Abstract

Based on an amino-group-assisted coordination strategy and a proton-shuttle-activated outer-sphere mode, the cobalt-catalyzed asymmetric hydrogenation of α-primary amino ketones has been developed, resulting in the efficient synthesis of chiral vicinal amino alcohols bearing functionalized aryl rings in high yields and enantioselectivities (up to 99% enantiomeric excess (ee)) within 0.5 h.
Keywords: amino ketones, assisted coordination, asymmetric hydrogenation, cobalt catalysis, vicinal amino alcohols
Transition-metal-catalyzed asymmetric hydrogenation (AH) represents one of the most elegant ways to construct chiral molecules.1,2 Compared to the well-developed rare metal-catalyzed version, earth-abundant metal-catalyzed asymmetric hydrogenation has attracted growing interest and already witnessed competent or even more remarkable results.3−9 Within this newly emerging field, cobalt-catalyzed asymmetric hydrogenation has developed precipitously in the past decade.10−12
Based on a series of differentiated cobalt catalytic systems, a wide variety of alkene substrates, bearing largely unfunctionalized groups (UFG) as well as functionalized groups (FG) including acylamino, carboxyl, and azolyl, can be hydrogenated with excellent enantioselectivities and yields (Scheme 1a, up).13−24 From the data recorded, bis(phosphine) (PP) ligands are more suitable for the latter and often achieve a higher catalytic efficiency (up to 2000 TON). It is important to note that the assisted coordinating groups such as a pyrazolyl with N-coordination are critical for the high efficiency in the cobalt-catalyzed asymmetric hydrogenation of functionalized olefins, which enables the reaction to proceed smoothly at ambient temperature and pressure and to complete quickly within 1 h (Scheme 1a, down).19
Scheme 1. Cobalt-Catalyzed Asymmetric Hydrogenation.

However, for cobalt-catalyzed asymmetric hydrogenation of double bonds containing heteroatoms, the catalytic efficiency is relatively lower, and much fewer achievements have been made, either with relatively lower catalytic efficiency or with harsh conditions (Scheme 1b and c, up).25−30 To tackle this issue, the assisted coordination strategy has been introduced to enable the cobalt-catalyzed asymmetric hydrogenation of the C=N bond with high efficiency (up to 2000 TON). The success of this reaction relied on the presence of an NHBz group in the substrates, with the hydrogenation efficiency improved by its assisted O-coordination to the cobalt atom and its nonbonding interaction with the ligand (Scheme 1b, down).26 These results coupled with our understanding of the catalytic mechanism propelled us to envisage that cobalt-catalyzed efficient asymmetric hydrogenation of the C=O bond may no longer be out of reach. Compared with the traditional acyl and hydroxyl groups using the oxygen atom as the coordinating atom, the imino and amino groups using the nitrogen atom as the coordinating atom are considered to form stronger coordinate bonds.19 In particular, the simple primary amino group (NH2) has the least steric hindrance and, thus, is more favorable for coordination bond formation. This is conducive to improving the stability of cobalt complexes that are relatively sensitive to the coordination space.19,31,32
Herein, we report a highly efficient cobalt-catalyzed asymmetric hydrogenation of NH2-substituted ketones (Scheme 1c, down). Notably, there is no report on the cobalt-catalyzed asymmetric hydrogenation using NH2 as an assisted coordinating group.33−39 By avoiding the protection and deprotection steps, we expect to further improve the synthetic efficiency and transforming simplicity of chiral vicinal amino alcohols, which are irreplaceable synthetic skeletons and core building blocks of many bioactive compounds (Figure 1).
Figure 1.
Chiral vicinal amino alcohols with bioactivities.
First, commercially available 2-aminoacetophenone hydrochloride (1a) was chosen as the model substrate to optimize reaction conditions (Table 1 and see Table S1 for details). During the preliminary screening, the spontaneous and simultaneous generation of binary condensed byproducts pyrrole and pyrazine was observed when the base K2CO3 was added.40,41 Among the chiral diphosphine ligands evaluated, (S,S)-BDPP (L1), (R)-BINAP (L2), and (R,Sp)-JosiPhos (L3) did not promote hydrogenation at all, while the electron-rich ligands (S,S)-Ph-BPE (L4), (R,R)-Me-DuPhos (L5), and (R,R)-BenzP* (L6) gave desired product 2a with acceptable yields and good enantioselectivities (Table 1, entries 1–6). After investigating the effects of solvents and cobalt sources using (R,R)-BenzP* (L6) as the optimal ligand, we found that MeOH is the best solvent and Co(OAc)2 becomes a better cobalt source (entry 7). After screening of bases, KHCO3 gave the best results in both yield and enantioselectivity (entry 8). In the absence of a base, the conversion and ee value decreased slightly (entry 9). Then, the comparative advantage of the primary amino group was verified by comparing the hydrogenation performance of ketones with different substituents (entries 8–15). When the amino group was protected, the corresponding product could be well obtained regardless of whether the protecting group is acetyl (1a-Ac), benzoyl (1a-Bz), or tert-butoxycarbonyl (1a-Boc; entries 10–12). Less than 10% conversion was obtained when the primary amino group was removed (1a-Ket) or replaced by a hydroxyl group (1a–OH; entries 13, 14). Extending the carbon chain between NH2 and C=O groups gave a maintained conversion but led to a dramatic decrease in the ee value (1a-C2; entry 15). Other reaction conditions such as temperature, hydrogen pressure, and reaction time were also studied and compared. Without the addition of zinc dust, the yield of 2a is significantly reduced, although the enantioselectivity is maintained (entry 16). Increasing the reaction temperature and hydrogen pressure can further improve the yield of 2a but will reduce the enantioselectivity (entries 17–19). To our surprise, facilitated by stoichiometric KHCO3, the hydrogenation reaction was so efficient that it could be completed in less than 0.5 h with maintained yield and enantioselectivity (entries 20, 21).
Table 1. Conditions Optimization.
Conditions: 1a (0.2 mmol), [Co] (2.0 mol %), ligand (2.2 mol %), Zn (20 mol %), H2 (40 atm), base (1 equiv), MeOH (1.0 mL), 50 °C, 24 h, unless otherwise noted.
The conversions of 2a were calculated from 1H NMR spectra. NP = no product.
The ee values were determined by HPLC using a chiral column.
Without Zn.
40 °C.
60 °C.
H2 (50 atm).
0.5 h (stirring for 10 min at 50 °C and cooling down for 20 min).
With the optimized reaction conditions in hand, we began to explore the substrate scope of the α-primary amino ketones (Scheme 2). Most hydrogenated products (2a–2z) were obtained in high yields with good to excellent enantioselectivities (84–99% ee). For para- and meta-substituted substrates, both electron-donating and electron-withdrawing groups were well tolerated (2a–2n). And for 2h–2k with a halogen substituent at the para position, the ee value went up as the electronegativities abated, with 2j and 2k obtained with the highest ee of 99%. However, with ortho substituents, the ee values of the corresponding products 2o and 2p decreased significantly. Disubstituted substrates gave good results, as well (2q–2v). Notably, norepinephrine 2s, bearing two unprotected phenolic hydroxyl groups, an important neurotransmitter and cardiopulmonary resuscitation and antishock drug, could be directly obtained with 94% ee. Naphthyl and heteroaryl substrates were also amenable to the reaction conditions, affording the corresponding products (2w–2z) with satisfactory yields and enantioselectivities. However, certain substrate types gave relatively lower activity and were ineffective even after 24 h (2aa–2ac). When there was a strong electron-withdrawing substituent on the phenyl ring, such as trifluoromethyl (2aa), the yield dropped to 70% with a satisfactory enantioselectivity of 95% ee, and when the phenyl ring was substituted by chloride at the meta-positions (2ab), only 40% yield was obtained with 88% ee. Also, when there was a large steric-hindered substituent on the phenyl ring such as tert-butyl (2ac), only an 85% yield and 63% ee were obtained. In addition, the N-methyl-substituted substrate also went through the reaction smoothly, providing 2a-Me in 90% yield and 98% ee. The absolute configuration of 2j was determined to be S by single-crystal X-ray diffraction (see Supporting Information for details), and the other products were then assigned accordingly.
Scheme 2. Substrate Scope.
Conditions: 1 (0.4 mmol), Co(OAc)2 (2 mol %), (R,R)-BenzP* (2.2 mol %), Zn (20 mol %), KHCO3 (1 equiv), H2 (50 atm), MeOH (2 mL), 50 °C, 0.5 h, unless otherwise noted; Yields of isolated products given; ee values determined by HPLC using chiral columns
1 h.
24 h.
40 atm.
To demonstrate the practicality of this methodology, the hydrogenation reaction was performed on the gram scale, giving the desired product 2l with complete conversion and a maintained ee value. Also, the reaction could be conducted under a substrate/catalyst (S/C) ratio of 1000 with identical results (Scheme 3a). Subsequently, using common reaction conditions, amine 2l could be coupled with 2-(3,4-dimethoxyphenyl)acetic acid to form amide 3l. Reduction of 3l by LiAlH4 completed the synthesis of the enantiomer of denopamine, a selective β-adrenoceptor agonist that is clinically effective in congestive cardiomyopathy (Scheme 3a).42 The amino and hydroxyl groups of 2a could be acylated sequentially with BzCl and Ac2O respectively to give 2a-Bz and 3a without any loss in enantioselectivity (Scheme 3b, up).43 Similarly, by modified reaction conditions, acylation of 2a gave monoacylated product 4a in 50% yield and 94% ee, which is a key intermediate for the synthesis of the enantiomer of a selective β3-adrenoceptor agonist named mirabegron (Scheme 3b, down).44 Apart from acylation, hydrogenated product 2q went through reductive alkylation with acetone/NaBH3CN successfully, providing compound 3q in high yield and good enantioselectivity. Deprotection of methyl groups in compound 3q can give the enantiomer of a potent β-adrenergic agonist named isoproterenol (Scheme 3c).45
Scheme 3. Scaleup and Practical Applications.
To gain further insight into the reaction mechanism, a series of deuterium labeling experiments were conducted (see Scheme S1 for details). The results demonstrate that hydrogenation proceeds only via the ketone state rather than in its enol and enamine tautomer states. It also confirmed that H2 is the hydrogen source and not MeOH. When probing into the role of base in the reaction, we found that compared to base species like Et3N or KOH, KHCO3 has a promotion effect on the reaction, the loading of which can be reduced to a catalytic amount (0.1 equiv) without affecting the reaction results for standard substrate 1a (see Supporting Information 4.2 for details). As for the role of additives, we found that zinc acts as a promoter for the hydrogenation reaction, probably acting as Zn2+ Lewis acid18 instead of taking effect at the catalyst preformulation stage (see Supporting Information 4.3 for details).
Based on the aforementioned experiments and density functional theory (DFT) calculations, a nonredox CoII catalytic cycle and its energy profile are presented in Scheme 4. The mechanism mainly includes two parts: the formation of active CoII–H species C and the reduction of the substrate 1a. A molecule of hydrogen is first coordinated to the starting CoII complex A then undergoes heterolytic cleavage under the action of acetate. The resulting active CoII–H species C is converted to complex D through a series of ligand exchanges. Then, the carbon–oxygen double bond is reduced to a single bond through a hydride-proton synergistic addition transition state, TS2, in which the carbonic acid molecule plays as a proton shuttle in helping the C=O activation and proton transfer. The neutralized substrate 1a′ can combine with the cobalt center through two alternative chiral surfaces, therefore, producing two enantiomeric products (S)-2a and (R)-2a, and the ΔΔG‡ of responding transition states is 2.2 kcal/mol, which is matched with the experimental ee value (93% ee). Finally, the catalyst-product adduct E can release a molecule of the expected product 2a and regenerate the initial CoII complex A. For reference, several alternative mechanisms are also computed and proven to be unreasonable (see Schemes S2 and S6 for details). It is worth noting that the above mechanism is different from the “NH effect” activated outer-sphere mechanisms because the C=O bond in the transition state TS2 is activated by the proton shuttle but not via the interaction with the M-NH.11,46
Scheme 4. DFT Calculations.

The unit of Gibbs free energy is kcal/mol. PBE0-D3/def2TZVP, SMD (methanol), 323.15 K, 50 atm.
The four-quadrant diagram analysis (Scheme 4c) is also conducted to provide more information for the stereoselection. It is shown that the benzoyl group of (R)-TS2 is located in the area with greater hindrance than that of (S)-TS2. In addition, the difference of distortion energy between the two transition states is 6.1 kcal/mol (ΔE = Edis(R) – Edis(S), see Supporting Information 8.3 for details), which further elucidates that steric hindrance is the main reason for the energy difference between the two stereoisomers (ΔΔG‡ = 2.2 kcal/mol, matching with the 93% ee value).
In conclusion, an efficient cobalt-catalyzed asymmetric hydrogenation of the C=O bond has been realized, assisted by NH2 coordination, affording chiral vicinal amino alcohols in high yields and with excellent enantioselectivities (up to 99% ee). The hydrogenation could be conducted on the gram scale with a low catalyst loading (up to 1000 S/C), and the resulting products could be further applied in various transformations. The mechanistic studies suggested a nonredox cobalt(II) catalytic cycle and a proton shuttle activated outer-sphere reaction mode.
Acknowledgments
This work was supported by the National Key R&D Program of China (No. 2021YFA1500200), National Natural Science Foundation of China (Nos. 21831005, 21991112, 22071150), China Postdoctoral Science Foundation (No. 2023M732209), and The Program for Professor of Special Appointment (Eastern Scholar) at Shanghai Institutions of Higher Learning. We also thank the Instrumental Analysis Center of Shanghai Jiao Tong University and the Center for High Performance Computing at Shanghai Jiao Tong University.
Supporting Information Available
The Supporting Information is available free of charge at https://pubs.acs.org/doi/10.1021/jacsau.3c00524.
Author Contributions
§ H. Y., Y. H., and Y. Z. contributed equally to this work.
The authors declare no competing financial interest.
Supplementary Material
References
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