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Journal for Immunotherapy of Cancer logoLink to Journal for Immunotherapy of Cancer
. 2023 Sep 11;11(9):e006013. doi: 10.1136/jitc-2022-006013

Cell-free DNA approaches for cancer early detection and interception

Jamie E Medina 1, Nicholas C Dracopoli 2, Peter B Bach 2, Anna Lau 2, Robert B Scharpf 1, Gerrit A Meijer 3, Claus Lindbjerg Andersen 4, Victor E Velculescu 1,
PMCID: PMC10496721  PMID: 37696619

Abstract

Rapid advancements in the area of early cancer detection have brought us closer to achieving the goals of finding cancer early enough to treat or cure it, while avoiding harms of overdiagnosis. We evaluate progress in the development of early cancer detection tests in the context of the current principles for cancer screening. We review cell-free DNA (cfDNA)-based approaches using mutations, methylation, or fragmentomes for early cancer detection. Lastly, we discuss the challenges in demonstrating clinical utility of these tests before integration into routine clinical care.

Keywords: Biomarkers, Tumor; Neoplastic Cells, Circulating; Review

Introduction

The early detection of cancer is intended to identify a malignant transformation in asymptomatic individuals at average risk or elevated risk of developing cancer, that is measurable by a screening test, but not advanced enough to cause clinical symptoms or to be detected during usual clinical care. In this way, tumors can be intercepted earlier than current efforts. The underlying premise of early detection and interception efforts is that finding cancers at early stages, or even high-risk premalignant lesions, allows for curative or earlier treatment leading to reduced mortality and morbidity. For example, the National Lung Screening Trial has shown that early detection and interception of lung cancer through surgical resection reduces overall mortality in this high-risk population.1 The actualization of early cancer detection and interception, however, is not simple. The challenge is ‘bringing to treatment those with previously undetected disease and… avoiding harm to those persons not in need of treatment’.2 Currently only five cancer types—breast, cervical, colorectal, lung, and prostate—have widely accepted screening tests and only four have national screening recommendations in the USA (online supplemental table S1).3 While these five cancer types represent some of the more commonly diagnosed in men and in women in the USA,4 most cancer types remain without a screening test or endorsed screening protocol. In addition, for those cancers with demonstrated benefits of early detection, there remains substantial room for improving the accessibility of screening approaches worldwide and the benefit-to-risk ratios. To this end, the concept of blood-based, cell-free DNA (cfDNA)-based early cancer detection testing holds promise to close the cancer screening gap in underserved populations.

Supplementary data

jitc-2022-006013supp001.pdf (49.6KB, pdf)

The cfDNA molecules present within the circulation were described as early as 1948, with the majority of cfDNA being derived from dying white blood cells (WBCs), vascular endothelial cells, and hepatocytes.5 6 However, for individuals with cancer, circulating tumor-derived DNA (ctDNA) can be shed into the bloodstream, providing an opportunity for early cancer detection through liquid biopsy approaches. Recent technological advancements in the characterization of ctDNA,5 7–9 including those to inform therapy selection through detection of EGFR gene mutations or other actionable changes in panels of genes10–12 have demonstrated the feasibility and clinical utility of blood-based tests to guide the clinical management of patients with cancer, typically at late stages. Indeed, based on the findings of recent studies in advanced non-small cell lung cancer,13–16 a plasma-first approach has been proposed and incorporated into clinical guidelines in lung cancer.17 18

Despite these initial successes, the use of cfDNA approaches for early cancer detection has been more challenging because it requires the ability to detect hallmarks or evidence of cancer in the circulation of individuals with no known diagnosis or symptoms of disease. Two important events opened the field in this regard: the realization that widespread chromosomal abnormalities that arise during tumorigenesis can be detected in the circulation of patients with cancer using whole-genome sequencing of cfDNA19 20 and the detection of cancer in women who had undergone non-invasive prenatal testing through detection of chromosomal changes first believed to be of fetal origin but subsequently determined to originate from hematological or solid cancers in the mothers.21 22 The stage of the cancers detected in these individuals ranged from stage II to IV, suggesting that signals from even localized cancers could be detected in the blood of asymptomatic/presymptomatic individuals. The intensive research efforts that ensued intially led to two sets of approaches that identified either mutations or methylation changes in cfDNA and could detect individuals with asymptomatic cancer, although at high cost and with low sensitivity to detect stage I disease.9 23–26

With proof-of-concept established that signals of cancers can be detected from blood of asymptomatic/presymptomatic individuals, a second wave of questions naturally arose regarding clinical validity: Can early-stage (stage I) cancers be detected reliably? Can cancer signals be traced to the organ of origin? And even thornier clinical utility questions emerged: Can finding early cancers in the blood benefit patients—especially since a positive benefit/harm ratio for screening has not yet been demonstrated for all cancer types?27–30 Health economics questions arose, too. Can a test be done affordably to enable widespread population access? Or is a narrower high-risk population the best to target? Further research is needed to determine both the optimal frequency and the cost-effectiveness of testing, to ensure that individuals have the most favorable outcomes from testing balanced with their or society’s willingness to cover the costs of these approaches. Considering the promise and the constraints, we have arrived at a challenging crossroad. Before we actualize the detection of early-stage cancers, we should consider the principles that guide testing for early cancer detection and how the emerging technologies measure up to those principles.

The principles of screening

In 1968 Wilson and Jungner published a set of principles to guide the selection of diseases amenable to screening2 that are largely considered the gold standard in the assessment of screening decisions. These principles have been reevaluated more than once (online supplemental table S2), as technology has made it easier to detect diseases, including cancers, in earlier, preclinical stages using molecular diagnostic tests that characterize genomic rather than pathological alterations. Here we apply the most recent iteration of the principles of screening31 as early detection tests come of age. We will focus primarily on the disease and test principles (the principles for screening programs are beyond the scope of this article; see online supplemental table S3).

The principles state that the disease or condition, in this case cancer, should be an important health problem, with well-understood epidemiology and natural history, a detectable preclinical phase, and clearly defined target population for testing. A prudent approach with any new technology would be to use it for the group most likely to benefit—in this case, those who are most likely to develop cancer. Doing so intrinsically improves the potential ratio of benefits to harms. Once evaluations in targeted elevated risk populations prove successful, incremental expansions of the target population can be undertaken informed by risk and harm data. This is consistent with guidance from the WHO regarding the use of pilot screening programs to gather real-world data to inform more widespread screening based on evidence.32 33 The United States Preventive Services Task Force already recommends screening for four cancer types (lung, colorectal, breast and cervical), so applying new screening technologies to one or more of these cancer types is a reasonable initial approach.

According to the principles, a cancer screening test should be fit for purpose, have good performance characteristics, be acceptable and affordable to the target screening population, and have clinical utility. The emergence of new technologies for the analysis of cfDNA circulating in the blood holds great promise to improve performance and access of current screening and may enable screening for other cancers for which no approaches are currently available. Because the amount of tumor-derived ctDNA present in patients with early-stage cancer can be relatively small compared with the total amount of cfDNA, looking for evidence of cancer in the blood of asymptomatic individuals is very much a needle-in-a-haystack problem. Methods and techniques have become available to find that ‘needle’; the challenge is to do so with robust performance characteristics in early-stage cancers and at affordable costs.

Today, there are three basic approaches to the detection of cancer by analyses of cfDNA (table 1). These approaches include testing for (1) somatic mutations, (2) methylation profiles, or (3) whole-genome fragmentation profiles (figure 1).

Table 1.

Current cell-free DNA-based approaches for the detection of cancer

Approach Methodology Relative abundance of target signals Assay Number of targets Performance Cohort size Tumor informed Extent of clinical evaluation Relative cost of approach References
Mutation analysis Capture-based targeted, multiplex PCR, genome-wide or whole-exome next generation sequencing Few to hundreds of known mutations or genome-wide Elio Plasma Resolve 33 VAF≥95% LoD 0.1%–0.5% n=75 No Clinical validity, case–control, prospective cohort $$$–$$$$ 32
FoundationOne Liquid 324 VAF≥95% LoD 0.4% n>30 cancer types No 12
Guardant360 74 VAF>80%
LoD 0.25%
n>1500 No 34
MRDetect Genome-wide VAF LoD 10−5, >85% at 20×, >99% at 50× n=98 Yes 73
Signatera 16 VAF>95% LoD 0.01% n=49 Yes 35 36
CancerSeek (DETECT-A) 16 Specificity: 98.9% Sensitivity: 27% n=9,911 No 26
RaDaR 48 VAF=95% LoD 0.001% n=88, n=17 Yes 37 38
DNA methylation profiling Bisulfite conversion- sequencing or DNA methylation immunoprecipitation-sequencing Thousands to tens of thousands of CpG methylation differences Galleri (PATHFINDER) Targeted methylation Specificity: 99.1% Sensitivity: 29% n=6,621 No Clinical validity, case–control, prospective cohort $$$–$$$$ 81
cfMeDIP-seq Anti-5mc Lung AUC: 0.971
AML AUC: 0.98
PDAC AUC: 0.92
n=388 No 24 59
Fragmentation profiling Low-coverage whole-genome, next-generation sequencing Millions of fragmentation differences DELFI Genome-wide AUC: 0.86 - 0.98 across cancer types n=423 No Proof-of-concept, clinical validity, case–control, prospective-retrospective cohort $–$$ 61–63
End Motifs Motif diversity score AUC 0.86 n=89 No 70
GALYFRE Genome-wide Specificity: 95%
Sensitivity: 66.9%
n=661 No 71
Mutational signatures GEMINI Genome-wide AUC 0.90 n=109 No 41
Pointy Genome-wide AUC 0.96 n=405 No 42

AML, acute myeloid leukemia; AUC, area under the curve; LoD, limit of detection; PDAC, pancreatic ductal adenocarcinoma; VAF, variant allele fraction.

Figure 1.

Figure 1

Liquid biopsy approaches for cancer detection. Cell-free DNA technologies evaluating mutations or methylation are often costly, multistep, time consuming processes prior to data analyses. Low-coverage whole-genome sequencing approaches can minimize arduous laboratory protocols at low-cost with broadly applicable bioinformatic pipelines. cfDNA, cell-free DNA; MAF, mutant allele frequency.

Cancer screening using somatic mutations

DNA sequencing of tumor DNA has been widely used in the development of companion diagnostic tests to select appropriate targeted therapies for individual patients. The great majority of Food and Drug Administration-approved companion diagnostic tests are based on sequencing tumor samples for the presence of specific mutations (eg, EGFR T790M mutation) to guide treatment selection.33 Use of mutation-based ctDNA detection approaches for screening asymptomatic individuals, however, has not gained traction, largely because the amount of ctDNA is very small (often <1% of the total cfDNA) in early-stage cancer. Such an approach to asymptomatic screening would necessitate sequencing very deeply (>10,000×) and using error-reducing sequencing approaches (eg, molecular identifiers combined with redundant sequencing and consensus calling) to reliably determine if rare mutated-DNA fragments are present in cfDNA. Using whole-genome sequencing for such approaches would be prohibitively expensive. To get a sense of the challenge, DNA sequencing for a specific mutation at 60,000-fold unique coverage depth will only reveal on average 30 tumor-derived heterozygous mutant molecules if the ctDNA amount is 0.1%. Furthermore, sequencing this deeply would require that the investigated sample contains 60,000 unique DNA fragments covering all genomic loci. To reliably reach this number in a testing environment, one would have to analyze cfDNA from a substantial volume of blood (>20 mL). Given the challenges of performing such deep sequencing on a genome-wide scale, most approaches explored up to now have been restricted to sequencing of predefined gene panels (eg, selected DNA fragments with genes frequently mutated in the target cancers) by either capture-based or multiplex-PCR–based approaches, all of which increase the cost and effort of such methods (table 1, figure 1).9 12 26 32 34–40 Further refinement of somatic mutation-based approaches to early cancer detection are needed to make these more affordable for implementation on a population scale. Beyond individual mutations, genome-wide mutational signatures, such as C:G>A:T changes, are known to be increased in certain regions of tumors of individuals with a smoking exposure and may improve cancer detection.41–43

Another hurdle associated with somatic mutation-based approaches is determining whether the source of the alteration is from the tumor or WBCs. If somatic mutations were found in asymptomatic individuals, additional sequencing or imaging would be needed to determine the source of the mutation and its clinical relevance.26 Leal et al reported that more than half of mutations in the TP53 gene detected in the blood were derived from WBCs highlighting the challenges of pinpointing the cellular origin of plasma mutations.44 Consequently, targeted somatic mutation analysis as a standalone approach lacks the utility needed for widespread use in cancer screening of asymptomatic individuals. It comes as no surprise that approaches relying on somatic mutations are now being combined with other biomarkers.45

Cancer screening using methylation profiles

Methylation of promoter DNA sequences is a common mechanism used to regulate gene expression.46 47 Because cancer development and progression are frequently associated with aberrant patterns of DNA methylation,48 49 and PCR and next-generation sequencing (NGS)-based methods with high analytical sensitivity are available, methylation profiling has been developed as a means to detect cancer.50 51 Methylation profiling evaluates epigenetic profiles of cells that have lysed and distributed their contents into circulation. It measures the methylation status of subsets of the ~28 million CpG sites in the genome.52 These sites are not equally distributed across the genome, and many are concentrated in ~30,000 CpG islands that are located near the promoters of genes and have a critical role in regulating gene expression.52 Since the genes expressed in each cell type are different, these patterns of differential methylation can be used to identify the cell of origin of circulating cfDNA molecules.

Methylation screening approaches range from measuring a single gene to using a panel of predefined methylation sites that have been shown to be differentially methylated in cancer cells and WBCs.53–56 PCR-based approaches to detect methylation require preselection of a set of target genes and cannot be done on an unselected genome-wide basis.57 A broader enrichment for methylation sites involves hybrid capture of small regions of the genome containing a subset of CpG sites, typically using bisulfite conversion, amplification, and sequencing to determine the methylation status at each site, and application of an algorithm to determine the presence of cancer-derived DNA in the sample and the cell of origin of the cancer-derived DNA molecule (figure 1).25 58 A more comprehensive approach to methylation profiling for cancer detection uses immunoprecipitation of cell-free methylated DNA to isolate the methylated DNA regions throughout the genome and then analyses of these by NGS (table 1).24 59 More recently, methylation approaches coupled with mutation detection from the same DNA molecule have been developed.60

Cancer screening using whole-genome sequencing

Evaluation of cfDNA fragmentation patterns, known as ‘fragmentomes’, represent the most recent advancement in cfDNA-based screening modalities.61 These emerging new approaches focus on the physical characteristics of cfDNA fragments, which vary markedly across the genome in cfDNA derived from tumor cells compared with WBCs.61–63 Early observations suggested that tumor-derived cfDNA is shorter overall when compared with non-cancer cfDNA molecules.64 More recent findings showed that mutated tumor-derived DNA from different regions in the genome could be smaller or larger than wild-type non-cancer cfDNA.61 Additionally, these studies revealed that germline mutations as well as variants related to clonal hematopoiesis, which can confound mutation-based analyses, harbor cfDNA fragment size distributions that are similar to non-cancer cfDNA and therefore should not influence fragment size based approaches.44 61 65 This previously unappreciated knowledge provides a robust foundation for genome-wide fragmentome based approaches focused on early cancer detection.

The intracellular and extracellular DNA fragmentation processes associated with apoptosis and necrosis involve enzymes including caspases and endonucleases that cleave chromosomal DNA molecules into short fragments. These cleavage sites are non-random and determined in part by the association of the DNA molecules with the nucleosomal proteins, which protect the DNA from endonuclease digestion.66 On a genome-wide level, cfDNA fragmentation has been shown to reflect broader patterns of chromatin structure.66 The cellular genome is organized into two basic patterns known as open and closed chromatin that is mechanistically linked to the regulation of gene expression. The regions of open and closed chromatin are highly conserved and characteristic of the unique gene expression profile in each cell type. The three-dimensional chromatin organization is quite different in the open and closed chromatin and controls binding of the RNA transcription complex to the template DNA. This three-dimensional structure also affects the binding of other large protein molecules and complexes, such as the endonucleases and caspases, to the DNA resulting in reproducible patterns of cleavage in each cell type. Consequently, the cleavage patterns determined by the basal chromatin organization can be used to differentiate between cfDNA derived from different cell types, and between cancer and normal cells. The result is that the cfDNA fragmentome is both characteristic of the cell type/organ from which it originates, and distinct between cancer and normal cells.61

Historically, only a few approaches had leveraged genome-wide cfDNA analyses, including those to assess changes in chromosomal copy number,19 nucleosomal footprints,66 fragment lengths,67 transcription start sites68 or transcription factor binding sites.69 Genome-wide analyses of cfDNA fragmentomes led to the realization that changes in cfDNA size and coverage throughout the genome using machine learning models could be used for early detection61. Additional analyses from whole genome sequencing of cfDNA have included end motifs,70 and fragment end position aberrancy.71 These recent advances in cfDNA fragmentation biology provide orthogonal approaches to detect cancer beyond existing methods.

The majority of cfDNA fragment-based approaches rely on whole-genome next-generation sequencing data, unlike mutation analyses that mainly use targeted tumor-specific gene panels with deep coverage (table 1, figure 1).9 12 32 34 72 More recently, whole-genome sequencing to detect mutations has emerged73 but this genome-wide sequencing approach requires tumor tissue, WBCs, and plasma biomaterials to be sequenced at high coverage (~35×), making it more suitable for identification of minimal residual disease rather than early cancer detection. Variations to this method have used whole-exome tumor-tissue sequencing to identify personalized tumor-specific targets that are subsequently analyzed in plasma after therapeutic intervention.35 37 38 74 These evolving mutation-based approaches, while effective, require substantial logistics, including in obtaining both tissue and blood specimens, as well as operational costs that may limit clinical feasibility. Alternatively, emerging advancements of fragmentomics may lower such barriers to entry not only in the setting of minimal residual disease but for early detection screening (table 1).

To this end, a recent cfDNA fragmentation approach has been described that involves the extraction of cfDNA from plasma, construction of whole-genome libraries, low-coverage whole-genome sequencing, and application of a machine learning algorithm to predict the presence of cancer DNA (figure 1). This approach has been tested in a multi-cancer cohort,61 a hepatocellular carcinoma cohort,63 as well as a large lung cancer cohort.62 Studies so far have shown that fragmentation-based detection has promising sensitivity for the detection of localized early-stage cancers (stage I/II).61 62 Because fragmentation profiles can be determined through low-coverage whole-genome sequencing and there are potentially millions of fragment changes in the cfDNA originating from a cancer cell, the cfDNA fragmentation approach has potential to be widely available at low cost, satisfying the principle in that a screening test be accessible and acceptable to the target screening population (online supplemental table S2). Moreover, whole-genome fragmentation analyses do not require expensive gene-capture panels or bisulfite conversion of DNA prior to sequencing, a step during which substantial amounts of the DNA sample are lost (figure 1). In addition, all tumor-derived cfDNA is potentially assessed for the test, inherently increasing analytical sensitivity, compared with approaches that use only specific regions of the tumor DNA as input. That said, the steps involved in fragmentation analysis, including blood sample collection, cfDNA extraction, DNA sequencing, and machine-learning models, must be reproduced reliably for the test to remain robust, and it remains uncertain how much process variation can be accommodated in fragmentation analyses.

Impact of inflammatory conditions on cfDNA

Non-malignant diseases that involve the host immune system, such as chronic inflammation or autoimmunity, have demonstrated an increase in cfDNA levels in the blood.75 76 The elevated release of cfDNA into circulation could lead to a larger ‘haystack’ of cfDNA molecules that may affect the ability for a few low-quantity ctDNA molecules to be detected by mutation-based cancer tests. In fact, most cfDNA-focused mutation studies exclude individuals with inflammatory conditions, while only a few studies evaluate mutations in conditions such as chronic liver diseases or neoplasia from inflammatory bowel disease.77 78

By contrast, the use of cfDNA fragmentation-based approaches in individuals with inflammatory or autoimmune diseases have been reported for patients with liver or lung cancer.62 63 70 Jiang et al showed that fragment end motifs in healthy individuals and those with hepatitis B virus infection (with or without cirrhosis) are more similar to each other than to motifs of persons with hepatocellular carcinoma.70 In parallel, the development of an approach that assesses genome-wide fragment position through an information-weighted fraction of aberrant fragments value also observed that profiles from non-cancer individuals were similar to those from individuals harboring the hepatitis B virus with or without cirrhosis.71 Recently, Foda et al evaluated genome-wide cfDNA fragmentomes in cancer-free individuals with viral hepatitis or liver cirrhosis and observed low fragmentome scores comparable to those individuals without inflammation or cancer.63 In a study of a prospectively collected population of patients at high risk of developing lung cancer, cfDNA fragmentomes of individuals with or without autoimmune diseases were not statistically significant, and levels of circulating inflammatory markers C-reactive protein and interleukin 6 did not correlate with fragmentome-based scores in non-cancer individuals, suggesting that genome-wide fragmentation is not skewed by the presence of chronic inflammation.62 In summary, the current literature suggests that inflammatory diseases leading to increased cfDNA levels may have an impact on detection of cfDNA mutations but fragmentation approaches appear robust in this setting.

Proof-of-principle early cancer detection studies

Currently, multiple efforts are ongoing to develop liquid biopsy screening tests that effectively enable multi-cancer early detection (MCED) (table 2). Liquid biopsy early cancer screening in this setting necessitates a high specificity to reduce potentially adverse clinical intervention from false positives as well as to minimize overdiagnosis. To achieve such standards of test performances, cfDNA assay features have leveraged the biological oncogenic process such as mutations, protein biomarkers, methylation, and fragmentation features from plasma.61 79 80 The CancerSeek initial proof-of-concept approach across eight cancer types from a total of 1005 individuals introduced the potential applicability of mutations and protein biomarkers as a way to detect cancers early.79 While preliminary data from the CancerSeek approach was promising, clinical translation through a prospective interventional study known as DETECT-A (Detecting cancers Earlier Through Elective mutation-based blood Collection and Testing) resulted in a sensitivity of 27% for all cancer types at a specificity of 98.9% with a positive predictive value (PPV) of 19.4% (tables 1 and 2).26 Methylation based clinical trials such as the PATHFINDER study revealed a sensitivity of 29% at a specificity of 99.1% with a PPV of 38% (tables 1 and 2).81 Both DETECT-A and the PATHFINDER PPVs highlight the existing challenges for pan-cancer early detection tests as opposed to scenarios of high-risk screening that may benefit from a liquid biopsy prescreen. More recently, the SYMPLIFY study assessed individuals with signs and symptoms that may be indicative of cancer using the Galleri MCED test (ISRCTN10226380) (table 2).82 Interestingly, this analysis consisted of 5461 individuals with symptoms and resulted in a sensitivity of 66.3% (95% CI 61.2 to 71.1) at a specificity of 98.4% (95% CI 98.1 to 98.8) with a PPV of 75.5% (95% CI 70.5 to 80.1). It is important to note that, while the assay applied in PATHFINDER and SYMPLIFY is the same, SYMPLIFY examined patients with symptoms such that the study population is different and must be considered when evaluating performances and future applications.

Table 2.

Clinical trials evaluating new approaches focused on early cancer detection through screening

NCT Sponsor Trial name Estimated
enrollment
Biomarker Condition Age eligibility
(years)
Status
NCT05366881 Adela CAMPERR 7,000 cfDNA MCED ≥40 Recruiting
NCT04972201 Burning Rock PROMISE 2,305 cfNA MCED 40–75 Recruiting
NCT03869814 ClearNote Health MT1410 6,500 5-hmC ctDNA MCED 45–75 Recruiting
NCT04825834 DELFI Diagnostics L101 2,500 ctDNA Lung cancer ≥50 Recruiting
NCT05306288 DELFI Diagnostics CASCADE 15,000 ctDNA Lung cancer ≥50 Recruiting
NCT04144751 Exact Sciences Blue-C 24,000 Blood-based Colorectal cancer ≥40 Active, not recruiting
NCT04369053 Freenome Preempt 25,000 ctDNA Colorectal cancer 45–84 Active, not recruiting
NCT05516927 Freenome Sanderson Study 8,000 Multiomics MCED ≥30 Recruiting
NCT05227261 Gene Solutions K-DETEK 3,000 ctDNA Lung, breast, liver, colorectal, and gastric cancers ≥40 Recruiting
ISRCTN10226380 Grail SYMPLIFY 6,238 cfDNA MCED in symptomatic individuals ≥18 Completed
NCT04241796 Grail Pathfinder 6,662 ctDNA MCED ≥50 Completed
NCT03085888 Grail Strive 99,481 cfNA MCED ≥18 Active, not recruiting
NCT03934866 Grail/UCL Summit 13,035 cfNA Lung cancer 55–77 Active, not recruiting
NCT03774758 Guardant Health 17–22915 590 ctDNA Lung cancer ≥40 Recruiting
NCT04136002 Guardant Health Eclipse 20,000 ctDNA Colorectal cancer 45–84 Recruiting
NCT05181826 Helio Health ELITE 1,200 ctDNA Cancer-free, benign, cancer ≥18 Recruiting
NCT05199259 Helio Health Liver-1 1,200 ctDNA Hepatocellular carcinoma ≥18 Recruiting
NCT03694600 Helio Health CLiMB 1,600 cfDNA Liver cirrhosis, hepatocellular carcinoma 21–84 Recruiting
NCT05432128 Singlera Genomics 2019YFC1315803 600 ctDNA Lung cancer 18–75 Recruiting
NCT05485077 Singlera Genomics KYS-2022007 18,000 cfDNA Colorectal cancer ≥40 Recruiting

cfDNA, cell-free DNA; cfNA, cell-free nucleic acids; ctDNA, circulating tumor-derived DNA; MCED, multi-cancer early detection.

To improve early cancer detection performance from these intial studies, multiple clinical trials are ongoing focused on detection of a variety of cancer types (Table 2), with the goal of achieving sensitivities in early stage disease that could clinically useful. One approach has been to integrate subsets of features including mutations, methylation, and genome-wide fragment characteristics in these analyses. Jamshidi and colleagues use a pan-feature comprised of a 507 targeted gene panel that evaluated single nucleotide variants (SNV) and white-blood cell corrected-SNVs, whole-genome methylation (30× coverage), and whole-genome sequencing (30× coverage) subcategorized to independently assess the features of copy number alterations (CNA), white-blood cell corrected CNA, fragment endpoints, fragment lengths, and allelic imbalance.80 One limitation of this study was that fragment features were not combined together and compared with methylation as was reported to an extent in previous research from the same group.83 Bruhm et al., recently combined genome-wide fragmentation features and regional mutational signatures from low-coverage whole genome sequencing to show an increased performance for cancer detection compared to either method alone.41 Orthogonal analyses as well as new approaches that reflect the underlying cfDNA biology and machine learning are still warranted to further confirm and extend such initial findings. Lastly, combining cfDNA features and emerging radiomics approaches may further improve detection especially in the context of high-risk screening.

Establishing clinical utility for early cancer detection tests

The National Cancer Institute of the USA defines clinical utility as ‘the likelihood that a test will, by prompting an intervention, result in an improved health outcome’.84 In the case of early cancer detection, the intervention that the test should inform/prompt is whether to proceed to confirmatory diagnostic testing and subsequent intervention or to continue in the future with the recommended regular screening. Because high sensitivity and high specificity are uncommon in a single test, tests are often divided into those that have high-enough sensitivity to effectively ‘rule-out’ the presence of cancer without a false-positive rate that causes substantial clinical burden and those that have high-enough specificity to ‘rule-in’ cancer at a sensitivity high enough to prove clinically useful. The ultimate and most clinically important objective of cancer screening is to reduce the likelihood that a screened individual dies of cancer. As the ultimate goal of cancer screening is to reduce cancer specific mortality, the ultimate endpoint would be cancer specific survival. As it easily can take over a decade to reliably evaluate this endpoint, as a rule, intermediate endpoints like a stage shift or detecting high-risk precursor lesions are used as alternatives. Care then must be taken that any intermediate endpoints used are representative of ultimate outcome.30 85–88 For some cancer types, like prostate and perhaps breast cancer, a shift in stage at diagnosis could rather reflect the ability of the screening test to detect indolent cancers that otherwise would not become symptomatic or impact the survival of the patient. As early cancer detection tests come of age, how do we safeguard against overdiagnosis of cancer? According to the principles of screening (online supplemental table S2), do we adequately understand the natural histories of the types of cancer likely to be detected? Stage shift per se may not translate into improved outcomes for some cancer types, and other factors, such as the availability of effective treatments, matter more. Indeed, as the principles of screening point out (online supplemental table S2), there should be ‘follow-up care that will modify the natural history and clinical pathway for the disease or condition….’ With respect to early cancer detection testing, how would we determine the magnitude of stage shift needed for each cancer type that would result in a survival benefit? Are there interventions available that could modify the natural history and clinical pathway for every type of cancer that could be detected early? If not, how should we measure the clinical utility of early detection for these less treatable cancer types? The answers to these questions are even more pertinent in the case of ctDNA screening tests that can identify multiple different types of cancer at once. Addressing these important points may require the conduct of randomized controlled trials of testing versus no testing, with endpoints that include both 5-year cancer-specific survival and overall survival, along with parallel studies to measure quality of life of those tested and untested, and cost-effectiveness of testing and no-testing strategies.

Some have argued that the endpoint for early cancer detection tests should be all-cause mortality,89 because overall mortality is what matters most to patients, it minimizes the effects of misclassification of causes of death, and showing actual lives saved is the most direct demonstration that early cancer detection saves lives. Few cancer screening trials have demonstrated significant improvements in all-cause mortality. The National Lung Screening Trial is the only single-cancer screening trial to demonstrate a significant reduction in all-cause mortality in a population with heavy smoking histories.1 With median follow-up of 6.5 years, the rate of death from any cause was 6.7% lower (95% CI 1.2 to 13.6; p=0.02) in the arm that underwent low-dose computed tomography (n=26,722) versus chest radiography (n=26,732). The multi-cancer Prostate Lung Colorectal Ovarian trial (n=154,887; median follow-up of 17 years) demonstrated a small but significant reduction in overall mortality (2%; p=0.036) for those in the screening arm versus the usual care arm, particularly for male participants.90 Because reduced overall mortality is harder to demonstrate in clinical trials, the use of such as cancer-specific mortality becomes more attractive.

Considerations for the future

The promise of cfDNA-based approaches to cancer early detection is apparent, but the journey from discovery to clinical implementation is, and should be, methodical and thoughtful. Tests for cancers for which there is established strong evidence that earlier detection leads to improved clinical outcomes need to have strong sensitivity to be useful as adjunct or alternative screening approaches to established approaches. They also must be valid across the at-risk populations, and affordable to ensure their accessibility. The health economics of liquid biopsy screening will loom large as a concern until these tests become more affordable to more people.

Exactly how these tests will integrate into routine practice remains to be seen and will likely differ by test, depending on the intended use for which each test is validated (eg, as a novel screening pathway without precedent, a pathway parallel to an existing, established screening pathway, or a screening step preceding an existing, established diagnostic pathway). How each test fits into an overall cancer screening paradigm will affect how cost-effectiveness is weighed. At the moment there is a lack of empirical data on cost-effectiveness of these tests. Future studies should take into account the costs and healthcare resource utilization associated with use or disuse of the test, as well as the course of action taken following positive or negative test results. Factors such as static versus variable uptake of test use, as well as uptake of existing diagnostic procedures driven by test use can also affect cost-effectiveness.

Tests for multiple cancers face considerably more challenges and questions that need to be addressed, especially if the cancers potentially detected include those that are uncommon or rare, or hard to treat. In many cases, there is no established clinical approach to a generalized cancer signal, and strategies to accompany these tests with a short list of the most likely tumor sites have yet to be clinically evaluated for their capacity to reduce the burden and risks of work-up of those signals. While at first it may seem intuitive what next step should be taken, the reality is that the history of cancer screening is one where the effort to streamline the evaluation of initial positives has been vexing.

Appropriate management strategies for many of the potential cancers detected by a multi-cancer test should be clearly defined (eg, best evidence-based therapies or interventions), as the evidence suggests that these tests identify a subset of disease that is generally more aggressive.91 Whether standard therapeutic approaches to this subset are optimal is a question only clinical studies can answer. Proof of concept for multicancer tests, demonstrating that they both provide benefits in terms of reducing cancer mortality and do not drive harm through false assurances when their results are negative (eg, by leading people to forego other recommended screening tests) are challenges that still need to be addressed. While we focused on cfDNA-based approaches, other blood-based multiomics approaches that take advantage of protein or RNA markers are also in development. Ultimately, combinations of DNA and non-DNA approaches may be implemented if shown to optimize test performance and clinical utility.

Conclusions

Great strides have been made in the development of cfDNA-based early cancer detection tests. Initial studies providing proof-of-principle evidence that these tests can detect cancer signals in asymptomatic or pre-symptomatic individuals have given way now to clinical trials designed to establish the clinical utility of these tests. New approaches, including cfDNA fragmentation-based methods, may allow for widespread accessibility of these tests in appropriate screening populations worldwide. Many areas of investigation remain to be addressed before these tests are fully integrated into routine practice in a way that optimizes patient outcomes.

Footnotes

Twitter: @ClausLindbjerg

Contributors: All authors contributed substantially to the conception or design of the work, drafted the work and revised it critically for important intellectual content, gave final approval of the version to be published, and agree to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

Funding: This work was supported in part by the US National Institutes of Health grants CA121113 and CA233259, the Dr Miriam and Sheldon G Adelson Medical Research Foundation, Stand Up to Cancer-Dutch Cancer Society International Translational Cancer Research Dream Team Grant (SU2C-AACR-DT1415), the Gray Foundation, the Commonwealth Foundation, SU2C InTime Lung Cancer Interception Dream Team grant, Tina’s Wish Foundation, and the Cole Foundation.

Competing interests: The authors declare the following competing interests: NCD, PBB, and AL report that they are employees of and have stock ownership in Delfi Diagnostics. RBS reports grants and personal fees from Delfi Diagnostics outside the submitted work; a patent for US-2022-0325343 licensed to Delfi Diagnostics; and is a founder of and holds equity in Delfi Diagnostics, and serves as the head of Data Science. This arrangement has been reviewed and approved by Johns Hopkins University in accordance with its conflict-of-interest policies. GAM reports that his institution has received grants from SU2C-Dutch Cancer Society (KWF), Sysmex in-kind matching to KWF grant, MLDS and Health~Holland with in-kind matching from Exact Sciences, ZonMW with in-kind matching from HMF and Personal Genome Diagnostics (PGDx) and cash matching from CZ Health Insurance paid to the institution. GAM is named as a co-inventor on a patent issued for protein biomarkers for detection of colorectal cancer and patents pending related to biomarkers for colorectal cancer early detection and related cell-free DNA analyses. GAM is a participant in the Amgen Real-World Data group, for which he receives no compensation. GAM is a Board member and CSO of Health-RI, a Supervisory Board member of IKNL, a Co-national Node Leader of BBMRI-NL, and a National Node Director of EATRIS-NL. GAM is a co-founder, Board member, and CSO of CRCbioscreen BV. GAM reports research collaborations with Exact Sciences, Sysmex, Sentinel Ch. SpA, PGDx, Hartwig Medical Foundation, and Delfi Diagnostics, in which the companies have provided materials, equipment, and/or analyses. CLA reports that his institution has received grants or contracts from C2i Genomics, Delfi Diagnostics, and Natera. VEV is a founder of Delfi Diagnostics, serves on the Board of Directors and as an officer for this organization, and owns Delfi Diagnostics stock, which is subject to certain restrictions under university policy. Additionally, Johns Hopkins University owns equity in Delfi Diagnostics. VEV divested his equity in Personal Genome Diagnostics (PGDx) to LabCorp in February 2022. VEV is an inventor on patent applications submitted by Johns Hopkins University related to cancer genomic analyses and cell-free DNA for cancer detection that have been licensed to one or more entities, including Delfi Diagnostics, LabCorp, QIAGEN, Sysmex, Agios, Genzyme, Esoterix, Ventana and ManaT Bio. Under the terms of these license agreements, the University and inventors are entitled to fees and royalty distributions. VEV is an advisor to Viron Therapeutics and Epitope. These arrangements have been reviewed and approved by the Johns Hopkins University in accordance with its conflict-of-interest policies.

Provenance and peer review: Commissioned; externally peer reviewed.

Supplemental material: This content has been supplied by the author(s). It has not been vetted by BMJ Publishing Group Limited (BMJ) and may not have been peer-reviewed. Any opinions or recommendations discussed are solely those of the author(s) and are not endorsed by BMJ. BMJ disclaims all liability and responsibility arising from any reliance placed on the content. Where the content includes any translated material, BMJ does not warrant the accuracy and reliability of the translations (including but not limited to local regulations, clinical guidelines, terminology, drug names and drug dosages), and is not responsible for any error and/or omissions arising from translation and adaptation or otherwise.

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Supplementary Materials

Supplementary data

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