing data: http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions. Note that it is not acceptable for the authors to be the sole named individuals responsible for ensuring data access.

We will update your Data Availability statement to reflect the information you provide in your cover letter.

Re: Thank you for your comments on this article. We have uploaded the dataset to the public repository. The dataset DOI is10.6084/m9.figshare.23367461.

8.Please upload a new copy of Figure 5c as the detail is not clear. Please follow the link for more information: https://blogs.plos.org/plos/2019/06/looking-good-tips-for-creating-your-plos-figures-graphics/" https://blogs.plos.org/plos/2019/06/looking-good-tips-for-creating-your-plos-figures-graphics/

Re: Thank you for your comments on this article. We have improved the resolution of Figure 5C.

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This paper presents a type of drug-loaded nanoparticles PA-DOX for the treatment of liver cancer, in which hydrophobic gold nanoparticles are modified with Upper-critical solution temperature (UCST) polymer P(AAm-co-AN), CeO2 and DOX were loaded in the nanosystem. When the system is irradiated by NIR light, the local heating was produced and triggered the phase change of the P(AAm-co-AN) polymer, simultaneously, CeO2 and DOX were released. Released CeO2 can react with internal H2O2 to generate O2 for relieving the hypoxia of tumor and improving the anticancer effect of DOX. This system seems interesting, however, there are many problems in this manuscript, and some results lack of deep discussion. In my opinion, this manuscript needs major revisions before it can be reconsidered for publication in PLOS ONE, and the following concerns should be well addressed in the revision:

1.Please confirm whether hydrogen peroxide and H2O2 in the sentence “CeO2 can decompose hydrogen peroxide to H2O2 and O2” of abstract are the same substance. (Aren't hydrogen peroxide and H2O2 the same substance?)

Re: Thank you for your comments on this article. CeO2 can decompose hydrogen peroxide to H2O and O2 alleviate the anaerobic microenvironment of liver cancer cells. We have corrected the description.

2.A reference should be cited for the preparation of AuNRs.

Re: Thank you for your comments on this article. The synthesis of aunr is performed by reference to the method described earlier (PMID: 34907215). We have supplemented the description in the Synthesis of AuNRs section.

3. To check the mean of the sentence“The polymer layer of P(AAm-co-AN) appeared to collapse at low temperatures to confine the release of DOX” in manuscript (page 3, lines 29-30).

Re: Thank you for your comments on this article. The polymeric layer of P (AAm-co-AN) collapses at low temperatures and limits DOX release. We have revised the description in the manuscript.

4. The written form of PA-DOX should be unified in the manuscript, P(AAm-co-AN)-AuNRs@CeO2-DOX or P(AAm-co-AN)/AuNRs@CeO2-DOX?

Re: Thank you for your comments on this article. We have already unified it as P(AAm-co-AN)-AuNRs@CeO2-DOX.

5.In formula (2), 2 in H2O should be subscripted; the 4 section, 2 in CeO2 should be subscripted.

Re: Thank you for your comments on this article. We have modified the corresponding content according to your request.

6.The drug loading content was calculated to be 7.1%, why is the drug loading content in such a low level?

Re: Thank you for your comments on this article. The DOX loading capacity (DLC) of PA-DOX was 7.1%, which is normal. Dox Loading Capacity (DLC), also known as DOX loading capacity, is calculated as follows: DLC(%) = (Weight of Drug Loaded / Weight of Polymer+Weight of input Drug)×100 (PMID: 30930305).

7.The photothermal performance experiments of PA-DOX should be provided in experiment section.

Re: Thank you for your comments on this article. We have provided a description of the photothermal performance experiments of PA-DOX in the Methods section.

8.The drug DOX in the nanodrug only releases when the lesion site is irradiated, and the release stops when the temperature in the lesion site drops to the physiological temperature. That means the treatment process is troublesome, otherwise, the drugs loaded cannot be fully utilized. How to explain that?

Re: Thank you for your comments on this article. This temperature sensitive release of DOX from PA-DOX benefits the therapy of cancer greatly. When these PA-DOX is injected into the body, the DOX would not be released out in the circulation system before PA-DOX reaches the tumor site at the body temperature. When these PA-DOX accumulates in the tumor tissue due to the Enhanced Permeability and Retention (EPR) effect, DOX will be directly released out in the tumor tissue upon the laser irradiation. So, this design of PA-DOX will enhance the anti-tumor effect of DOX while reduce the side effect of DOX against the normal tissue.

9. To check the sentence “To investigate the oxygen generation ability of PA-DOX, AuNRs, Au@CeO2 or PA-DOX, respectively, all these samples were dispersed in the H2O2 solution with or without the laser irradiation.” in 3.4 section.

Re: Thank you for your comments on this article. We have revised the description as follows: To investigate the oxygen-producing capacity of AuNRs, AuNRs@CeO2, and PA-DOX, these samples were dispersed in H2O2 solution with or without NIR laser irradiation.

10. All pictures in the manuscript are blurred. Please provide pictures with high resolution.

Re: Thank you for your comments on this article. We have submitted a clearer figure.

Reviewer #2: The paper titled “Bioinspired material: Upper-critical solution temperature (UCST) polymer functionalized nanomedicine for controlled drug release and hypoxia alleviation in tumor therapy" reports the Upper-critical solution temperature (UCST) polymer functionalized nanodrugs and the anti-liver cancer activity, in response to near-infrared light release, assisted by gold nanorods and nanoparticles. The nanomase CeO2 catalyzes the decomposition of H2O2 to O2, alleviating tumor anoxia and inhibiting cancer cell migration. The paper is suitable for publication in PLOS ONE, but many questions need to be resolved before final acceptance.

1. Abstract: "CeO2 can decompose hydrogen peroxide to H2O2 and O2..." CeO2 can decompose hydrogen peroxide to H2O and O2... .

Re: Thank you for your comments on this article. We have corrected the description.

2. The first paragraph in Introduction has no close connection with the research content of this paper and should be deleted.

Re: Thank you for your comments on this article. We think the first paragraph is necessary. In the first paragraph, liver cancer is mainly introduced, because the research object of this paper is human hepatocellular carcinoma (HCC) cell line (HepG2). In addition, we modified the content of the title and abstract to make them more relevant to the topic.

3. “It can improve the antioxidant capacity and reduce the ROS level to prevent these tumor cells from being killed by PTT or chemotherapy ", does it mean that hypoxia can resist PTT? How does hypoxia resit PTT?

Re: Thank you for your comments on this article. I am very sorry that this part of the description is inappropriate. It has been reported that PTT, as a new treatment technique, is not affected by tumor hypoxia (PMID: 30613279). We have updated the description in the text.

4. There should be Spaces between numerals and quantifiers, such as "5 mL". The first letter of the word "Figure" should be capitalized. "4 hours" should be shortened to "4 hours", "30 minutes" should be shortened to "30 minutes", and so on, there are many irregularities in writing.

Re: Thank you for your comments on this article. We have examined the full text and unified the full text writing format.

5. In experiment "2.10", the decomposition of H2O2 should be investigated under the condition of no oxygen.

Re: Thank you for your comments on this article. Yes, in the H2O2 decomposition and O2 generation assay section, the experiments were carried out in a closed system without oxygen. We have supplemented the description in this section.

6. All cell experiments should clearly indicate the drug dosage and the amount of dye used.

Re: Thank you for your comments on this article. We have shown in cells the dose of drug and the amount of dye used.

7. All figures should be improved their resolution.

Re: Thank you for your comments on this article. We have re-uploaded the plots with a resolution of 300 dpi.

8. Draw the synthesis Scheme of nanomaterials in the text.

Re: The synthesis Scheme of nanomaterials was shown in Scheme 1. The anti-tumor mechanism of this nanoparticles in vivo is also shown in Scheme1. The description of this scheme was added in the introduction in the revised manuscript.

Scheme 1. The synthesis scheme of PA-DOX NPs and their in vivo anti-tumor mechanism.

9. Gel Permeation Chromatography data for P(AAm-co-AN)-CPTD should be provided.

Re: Gel permeation chromatography (Agilent Technologies PL-GPC 50 Integrated GPC System) equipped with PLgel MIXED Columns (Agilent, particle size: 5 μm; dimensions: 7.5 mm × 300 mm) and a differential refractive index detector was applied to measure the molecular weights and distributions of the copolymers P(AAm-co-AN)-CPTD with DMSO as an eluent (0.5 mL·min-1). The molecular weights of samples were calibrated with narrowly distributed dextran standards. The obtained results were shown in Figure S2. From the GPC results, wo obtained that the molecular weight of P(AAm-co-AN)-CPTD is Mw=18,900. The details about the GPC measurement were added in the experimental section with yellow color.

Figure S2, The GPC curve of P(AAm-co-AN)-CPTD, Inset presents the enlarged peak of P(AAm-co-AN)-CPTD

10. Although morphology, surface finish, Zeta potential and size can provide evidence for the synthesis of materials, these characterizations cannot provide evidence for the existence or disappearance of characteristic functional groups. Therefore, infrared spectrograms are still needed for the characterization of AuNR@CeO2 and PA-DOX.

Re: We strongly agree with the reviewer’s comment. The FT-IR spectrum of P(AAm-co-AN)-CPTD was shown in Figure S1. In this spectrum the characteristic absorption of -NH2 (3365 cm-1), -CH2- (2910 cm-1), -CN(2225 cm-1), -C=O (1690 cm-1) were clearly seen, which illustrated the successful synthesis of P(AAm-co-AN)-CPTD. However, for AuNR@CeO2 and PA-DOX, the peaks at 825 nm in the UV-vis spectrum (Figure 1C) are the typical longitudinal surface plasmon resonance (SPR) peak of pristine AuNRs (located at 808 nm), which further evidenced the presence of AuNRs. In addition, the peak at 470 nm in the PA-DOX spectrum is the characteristic peak of DOX, which is parallel with the free DOX. From all above results plus morphology, surface change, Zeta potential and size variation, we could conclude that we had obtained all the samples. We hope our explanation can satisfy the reviewer.

Figure S1, The FT-IR spectrum of P(AAm-co-AN)-CPTD

11. The unit of light power should be W/cm2 or mW/cm2

Re: Thank you for your comments on this article. According to your opinion, we have unified the unit of light power.

12. Provide experimental data for calculating DOX inclusion rate and drug loading rate.

Re: We feel sorry that we did not descript the drug loading procedure clearly. According to the reviewer’s comment, we revised our manuscript.

Drug loading and release

The concentration of DOX was evaluated by measuring the UV–vis absorbance of DOX at 490 nm. Firstly, that, the standard curve of the DOX concentration was set up ( Supplementary Figure S2). To measure the DOX loading efficiency (DLE) and the DOX loading capacity (DLC), 5 mg of DOX was added into 10 mL of PBS with 40 mg of P(AAm-co-AN)-AuNRs@CeO2. and the mixture was stirred over night in dark at 41 oC, followed by dialysis in deionized water to obtain the final product PA-DOX. The DLE and DLC were 81.4% and 9.86% respectively.

DOX loading efficiency (DLE) = %

DOX loading capacity (DLC)=

The effects of temperature, NIR laser and time on the release of DOX from PA-DOX were studied. Firstly, in vitro DOX release was carried out in 20 mL PBS buffer (pH = 7.4). 10 mg of PA-DOX in 2mL of PBS was transferred into a dialysis bag (MWCO = 3.5 kDa) and immersed in above PBS buffer. At each predetermined time point, the dialysis bag was required to be irradiated by NIR 808 nm laser at 3.0 W/cm2. Then the dialysis bag was re-immersed in PBS buffer for 15 minutes to reach a balance. After that, 3 mL of the solution was taken out from the out PBS medium and the absorption value at 490 nm was measured by ultraviolet spectrophotometer to calculate the concentration of DOX. At the same time, an equal volume of 3 mL fresh PBS buffer was refilled. The experiment was carried out in replicate.

Figure S3, The Standard curve of DOX obtained from UV-Vis absorbance

13. Provide ROS and O2 level experiments in HepG2 cells.

Re: Thank you for your comments on this article. The effect of PA-DOX on ROS and O2 levels in HepG2 cells was not investigated in this paper, which is a limitation of this paper. In addition, we modified the title of the results section in Figure 3 to make it more consistent with the results in this paper.

Attachment

Submitted filename: Response.docx

Decision Letter 1

Shigao Huang

4 Aug 2023

Upper-critical solution temperature (UCST) polymer functionalized nanomedicine for controlled drug release and hypoxia alleviation in hepatocellular carcinoma therapy

PONE-D-23-00522R1

Dear Dr. You,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Shigao Huang

Academic Editor

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Reviewers' comments:

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #2: Yes

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Reviewer #2: Yes

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Reviewer #1: This paper presents a type of drug-loaded nanoparticles PA-DOX for the treatment of liver cancer, in which hydrophobic gold nanoparticles are modified with Upper-critical solution temperature (UCST) polymer P(AAm-co-AN), CeO2 and DOX were loaded in the nanosystem. When the system is irradiated by NIR light, the local heating was produced and triggered the phase change of the P(AAm-co-AN) polymer, simultaneously, CeO2 and DOX were released. Released CeO2 can react with internal H2O2 to generate O2 for relieving the hypoxia of tumor and improving the anticancer effect of DOX. This system seems interesting, and the authors have fully answered the questions raised by the reviewer, therefore, recommending acceptance.

Reviewer #2: (No Response)

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Reviewer #1: No

Reviewer #2: No

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Acceptance letter

Shigao Huang

16 Aug 2023

PONE-D-23-00522R1

Upper-critical solution temperature (UCST) polymer functionalized nanomedicine for controlled drug release and hypoxia alleviation in hepatocellular carcinoma therapy

Dear Dr. You:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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on behalf of

Dr. Shigao Huang

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. The FT-IR spectrum of P(AAm-co-AN)-CPTD.

    (PNG)

    S2 Fig. The GPC curve of P(AAm-co-AN)-CPTD, Inset presents the enlarged peak of P(AAm-co-AN)-CPTD.

    (PNG)

    S3 Fig. The Standard curve of DOX obtained from UV-Vis absorbance.

    (PNG)

    S1 Striking image. The synthesis scheme of PA-DOX NPs and their in vivo anti-tumor mechanism.

    (TIF)

    Attachment

    Submitted filename: Reviewers comments.docx

    Attachment

    Submitted filename: Response.docx

    Data Availability Statement

    We have uploaded the dataset to the public repository. The dataset DOI is10.6084/m9.figshare.23367461.


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