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. 2023 Oct 16;13:17530. doi: 10.1038/s41598-023-44793-1

Brownfield redevelopment evaluation based on structure-process-outcome theory and continuous ordered weighted averaging operator-topology method

He Jian 1, Hu Hao 1, Jiang Haidan 1,, Pan Haize 2, Liu Chuan 2
PMCID: PMC10579277  PMID: 37845278

Abstract

As an important part of urban renewal, brownfield restoration and renovation are of great significance to the sustainable development of cities. The structure-process-outcome theory was introduced into this study to improve the rationality and scientific vigor of the redevelopment assessment process and to evaluate whether brownfield sites meet the conditions for redevelopment. Based on this theory, the relationship among structures, processes and outcomes can be well elucidated. Specifically, a good structure should contribute to an effective process, which will increase the possibility of a favorable outcome. The basic conditions, practice principles, and result orientation in the whole procedure of brownfield redevelopment were comprehensively analyzed. In addition, a more complete and reasonable three-level evaluation index system for brownfield redevelopment was established. In order to reduce the subjectivity in the evaluation process, an unbiased scientific brownfield redevelopment evaluation model was constructed using the continuous ordered weighted averaging operator-topology method. The evaluation decision system was applied to the renovation of a tract project in Chengdu, China. The results proved that the model could effectively and accurately evaluate the quality level of the brownfield redevelopment project, and the proposed recommendations can provide a basis for decision-making.

Subject terms: Environmental sciences, Environmental social sciences, Engineering, Mathematics and computing

Introduction

The term “brownfield” was widely used in Western countries after being proposed at a hearing in the U.S. Congress in June 1992. According to the United States Environmental Protection Agency (USEPA), brownfields are defined as lands that are developed, partially or fully utilized, as well as those that are unused, potentially contaminated, and difficult to redevelop1.

With the ongoing urbanization and industrialization of China, the scale of cities and urban population has increased dramatically. The rapidly rising demand for urban construction land has greatly intensified the pressure on land supply. During the 40 years of reform and opening up, the urbanization rate of China rose rapidly from 17.92% in 1978 to 64.7% in 2021, and the urban land demand increased 4.72 times from 12,856 km2 in 1990 to 60,721 km2 in 20202. However, with the closure and relocation of historical industrial areas, the number of brownfields has shown a trend of yearly increase, and urban wasteland is also on the upswing. In 2012, China reported approximately 300,000 brownfields covering a total area of about 20 million hm23. In 2014, there were about 4.2 million brownfield sites in the EU, 340,000 of which were at risk of contamination4. In 2018, there were over 450,000 estimated developable brownfield sites in the United States. In 2020, there were 21,000 estimated brownfield sites in England, which could transform into 1.06 million households after redevelopment5. The emergence of brownfields is indicative of land resource waste, causes potential environmental pollution and leads to the decline of urban life quality. Therefore, in order to realize the full utilization of urban land resources and improve the urban living environment, the restoration and redevelopment of brownfield is imperative.

In order to fully utilize the construction land and protect the environment, the Chinese Ministry of Land and Resources issued the Regulations on the Economical and Intensive Use of Land in May 20146. In November 2016, the Ministry of Land and Resources issued the Guiding Opinions on Further Promoting the Redevelopment of Low-Use Land in Urban Areas7. The focus on urban land use has gradually shifted from “incremental” to “stock”. In December 2016, the Chinese Ministry of Environmental Protection promulgated the Measures for Soil Environmental Management of Contaminated Land8. In 2017, Chinese provinces began to publish a list of risk control measures for contaminated land, and the management and redevelopment of brownfields began to receive attention9. In 2020, Chinese President Xi Jinping delivered an important speech at the 75th General Debate of the United Nations General Assembly, setting out the goal and vision for China to strive to reach peak carbon emissions by 2030 and achieve carbon neutrality by 2060. Green development has become an inherent requirement for high-quality urban development. However, there are a series of obstacles to redeveloping and utilizing brownfield sites. It is also difficult to understand the economic benefits of redeveloping brownfield sites due to their superior location, pollution issues, high costs, and the involvement of numerous stakeholders.

This paper aims at the ex-ante evaluation of brownfield redevelopment and the assessment of whether brownfield sites meet the conditions for redevelopment. It also focuses on addressing the issues concerning the rationality and scientific vigor of the redevelopment assessment process. In the second part of this paper, we reviewed the research on brownfield development worldwide and pointed out the research gap. In the third section, a brownfield redevelopment evaluation index system was developed based on the structure-process-outcome theory. In the fourth part, a brownfield redevelopment evaluation model was constructed based on the continuous ordered weighted averaging (C-OWA) operator-topology method, and the fifth part is a case analysis, which verifies the applicability of the evaluation indexes and the evaluation model. The evaluation indexes and evaluation models proposed in this study are more comprehensive, reliable and applicable and provide a good basis for the decision-making related to brownfield redevelopment.

Literature review

As an important land section in urban development, the economic and social benefits of brownfields have received extensive attention. In 2006, Shen10 underscored the importance of the reuse of “brownfields” in the transformation of resource-based cities. By combining brownfields with the construction of urban green space networks, new impetus can be generated for sustainable urban development. In 2010, Adams11 stated that brownfields should be considered as a development opportunity rather than a planning issue. In 2017, Ni12 pointed out that brownfield regeneration is an important way for sustainable urban development and an important source of urban green open space. In 2018, Naveed13 stated that the identification and assessment of brownfields are necessary to address environmental issues and promote sustainable development. Based on a survey of 200 brownfield sites in the United States from 2000 to 2015, Green14 concluded that socioeconomic factors (income levels), green development, and tax incentives are significantly associated with brownfield redevelopment. In 2019, Zhao and Zang15 pointed out that the location of brownfield sites significantly influences investors’ decisions and brownfield regeneration in the urban renewal process. In 2020, Zhong et al.16 proposed a conceptual framework for ex-ante evaluation of brownfield greening based on ecosystem services assessment, economic cost–benefit analysis, and spatial pattern analysis. Based on a survey of brownfield redevelopment decision systems over the past 20 years, Hammond et al.17 argued that these decision systems fall short in addressing the complexity of brownfields from a sustainability perspective. The above studies illustrate that brownfield redevelopment has a significant impact on developing high-quality, green, and sustainable cities. However, it is difficult to determine whether a brownfield meets the development standards because of the possibility of contamination and the complicated surrounding environment. Therefore, a thorough pre-evaluation is crucial to guarantee the effectiveness of the redevelopment project. Accordingly, this paper introduces the structure-process-outcome theory to the assessment of brownfield redevelopment. Based on this theory, the relationship among structure, process, and outcome can be clearly elucidated. Specifically, a good structure should promote an effective process, and an effective process will increase the likelihood of an ideal outcome. In addition, a more thorough evaluation index system from the dimensions of structure, process, and outcome can be established. In order to reduce the subjectivity in the evaluation process, the C-OWA operator-topology method is applied to establish the brownfield redevelopment evaluation model. Its applicability, scientific vigor, and rationality are verified in practical cases. The results show that the evaluation system provides a good basis for decision-making on brownfield redevelopment.

Establishment of Brownfield redevelopment evaluation index system

Structure-process-outcome theory

In 1966, Donabedian argued that the quality of medical care services should be understood as the expectation that comprehensive and rational medical services can fulfill the physical and mental health goals of patients1820. In addition, the classical quality evaluation model of structure-process-outcome was proposed, which aimed to evaluate healthcare service quality with an emphasis on context, actions and effects. Structure refers to the original basic conditions in the organization, including hardware and software facilities for service delivery, human and material input, and other objective resources. Process refers to the services provided to clients in a specific process, including physical and psychological care, training of staff, and monitoring of the process and other implementation measures. The outcome is the desired state after receiving the service. It is also the feedback on the structure and process, such as the physical and mental changes and service satisfaction. “Structure-process-outcome” is a holistic system with complex interrelationships that do not present a simple linear pattern. The structure is static, and the process is dynamic. The quality of structure and process inevitably affects the outcome, with the process exerting a more direct impact. Therefore, good structure and process can positively contribute to the outcome2124.

Based on the three dimensions, namely, “structure, process, and outcome”, the whole procedure of the brownfield development process is analyzed. The influencing factors are studied, and the information elements are examined to form a more scientific and comprehensive evaluation index system for brownfield redevelopment25,26.

Metrics construction process

The structural dimension measures all physical infrastructure conditions related to brownfield sites in the redevelopment process27. In terms of brownfield conditions, the degree and type of pollution affect the difficulty of environmental remediation. The location, size, and traffic conditions of brownfield sites impact the value of investments. Moreover, human factors such as literacy, income level, and the relationship between neighbors also determine the difficulty of the redevelopment process. Therefore, accurate information on the structural dimensions of brownfields is the basis for redevelopment management.

The process dimension mainly refers to practical principles, human decision-making management, and organizational coordination of the brownfield redevelopment process. In the process of brownfield redevelopment, capital investment (e.g., environmental remediation and renovation construction costs), matching measures (e.g., regional planning, government policy support and supervision, and management), basic conditions of construction and renovation enterprises, and public opinion guidance (e.g., access to environmental information) significantly affect the process of brownfield redevelopment. Therefore, coordinating the relevant interests of all participants is the key to the success of the project28.

There are two main sources of funding for project implementation: the government and social capital. The outcome orientation is the main factor considered by investors. Therefore, the outcome dimension mainly involves measuring the economic and social benefits of brownfield redevelopment projects. Economic benefits include expected revenue and the length of the payback period, and the social benefits are the satisfaction of the surrounding residents and the added value of the surrounding area29.

Based on the three dimensions, relevant studies, and expert consultation, the evaluation index system for brownfield redevelopment is established, as shown in Table 1.

Table 1.

Brownfield redevelopment evaluation index system based on the “structure-process-outcome” theory.

Primary index Secondary index Three-level index
Structure (S1) Geographical Environment (S11) Brownfield Location (S111)
Area size (S112)
Usage Status (S113)
Traffic conditions (S114)
Human conditions (S12) Neighborhood Avoidance (S121)
Income level of residents (S122)
Environmental awareness of brownfield (S123)
Residents’ willingness to renovate (S124)
Contamination Status (S13) Pollution category (S131)
degree of pollution (S132)
The difficulty of land restoration (S133)
Process (P2) Capital investment (P21) Construction Costs (P211)
pollution treatment costs (P212)
Financing Capacity (P213)
Funding Matching (P214)
Preferential policy (P22) Regional Planning (P221)
Special support policy (P222)
Management organization (P223)
Regulatory Measures (P224)
Technology Assurance (P23) Number of experts (P231)
Construction enterprise qualification (P232)
Information Orientation (P24) Public opinion guidance (P241)
Information Disclosure (P242)
Outcome (O3) Investment income (O31) Expected return (O311)
Payback period (O312)
Social benefits (O32) Resident satisfaction (O321)
Regional Value-Added (O322)

C-OWA operator-topological evaluation model

Calculation of index weights of C-OWA operator

Due to excessive evaluation indexes, cross-influence of indexes, different expert perceptions, and personal preferences, the disturbance of subjective emotional factors in weight assignment by the traditional hierarchical analysis method, entropy method, or factor analysis method is unavoidable, significantly affecting scientific validity30. Due to the characteristic resembling a normal distribution and the close relevance to the decision data, the C-OWA operator method proposed by Professor Yager in 2004 is widely used in decision-making management. With this method, the subjectivity of the weight calculation can be avoided, and the fairness of the decision-making can be enhanced. The C-OWA operator weighting method can contribute to a rational and scientifically robust evaluation of brownfield redevelopment and solve the intricacies arising from the involvement of a large number of evaluation indexes, the need for modeling, and the uncertainty in the index data31.

Establishing the initial evaluation matrix

Experts were invited to score by the Delphi method on a scale of 1–10. According to relevant studies3234, the importance scores of brownfield redevelopment evaluation indexes were divided into five levels, with [9,10) representing level I (extremely important), [8,9) indicating level II (very important), [7,8) representing level III (quite important), [6,7) representing level IV (somewhat important), and [0,6] indicating level V (not important). The initial evaluation matrix Aa1,a2,,an was obtained and then sorted in the order of scores from largest to smallest to yield Bb0,b1,,bn-1, where b0>b1>b2>>bn-1.

Calculation of the weighted vector

The weighted vector χj+1 about the vector B is calculated through the following equation:

χj+1=Cm-1jj=0m-1Cm-1j=Cm-1j2m-1 1

where j=0m-1χj+1=1 and j=0,1,2,m-1; m is the number of experts.

Calculation of the absolute weight

The absolute weight ϖi of each index factor i is calculated by the weighted vector χj+1:

ϖi=j=0m-1χj+1bj,i=1,2,,n 2

where i=0,1,2,n; n is the number of indexes.

Calculation of relative weight

The relative weight ωi of each index factor i is calculated by the absolute weight ϖi:

ωi=ϖii=1nϖi 3

Topologically integrated evaluation model

Topologism was proposed by Wen35 in 1983. It is an innovative method to explore expansion with a formal model for solving contradiction. Currently, topology is widely used in many fields, such as engineering, management, economics, and philosophy, and it combines qualitative and quantitative approaches36. The introduction of the comprehensive evaluation model based on the concept of topology will facilitate the hierarchical representation of the quality level of brownfield redevelopment, clarify the evaluation level of each index factor in a formal and organized manner, and guide the decision-making related to brownfield redevelopment, the matters that should be paid attention to, and the corresponding countermeasures.

Determination of the classical domain, the section domain, and object elements

According to the topological theory, the characteristics, quantitative values, objects, and changes of the contradictory problems of brownfield redevelopment quality evaluation can be expressed based on the topological distance. The primitives (characteristics, quantitative values, objects) are established to classify the brownfield redevelopment quality evaluation into classical and nodal domains37.

  1. A certain level of rating index corresponding to the quality evaluation of brownfield redevelopment and the value interval is considered the classical domain Ri, which can be expressed as follows:
    Ri=(Ni,Cj,Vij)=Nic1ai1,bi1c2ai2,bi2cmaim,bim 4
    where Ni is the ith evaluation level of brownfield redevelopment quality evaluation; Cj is the evaluation index; Vij is the value range of the corresponding evaluation index.
  2. The nodal domain RP is determined with the following equation:
    Rp=(Np,Cj,Vpj)=Npc1ap1,bp1c2ap2,bp2cmapm,bpm 5
    where Np is all grades of brownfield redevelopment quality evaluation; Cj is the evaluation index; Vpj is the value range of the corresponding evaluation index.
  3. The primitive Rx is determined with the following equation:
    Rx=(P,Cj,Vj)=Npc1ν1c2ν2cmνm 6
    where P is the unit number; Cj is the evaluation index; Vj is the value of the corresponding evaluation index.

Determination of the association function

  1. Calculation of the topologizable distance. Based on the classical domain and the nodal domain, the topologizable distance between each evaluation index of the primitive and the classical domain and the nodal domain can be calculated as follows:
    ρνi,Vij=νi-aji+bji2-12bji-ajiρνi,Vpj=νi-api+bpi2-12bpi-api 7
  2. Calculation of correlation degree. The correlation degree reflects the correlation between the evaluation indexes and each evaluation level, which can be expressed as follows:
    KiVi=ρνi,Vijρνi,Vpj-ρνi,VijνiVij-ρνi,VijVijνiVij 8
  3. Calculation of the total correlation degree. Based on the value Kti(Vij) of the correlation degree of each index evaluation level i and the corresponding weight value ωj, the total correlation degree Kj(Nj) can be obtained:
    Kj(Nj)=ωjKiVj 9

According to the principle of maximum membership Kj0(Nj)=maxj1,2,,mKj(Nj), the grade of the redevelopment quality of the brownfield can be obtained38.

Case study

Project overview

Sanxiang Reconstruction Project is located at the junction of the old and new city on Guihu East Road, Xindu District, Chengdu City, Sichuan Province, China. The area is well-equipped with infrastructure and medical facilities. It belongs to the core of the city, with convenient transportation, developed businesses and abundant educational resources. The area was built in the 1980s, mainly for residence, involving nine old neighborhoods. Most houses are resettlement houses, and some are small factories and workshops. Over the years, the area has suffered from outdated facilities, backward management, poor sanitation, lack of service support and poor overall appearance due to local characteristics, such as dense buildings and population, narrow roads and space, and mixed pedestrian and vehicles. In addition, some of the building entrances are dilapidated, and the terrain is prone to waterlogging. Fitness and recreational facilities for residents are outdated and missing, and some owners occupy public space for private construction. These problems have seriously affected the normal life of residents.

In recent years, the government began to vigorously renovate old urban courtyards to reasonably use urban space and prevent and resolve major security risks. It has also focused on improving the living environment, making up for functional shortcomings, and improving governance services, thus creating a harmonious community with a more beautiful environment, complete functions, and convenient living. Since 2023, the area has been included in the list of renovation and upgrading.

Calculation of index weights by C-OWA operator

To evaluate the feasibility of redeveloping this brownfield site, influencing factors were scored (1 to 10) according to the established evaluation index system, with higher scores indicating greater importance. Six experts from different backgrounds, including government, environmental, construction, development, academic and consulting sectors, were invited to score the importance of the indexes. The final scores obtained are shown in Tables 2, 3 and 4.

Table 2.

Expert score of primary indexes.

Primary index Expert 1 Expert 2 Expert 3 Expert 4 Expert 5 Expert 6
S1 9.0 8.5 8.0 8.0 7.8 8.6
P2 9.0 9.5 8.5 9.0 9.3 8.0
O3 8.5 9.5 8.3 8.9 9.0 9.3

Table 3.

Expert score of secondary indexes.

Secondary index Expert 1 Expert 2 Expert 3 Expert 4 Expert 5 Expert 6
S11 9.30 8.60 8.70 8.90 8.60 9.60
S12 7.50 7.80 8.30 6.70 8.20 6.80
S13 8.50 8.60 9.00 8.90 9.20 8.50
P21 9.00 8.50 8.00 8.00 8.70 9.00
P22 9.00 9.20 8.70 8.00 7.50 8.50
P23 8.50 8.00 8.90 7.80 8.50 8.40
P24 7.00 7.80 8.00 7.80 7.90 7.60
O31 8.20 8.50 8.70 9.00 8.80 9.30
O32 9.00 9.50 9.00 8.50 8.40 8.70

Table 4.

Expert score of three-level indexes.

Three-level index Expert 1 Expert 2 Expert 3 Expert 4 Expert 5 Expert 6
S111 9.20 9.40 9.80 9.50 9.90 10.00
S112 8.30 7.90 9.00 8.90 7.10 7.20
S113 8.40 8.50 8.50 7.30 7.70 7.40
S114 8.00 8.60 8.40 9.20 8.70 8.60
S121 7.10 7.20 8.60 7.30 8.70 8.60
S122 5.40 6.00 4.80 6.10 7.00 6.70
S123 8.00 8.50 8.60 8.70 7.80 9.00
S124 8.00 8.70 8.80 7.90 9.40 8.30
S131 8.00 7.80 8.60 8.50 7.20 6.70
S132 8.20 8.00 8.70 7.70 9.00 7.90
S133 8.00 8.50 8.40 8.30 8.10 7.80
P211 8.00 8.60 7.70 7.80 8.30 8.00
P212 7.50 7.90 8.30 8.40 8.20 8.40
P213 8.00 9.00 9.40 9.30 8.50 8.40
P214 8.20 6.00 7.80 7.40 7.80 8.30
P221 9.20 8.30 9.00 8.40 8.80 8.70
P222 8.40 7.80 7.90 9.00 8.70 9.20
P223 9.40 9.30 8.70 8.60 9.50 8.70
P224 7.80 7.90 8.00 8.60 8.70 8.50
P231 8.50 8.70 8.50 8.70 9.00 9.20
P232 7.90 7.60 8.10 7.60 8.70 7.80
P241 7.80 8.20 7.80 7.90 8.70 8.40
P242 7.80 8.80 7.60 8.20 8.30 8.50
O311 8.40 8.50 8.70 8.80 9.20 9.10
O312 8.40 7.80 8.00 8.60 8.30 7.90
O321 9.60 9.50 9.30 9.00 9.10 8.70
O322 9.00 9.30 8.50 9.60 8.00 7.90

Calculation of primary index weights

The expert scores of the primary indexes were obtained, as shown in Table 2.

The weights were calculated using structural indexes as an example, and the score results were reordered from largest to smallest:

B=(9.0,8.6,8.5,8.0,8.0,7.8)

The weight of each data was calculated according to Eq. (1):

χ6=(0.0313,0.1563,0.3125,0.3125,0.1563,0.0313)

The absolute weights of indexes were calculated by Eq. (2):

ϖ=(8.2750,8.9531,8.9313)

The relative weight of each index was obtained by Eq. (3):

W=(0.3163,0.3423,0.3414 )

Calculation of secondary index weights

The expert scores of the secondary indexes were obtained, as shown in Table 3.

The calculation of absolute weights is consistent with that of the primary index weights, and the results are as follows:

ϖ1=(8.8656,7.5938,8.7563)
ϖ2=(8.5625,8.5531,8.3813,7.7656)
ϖ3=(8.7500,8.8250)

The relative weights of the indexes are:

W1=(0.3516,0.3012,0.3472 )
W2=(0.2574,0.2571,0.2520,0.2335)
W3=(0.4979,0.5021)

Calculation of three-level index weights

The expert scores of the three-level indexes were obtained, as shown in Table 4.

Similar to the first two levels, the absolute weight can be obtained as follows:

ϖ11=(9.6469,8.0813,8.0094 ,8.5844)
ϖ12=(7.9313 ,6.0406,8.4781,8.4781)
ϖ13=(7.8688,8.1781,8.1969)
ϖ21=(8.0250,8.2000,8.7781,7.7594)
ϖ22=(8.7344,8.5156,9.0188,8.2500)
ϖ23=(8.7250,7.8688);ϖ24=(8.0781,8.2156)
ϖ31=(8.7688,8.1531);ϖ32=(9.2125,8.7188)

The relative weights of the indexes are:

W11=(0.2811,0.2355,0.2333,0.2501)
W12=(0.2564,0.1954,0.2741,0.2741)
W13=(0.3246,0.3373,0.3381)
W21=(0.2449,0.2504,0.2679,0.2368)
W22=(0.2530,0.2467,0.2613,0.2390)
W23=(0.5258,0.4742);W24=(0.4958,0.5042)
W31=(0.5182,0.4818);W32=(0.5138,0.4862)

Quality evaluation of brownfield redevelopment based on the topology method

Element determination of classical domain, section domain and object to be evaluated

  1. Each three-level index S111, S112, …, O311, O312 were assigned as c1c27, and the classical domain of level I is:
    R1=O1c19,10c29,10c279,10

Similarly, the classical domain R2, R3, R4 and R5 of each level can be obtained.

  • 2.
    Section domain R0
    R0=Oc10,10c20,10c270,10
  • 3.

    Ten people were invited to score the project according to its basic characteristics, with a scale of 1–100, where [90,100) is I excellent, [80, 90) is II good, [70, 80) is III moderate, [60, 70) is IV qualified, [0, 60] is V unqualified. The maximum and minimum values of the experts’ scores were removed to calculate the average, and the specific value Rx of the elements to be evaluated was obtained, as shown in Table 5.

Table 5.

Elements to be evaluated.

Weight Expert 1 Expert 2 Expert 3 Expert 4 Expert 5 Expert 6 Expert 7 Expert 8 Expert 9 Expert 10 Rx
S111 90 86 86 93 94 89 94 95 86 86 89.75
S112 88 87 91 82 88 87 82 94 90 93 88.25
S113 60 67 64 70 70 55 65 67 74 56 64.88
S114 62 67 72 63 60 70 67 69 60 62 65.00
S121 82 81 90 90 80 78 86 78 80 86 82.88
S122 77 78 76 78 79 79 76 81 79 78 78.00
S123 59 55 55 60 57 64 66 55 64 58 59.00
S124 89 91 79 90 81 92 92 83 92 86 88.00
S131 78 82 78 77 75 82 77 81 81 84 79.50
S132 59 51 64 54 41 42 44 60 55 41 50.75
S133 86 96 86 96 87 85 92 97 86 92 90.13
P211 88 93 82 90 87 80 89 90 88 85 87.38
P212 84 81 87 86 84 88 84 87 92 89 86.13
P213 85 81 92 86 91 90 86 81 90 85 86.75
P214 90 88 76 84 77 81 90 77 87 76 82.50
P221 87 92 91 91 89 92 86 85 87 85 88.50
P222 89 82 86 78 80 88 81 83 83 76 82.63
P223 83 83 84 81 81 89 89 85 88 86 84.88
P224 75 77 82 81 73 70 77 79 73 72 75.88
P231 83 91 81 83 83 90 92 80 84 82 84.63
P232 84 86 88 84 82 86 81 90 86 83 84.88
P241 76 76 70 69 73 79 76 77 77 73 74.75
P242 85 89 86 87 87 87 83 84 84 88 86.00
O311 84 85 87 84 87 87 85 86 83 82 85.13
O312 76 84 85 84 82 82 79 83 78 81 81.63
O321 88 91 87 87 83 90 86 81 86 89 87.00
O322 85 86 93 88 94 89 85 93 95 90 89.75

Correlation calculation

Taking the three-level index S111 as an example, the correlation was found by combining Eqs. (7) and (8):

K1(c1)=0.3500;K2(c1)=-0.6500;K3(c1)=-1.6500;K4(c1)=-2.6500;K5(c1)=-0.6083.

It can be seen from Kj0(c1)=maxj1,2,,mKj(c1) that the brownfield location condition S111 is Level I excellent. Similarly, the correlation of all indexes at the three levels can be calculated, as shown in Table 6.

Table 6.

Correlation of three-level indexes.

Three-level index Correlation Quality level
K1(xi) K2(xi) K3(xi) K4(xi) K5(xi)
S111 − 0.0250 0.0250 − 0.9750 − 1.9750 − 0.4958 II
S112 − 0.1750 0.1750 − 0.8250 − 1.8250 − 0.4708 II
S113 − 2.5125 − 1.5125 − 0.5125 0.4875 − 0.0813 IV
S114 − 2.5000 − 1.5000 − 0.5000 0.5000 − 0.0833 IV
S121 − 0.7125 0.2875 − 0.2875 − 1.2875 − 0.3813 II
S122 − 1.2000 − 0.2000 0.2000 − 0.8000 − 0.3000 III
S123 − 3.1000 − 2.1000 − 1.1000 − 0.1000 0.0167 V
S124 − 0.2000 0.2000 − 0.8000 − 1.8000 − 0.4667 II
S131 − 1.0500 − 0.0500 0.0500 − 0.9500 − 0.3250 III
S132 − 3.9250 − 2.9250 − 1.9250 − 0.9250 0.1542 V
S133 0.0125 − 0.0125 − 1.0125 − 2.0125 − 0.5021 I
P211 − 0.2625 0.2625 − 0.7375 − 1.7375 − 0.4563 II
P212 − 0.3875 0.3875 − 0.6125 − 1.6125 − 0.4354 II
P213 − 0.3250 0.3250 − 0.6750 − 1.6750 − 0.4458 II
P214 − 0.7500 0.2500 − 0.2500 − 1.2500 − 0.3750 II
P221 − 0.1500 0.1500 − 0.8500 − 1.8500 − 0.4750 II
P222 − 0.7375 0.2625 − 0.2625 − 1.2625 − 0.3771 II
P223 − 0.5125 0.4875 − 0.4875 − 1.4875 − 0.4146 II
P224 − 1.4125 − 0.4125 0.4125 − 0.5875 − 0.2646 III
P231 − 0.5375 0.4625 − 0.4625 − 1.4625 − 0.4104 II
P232 − 0.5125 0.4875 − 0.4875 − 1.1500 − 0.4146 II
P241 − 1.5250 − 0.5250 0.4750 0.1750 − 0.2458 III
P242 − 0.4000 0.4000 − 0.6000 0.1750 − 0.4333 II
O311 − 0.4875 0.4875 − 0.5125 − 1.0750 − 0.4188 II
O312 − 0.8375 0.1625 − 0.1625 − 0.8250 − 0.3604 II
O321 − 0.3000 0.3000 − 0.7000 − 1.9000 − 0.4500 II
O322 − 0.0250 0.0250 − 0.9750 − 1.7000 − 0.4958 II

Significant values are in [bold].

Comprehensive evaluation

The correlation of primary indexes and secondary indexes was calculated by Eq. (9) and Kj0(c1)=maxj1,2,,mKj(c1), as shown in Tables 7 and 8. Then, the integrated correlation of brownfields in the overall development quality evaluation was calculated:

K(O)=-0.8087,-0.0729,-0.5647,-1.3289,-0.3652

Table 7.

Correlation of secondary indexes.

Secondary index Correlation Quality level
K1(xi) K2(xi) K3(xi) K4(xi) K5(xi)
S11 − 1.2598 − 0.6799 − 0.7129 − 0.7460 − 0.2900 V
S12 − 1.3217 − 0.4862 − 0.5555 − 1.0073 − 0.2797 V
S13 − 1.6606 − 1.0071 − 0.9755 − 1.3008 − 0.2232 V
P21 − 0.4260 0.3076 − 0.5740 − 1.5740 − 0.4290 II
P22 − 0.6914 0.1315 − 0.3086 − 1.3086 − 0.3848 II
P23 − 0.5256 0.4744 − 0.4744 − 1.4744 − 0.4124 II
P24 − 0.9578 − 0.0586 − 0.0670 − 1.0422 − 0.3404 II
O31 − 0.6561 0.3309 − 0.3439 − 1.3439 − 0.3906 II
O32 − 0.1663 0.1663 − 0.8337 − 1.8337 − 0.4723 II

Significant values are in [bold].

Table 8.

Correlation of primary indexes.

Primary index Correlation Quality level
K1(xi) K2(xi) K3(xi) K4(xi) K5(xi)
S1 − 1.4176 − 0.7352 − 0.7567 − 1.0173 − 0.2637 V
P2 − 0.6435 0.2188 − 0.3623 − 1.3565 − 0.3928 II
O3 − 0.4102 0.2482 − 0.5898 − 1.5898 − 0.4316 II

Significant values are in [bold].

Evaluation results and analysis

According to the maximum affiliation principle Kj0(O)=maxj1,2,,mKj(Oj)=-0.0729, the overall quality evaluation rating for the redevelopment of this brownfield project is II good, indicating that the site is suitable for development. The correlation of the primary indexes shows that the process quality and outcome indexes are both II good, but the quality of the structure indexes scores V unqualified.

All secondary indexes under the process index are II good, indicating that government policy support, process supervision and management, transparent and open information, technical guarantee from experts, and capital investment have significant advantages in the renovation project. It also shows that all participants strongly support the renovation project in the early stage.

All secondary indexes under the outcome index are also II good, indicating that the project has great benefits in both social and economic aspects and also revealing that residents are paying more and more attention to the environment and demanding a higher quality of life.

The geographic environments, human conditions and pollution conditions under the structural indexes are all evaluated as V unqualified. Specifically, the low evaluation of geographic environments is mainly caused by the low three-level index rating of use status and traffic conditions, which indicates that the current land use of the project is chaotic and unreasonable; traffic jam is severe despite the superior location. The low evaluation of human conditions is mainly caused by the low knowledge level of the three-level index of the brownfield, and the low evaluation of pollution conditions is mainly caused by the low knowledge level of the brownfield. The low assessment of the pollution condition is mainly caused by the large challenges in restoration technology. Therefore, we need to carefully consider the use and traffic planning of the renovated project. Transparency and openness in information dissemination are essential to raise public awareness of the hazards of brownfield sites and gain public support.

The secondary indexes of geographic environments, human conditions and pollution status under the structural indexes are all evaluated as V unqualified. Specifically, the low evaluation of geographic environments is mainly caused by the low three-level index rating of use status and traffic status, indicating that the current land use of the project is chaotic and unreasonable; traffic congestion is severe despite its superior location. The low evaluation of human conditions is mainly caused by the low environmental awareness of brownfield sites of three-level indexes. The low evaluation of pollution status is mainly caused by the large challenges in restoration technology. Therefore, the use and traffic planning of the renovated project should be considered carefully and comprehensively. Information should be transparent and open to raise public awareness of the hazards of brownfield sites and gain public support. In addition, technical efforts should be further concentrated to overcome difficulties and ensure adequate technical support for project implementation.

Conclusion

With the expansion of urbanization, brownfield redevelopment projects in the process of urban renewal have become an important guarantee for green and sustainable urban development, alleviating the land tension for urban development and improving urban quality. Brownfield redevelopment is often challenged by complex issues such as environmental governance, the involvement of multiple stakeholders and high economic investment. Therefore, the main objective of this study is to form a scientific and reasonable ex-ante evaluation mechanism for brownfield redevelopment.

Firstly, in order to establish a reasonable evaluation index, this study introduces the structure-process-outcome theory, from the perspective of green sustainability, a comprehensive analysis of the basic conditions, practice principles and outcome orientation throughout the brownfield redevelopment is conducted from three dimensions: structure, process and outcome. The composition of influencing factors under each dimension is studied, and the composition of information elements under the interconnection of each dimension is analyzed. A complete evaluation index system of brownfield redevelopment is established by combining literature review and expert consultation, including three primary indexes, nine secondary indexes and 27 three-level indexes.

Secondly, to obtain a scientific computational model, the C-OWA operator assignment method, which is closely related to the decision data and has the good nature of normal distribution, is applied to the weight calculation of the index system of brownfield redevelopment. Its adoption eliminates the subjectivity of weight calculation and reflects the fairness of decision-making. The characteristics, quantitative values, objects and changes of the contradictory problems in brownfield redevelopment evaluation are effectively expressed by incorporating the topologic theory. The organic combination of the two enables scientific and reasonable modeling of brownfield redevelopment evaluation.

Finally, to validate the applicability of the evaluation mechanism. Brownfield redevelopment evaluation indexes and evaluation models are applied to Sanxiang Reconstruction Project. The evaluation results obtained that the total quality evaluation grade of the redevelopment of this brownfield project is Class II good, very suitable for development. However, the geographic environment, human conditions and pollution status of each secondary indicator evaluation are level V failed. Based on the results of the assessment, the following policy recommendations are made. First, effective planning should be done in the process of brownfield development, and brownfield development efforts should align with the surrounding environment. Second, the dissemination of brownfield knowledge in a transparent manner should be given priority to raise public awareness regarding the hazards of brownfield sites and to gain public support. The recommendation was fed back to the project decision makers and contributed well to the smooth running of the brownfield project.

It can be found through the above study that the brownfield redevelopment evaluation mechanism proposed in this paper has great practical significance, the use of the C-OWA operator-topology method can effectively reduce subjectivity in the evaluation process, but there remains a lack of clarity and uncertainty in the majority of the indicators. In the future, we will concentrate on optimizing the indicators and gathering more data to further increase the objectivity and plausibility of the evaluation results.

Acknowledgements

This study was supported by the Science and Technology Research Project of Chongqing Municipal Education Commission (Grant No. KJQN202101337 & Grant no. KJQN202101322 & KJQN202201310 & KJQN202301312), the School-level Scientific Research Project of Chongqing University of Arts and Sciences (No. 2017YJ354), the Natural Science Foundation of Chongqing (No. cstc2019jcyj-msxmX0440), and the Major Breeding Project of Chongqing University of Arts and Sciences (No. P2018JG13). We also thank the students and colleagues from Southwest Petroleum University who took part in this survey research.

Author contributions

Formal analysis: H.J., P.H. Investigation: H.J., H.H., L.C. Methodology: H.J., J.H., P.H. Project administration: H.J., J.H., H.H. Resources: H.J., J.H. Writing—original draft: H.J., H.H. Writing—review & editing: H.J., H.H.

Data availability

All data used in this study are available from the corresponding author.

Competing interests

The authors declare no competing interests.

Footnotes

Publisher's note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

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Data Availability Statement

All data used in this study are available from the corresponding author.


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