Abstract
Introduction: As the occurrence of total knee arthroplasties (TKAs) is forecasted to continue rising, so too will the frequency of prosthetic joint infections (PJIs) and revision TKAs. Multiple revisions can result in an unreconstructible knee. In such instances, the knee may be salvaged through arthrodesis. We evaluated whether height, BMI, and age impacted patient-reported outcome measures (PROMs) in patients who underwent knee arthrodesis after revision TKA due to PJI.
Methods: We conducted a retrospective review of patients undergoing arthrodesis for an infected TKA at a dedicated orthopedic infection service from 2014 to 2022. Patient demographics and PROMs from 36-Item Short Form Survey (SF-36) and Knee Injury and Osteoarthritis Outcome Score (KOOS) questionnaires were collected. Correlation analysis was performed to determine if any association between height, BMI, and age was present with the various PROMs and sub-scores.
Results: Forty-four patients (19 males, 25 females) were included, with a mean follow-up of 48 months. Increases in height (>166 cm), BMI (>30), and age (>62 years) had a statistically significant negative impact on three SF-36 components: health changes (P = 0.016), physical functioning ability (P = 0.0096), and general health components (P = 0.0075).
Conclusion: Our results suggest that a knee arthrodesis is an acceptable option in patients with a persistent knee PJI with good functional PROMs and ambulatory status. Patients with shorter height, lower BMI, and younger age showed overall better outcomes. Knee arthrodesis can be an alternative option for amputation in patients with an infected TKA and provide good functional outcomes in selected patients.
Keywords: proms, tka revision, tka, pji, periprosthetic joint infection, knee arthrodesis
Introduction
Primary total knee arthroplasty (TKA) is a reputable procedure with reproducible results. Nevertheless, some patients achieve suboptimal results after undergoing TKA surgery and find that revision TKA is necessary. As the number of TKA procedures is forecasted to continue rising (increasing by 673% from 2005 to 2030), so too will the frequency of revisions (increasing by 601% in the same timeframe) [1].
Approximately 25% of all revision TKAs are related to prosthetic joint infection (PJI) [2]. Despite the evolution of antibiotics, there has been a steady growth in the virulent and resistant strains of bacteria over the past decade. The five-year mortality rate of PJI in the United States (US) has been reported to be higher than breast cancer, melanoma, Hodgkin’s lymphoma, and other common malignancies. [2] The cost of treating PJI in the US is substantial, with combined annual hospital costs approximated at over one billion dollars as of 2017, projected to double by 2030 [3].
Multiple revision surgeries due to PJI of the knee can result in an unreconstructable knee. Knee arthrodesis is a salvage option that can provide a stable weight-bearing limb and is the option that imparts superior function and ambulation when compared with above-knee amputation (AKA) [4]. In the current literature, the patient-reported outcome measures (PROMs) in patients who underwent knee fusion have been reported to be better than those who have undergone an AKA after an infected TKA. The reported cases of infected TKAs who underwent an arthrodesis ranged from 0.21% to 1.11% [5,6].
We aimed to assess patient-reported outcome measures after knee arthrodesis in individuals with infected and unreconstructible total knee arthroplasty. We also assessed whether patients' height, age, and BMI affected the PROMs in knee arthrodesis patients with infected TKAs.
Materials and methods
A retrospective chart review was performed on a series of patients who underwent arthrodesis for an infected TKA, performed from January 2014 to January 2022 at a single center (Sinai Hospital of Baltimore) with a dedicated orthopedic infection service. Demographic data collected included sex, age, race, height, weight, BMI, Charlson Comorbidity Index (CCI), ambulation status, and functional and mental PROMs. Patients were excluded from this analysis if they underwent a subsequent knee replacement following arthrodesis, underwent a below- or above-knee amputation, had inadequate medical records (such as PROMs unavailable), or had less than six months of follow-up. An exemption status from our institutional review board (LifeBridge Health IRB) was received for this study.
All knee arthrodesis surgeries were performed by a single surgeon, the first author, and consisted of either a long knee antibiotic-cement-coated intramedullary nail (ACCIN) or a short coupling nail with antibiotic-impregnated calcium sulfate injected into the canals before implant insertion (Figures 1, 2).
Figure 1. Long nail.
Anteroposterior plain radiograph showing the right knee long antibiotic-cement-coated intramedullary nail with the Palacos bone cement spacer block (arrow)
Figure 2. Short nail.
Anteroposterior plain radiograph showing the left knee short coupling nail with antibiotic-impregnated calcium sulfate injected into the canals before implant insertion
Palacos bone cement (Zimmer Biomet, Warsaw, IN) was used for the ACCINs, each pack containing 40 g of polymethyl methacrylate; 1 g of vancomycin and 3.6 g of tobramycin were added to each pack.
The 36-Item Short Form Survey (SF-36) and Knee Injury and Osteoarthritis Outcome Score (KOOS) survey responses were recorded to measure and analyze PROMs postoperatively. The SF-36 questionnaire consists of eight scales yielding two summary measures: physical and mental health. The physical health measurement scales are physical functioning (10 items), role-physical (four items), bodily pain (two items), and general health (five items). The mental health measurement scales are vitality (four items), social functioning (two items), role-emotional (three items), and mental health (five items). A total score of 100 indicates no symptoms and 0 indicates maximum symptoms. The KOOS evaluates both short- and long-term consequences of a knee injury. It comprises 42 items in five separately scored subscales: pain, other symptoms, function in daily living (activities of daily living, or ADL), function in sports and recreation (sport/rec), and knee-related quality of life [7]. Standardized answer options (five-point Likert scale) are given, and each question is assigned a score from 0 to 4. An overall score of 100 indicates no symptoms, and 0 indicates extreme symptoms. Surveys were collected from patients during outpatient visits or via phone calls by a research team member.
Based upon responses obtained from the SF-36 section regarding limitation of activities, we classified patients into three categories based on ambulatory status: home ambulators (patients ambulating at home only), community ambulators (patients who can ambulate a block or more away from home), and non-ambulators (wheelchair- or bed-bound).
Patient-reported outcome measures obtained from knee arthrodesis patients were compared to the normal US population as controls. The scores obtained from different components of the SF-36 questionnaire were compared with those of the general population from the data collected in 2012. This comparison evaluated the deviations and differences in PROM scores between knee arthrodesis patients and the general population.
To assess the effect of height, BMI, and age on function, patients were separated into groups and compared with the PROMs. Patients were filtered into one of the two groups that were dependent on a total height of ≤166 cm or >166 cm (Table 1).
Table 1. Test scores of patients grouped by height.
KOOS, Knee Injury and Osteoarthritis Outcome Score; SD, standard deviation; SF-36, 36-Item Short Form Survey
| Scores | Height ≤166 cm (n = 23), mean ± SD | Height >166 cm (n = 21), mean ± SD | P value |
| KOOS | 64.2 ± 17.8 | 59.2 ± 16.06 | 0.31 |
| SF-36 | |||
| Emotional well-being | 65.7 ± 21.6 | 62.5 ± 23.5 | 0.62 |
| Energy/fatigue | 46.9 ± 20.9 | 46.3 ± 21.8 | 0.91 |
| General health | 50.1 ± 21.1 | 52.9 ± 26.5 | 0.68 |
| Health changes | 66.7 ± 29.6 | 46.3 ± 26.3 | 0.016 |
| Physical function | 46.2 ± 34.2 | 32.2 ± 29.6 | 0.13 |
| Role limitation due to emotional problems | 55.1 ± 40.9 | 51.7 ± 47.5 | 0.79 |
| Role limitation due to physical health | 32.9 ± 36.8 | 24.5 ± 35.8 | 0.43 |
| Social functioning | 60.8 ± 27.9 | 57.9 ± 30.8 | 0.73 |
Similarly, two groups were created for BMI totaling either <30 or ≥30 (Table 2).
Table 2. Test scores of patients grouped by BMI.
BMI, body mass index; KOOS, Knee Injury and Osteoarthritis Outcome Score; SD, standard deviation; SF-36, 36-Item Short Form Survey
| Scores | BMI <30 (n = 15), mean ± SD | BMI ≥30 (n = 29), mean ± SD | P value |
| KOOS | 61.20 ± 14.61 | 62.91 ± 13.71 | 0.71 |
| SF-36 | |||
| Emotional well-being | 63.82 ± 19.82 | 64.68 ± 22.31 | 0.89 |
| Energy/fatigue | 48.32 ± 18.58 | 45.52 ± 21.18 | 0.66 |
| General health | 44.88 ± 19.24 | 55.34 ± 23.41 | 0.14 |
| Health changes | 67.33 ± 24.04 | 51.03 ± 29.50 | 0.07 |
| Physical function | 55.62 ± 34.10 | 30.01 ± 27.15 | 0.0096 |
| Role limitation due to emotional problems | 57.88 ± 38.69 | 51.29 ± 47.23 | 0.64 |
| Role limitation due to physical health | 28.85 ± 33.36 | 27.14 ± 37.25 | 0.88 |
| Social functioning | 54.81 ± 25.04 | 61.94 ± 30.41 | 0.44 |
All BMIs were documented on the day of the procedure. We arrived at the deciding factor of 166 cm for our height groups based on an investigation into the average heights of adult Americans of varying genders, ages, and races [8]. The deciding factor of 30 for our BMI groups was due to a score of ≥30, signifying obesity [9]. Lastly, we created two groups for patients aged ≤62 years and >62 years (Table 3). This age was chosen as our deciding factor for age groups because our population’s mean age at the time of the procedure was 62.3 years.
Table 3. Test scores of patients grouped by age.
KOOS, Knee Injury and Osteoarthritis Outcome Score; SD, standard deviation; SF-36, 36-Item Short Form Survey
| Scores | Age ≤62 years (n = 19), mean ± SD | Age >62 years (n = 25), mean ± SD | P value |
| KOOS | 62.1 ± 15.3 | 60.8 ± 20.5 | 0.81 |
| SF-36 | |||
| Emotional well-being | 65.9 ± 20.3 | 60.2 ± 26.7 | 0.42 |
| Energy/fatigue | 47.7 ± 20.3 | 45.6 ± 23.6 | 0.83 |
| General health | 57.8 ± 20.6 | 38.3 ± 25.4 | 0.0075 |
| Health changes | 54.5 ± 25.4 | 60.3 ± 37.4 | 0.52 |
| Physical function | 36.6 ± 32.3 | 32.4 ± 32.6 | 0.45 |
| Role limitation due to emotional problems | 55.8 ± 45.8 | 48.04 ± 40.5 | 0.57 |
| Role limitation due to physical health | 26.08 ± 35.9 | 34.16 ±37.3 | 0.48 |
| Social functioning | 64.09 ± 29.2 | 49.3 ± 27.2 | 0.1 |
After removing patient identifiers, the data was collated into Excel (Microsoft, Redmond, WA) for the initial review. Subsequent statistical analysis was performed using MedCalc statistical software, version 20.009 (MedCalc Software Ltd, Ostend, Belgium). Baseline demographics were summarized using means with standard deviations and percentages of the studied population. Descriptive statistics were calculated for continuous and categorical data using Student's t-test and Fisher's exact test. A P-value less than 0.05 was considered statistically significant. The CI was reported between −1 and 1, with 1 portraying a positive correlation. For comparison of subgroups and scores between healthy and study populations, an independent sample t-test of means was utilized (Tables 4, 5).
Table 4. Demographics and PROMs.
BMI, body mass index; KOOS, Knee Injury and Osteoarthritis Outcome Score; PROM, patient-reported outcome measure; SD, standard deviation; SF-36, 36-Item Short Form Survey
| Variable | Mean | ±SD |
| Current age (years) | 66.9 | 13.1 |
| Age at the procedure (years) | 62.3 | 12.7 |
| Follow-up time (months) | 48 | 35 |
| BMI | 33.8 | 9.3 |
| Height (cm) | 164 | 13.06 |
| Weight (kg) | 90.7 | 20.3 |
| KOOS | 63 | 13.9 |
| SF-36 | ||
| Emotional well-being | 64.3 | 21.3 |
| Energy/fatigue | 46.4 | 20.1 |
| General health | 51.8 | 22.4 |
| Health changes | 56.5 | 28.5 |
| Physical functioning | 38 | 31.7 |
| Role limitation due to emotional problems | 53.3 | 44.1 |
| Role limitation due to physical health | 27.7 | 35.5 |
| Social functioning | 59.5 | 28.6 |
| Pain | 47.8 | 28.02 |
Table 5. Correlation coefficient and significance of height, BMI, and weight with PROMs.
BMI, body mass index; KOOS, Knee Injury and Osteoarthritis Outcome Score; PROM, patient-reported outcome measure; SD, standard deviation; SF-36, 36-Item Short Form Survey
| Test and PROM | Height | BMI | Weight | |
| KOOS | Correlation coefficient | -0.099 | 0.048 | -0.026 |
| Significance level (P) | 0.521 | 0.75 | 0.867 | |
| SF-36 | ||||
| Emotional well-being | Correlation coefficient | -0.11 | -0.037 | 0.355 |
| Significance level (P) | 0.475 | 0.809 | 0.018 | |
| Energy/fatigue | Correlation coefficient | -0.112 | -0.072 | -0.172 |
| Significance level (P) | 0.467 | 0.642 | 0.265 | |
| General health | Correlation coefficient | -0.052 | -0.044 | -0.056 |
| Significance level (P) | 0.738 | 0.778 | 0.716 | |
| Health changes | Correlation coefficient | 0.24 | -0.166 | -0.05 |
| Significance level (P) | 0.117 | 0.281 | 0.747 | |
| Physical functioning | Correlation coefficient | 0.073 | -0.269 | -0.259 |
| Significance level (P) | 0.636 | 0.0776 | 0.089 | |
| Role limitation due to emotional problems | Correlation coefficient | -0.047 | -0.143 | -0.21 |
| Significance level (P) | 0.763 | 0.354 | 0.171 | |
| Role limitation due to physical health | Correlation coefficient | 0.046 | -0.107 | -0.064 |
| Significance level (P) | 0.767 | 0.488 | 0.68 | |
| Social functioning | Correlation coefficient | -0.025 | -0.107 | -0.156 |
| Significance level (P) | 0.873 | 0.489 | 0.312 | |
| Pain | Correlation coefficient | 0.071 | 0.238 | -0.206 |
| Significance level (P) | 0.644 | 0.119 | 0.178 |
Results
A total of 51 patients who underwent arthrodesis for an infected TKA were initially identified and met our inclusion criteria. Of these, four patients were deceased and three patients were lost to follow-up; thus, 44 patients had follow-up data of more than six months and ultimately comprised our study population. Twenty-eight of these patients had >24 months' follow-up. The mean follow-up period was 48 months (range, 6-122 months). There were 19 (43.2%) males and 25 (56.8%) females. Among them, 26 (59%) were Caucasians, 17 (38.6%) African Americans, and 1 (2.3%) was Asian. The mean age at the time of the procedure was 62.3 years (SD ±12.7 years), mean BMI was 33.8 (SD ±9.3), mean height was 164.8 cm (SD ±13.06 cm) and the mean weight was 90.7 kg (SD ± 20.3 kg).
The most common comorbidities in our patient population were type 2 diabetes mellitus and hypertension. The mean CCI score was 1.13 (range, 0-5). Thirty patients received a long ACCIN, whereas 14 received a short antibiotic-coated coupling nail fusion. Twenty-eight patients were community ambulatory, and 16 were home ambulators at the end of the treatment in our study.
The mean and SD of the various SF-36 components in the normal US population have been cataloged in a 2012 study by Maglinte et al. [10]. We tallied the means ± SDs for the SF-36 PROMs from our cohort and compared them with the results of Maglinte et al. (Table 6).
Table 6. Comparison of SF-36 scores with the general population.
PROM, patient-reported outcome measure; SD, standard deviation; SF-36, 36-Item Short Form Survey
*General population numbers derived from the study by Maglinte et al. [10]
| SF-36 PROM | Mean ± SD, our study population | Mean ± SD, general population* | P value | ||
| Emotional well-being | 64.3 | 21.3 | 54.2 | 13.2 | <0.01 |
| Energy/fatigue | 46.4 | 20.1 | 53.7 | 15.3 | <0.01 |
| General health | 51.8 | 22.4 | 50.1 | 16.8 | 0.5 |
| Physical functioning | 38 | 31.7 | 50.6 | 14.4 | <0.01 |
| Role limitation due to emotional problems | 53.3 | 44.1 | 51.4 | 13.2 | 0.36 |
| Role limitation due to physical health | 27.7 | 35.5 | 49.4 | 14.7 | <0.01 |
| Social functioning | 59.5 | 28.6 | 51.3 | 13.9 | <0.01 |
| Pain | 47.8 | 28.02 | 50.6 | 16.2 | 0.25 |
We discovered statistically significant differences existed in five categories when comparing our study cohort and the general population. These five SF-36 components were emotional well-being, energy/fatigue, physical functioning, role limitation due to physical health, and social functioning. Three SF-36 score components were higher in the knee fusion group than in the general population. These were general health, role limitation due to emotional problems, and pain.
The SF-36 and KOOS results were compared among the two groups that we established for each of our three focuses of height, BMI, and age. There were 23 patients in our shorter group and 21 in the taller group. A statistical significance between the two height groups was found in the health changes component of the SF-36 (P = 0.016); the shorter group had a significantly better score (Table 1). Our BMI groups comprised 15 patients with BMI <30 and 29 with BMI ≥30. A statistical significance between the two BMI groups was found in the physical function component of the SF-36 (P = 0.0096); the <30 BMI group had a significantly better score (Table 2). The patients were divided into two groups based on their age: a group with patients who were 62 years old or younger (19 patients) and another group with patients older than 62 years (25 patients). The younger age group had a higher score in the general health component of SF-36 (Table 3). KOOS scores did not reveal any statistical significance for any of our groups. Among height, BMI, and age, the KOOS P values were 0.31, 0.71, and 0.81, respectively.
Discussion
The mean SF-36 and KOOS scores obtained in this study suggest that knee arthrodesis is considerably a good functional solution for PJI secondary to TKA. Furthermore, when testing the hypothesis that advanced ages, taller heights, and higher BMIs correlate with worse PROMs, we found this to be true in overall score trends from the SF-36 and KOOS, but only noted statistical significance in one component of the SF-36 for each of our three categories. Moreover, the statistically significant component differed amongst the three categories. We can conclude that, statistically, patients aged <62 years, <166 cm tall, and with a BMI <30 had better scores, when compared to the rest of the studied cohort.
We compared the PROMs of knee fusion in our study population with the control group and found no statistically significant difference for three SF-36 score components of general health, role limitation due to emotional problems, and pain. Yet, the remaining five components of the SF-36 had significantly different scores between the general population and our group of arthrodesis patients. The better scores for the general population were expected due to additional energy expenditure when living with knee arthrodesis and the logistical challenges of functioning with a fused knee during activities of daily living. All patients in our study were ambulatory on an uninfected fused knee after a significant period of non-ambulatory status.
There is no consensus on a single “best” procedure for PJI management. Procedures for managing a knee PJI may include a two-stage TKA procedure, knee fusion, and AKA. Gomez et al. studied 504 patients with chronic PJI and found that approximately 20% of patients never underwent second-stage reimplantation [11]. Meehan et al. reported that patients aged <50 years are more prone to have a knee PJI than older patients [12]. Studies also indicate that one-stage procedures are reasonable options for treating an infected revision TKA [13].
Arthrodesis of the knee can eradicate the infection and successfully provide a stable leg for ambulation [14,15]. Knee arthrodesis procedures have been performed successfully as a salvage procedure for treating osteoarthritis since before TKA surgery existed [16]. Patients receiving knee fusions for recurrent PJIs after TKA are reported as having better functional outcomes than AKA, as Chen et al. reported in 2012 [4]. Twenty patients who underwent knee fusion for recurrent PJI found increased ambulation among knee fusion patients postoperatively, and they scored better on SF-12 when compared with AKA patients [4]. The alternative option of AKA does not allow for a reliable way to weight bear, particularly in elderly and low-demand patients [17,18]. Studies have indicated an increased energy expenditure in patients who underwent AKA surgery compared with those who underwent knee arthrodesis. The energy needed to ambulate on an AKA was reported as approximately 0.20 ml/kg/min; for a fused knee joint, it was 0.16 ml/kg/min [17,18].
In a 2020 study by Brown et al., 16 of the 17 patients with chronic knee PJI underwent successful knee fusion with an intramedullary antegrade nail [19]. They concluded that knee fusion was a suitable salvage treatment method for carefully selected patients with complex recurrent PJIs [15,19,20]. Barton et al. studied 12 patients treated with intramedullary knee fusion following knee PJI. The PROMs were assessed using the SF-12 and Oxford Knee Score after 53 months of follow-up and there were no significant difference in outcome scores following knee arthrodesis compared to the revision TKA [14].
A study was conducted by Klinger et al. including 20 patients comparing single- and two-stage knee fusion [21]. They reported that patients with two-stage fusion had good fusion rates and scored better on the SF-36 score components compared to the single-stage study population. They concluded that arthrodesis of the knee was a satisfactory salvage procedure following a failed TKA and provided reliable expectations for a stable, painless limb in high-functioning patients, preserving their ability to ambulate [21].
Robinson et al. in a recent article documented functional scores following knee arthrodesis for infected TKA [22]. They described 20 successful fusions and reported functional scores for 11 patients. Their average KOOS symptom score was 73.1. These scores compare positively with our study, which had an average KOOS score of 62.36. The Robinson et al. study had a small pool of patients and a variety of arthrodesis methods, including external fixation [22]. Our study included two lengths of intramedullary nails, allowing immediate postoperative weight bearing. This early weight bearing may have contributed to the good functional scores in our patients. Also, our study population consisted of 44 patients, whereas Robinson et al. reported on 20 patients [22].
Our study is not without limitations. The patient population in our study had a wide range of postoperative follow-up periods. The duration of recording postoperative functional scores was not uniform. Also, preoperative baseline KOOS and SF-36 PROMs were not obtained; these would have helped because a percentage of change could have been evaluated. Our study represents a large number of knee fusions performed using ACCINs from a single institute, which is a strength of this study.
Arthrodesis is a viable alternative for limb salvage in chronic infective conditions of the knee since it provides a functioning limb aiding in the patient's mobilization. While AKA may be perceived as a last resort, especially when complications are present with respect to soft tissue and the bony components, arthrodesis remains a conservative solution that must be considered first, particularly while using a long ACCIN or a short antibiotic-coated coupling nail. Our study indicates that knee arthrodesis is a functional procedure secondary to knee PJI, and the patients uniformly maintained the ability to ambulate independently and self-reported good functional scores and quality of life [23]. With this information, surgeons can counsel patients to maintain their independent ambulatory status with PROMs comparable to the normal healthy population, favorably in the shorter, non-obese, and younger age groups, yet further studies are encouraged to compare the PROMs between knee arthrodesis and other surgical options. In summary, knee arthrodesis can be a viable alternative to amputation in infected TKA populations in certain conditions.
Conclusions
Our results suggest that knee arthrodesis can be a viable option for the treatment of persistent TKA PJI. The surgeon's experience and appropriate patient selection remain crucial prior to performing this procedure in this patient population. Further studies comparing the functional outcomes of knee arthrodesis and other treatment modalities for TKA PJI are required.
The authors have declared financial relationships, which are detailed in the next section.
Janet D. Conway declare(s) personal fees and royalties from LifeBridge Health. Janet D. Conway is a consultant for Avitus, Bonesupport, Johnson & Johnson, and Orthofix, and receives fellowship support from Biocomposites and Bonesupport. The following organizations supported the institution of the author: DePuy Synthes, NuVasive Specialized Orthopedics, Orthofix, OrthoPediatrics, Paragon 28, Pega Medical, Smith & Nephew, Stryker, Turner Imaging Systems, and WishBone Medical.
Human Ethics
Consent was obtained or waived by all participants in this study. Department of Research, Sinai Hospital of Baltimore issued approval NA. This project has received Exempt Review based on applicable federal regulations 45 CFR 46.104(d)(2 and 4).
Animal Ethics
Animal subjects: All authors have confirmed that this study did not involve animal subjects or tissue.
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