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. Author manuscript; available in PMC: 2024 Oct 1.
Published in final edited form as: Psychiatr Genet. 2023 Jun 16;33(5):182–190. doi: 10.1097/YPG.0000000000000344

A novel risk variant block across introns 36–45 of CACNA1C for schizophrenia: a cohort-wise replication and cerebral region-wide validation study

Xiaoyun Guo 1,#, Shibin Wang 1,#, Xiandong Lin 2,#, Zuxing Wang 3, Yikai Dou 4,5, Yuping Cao 6, Yong Zhang 7, Xinqun Luo 8, Longli Kang 9, Ting Yu 10, Zhiren Wang 10, Yunlong Tan 10, Shenshen Gao 11, Hangxiao Zheng 1, Fen Zhao 1, Huifen Wang 1, Kesheng Wang 12, Fan Xie 1,*, Wenzhong Chen 1,*, Xingguang Luo 10,13,*
PMCID: PMC10502955  NIHMSID: NIHMS1896515  PMID: 37706495

Abstract

Objectives:

Numerous genome-wide association studies (GWASs) have identified CACNA1C as one of the top risk genes for schizophrenia. As a necessary post-GWAS follow-up, here, we focused on this risk gene, carefully investigated its novel risk variants for schizophrenia, and explored their potential functions.

Methods:

We analyzed four independent samples (including three European and one African-American) comprising 5,648 cases and 6,936 healthy subjects to identify replicable SNP-schizophrenia associations. The potential regulatory effects of schizophrenia-risk alleles on CACNA1C mRNA expression in 16 brain regions (n=348), gray matter volumes (GMVs) of five subcortical structures (n=34,431), and surface areas (SA) and thickness (TH) of 34 cortical regions (n=36,936) were also examined.

Results:

A novel 17-variant block across introns 36–45 of CACNA1C was significantly associated with schizophrenia in the same effect direction across at least two independent samples (1.8×10−4≤p≤0.049). Most risk variants within this block showed significant associations with CACNA1C mRNA expression (1.6×10−3≤p≤0.050), GMVs of subcortical structures (0.016≤p≤0.048), cortical SA (0.010≤p≤0.050) and TH (0.004≤p≤0.050) in multiple brain regions.

Conclusion:

We have identified a novel and functional risk variant block at CACNA1C for schizophrenia, providing further evidence for the important role of this gene in the pathogenesis of schizophrenia.

Keywords: CACNA1C, schizophrenia, eQTL, gray matter volume, cortical surface area, cortical thickness

1. Introduction

Numerous genome-wide association studies (GWASs) have reported the α−1C subunit of the L-type voltage-gated calcium channel gene (CACNA1C, 12p13.3, Chr12:1948979–2677376 (b36), between CACNA2D4 and ITFG2-AS1) as one of the top risk genes for schizophrenia. Many risk variants at CACNA1C have been associated with schizophrenia, some of which were replicated across multiple independent studies112. However, this gene remains to be comprehensively investigated; in particular, the functional roles of most risk variants have yet to be thoroughly explored.

To build on GWAS findings, it is necessary to continue focusing on this risk gene. Recently, we examined 847 SNPs at CACNA1C, and identified a 20-SNP block at intron 3 that was consistently associated with schizophrenia across seven independent cohorts (2.5×10−17≤p≤0.049). This block was also significantly associated with CACNA1C mRNA expression in the brain across three independent European cohorts (5.1×10−12≤p≤8.3×10−3), and could be tagged by the most significant risk SNP, rs1006737 (meta-analysis of 17 studies: p=1.62×10−42)13. Moreover, rs1006737 was found to be significantly negatively associated with the gray matter volume (GMV) of thalamus (p=0.010), the surface area (SA) of isthmus cingulate cortex (p=0.013), and the thickness (TH) of transverse temporal and superior temporal sulcus cortexes (0.005≤p≤0.043)13. These pieces of evidence supported the most promising role of this variant block in schizophrenia risk.

However, CACNA1C is a large gene that is 730kb-long with 58 exons, and might harbor other missing risk variant blocks for schizophrenia. Therefore, in the present study, we aimed to identify those missing risk blocks independent of the previously-reported one, and explore their potential, and maybe distinct, regulatory effects on CACNA1C mRNA expression in the brain, subcortical GMVs, as well as cortical SA and TH, in order to complete the map of all risk variant blocks for schizophrenia across entire CACNA1C.

Usually, a GWAS examines variants across genome unbiasly, and thus is subject to an overly-conservative Bonferronic correction (α=5×10−8) to control for false positives, which may lead to the loss of some important information, e.g., missing critical findings with 5×10−8<p<10−5, because, for most common diseases such as schizophrenia that involves many common variants with small effect sizes, most risk effects of individual variants are difficult to reach this significance level. The present study, as a post-GWAS follow-up, aimed to preserve the information as loosely as possible (α=0.05), but control for false positives as strictly as possible using an alternative strategy, i.e., a series of replication and functional validation steps (detailed below). We examined replicable SNP-schizophrenia associations across multiple cohorts to ensure their robustness, and then demonstrated them to be biological, but not only statistical, associations by examining a series of potential regulatory effects on CACNA1C mRNA expression and brain structure.

2. Materials and Methods

2.1. Subjects

Four independent samples, comprising three European and one African-American population, were used for SNP-schizophrenia association analysis. Sample #1 was sourced from the GAIN dataset (dbGaP access number: phs000021.v3.p2), consisting of 1,350 European patients with schizophrenia and 1,378 healthy European controls. Sample #2 was obtained from the Ashkenazi Jewish dataset (phs000448.v1.p1), comprising 1,044 Jewish patients with schizophrenia and 2,052 healthy Jewish controls. Sample #3 was sourced from the Bulgarian Schizophrenia Trio Sequencing Study (phs000687.v1.p1), consisting of a total of 1826 European parent-offspring trio subjects, of which 621 were offspring with schizophrenia. Sample #4 was sourced from the GAIN dataset (phs000021.v3.p2), comprising 1,195 African-American patients with schizophrenia and 954 healthy African-American controls. Samples #1 and #2 were also examined in the previous study13.

All subjects included in the study were 18 years or older. Affected subjects met DSM-IV criteria for schizophrenia14. Subjects with neurological disorders, substance use disorders, or mental retardation were excluded. Controls were free of schizophrenia, schizoaffective disorder, bipolar disorder, major depressive disorder, and psychotic symptoms such as auditory hallucination and persecutory delusion. Informed written consents were obtained from all subjects before participating in the study, which was reviewed and approved by the Human Investigation Committee of Yale University. Detailed demographic data for these samples have been published in previous studies1518.

2.2. SNP-disease association analysis

Genotyping, imputation (using IMPUTE219), and data cleaning has been described in details earlier13. The allele frequencies of SNPs were compared between individuals with schizophrenia and controls using the Fisher exact test as implemented in the program PLINK20, to examine the SNP-disease associations.

Although the Bonferroni correction is a commonly used method to correct for multiple comparisons, it may miss some weak but valuable SNP-disease associations. To avoid overly-conservative correction and preserve the information of modest SNP-disease associations, we used a replication and functional validation design. This approach allowed us to control for false positives by requiring the associations to be replicable in the same effect direction across at least two independent cohorts and the risk SNPs to be functionally validated. Only then, we considered them as statistically significant associations if the p-values for associations were close to 0.05.

2.3. cis-acting expression quantitative trait locus (cis-eQTL) analysis

To investigate the potential regulatory effects of schizophrenia-risk variants on the CACNA1C mRNA expression in human postmortem brains, we conducted cis-eQTL analysis on two independent cohorts: a UK European cohort (n=138) (BRAINEAC dataset)21 and a European-American cohort (n=210) (GTEx dataset)22. All subjects were free of significant neurodegenerative and neuropsychiatric disorders.

In the UK European cohort, we analyzed a total of 10 brain regions, including the cerebellar cortex, prefrontal cortex, hippocampus, medulla, occipital cortex, putamen, substantia nigra, temporal cortex, thalamus, and intralobular white matter. In the European-American cohort, we analyzed a total of 11 brain regions, including the basal ganglia (putamen, caudate, nucleus accumbens, and substantia nigra), limbic system [anterior cingulate cortex (BA24), amygdala, hippocampus, and hypothalamus], prefrontal cortex (Brodmann Area or BA9), cerebellum, and cerebellar hemisphere. To compare the normalized mRNA expression levels between different alleles of each variant, we used t-tests.

2.4. Regulatory effect of risk variants on the GMVs of subcortical structures

The potential regulatory effects of schizophrenia-risk variants on the GMVs of several brain regions were analyzed in a European sample (n=34,431; ENIGMA2 dataset)23 using multiple linear regression analysis. Specifically, we focused on the nucleus accumbens, amygdala, brainstem, caudate, and thalamus. All subjects were free of neurodegenerative and neuropsychiatric disorders.

2.5. Regulatory effect of risk variants on cortical surface area and thickness

A total of 36,936 subjects, including 33,992 European (23,909 from 49 ENIGMA cohorts and 10,083 from the UK Biobank) and 2,944 non-European participants (eight cohorts)24, were analyzed. Measures of cortical SA and TH were derived from in vivo whole brain T1-weighted MRI scans using FreeSurfer25. The potential regulatory effects of schizophrenia-risk variants on 70 traits (total SA, average TH, and the SA and TH of 34 cortical regions averaged across right and left hemispheres) were analyzed using multiple linear regression. The analysis adjusted for the effects of sex, linear and nonlinear age effects, interactions between age and sex, ancestry (the first four MDS components), diagnostic status (when the cohort followed a case-control design), MRI acquisition orientation, scanner (when multiple scanners were used at the same site), and global measure (total SA or average TH).

3. Results

3.1. A variant block across introns 36–45 of CACNA1C was significantly associated with schizophrenia across multiple samples

Independent of the previously-reported risk variant block at intron 3 mentioned earlier13, we identified a novel 17-variant block (within block: D’>0.85)13 spanning introns 36–45 of CACNA1C (Supplementary Figure S1). This new variant block was significantly associated with schizophrenia in at least two of the five independent samples we studied (1.8×10−4≤p≤0.049; Table 1). The risk allele of each variant had a significantly higher frequency in the cases (or “transmitted” group) than in the controls (or “untransmitted” group), and this was consistent across the samples. When further defining a block with R2>0.85, this 17-variant block could be classified into three sub-blocks, i.e., classes #1, #2 and #3 harboring one, twelve and four SNPs, respectively (Figure S1; Table 1). Based on the three identified classes of alleles, we were able to distinguish between different functional patterns, as described below.

Table 1.

p values for SNP-schizophrenia and SNP-mRNA expression associations

CACNA1C SNP - Schizophrenia” associations. “SNP - CACNA1C mRNA” associations Effect
Europeans Africans Europeans Europeans direction
Sample #1 #2 #3 #4 BRAINEAC GTEx of risk
Genomic Risk Case=1351 1044 621 (offspring) Risk 1195 Effect CRBL FCTX OCTX TCTX Effect AMYL ACC or effect
Class SNP position (b36) allele Control=1378 2052 1205 (parents) allele 954 allele 138 138 138 138 allele 210 210 alleles
#1 rs2238096 2620174 a - >0.05 0.021 A 0.047 a >0.05 1.6×10−3 0.022 0.050 - - - ↑↑-
#2 rs10848680 2635439 G 0.005 - 0.020 - G 0.020 >0.05 >0.05 >0.05 A 0.050 >0.05 ↑↑↓
#2 rs216047 2636121 T 1.8×10−4 - 0.013 - T 0.024 >0.05 >0.05 >0.05 C 0.035 >0.05 ↑↑↓
#2 rs1894979 2637260 G 2.3×10−4 - 0.004 - G 0.023 >0.05 >0.05 >0.05 A 0.050 >0.05 ↑↑↓
#2 rs3794291 2639926 C 0.048 - 0.007 - C 0.026 >0.05 >0.05 >0.05 T 0.035 >0.05 ↑↑↓
#2 rs10161181 2640991 A - >0.05 0.001 a 0.011 A 0.025 >0.05 >0.05 >0.05 - - - ↑↑-
#2 rs10161275 2641279 T 0.046 >0.05 0.009 - T 0.026 >0.05 >0.05 >0.05 - - - ↑↑-
#2 rs11062298 2641970 A 0.039 - 0.001 a 0.015 A 0.029 >0.05 >0.05 >0.05 C 0.050 >0.05 ↑↑↓
#2 rs11062299 2641999 T >0.05 0.011 0.002 >0.05 T 0.029 >0.05 >0.05 >0.05 C 0.050 >0.05 ↑↑↓
#2 rs10848682 2642017 C >0.05 0.011 0.002 - C 0.029 >0.05 >0.05 >0.05 G 0.050 >0.05 ↑↑↓
#2 rs10774052 2642432 C 0.039 - 0.002 >0.05 C 0.036 >0.05 >0.05 >0.05 - - - ↑↑-
#2 rs7315556 2644116 G >0.05 0.009 0.002 - G 0.037 >0.05 >0.05 >0.05 A 0.037 >0.05 ↑↑↓
#2 rs7310079 2645738 T >0.05 0.027 0.044 - T 0.034 >0.05 >0.05 >0.05 - - - ↑↑-
#3 rs7306298 2647572 A - 0.030 0.011 - - - - - - A >0.05 0.042 ↑-↑
#3 rs10744567 2651077 G >0.05 0.034 0.015 - - - - - - G >0.05 0.020 ↑-↑
#3 rs7136355 2653737 C - 0.019 0.004 - - - - - - C >0.05 0.020 ↑-↑
#3 rs2302729 2654233 C - 0.028 0.020 >0.05 - - - - - C >0.05 0.012 ↑-↑

Abbreviations: cerebellar cortex (CRBL), frontal cortex (FCTX), occipital cortex (OCTX), temporal cortex (TCTX), amygdale (AMYL), and anterior cingulate cortex (ACC). The italic bold lowercase risk allele is a major allele (f>0.5). #1, #2 and #3 are classified based on R2>0.85 within each class. ↑ and ↓, increase or decrease risk for disease, or mRNA expression level, referencing to the disease-risk alleles; “-”, missing.

3.2. The schizophrenia-risk alleles were significantly associated with the CACNA1C mRNA expression in the brain

All seventeen risk variants within the variant block showed significant associations with CACNA1C mRNA expression in different brain regions, including the cerebellar, frontal (including anterior cingulate (ACC)), occipital, temporal cortices, and amygdala (1.6×10−3≤p≤0.050). Specifically, the schizophrenia-risk allele of class #1 (including rs2238096) showed significant positive associations with CACNA1C mRNA expression in the frontal, occipital, and temporal cortices (1.6×10−3≤p≤0.050); the schizophrenia-risk alleles of class #2 showed a significant positive association with CACNA1C mRNA expression in the cerebellar cortex, but a negative association with expression in amygdala (0.020≤p≤0.050); and the schizophrenia-risk alleles of class #3 showed a significant positive association with CACNA1C mRNA expression in ACC (0.012≤p≤0.042). (Table 1).

3.3. The schizophrenia-risk alleles were significantly associated with subcortical GMVs

Seven of the seventeen risk variants within the variant block (41%) showed significant association with the GMVs of subcortical structures, including the nucleus accumbens, brainstem, and caudate (0.016≤p≤0.048). Specifically, the schizophrenia-risk allele of class #1 was positively associated with the GMVs of the caudate and brainstem (0.017≤p≤0.040); the schizophrenia-risk alleles of class #2 were negatively associated with the GMVs of the nucleus accumbens (0.034≤p≤0.048); and the schizophrenia-risk alleles of class #3 were positively associated with the GMVs of the nucleus accumbens and brainstem (0.016≤p≤0.028). (Table 2).

Table 2.

p values for SNP-gray matter volumes (GMV) associations in Europeans

“SNP - GMV” associations Effect direction
Schizophrenia Effect Accumbens Brainstem Caudate risk or effect
SNP -risk allele allele 28,697 28,809 30,153 alleles
rs2238096 a a >0.05 0.017 0.040 ↑↑
rs11062298 A C 0.048 >0.05 >0.05 ↑↓
rs11062299 T C 0.045 >0.05 >0.05 ↑↓
rs10848682 C G 0.042 >0.05 >0.05 ↑↓
rs10774052 C T 0.034 >0.05 >0.05 ↑↓
rs7315556 G A 0.034 >0.05 >0.05 ↑↓
rs2302729 C C 0.028 0.018 >0.05 ↑↑

The italic lowercase risk allele is a major allele (f>0.5). ↑ and ↓, increase or decrease risk for disease or GMV, respectively, referencing to the disease-risk alleles.

3.4. The schizophrenia-risk alleles were significantly associated with the cortical SA

All seventeen risk variants were significantly associated with the cortical SA of various brain regions, including frontal (pole, superior, and rostral middle), parietal (precuneus), temporal (pole), occipital (lateral, pericalcarine, lingual, and fusiform), and limbic [anterior (ACC) and posterior cingulate (PCC)] cortices (0.010≤p≤0.050). Specifically, the schizophrenia-risk allele of class #1 was positively (β>0) associated with the SA of ACC (p=0.043), but negatively (β<0) with the SA of parietal (precuneus) and temporal (pole) cortices, and PCC (0.015≤p≤0.037); the schizophrenia-risk alleles of class #2 were positively (β>0) associated with the SA of parietal (precuneus) cortex and PCC (0.010≤p≤0.050), but negatively (β<0) with the SA of occipital (pericalcarine and fusiform) cortices (0.020≤p≤0.050); and the schizophrenia-risk alleles of class #3 were positively (β>0) associated with the SA of occipital (lateral, pericalcarine, and lingual) cortices (0.017≤p≤0.047), but negatively (β<0) with the SA of frontal (pole, superior, and rostral middle) cortices (0.025≤p≤0.048). (Table 3).

Table 3.

p values for SNP-cortical surface area (SA) associations

“SNP-cortical SA” associations
European Mixed Mixed European Mixed Mixed Mixed Mixed European Mixed Mixed Effect
Frontal Parietal Temporal Limbic Occipital Limbic direction
rostral posterior peri- anterior of risk
Disease- Effect pole superior middle precuneus pole cingulate Effect lateral calcarine lingual fusiform cingulate or effect
SNP risk allele allele n=32742 35198 35198 32742 35198 35198 allele 35198 35198 32742 35198 35198 alleles
rs2238096 a C >0.05 >0.05 >0.05 0.032 0.015 0.037 a >0.05 >0.05 >0.05 >0.05 0.043 ↑↓↑
rs10848680 G G >0.05 >0.05 >0.05 0.018 >0.05 0.028 A >0.05 0.034 >0.05 0.036 >0.05 ↑↑↓
rs216047 T T >0.05 >0.05 >0.05 0.023 >0.05 0.028 C >0.05 0.041 >0.05 0.037 >0.05 ↑↑↓
rs1894979 G G >0.05 >0.05 >0.05 0.017 >0.05 0.029 A >0.05 0.036 >0.05 0.033 >0.05 ↑↑↓
rs3794291 C C >0.05 >0.05 >0.05 0.011 >0.05 0.038 T >0.05 0.039 >0.05 0.020 >0.05 ↑↑↓
rs10161181 A A >0.05 >0.05 >0.05 0.008 >0.05 0.050 C >0.05 0.031 >0.05 0.022 >0.05 ↑↑↓
rs10161275 T T >0.05 >0.05 >0.05 0.011 >0.05 0.039 C >0.05 0.034 >0.05 0.023 >0.05 ↑↑↓
rs11062298 A A >0.05 >0.05 >0.05 0.012 >0.05 0.048 C >0.05 0.024 >0.05 0.032 >0.05 ↑↑↓
rs11062299 T T >0.05 >0.05 >0.05 0.011 >0.05 0.048 C >0.05 0.039 >0.05 0.036 >0.05 ↑↑↓
rs10848682 C C >0.05 >0.05 >0.05 0.011 >0.05 >0.05 - - - - - - ↑↑-
rs10774052 C C >0.05 >0.05 >0.05 0.010 >0.05 >0.05 T >0.05 0.026 >0.05 0.027 >0.05 ↑↑↓
rs7315556 G G >0.05 >0.05 >0.05 0.013 >0.05 0.028 A >0.05 0.038 >0.05 0.050 >0.05 ↑↑↓
rs7310079 T T >0.05 >0.05 >0.05 0.011 >0.05 >0.05 C >0.05 0.035 >0.05 0.024 >0.05 ↑↑↓
rs7306298 A G >0.05 >0.05 0.045 >0.05 >0.05 >0.05 A 0.035 0.027 >0.05 >0.05 >0.05 ↑↓↑
rs10744567 G A >0.05 >0.05 >0.05 >0.05 >0.05 >0.05 G 0.026 0.026 >0.05 >0.05 >0.05 ↑↓↑
rs7136355 C T >0.05 0.048 >0.05 >0.05 >0.05 >0.05 C 0.034 0.017 0.038 >0.05 >0.05 ↑↓↑
rs2302729 C T 0.041 0.025 >0.05 >0.05 >0.05 >0.05 C 0.030 0.037 0.047 >0.05 >0.05 ↑↓↑

The italic bold lowercase risk allele (class #1) is a major allele (f>0.5). ↑ and ↓, increase or decrease risk for disease, or effects on SA, respectively, referencing to the disease-risk alleles; “-”, missing.

3.5. The schizophrenia-risk alleles were significantly associated with the cortical TH

Sixteen of the seventeen risk variants were significantly associated with the cortical TH, which includes the frontal (pars opercularis), occipital (lateral, pericalcarine, and fusiform), temporal (middle and inferior), and limbic (entorhinal) cortices (0.004≤p≤0.050). Specifically, the schizophrenia-risk allele of class #1 was positively (β>0) associated with the TH of entorhinal cortex (p=0.039), but negatively (β<0) with the TH of frontal (pars opercularis) cortex (p=0.032); the schizophrenia-risk alleles of class #2 were positively (β>0) associated with the TH of occipital (fusiform), and temporal (middle and inferior) cortices (0.015≤p≤0.049); and the schizophrenia-risk alleles of class #3 were positively (β>0) associated with the TH of occipital (pericalcarine) cortex (0.004≤p≤0.009), but negatively (β<0) with the TH of occipital (lateral), and temporal (inferior) cortices (0.013≤p≤0.050). (Table 4).

Table 4.

p values for SNP-cortical thickness (TH) associations

“SNP-cortical TH” associations in Europeans Effect
Frontal Occipital Temporal Occipital Limbic direction
pars peri- of risk
Disease Effect opercularis lateral fusiform middle inferior inferior Effect calcarine entorhinal or effect
SNP -risk allele allele n=9921 9921 23,909 23,909 23,909 9921 allele 23,909 9921 alleles
rs2238096 a C 0.032 >0.05 >0.05 >0.05 >0.05 >0.05 a >0.05 0.039 ↑↓↑
rs10848680 G G >0.05 >0.05 0.024 0.025 0.019 >0.05 G >0.05 >0.05 ↑↑↑
rs216047 T T >0.05 >0.05 0.031 0.029 0.019 >0.05 T >0.05 >0.05 ↑↑↑
rs1894979 G G >0.05 >0.05 0.033 0.031 0.023 >0.05 G >0.05 >0.05 ↑↑↑
rs3794291 C C >0.05 >0.05 0.050 0.044 0.018 >0.05 C >0.05 >0.05 ↑↑↑
rs10161181 A A >0.05 >0.05 >0.05 0.049 0.015 >0.05 A >0.05 >0.05 ↑↑↑
rs10161275 T T >0.05 >0.05 0.049 0.042 0.015 >0.05 T >0.05 >0.05 ↑↑↑
rs11062298 A A >0.05 >0.05 0.038 0.037 0.030 >0.05 A >0.05 >0.05 ↑↑↑
rs11062299 T T >0.05 >0.05 0.038 0.037 0.030 >0.05 T >0.05 >0.05 ↑↑↑
rs10848682 C C >0.05 >0.05 0.040 0.042 0.032 >0.05 C >0.05 >0.05 ↑↑↑
rs10774052 C C >0.05 >0.05 0.036 0.048 0.047 >0.05 C >0.05 >0.05 ↑↑↑
rs7315556 G G >0.05 >0.05 0.037 >0.05 >0.05 >0.05 G >0.05 >0.05 ↑↑↑
rs7306298 A G >0.05 >0.05 >0.05 >0.05 >0.05 0.038 A 0.005 >0.05 ↑↓↑
rs10744567 G A >0.05 >0.05 >0.05 >0.05 0.046 0.040 G 0.004 >0.05 ↑↓↑
rs7136355 C T >0.05 0.050 >0.05 >0.05 0.036 0.033 C 0.009 >0.05 ↑↓↑
rs2302729 C T >0.05 0.033 >0.05 >0.05 0.033 0.013 C 0.005 >0.05 ↑↓↑

The italic bold lowercase risk allele (class #1) is a major allele (f>0.5). ↑ and ↓, increase or decrease risk for disease, or effects on TH, respectively, referencing to the disease-risk alleles; “-”, missing.

Discussion

We comprehensively examined a large set (n=847) of CACNA1C SNPs and identified two independent risk variant blocks associated with schizophrenia. The first block (n=20), located in intron 3, has been reported before13, and was significantly associated with schizophrenia across four Psychiatric Genomics Consortium cohorts (PGC) cohorts3,11,12,26 and the GMV of thalamus13. The second block (n=17), located in introns 36–45, is a novel finding and has distinct features from the first one, including that it was not associated with schizophrenia in those four PGC cohorts at all (data not shown), and was associated with the GMVs of multiple regions (see below) other than thalamus. These two blocks were associated with mRNA expression, cortical SA and TH in different brain regions too (see below)13.

We observed significant associations between the seventeen variants within the second risk block and schizophrenia in our samples, with one of the schizophrenia-risk alleles being a major allele (class #1) and all of the others being minor alleles (classes #2 and #3) with distinct functional effects. All risk alleles in three classes were positively associated with CACNA1C mRNA expression in the cerebellar, frontal (including ACC), occipital, and/or temporal cortices, but risk alleles in class #2 were negatively associated with it in amygdala. Risk alleles in classes #1 and #3 were positively associated with the GMVs of nucleus accumbens, brainstem, and/or caudate, but risk alleles in class #2 were negatively associated with the GMVs of nucleus accumbens. Additionally, risk alleles were significantly associated with the SA or TH in multiple regions. These findings suggest that CACNA1C might play a critical role in the pathogenesis of schizophrenia.

Most of the published studies reported reduction of cortical GMVs2730 and enlargement of basal ganglia GMVs27,3134 in schizophrenia. Our study found that the schizophrenia-risk alleles of classes #1 and #3 potentially increased the GMVs of caudate and nucleus accumbens, respectively, while potentially decreasing the SA of frontal (pole, superior, and rostral middle), parietal (precuneus), temporal (pole) cortices, and posterior cingulate cortex (PCC), as well as the TH of frontal (pars opercularis), occipital (lateral), and temporal (inferior) cortices. On the other hand, the schizophrenia-risk alleles of class #2 potentially decreased the SA of occipital (pericalcarine and fusiform) cortices. These findings are consistent with literatures, suggesting that CACNA1C might be implicated in schizophrenia via regulating these regional morphometrics.

The caudate is a critical component of the cognitive/associative pathways and one of the main input nuclei of the basal ganglia in the cortico-basal ganglia-thalamic loop. It receives inputs from various cortical structures35. The dorsolateral caudate receives projections from the dorsolateral prefrontal cortex, including the rostral middle frontal gyrus, and projects to the lateral dorsomedial globus pallidus (GPi) and rostral substantia nigra (SNr) where signals are relayed to the lateral ventral anterior nucleus pars magnocellularis (VAmc) and medial pars magnocellularis of the thalamus. This circuit is involved in executive functioning, emotion regulation, and working memory, which is known to be compromised in schizophrenic patients36. The ventromedial caudate, on the other hand, receives inputs from the lateral orbitofrontal cortex, the temporal gyrus, and ACC, and projects to the lateromedial GPi and rostrolateral SNr before looping into the cortex via the medial VAmc and medial magnocellularis. This circuit is central to decision-making and goal-directed action36; the ACC in particular is involved to behavioral adjustment to meet changing environmental challenges37. Dysfunction of this pathway may relate to the symptoms of schizophrenia, similar to those that result from damage to the prefrontal cortex38.

The pars opercularis of the inferior frontal cortex (Brodmann area 44) is part of Broca’s area and is associated with language processing39. The inferior temporal cortex is involved in complex visual processing, face perception, recognition of numbers and objects, social cognition, and memory40. The precuneus is involved in mental imagery concerning the self41, episodic memory42, and visuospatial imagery43, as well as mental effort44,45 and social cognition46. Along with the precuneus, the PCC has been implicated in awareness, arousal47, and episodic memory48. The occipital (pericalcarine and fusiform) cortices are involved with visual and sensory information-processing49. The entorhinal cortex plays an important role in declarative (autobiographical/episodic/semantic) memory formation and consolidation, and memory optimization in sleep50. Alteration of these regions might be also related to the symptoms, including hallucination, delusion, cognitive including memory impairment, and motivational dysfunction, as commonly observed in schizophrenia patients.

We observed that schizophrenia-risk alleles belonging to class #3 were positively correlated with the SA of the lateral occipital cortex but negatively correlated with its cortical TH. Similarly, risk alleles of class #2 were positively correlated with the TH of the fusiform but negatively correlated with its SA. While these findings may seem contradictory, they could potentially be explained by the radial unit hypothesis51, which proposes that distinct developmental mechanisms promote the expansion of SA and increases in TH. Nevertheless, further research is necessary to fully understand these associations.

Finally, in the current study, the genetic regulatory effects of risk alleles were examined only in individuals of European ancestry, which is a limitation. These effects should be examined in other major populations, such as Africans, when available in the future.

Overall, we have identified a novel risk variant block at CACNA1C for schizophrenia. These variants are biologically functional and robustly associated with schizophrenia, suggesting that they may play significant roles in the pathogenesis of this disorder.

Supplementary Material

Supplemental Data File

Acknowledgments:

We thank NIH GWAS Data Repository, the Contributing Investigator(s) who contributed the phenotype and genotype data from his/her original study (e.g., Drs. Lencz, Darvasi, Gejman, Levinson, Goldstein, Stefansson, Collier, Sklar, Collins, Cloninger, Owen, O’Donovan, Purcell, Fromer, Kirov, etc.), and the primary funding organization that supported the contributing study. Funding and other supports for phenotype and genotype data were provided through the National Institutes of Health (NIH) (RC2 MH089964, R01 MH084098, R01 MH67257, R01 MH59588, R01 MH59571, R01 MH59565, R01 MH59587, R01 MH60870, R01 MH59566, R01 MH59586, R01 MH61675, R01 MH60879, R01 MH81800, U01 MH46276, U01 MH46289 U01 MH46318, U01 MH79469, U01 MH79470, R01 HG005827 and R01 MH071681), Medical Research Council (MRC) Centre (G0800509) and Program Grants (G0801418), the European Community’s Seventh Framework Programme (HEALTH-F2-2010-241909 (Project EU-GEI)), the North Shore - LIJ Health System Foundation, the Hebrew University Genetic Resource, the Broad Institute, Cardiff University, Icahn School of Medicine at Mount Sinai, the Wellcome Trust Sanger Institute (WT089062 and WT098051), the Fidelity Foundations, the Sylvan Herman Foundation and philanthropic gifts from Kent and Liz Dauten, Ted and Vada Stanley, the Friedman Brain Institute, the Institute for Genomics and Multiscale Biology, and the Janssen Research Foundation.

Funding:

This study was funded by the National Natural Science Foundation of China (81201057 and 81371491), Natural Science Foundation of Shanghai (20ZR1448400), Shanghai Municipal Health Bureau Project (20124109), Chinese Medical Association, Psychiatry – Servier Youth Research Fund, Shanghai Mental Health Center international cooperation project (2013-) and Shanghai Municipal Center for Mental Health Clinical Research Program. This study was funded by Shanghai Pudong Municipal Health Commission (No. PWRI2020-11).

Footnotes

Ethics approval and consent to participate: All subjects signed written informed consents before participating in the study. All methods were carried out in accordance with relevant guidelines and regulations. All study procedures were reviewed and approved by the Human Investigation Committee of Yale University.

Consent for publication: All authors approved for publication.

Competing interests: The authors declared no competing interests.

Availability of data and materials:

The datasets used for the analyses described in this manuscript were obtained from dbGaP at http://www.ncbi.nlm.nih.gov/sites/entrez?Db=gap. The dbGaP accession numbers include phs000021.v3.p2, phs000448.v1.p1, phs000167.v1.p1 and phs000687.v1.p1.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Supplemental Data File

Data Availability Statement

The datasets used for the analyses described in this manuscript were obtained from dbGaP at http://www.ncbi.nlm.nih.gov/sites/entrez?Db=gap. The dbGaP accession numbers include phs000021.v3.p2, phs000448.v1.p1, phs000167.v1.p1 and phs000687.v1.p1.

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