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Journal of Hand Surgery Global Online logoLink to Journal of Hand Surgery Global Online
. 2023 Jun 15;5(5):655–660. doi: 10.1016/j.jhsg.2023.05.001

Factors Influencing Surgical Decision Making in Trapeziometacarpal Osteoarthritis

Lana Kang ∗,, Christian Victoria , Khusboo Desai , Joseph Nguyen , Steve K Lee , Carol A Mancuso
PMCID: PMC10543771  PMID: 37790830

Abstract

Purpose

With trapeziometacarpal osteoarthritis (TMC OA), the relationship between disease severity and pretreatment dysfunction, patient expectations, and preferred patient treatment and management remains unclear. This study aimed to assess the association between functional status, pretreatment expectations, and demographic and clinical characteristics of TMC OA patients who decide to undergo operative management.

Methods

Patients diagnosed with TMC OA (n = 96) were administered the Thumb Arthritis Expectations Survey and the Brief Michigan Hand Questionnaire (bMHQ) during their initial office visit. Demographic data (sex, age, race, education level, marital status, comorbidities, and hand dominance) and clinical characteristics (prior injury, and therapeutic interventions including splinting, steroid injections, therapy, and anti-inflammatory medication) were collected. Multiple logistic regression was used to assess the association between surgical treatment and expectation scores.

Results

Our logistic regression model found that lower bMHQ scores, high thumb arthritis expectation survey scores, and prior treatments for TMC OA were associated significantly with the surgical treatment of TMC OA. After controlling for all possible covariates, the odds of having surgery was 3.9 times higher among patients with high expectations (above median) compared to patients with low expectations (adjusted odds ratio [AOR], 3.9; 95% confidence interval [CI], 1.3–11.2). Patients with average function, as measured by bMHQ scores, were 74.5% less likely to elect for surgery than those with the lowest bMHQ (AOR, 0.3; 95% CI, 0.1–0.9). Patients treated previously with steroids were 13 times more likely to elect for surgery than those who were never treated for TMC arthritis (AOR,13.1; 95% CI, 2.2–77.0).

Conclusions

Patients with TMC OA who elect to proceed with surgical management have lower bMHQ (greater perceived dysfunction) and higher expectations, and have had prior treatment. Age was not a significant predictor of surgical management of TMC OA.

Type of study/level of evidence

Prognostic IV.

Key words: Arthroplasty, Basal joint, Expectations, Osteoarthritis, Trapeziometacarpal


Patients with trapeziometacarpal (TMC) osteoarthritis (OA) often present with varying degrees of disease severity and symptomatology. Outcomes after nonsurgical and operative treatment for this condition are variable. Among patients with TMC OA and hand OA, individually determined factors, such as the degree of dysfunction, hand dominance, and perceived history of antecedent trauma, have been demonstrated to influence patient’s decision to seek treatment and may contribute to greater expectations.1,2 Factors such as personal needs, aversion to surgery, palatability of treatment options, and surgeon recommendations may affect the decision-making process and influence the character and number of expectations that patients have when deciding to proceed with treatment.3, 4, 5, 6 Understanding and measuring these factors and expectations in similar conditions have been shown to correlate with outcomes after treatment. The goal of this study was to assess factors associated with operative management of TMC OA, including functional status, pretreatment expectations, and demographic and clinical characteristics.

Materials and Methods

From March 2013 through March 2015, 96 patients diagnosed with TMC OA were followed prospectively at a single, orthopedic, tertiary institution. Demographic information (sex, age, race, education level, marital status, comorbidities, and hand dominance), clinical characteristics (prior injury, and therapeutic interventions, including splinting, steroid injections, therapy, and anti-inflammatory medication), the Thumb Arthritis Expectations Survey, and the Brief Michigan Hand Questionnaire (bMHQ) were collected and recorded during their initial visit.

Participants/study subjects

Patients were eligible for this study if they were diagnosed with TMC OA by the participating hand surgeon investigator, and if TMC OA was the primary condition for which patients were seeking evaluation and/or treatment. Diagnosis was based on clinical information including patient’s history, symptomatology, physical examination, and plain radiographs.

The timing of initial diagnosis relative to entry into the study varied among patients because entry was contingent on whether the condition was of primary concern among other diagnoses and whether they were seeking treatment. Subsequent treatment included either an injection (with either triamcinolone or betamethasone) or TMC surgery involving trapeziectomy with soft tissue joint reconstruction. Patients were excluded if they were not English-speaking, chose not to participate, were unable to provide informed consent, or had another condition that affected use of the thumb (eg, carpal tunnel syndrome, Dequervain's, trigger thumb) to which the TMC arthritic condition was considered by the patient to be secondary. Only patients who sought initial and subsequent continuity of care with a hand surgeon and who did not transfer their care during the course of their treatment were included. This study was approved by the institutional review board, and all patients provided written informed consent.

No participant was later excluded for reasons attributable to the criteria listed above. Surveys were administered and completed in-person or by telephone communication before receiving any subsequent treatment. All patients completed the surveys <1 month before receiving further treatment. The Expectations Survey, first developed and described by Kang, et al,1 consists of 19 discrete items representing a range of pain-related, functional, and psychosocial domains, prefaced by the following question: “For each of the following, how much improvement do you expect after treatment for your hand arthritis?” Response options included “Back to normal” (scored as a 4), “A lot of improvement” (scored as a 3), “A moderate amount of improvement” (scored as a 2), “A little improvement” (scored as a 1), and “I do not have this expectation or this expectation does not apply to me” (scored as a zero). Raw overall scores were calculated by summing all responses, and then these scores were transformed by normalizing to 100, with a higher score indicating greater expectations. The bMHQ survey in paper format, its administration, and its scoring methodology adhered to guidelines provided at http://mhq.lab.medicine.umich.edu/brief-mhq.

Variables, outcome measures, data sources, and bias

At the time of in-person or telephone administration of the survey, data on demographic and clinical characteristics were collected and transcribed into a Microsoft Excel database. Information included age, sex, hand dominance, laterality of the condition, work status, level of education, number of comorbidities, history of depression or anxiety, and history of preceding trauma, and prior intervention. This article adhered to the guidelines set forth by the Strengthening the Reporting of Observational Studies in Epidemiology statement.

Statistical analysis, study size

Sample size was determined with a power analysis (80% power, P < .05) that showed that 88 patients were needed to detect the minimal clinically important difference of 12 points on the full Michigan Hand Questionnaire. Our minimal clinically important difference was chosen based on previous work by London et al,7 who reported an minimal clinically important difference ranging from 8–13 for the Michigan Hand Questionnaire, depending on the methodology used. Descriptive statistics were calculated in terms of means and standard deviations for continuous variables and frequencies and percentages for discrete variables. Expectations and bMHQ scores were considered as a continuous variable (ie, overall survey score) and as a categorical variable. For the latter, expectations scores were split by the group median and categorized as above median and below median, and bMHQ scores were split into tertiles and categorized as low function, average function, and high function, similar to previous studies.8

Shapiro-Wilks tests were used to test the normality of the distribution of expectations and bMHQ scores. Independent samples t-tests were used to report P values on outcomes that met the assumption of normality. Nonparametric Mann-Whitney U tests were used on those outcomes that did not meet the normal distribution assumption. Pearson correlation coefficients were used to report the bivariate correlation between patient expectations and bMHQ scores. Multivariable logistic regression was used to assess the association between the categorical bMHQ and Expectation Survey scores and the outcome of opting for surgical treatment. This outcome of eventual surgical treatment in the treatment of the TMC OA was the dependent variable for all regression analyses models. All other variables were considered independent, including the categorical patient expectations score and bMHQ Scores. Multiple simple logistic regression models were used to identify possible covariates; that is, variables that were associated with surgical treatment. All possible covariates were entered simultaneously into the model to build the fully adjusted model.

A stepwise selection of variables was used to build the most parsimonious model by retaining independent variables that achieved a P value of ≤.20 . Age, sex, and treatment were considered clinically relevant and were retained in the final model regardless of P value. Hosmer-Lemeshow goodness of fit tests was used to assess how well each model fit the observed data. P < .05 was considered statistically significant.

Results

Demographics, description of study population

Mean age of the study population was 63 years (range 37–80); 63 (66%) were woman and 33 (34%) were man. The mean number of comorbidities was 2.3 (range, 0–16), the dominant hand was affected in 64 patients (67%), 48 (50%) were actively working, 63 (66%) were married, 8 (8%) reported a preceding injury, and 11 (12%) reported a history of depression or anxiety (Table 1).

Table 1.

Demographic and Clinical Characteristics of TMC Arthroplasty Patients

Characteristic N (%)
Age (y); mean (SD) 62.5 (7.9)
Number of comorbidities; mean (SD) 2.3 (2.5)
Expectation score; mean (SD) 67.5 (24.8)
bMHQ score; mean (SD) 56.7 (16.5)
Thumb arthritis expectations survey scores
 Below median (expectations <73.6) 50 (52.1)
 Above median (expectations >73.6) 46 (47.9)
Hand function as measured by bMHQ
 Low function (mean bMHQ = 36.7, SD; 8.1) 29 (30.1)
 Average function (mean bMHQ = 53.4, SD; 3.8) 31 (32.3)
 High function (mean bMHQ = 72.8, SD; 9.2) 36 (37.5)
Management of TMC OA
 Conservative 62 (64.6)
 Surgical 34 (35.4)
Sex
 Men 33 (34.4)
 Women 63 (65.6)
Race
 White 91 (94.8)
 Nonwhite 5 (5.2)
Marital status
 Single 12 (12.5)
 Married 63 (65.6)
 Did not respond 21 (21.9)
Education
 Less than college 29 (30.2)
 College graduate 24 (25)
 Professional-graduate school 43 (44.8)
Actively Working
 No 48 (50.0)
 Yes 33 (34.4)
 Unknown 15 (15.6)
Hand Dominance
 Right 79 (82.3)
 Left 17 (17.7)
Dominant hand affected
 No 32 (33.3)
 Yes 64 (66.7)
Preceding injury
 No 73 (76.1)
 Yes 8 (8.3)
 Unknown 15 (16.6)
Depression or anxiety
 No 85 (88.5)
 Yes 11 (11.5)
Prior treatment
 None 14 (14.6)
 Conservative without use of steroids 39 (40.6)
 Conservative with use of steroids 43 (44.8)

Bivariable analyses of surgical outcome and expectations scores are shown in Tables 2 and 3. Patients who elected for surgical management of their TMC OA were similar in age, but had more comorbidities (P < .05), higher expectations scores (P < .05), and lower bMHQ scores (P < .05). More surgical patients had higher than median expectations scores (P < .05), had lower hand function (P < .05), and had been treated with corticosteroids (P < .05) than nonsurgical patients. When comparing patients with below median expectation scores, patients with above median expectation scores had lower average bMHQ scores (P < .05), more often elected for surgery (P < .05), and had low hand function (P < .05).

Table 2.

Comparison of Demographic and Clinical Factors by Surgical Management of TMC OA Among Patients Diagnosed With TMC OA (n = 96)

Management of TMC OA
Total P Value
Conservative Surgical
Sample 62 (64.6) 34 (35.4) 96 (100)
Age (y); mean (SD) 62.6 (8) 62.3 (7.9) 62.5 (7.9) .852
Number of comorbidities; mean (SD) 1.5 (1.4) 3.3 (3.3) 2.3 (2.5) .012
Expectation score; continuous; mean (SD) 61.7 (24.3) 78.1 (22.2) 67.5 (24.8) .001
bMHQ score; continuous; mean (SD) 59.6 (16.7) 51.4 (14.9) 56.7 (16.5) .019
Thumb arthritis expectations survey scores .001
 Below median 40 (64.5) 10 (29.4) 50 (52.1)
 Above median 22 (35.5) 24 (70.6) 46 (47.9)
Hand function as measured by bMHQ .027
 Low function 13 (21) 16 (47.1) 29 (30.2)
 Average function 22 (35.5) 9 (26.5) 31 (32.3)
 High function 27 (43.5) 9 (26.5) 36 (37.5)
Sex .227
 Men 24 (38.7) 9 (26.5) 33 (34.4)
 Women 38 (61.3) 25 (73.5) 63 (65.6)
Race .826
 White 59 (95.2) 32 (94.1) 91 (94.8)
 Nonwhite 3 (4.8) 2 (5.9) 5 (5.2)
Marital status .599
 Single 9 (14.5) 3 (8.8) 12 (12.5)
 Divorced 46 (74.2) 17 (50) 63 (65.6)
Education .383
 HS graduate 17 (30.9) 12 (60) 29 (38.7)
 Some college 14 (25.5) 10 (50) 24 (32)
 College graduate 31 (56.4) 12 (60) 43 (57.3)
Hand dominance .402
 Right 49 (79) 30 (88.2) 79 (82.3)
 Left 13 (21) 4 (11.8) 17 (17.7)
Dominant hand affected .546
 No 22 (35.5) 10 (29.4) 32 (33.3)
 Yes 40 (64.5) 24 (70.6) 64 (66.7)
Preceding injury 1.00
 No 56 (90.3) 17 (89.5) 73 (90.1)
 Yes 6 (9.7) 2 (10.5) 8 (9.9)
Depression or anxiety 1.00
 No 56 (88.9) 29 (85.3) 84 (87.5)
 Yes 7 (11.1) 4 (11.8) 11 (11.5)
Previous treatment any .243
 No 12 (19.4) 3 (8.8) 15 (15.6)
 Yes 50 (80.6) 31 (91.2) 81 (84.4)
Previous interventions <.001
 None 12 (19.4) 2 (5.9) 14 (14.6)
 No steroid 34 (54.8) 5 (14.7) 39 (40.6)
 With steroids 16 (25.8) 27 (79.4) 43 (44.8)
Comorbidities .088
 None 16 (16) 6 (6) 22 (22)
 1 or 2 17 (38.6) 10 (32.3) 27 (36)
 >2 11 (25) 15 (48.4) 26 (34.7)

Study participants were stratified into 2 groups based on whether opted for surgical treatment of their TMC OA. Demographic and clinical characteristics of these 2 groups then were compared.

Table 3.

Comparison of Demographic and Clinical Factors by Thumb Arthritis Expectations Survey Scores Patients Diagnosed With TMC OA (n = 96)

Thumb Arthritis Expectations Survey Scores
Total P Value
Below Median Above Median
Sample 46 (47.9) 46 (47.9) 96 (100)
Age (y); mean (SD) 62.6 (8.1) 62.4 (7.9) 62.5 (7.9) .919
Number of comorbidities; mean (SD) 2.1 (2.8) 2.4 (2.4) 2.3 (2.5) .386
Expectation score; continuous; mean (SD) 47.6 (16.7) 89.2 (8.4) 67.5 (24.8) <.001
bMHQ score; continuous; mean (SD) 61.5 (16.9) 51.5 (14.5) 56.7 (16.5) .002
Management of TMC OA .001
 Conservative 40 (80) 22 (47.8) 62 (64.6)
 Surgical 10 (20) 24 (52.2) 34 (35.4)
Hand function as measured by bMHQ .004
 Low function 9 (18) 20 (43.5) 29 (30.2)
 Average function 15 (30) 16 (34.8) 31 (32.3)
 High function 26 (52) 10 (21.7) 36 (37.5)
Sex .609
 Men 16 (32) 17 (37) 33 (34.4)
 Women 34 (68) 29 (63) 63 (65.6)
Race 1.00
 White 47 (94) 44 (95.7) 91 (94.8)
 Nonwhite 3 (6) 2 (4.3) 5 (5.2)
Marital status .575
 Single 6 (14) 6 (18.8) 12 (16)
 Divorced 37 (86) 26 (81.3) 63 (84)
Education .138
 HS graduate 16 (32) 13 (28.3) 29 (30.2)
 Some college 16 (32) 8 (17.4) 24 (25)
 College graduate 18 (36) 25 (54.3) 43 (44.8)
Hand dominance .54
 Right 40 (80) 39 (84.8) 79 (82.3)
 Left 10 (20) 7 (15.2) 17 (17.7)
Dominant hand affected .312
 No 19 (38) 13 (28.3) 32 (33.3)
 Yes 31 (62) 33 (71.7) 64 (66.7)
Preceding injury .715
 No 43 (91.5) 30 (88.2) 73 (90.1)
 Yes 4 (8.5) 4 (11.8) 8 (9.9)
Depression or anxiety .437
 No 44 (86.3) 41 (91.1) 85 (88.5)
 Yes 7 (13.7) 4 (8.9) 11 (11.5)
Previous treatment any .504
 No 9 (18) 6 (13) 15 (15.6)
 Yes 41 (82) 40 (87) 81 (84.4)
Previous interventions .369
 None 9 (18) 5 (10.9) 14 (14.6)
 No steroid 22 (44) 17 (37) 39 (40.6)
 With steroids 19 (38) 24 (52.2) 43 (44.8)
Comorbidities .186
 None 10 (10) 12 (12) 22 (22)
 1 or 2 17 (45.9) 10 (26.3) 27 (36)
 >2 10 (27) 16 (42.1) 26 (34.7)

Study participants were stratified into 2 groups based on the median expectations score of 73.6. Demographic and clinical characteristics of these 2 groups then were compared.

Simple logistic regression models found that hand function (as measured by bMHQ scores), thumb arthritis expectation survey scores, history of previous injury, history of previous treatment, and number of comorbidities were associated significantly with surgical treatment of TMC OA (P < .05, each). The fully adjusted model found that patients whose prior treatment included steroid injections had 12 times higher odds of electing for surgical treatment than patients who never received treatment for TMC OA (adjusted odds ratio [AOR], 11.95; 95% confidence interval [95% CI], 1.13–126.39; P < .05) while controlling for expectation scores, hand function, history of previous injury, and number of comorbidities. The most parsimonious model found that hand function, thumb arthritis expectation survey scores, and prior treatments for TMC OA were associated significantly with the surgical treatment of TMC OA. After controlling for all possible covariates, the odds of having surgery was 3.9 times higher among patients who had high expectations (above median) compared to patients who had low expectations (AOR, 3.9; 95% CI, 1.3–11.2, P < .05; Table 4). Patients with average hand function were 74.5% less likely to elect for surgery than those with low hand function (AOR, 0.3; 95% CI, 0.1–0.9, P < .05; Table 4). Patients previously treated with steroids were 13 times more likely to elect for surgery than those who were never treated for TMC arthritis (AOR, 13.1; 95% CI, 2.2–77.0; P < .05). A comparison of Hosmer-Lemeshow goodness of fit tests found that the parsimonious model fit the data better than the fully adjusted model.

Table 4.

Multivariable Linear Regression Analysis of Associations for Surgical Treatment of TMC OA (n = 96)

Fully Adjusted Model
Parsimonious Model
AOR (95% CI) P Value AOR (95% CI) P Value
Low expectation 1 (1.00–1.00) 1.00 (1.00–1.00)
High expectation 2.17 (0.38–12.31) .38 3.92 (1.29–11.88) .02∗
Low function 1 (1.00–1.00) 1.00 (1.00–1.00)
Average function 0.32 (0.04–2.64) .29 0.26 (0.07–0.92) .04∗
High function 0.4 (0.04–3.94) .43 0.43 (0.12–1.60) .21
No Previous injury 1 (1.00–1.00)
Previous injury 0.22 (0.01–3.27) .27
No prior treatment 1 (1.00–1.00) 1.00 (1.00–1.00)
Prior Tx. no steroids 0.46 (0.04–5.87) .55 0.89 (0.13–5.95) .9
Prior Tx W/ steroids 11.95 (1.13–126.39) .04∗ 13.08 (2.22–76.95) .00∗∗
No comorbidities 1 (1.00–1.00)
1 or 2 comorbidities 3.79 (0.56–25.55) .17
>2 comorbidities 0.11 (0.01–2.06) .14
Hosmer-Lemeshow goodness of fit (χ2) 56.3 .003 13.1 .285

Multivariable linear regression analysis determined that expectations score, hand function, history of previous injury, history of previous treatment for TMC OA, and number of comorbidities were associated with patient’s decision for surgical management of their TMC OA (surgery).

The fully adjusted model contains all variable associated with surgery. The most parsimonious model only variables significantly associated with surgery.

P < .05; ∗∗P < .001.

Discussion

Our analysis of expectations in patients with TMC OA showed that patients who have lower function as measured by the bMHQ, who have higher expectations as measured by the Thumb Arthritis Expectations Survey, and who have received previous methods of nonsurgical treatment were more likely to opt for surgery. Despite our prior results that hinted otherwise, age was not a significant predictor of surgical management of TMC OA. These results corroborate findings from previous studies. Laarhoven et al9 conducted a cross-sectional study investigating the reasons for and outcomes after TMC surgical treatment and found that >50% of patients reported improved function and reduction of pain as their main reasons for pursuing primary surgical treatment of TMC OA. Wouters et al10 conducted a cross-sectional, multicentered study to analyze differences between patient scheduled for surgery and those treated nonoperatively. They found that patients treated surgically had a higher expectation and a worse psychological profile than patients treated nonoperatively.

Results from this study not only provide a framework to understand how clinical history, functional status, and patient expectations can modify a patient’s decision to choose surgical versus nonsurgical treatment, but also identifies correlates associated with patient expectations. We find this preferable over having to make assumptions about what patients will expect.

Our analysis used validated surveys. This study used the Thumb Arthritis Expectations Survey and the bMHQ. While patient characteristics and perspectives are integral to quality reporting schemes and measuring outcomes,3, 4, 5, 6,11, 12, 13, 14, 15, 16, 17, 18, 19 the focus on patient expectations is a distinct feature of this study. Identification of factors that affect patient expectations with hip, knee, shoulder, and spine conditions has contributed to a deeper understanding of how patient expectations are impacted and fulfilled after treatment.20, 21, 22, 23, 24 Expectations with regard to TMC OA have shown unique disease patterns compared to hip, shoulder, spine, and foot and ankle OA, which has prompted this and related ongoing exploration.25, 26, 27, 28, 29, 30 Pretreatment functional status is multifactorial, and understanding the impact of these factors on patient perceived outcome has served as 1 motivator of this investigation.

This study has the following limitations. First, study participants were recruited from a single hospital. Although our hospital receives a geographically and ethnically diverse group of patients, the participants of this study may not be representative of other specific and unique patient populations. Second, this study also was placed within the context of correlating 2 surveys in the assessment of patient expectations, and not of patient satisfaction. While studies have explored the relationship of patient expectations and satisfaction, this remains unclear,29, 30, 31, 32 and information on satisfaction is not available from our study as this study was not designed to assess this. Such information specific to thumb arthritis might be useful in future studies and is part of our ongoing investigations. Third, this study did not document objective measures of disease severity. Previous studies have suggested little to no correlation between disease severity, defined by the Eaton staging of disease, and patient reported outcome measures.33, 34, 35 Because there are no absolute clinically objective indicators of surgery, such as pinch strength and deformity, we believed that objective measures were not necessary for the purposes of this study. Fourth, the association between surgeon recommendations and patient expectations has not been assessed in this study; however, to our knowledge no prior studies have created a validated method to assess specifically and only the association of surgeon recommendations on patient expectations and the decision to pursue surgical treatment. In our study, we view surgeon recommendations as one of a host of potential factors, such as personal pain tolerance, work and family status, overriding medical conditions, hearsay, the internet, and so forth, that are embedded within and captured by the expectations score, which show significant correlation in patients who choose surgical treatment.

This study reproduces and affirms the previously validated performance characteristics of the Thumb Arthritis Expectations Survey that this investigation has applied.1,2 The results of this study support that there are multiple domains that contribute to the patient’s choice between nonsurgical and operative treatment, which includes an understanding of patient expectations. This study indicates that the choice for surgical treatment is associated with pretreatment functional status, patient expectations, and the experience of having received prior nonsurgical treatment. We believe that an improved understanding of these correlations is important in improving overall quality of care.

Footnotes

Declaration of interests: No benefits in any form have been received or will be received related directly to this article.

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